HEAD & SHOULDERS SECURITIES LIMITED 聯合證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Au, Yuk Ling 區玉玲 AQC419 Rep 2007-12-27 2009-04-30
2 Chan, Anita Chui Wa 陳翠華 F AQS717 Rep 2008-05-06 2009-04-30
3 Chan, Cheuk Ling 陳卓伶 BRT108 Rep 2023-08-02
4 Chan, Chi Yin (SFC:ABA954) 陳志賢 ABA954 Rep 2004-12-15 2007-08-01
5 Chan, Chun Kit (SFC:BKH860) 陳俊傑 BKH860 Rep 2018-04-03 2022-12-31
6 Chan, Hiu Shun 陳曉信 AZE439 Rep 2018-05-10 2019-03-13
7 Chan, Hoi Tim 陳海添 AAZ140 Rep 2004-01-19 2007-08-25
8 Chan, Jessica Yan Yu 陳欣餘 F BMX472 Rep 2018-06-01 2019-03-18
9 Chan, Kam Kwan (SFC:AEX608) 陳錦坤 AEX608 Rep 2006-12-07 2008-04-09
RO 2008-04-09
10 Chan, Kwok Ying (SFC:BKT312) 陳幗盈 BKT312 Rep 2021-07-05
11 Chan, Oscar Ching Fan 陳政勳 M AJI806 Rep 2011-11-25 2012-01-04
RO 2012-01-04 2015-05-01
12 Chan, Patrick Pak Kai 陳伯佳 M AGJ082 Rep 2008-02-26 2009-04-30
13 Chan, Siu Ping (SFC:AQO153) 陳少萍 AQO153 Rep 2008-03-25 2009-04-30
14 Chan, Stephen Chung Yan 陳中仁 ABL593 Rep 2004-01-09 2004-10-27
15 Chan, Thomas Chun Yiu 陳浚曜 61 M BGB913 Rep 2015-10-15 2017-02-22
16 Chan, Tung Ching 陳冬青 AGO268 Rep 2007-04-02 2007-09-01
17 Chan, Wai Cheong (SFC:BFY873) 陳偉昌 BFY873 Rep 2015-08-10 2020-11-12
RO 2020-11-12
18 Chan, Wai Sang 陳偉生 ANV154 Rep 2007-03-08 2010-03-22
Rep 2011-11-23 2012-01-11
RO 2012-01-11
19 Chan, Yuk Kam 陳玉琴 AQO321 Rep 2008-03-25 2008-07-02
20 Chang, Yan Wing 張潤榮 ADX897 RO 2010-04-21 2011-11-01
21 Chaw, Hing Wa 周興華 AQN983 Rep 2008-03-25 2008-04-17
22 Chen, Qiming (SFC:AYN332) 陳啟明 AYN332 Rep 2011-12-01 2013-07-02
23 Chen, Rodriguez Kwan Hua 陳季華 AOU437 Rep 2007-05-16 2008-05-15
24 Cheng, Bill Chun Kin 鄭駿鍵 M AGK276 Rep 2007-02-12 2009-03-02
25 Cheng, Piu Keung 鄭佩強 ARR523 Rep 2008-10-31 2009-03-06
26 Cheung, Suk Nar 張淑娜 AGK275 Rep 2007-06-01 2008-12-29
27 Cheung, Wai Yiu 張煒堯 ANS220 Rep 2011-04-01 2014-06-08
28 Chiu, Shu Pak 招樹柏 ARI994 Rep 2008-08-26 2008-08-26
29 Choi, Ka Wai 蔡嘉偉 BNG786 Rep 2018-08-23 2023-09-25
RO 2023-09-25
30 Choi, Stanley Chiu Fai 蔡朝暉 55 M AAH353 RO 2003-10-02 2006-11-17
31 Chow, Tit Man 周鐵民 AEE803 Rep 2008-04-02 2009-04-30
32 Chu, Ka Man (SFC:AGH438) 朱嘉文 AGH438 Rep 2007-12-06 2008-06-30
33 Ding, Yi (SFC:ALF319) 丁屹 53 M ALF319 Rep 2010-11-01 2010-11-10
RO 2010-11-10 2012-05-21
34 Dong, Gang (SFC:AYN373) 董綱 AYN373 Rep 2011-12-01 2012-05-21
Rep 2012-08-14 2016-11-23
35 Dou, Yan 竇艷 BBK495 Rep 2014-09-01 2015-06-08
36 Fan, Ying Fai 范應輝 AWV270 Rep 2018-01-23 2018-04-06
RO 2018-04-06
37 Fong, Raymond Wai Lok 方偉諾 49 M AFT306 Rep 2017-12-04 2018-01-29
RO 2018-01-29 2018-06-15
38 Fung, Geoffrey 馮卓煒 M ALO578 Rep 2005-08-10 2005-12-19
39 Fung, Loretta 馮陳香桃 F AAH914 RO 2003-10-15
40 Ho, Boogie Chi Fai 何志輝 AAX456 RO 2008-12-11 2009-07-02
41 Ho, Jennifer Siu Yan 何紹茵 F BEI261 Rep 2016-09-15 2018-09-19
42 Ho, Wing Lim (SFC:AOG204) 何永廉 AOG204 Rep 2016-09-12 2020-05-31
43 Hor, Kin Hung 何建雄 AOT575 Rep 2007-11-05 2009-04-30
Rep 2010-08-23 2011-01-03
44 Huang, Hongwei (SFC:BBB047) 黃鴻偉 BBB047 Rep 2013-04-25
45 Hui, Philip Wai Fat 許懷發 M AUS126 Rep 2011-03-14 2013-11-29
46 Koo, Sai Kwong 古世光 AEK005 Rep 2011-12-15 2013-11-29
47 Lai, Cheuk Ho (SFC:AQH420) 黎卓豪 AQH420 Rep 2008-02-13 2008-03-17
48 Lam, Chan Piu 林燦標 AAX443 Rep 2004-04-22
49 Lam, Janice Wing Man 林詠雯 ARI755 Rep 2008-08-26 2008-10-31
50 Lam, Kin Ying 林建英 AMG971 Rep 2008-12-03 2009-04-30
51 Lam, Kit Sun (SFC:APC124) 林傑新 APC124 Rep 2008-10-09 2008-12-29
52 Lam, Kwok Ho (SFC:APE926) 林國浩 APE926 Rep 2007-11-21 2009-04-30
53 Lam, Shun King 林順景 ADX188 Rep 2006-12-27 2009-04-30
54 Lam, So Ying (1972-10) 林素英 52 F AKT570 Rep 2024-01-23
55 Lam, Tung Woo 林東湖 ABM980 Rep 2003-10-15 2003-10-16
RO 2003-10-16 2008-06-16
56 Lau, Cho Fung 劉祖鋒 BLI767 Rep 2018-04-03
57 Law, Man Wah (SFC:AAI246) 羅文華 AAI246 Rep 2010-12-03 2011-12-20
58 Lee, Lai Sha 李麗莎 ABG336 Rep 2007-06-01 2009-04-30
Rep 2015-06-30 2015-10-02
RO 2015-10-02 2021-12-31
59 Lee, Shing Hei 李承熹 BMU806 Rep 2018-05-30
60 Leung, Cherry Yuen Yee (SFC:AHS598) 梁婉儀 F AHS598 Rep 2011-01-20 2011-03-01
61 Leung, Yuen Ming 梁婉明 ADU360 Rep 2009-04-30
62 Li, Fianna Ka Yan 李家茵 F AHV872 Rep 2008-10-29 2009-01-14
63 Li, Hoi Kam 李凱金 AAH918 Rep 2009-04-30
64 Li, Yu Ying 李宇應 AQF487 Rep 2008-01-29 2008-07-02
65 Lin, Chuen Fung 連轉逢 AEZ572 Rep 2007-04-11 2009-04-30
66 Liu, Louis Ka Lim 廖嘉濂 68 M ACZ705 Rep 2024-01-23
67 Lo, Cho Ying 盧礎瑩 BDF047 Rep 2018-06-26 2020-12-31
68 Lo, Pui Chi Lyon 盧佩芝 AAF036 Rep 2016-09-19 2017-02-22
69 Lo, Yun Kuen 盧潤權 AEU413 Rep 2007-05-14 2009-04-30
70 Lu, Gloria Yi 陸奕 54 F ADA784 Rep 2014-03-13 2014-03-31
RO 2014-03-31 2014-08-22
71 Lui, Wai Man (SFC:AIU192) 呂偉文 AIU192 Rep 2011-01-06 2011-01-20
RO 2011-01-20 2012-04-01
72 Mak, Ka Fat 麥家發 AIR151 Rep 2003-12-04 2004-06-25
73 Mang, Sheung Ling 孟常凌 ALQ934 Rep 2008-11-19 2008-11-25
74 Ng, Ka Pong (SFC:AGJ944) 吳家邦 AGJ944 Rep 2017-03-03 2021-06-10
RO 2021-06-10
75 Ng, Samson Siu Lun 伍兆麟 ARO283 Rep 2016-10-06 2017-02-20
RO 2017-02-20 2018-09-30
76 Or, Chi Hang 柯志衡 AOL351 Rep 2007-03-06 2009-04-30
77 Poon, Tin Ching 潘天青 APR858 Rep 2016-12-15 2022-09-01
78 Rui, Yuanqing 芮元青 40 M AVA397 Rep 2010-05-10 2015-02-12
79 So, Chung Wai 蘇聰惠 AJM815 Rep 2007-05-07 2008-11-03
80 Suen, Julie Wai Wan 孫惠雲 F AAH921 Rep 2003-05-31
81 Tam, Chung Yin (SFC:ARD541) 譚仲賢 ARD541 Rep 2019-01-28 2020-05-31
82 Tam, Siu Po (SFC:AAY749) 譚少保 AAY749 Rep 2003-12-04 2009-04-30
83 Tang, Wai Kee 鄧偉基 63 M ACG544 RO 2007-08-31 2010-04-27
84 Tin, Ben Kui Yi 田居易 M ARA219 Rep 2008-06-12 2009-04-30
85 Ting, Shu Fai 丁樹輝 AAH923 Rep 2003-06-03
86 To, Spencer Hang Ming 陶恆明 66 M ADK169 Rep 2011-04-08 2013-02-05
87 To, Yuen Ching 杜宛澄 BIW630 Rep 2017-02-14
88 Tong, Ka Keung (SFC:AQD046) 湯家強 AQD046 Rep 2008-01-09 2008-06-30
89 Tsang, Kam Wing (SFC:AJD792) 曾錦榮 AJD792 Rep 2008-06-18 2009-04-30
90 Tsang, Yuet Lai Michelle 曾月麗 AMB380 Rep 2019-01-09 2019-07-12
91 Tse, Ming Chu 謝明珠 ADW209 Rep 2020-03-02 2020-05-31
92 Tse, Tim (1977) 謝添 47 M AIX140 Rep 2016-09-09 2018-09-04
RO 2018-09-04 2020-05-04
93 Wan, Chi Shing (SFC:ACZ375) 尹至誠 M ACZ375 Rep 2008-02-28 2009-04-30
94 Wong, Chung Wai (SFC:AGK789) 黃宗慧 AGK789 Rep 2007-06-01 2007-11-26
95 Wong, Gilbert Kin Chun 黃健俊 63 M AAI303 RO 2006-11-17 2008-08-31
96 Wong, Kwan Pang 黃坤鵬 BND499 Rep 2018-07-26 2019-03-14
97 Wong, Wai Hean 黃慧嫺 AAF734 Rep 2007-07-31 2009-04-30
98 Wu, Hin Lun 胡顯麟 BES356 Rep 2017-02-09 2020-05-31
99 Wu, Qi (SFC:BCY751) 吳琦 BCY751 Rep 2014-03-17 2014-12-13
100 Yau, Chun Keung 邱鎮強 APJ249 Rep 2008-10-27 2009-04-16
101 Ye, Zhiyuan 叶志遠 BNU296 Rep 2018-12-17 2020-04-17
102 Yeung, Ho Chun 楊皓駿 BFP526 Rep 2015-08-19 2019-04-16
RO 2019-04-16 2020-12-29
103 Yu, Ching Yat 于正一 ABF946 Rep 2014-01-10 2014-05-19
RO 2014-05-19 2017-07-22
104 Yu, Lilian Kit Yee 余潔怡 F AXO893 Rep 2011-08-26 2014-06-26
105 Zhang, Damo 張大漠 AXV168 Rep 2011-08-16 2012-06-30
106 Zhang, Ning (SFC:ANE665) 張寧 ANE665 Rep 2013-12-30 2024-04-26

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