CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | AGR372 | Rep | 2004-12-22 | 2005-02-01 | |
| RO | 2005-02-01 | 2005-08-04 | |||||
| Rep | 2005-08-04 | 2010-07-19 | |||||
| 2 | Ang, Kok Thye Ian 汪國泰 | ANM185 | Rep | 2006-06-01 | 2019-10-18 | ||
| 3 | Bahurel, Julien Yves | AEZ956 | Rep | 2004-06-17 | |||
| 4 | Bird, John David (SFC:AKY461) | M | AKY461 | Rep | 2004-12-29 | 2005-02-01 | |
| RO | 2005-02-01 | 2012-02-27 | |||||
| 5 | Bonsor, Edward Richard | 30 | M | AJA998 | Rep | 2003-06-23 | 2004-02-15 |
| Rep | 2004-03-17 | 2006-06-02 | |||||
| Rep | 2006-06-23 | 2006-09-22 | |||||
| 6 | Bourmayan, Vahe Olivier | M | AJD563 | Rep | 2003-09-16 | 2004-06-16 | |
| 7 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 8 | Brnadic, Joe | AIU344 | Rep | 2003-07-22 | 2004-05-15 | ||
| 9 | Caruso, Richard Blaise | M | AKU347 | Rep | 2004-10-19 | 2012-11-28 | |
| 10 | Chan, Chau Yuen 陳秋源 | AFQ905 | Rep | 2006-11-10 | |||
| 11 | Chan, George Lung Cheung 陳龍翔 | M | AFK978 | Rep | 2004-07-12 | 2012-06-13 | |
| 12 | Chan, Ka Wai (SFC:AGF175) 陳嘉慧 | AGF175 | Rep | 2003-09-09 | 2003-11-06 | ||
| 13 | Chan, Kerry Mo Yu 陳慕瑜 | ADU088 | Rep | 2004-02-05 | 2004-11-22 | ||
| 14 | Chan, Vonnie Lai Yin 陳麗妍 | AFY292 | Rep | 2005-07-06 | 2006-04-24 | ||
| Rep | 2006-09-07 | 2019-12-11 | |||||
| 15 | Chan, Wa Ming 陳華明 | ACJ230 | Rep | 2005-09-27 | |||
| 16 | Chan, Yat Hang 陳日恆 | ADI947 | Rep | 2006-05-30 | |||
| 17 | Chau, Raymond Kai Chung 周啟聰 | M | ACE470 | Rep | 2005-04-11 | ||
| 18 | Chen, Alan Bing | M | AEH768 | Rep | 2009-09-10 | ||
| 19 | Chen, Augustine | ALF255 | Rep | 2004-09-01 | 2007-03-29 | ||
| 20 | Cheng, Matthew Yu Yuan 鄭裕源 | M | AMC369 | Rep | 2005-06-14 | 2009-03-04 | |
| 21 | Cheng, Tau Cheung 鄭導昌 | AFC185 | Rep | 2006-09-12 | 2008-05-03 | ||
| 22 | Cheuk, Alexander Siu Bun 卓兆斌 | M | ABX790 | Rep | 2014-07-30 | ||
| 23 | Cheung, Adrian Kwok Kuen 張國權 | M | ABX016 | Rep | 2005-05-26 | 2006-08-04 | |
| 24 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2006-12-04 | 2007-01-24 | ||
| 25 | Cho, Ji Hyun 趙智賢 | AFI800 | Rep | 2003-07-02 | |||
| 26 | Choi Park, Jae Won 崔朴在元 | AMJ578 | Rep | 2005-08-18 | 2008-04-12 | ||
| 27 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2006-12-01 | |||
| 28 | Chow, Jimmy Ka Ching 周家正 | M | ADZ442 | Rep | 2006-08-07 | ||
| 29 | Chow, Wing Hong (SFC:ACI634) 周永康 | ACI634 | Rep | 2006-09-28 | |||
| 30 | Chu, Patrick Pak Ning 朱柏寧 | M | AEN687 | Rep | 2005-04-20 | ||
| 31 | Chui, Kit Man 崔結文 | AFI537 | Rep | 2004-06-17 | |||
| 32 | Clark, Bettina Gay | F | AHL626 | Rep | 2008-01-31 | ||
| 33 | Cotterchio, David Maurice | M | ANQ201 | Rep | 2006-07-04 | 2016-03-18 | |
| 34 | Coull, Gary William John 顧家利 | 52 | M | AAB495 | RO | 2006-10-16 | |
| 35 | Dadabhoy, Imran Sooleman | AJH414 | Rep | 2003-12-09 | 2005-03-09 | ||
| 36 | Del Papa, Massimiliano | ANA972 | Rep | 2006-02-20 | |||
| 37 | Eng, Karen Jane 伍倚华 | F | ALB111 | Rep | 2004-08-03 | 2020-10-16 | |
| 38 | Enticknap, David (SFC:AMS233) | M | AMS233 | Rep | 2005-11-11 | 2013-07-04 | |
| 39 | Fisher, Kirstie Jane | F | ANY183 | Rep | 2006-09-18 | 2015-10-05 | |
| 40 | Gatehouse, Nicholas Robert | M | ACR192 | Rep | 2003-06-23 | ||
| 41 | Gornall, Adrian Rubin | M | AIX145 | Rep | 2004-06-02 | 2008-07-17 | |
| 42 | Gruber, James | M | AMX921 | Rep | 2006-01-17 | 2010-07-03 | |
| 43 | Hillen, Derek Hopkins | M | ANR866 | Rep | 2006-07-25 | 2010-06-09 | |
| 44 | Ho, Chi-Pin | ANM677 | Rep | 2006-06-09 | 2007-04-02 | ||
| 45 | Ho, Johnny Cheong Chak 何昌澤 | M | AMV284 | Rep | 2005-12-22 | 2006-07-19 | |
| 46 | Howie, Fraser John Thomas (SFC:ADW025) | M | ADW025 | Rep | 2003-08-08 | 2012-11-01 | |
| 47 | Huang, Jason Hsi | M | ANA962 | Rep | 2006-02-20 | 2006-11-24 | |
| 48 | Hue, Hideki Ying Fai 許英輝 | ADO740 | Rep | 2004-03-10 | |||
| 49 | Hugh, Chuen Loong 丘俊隆 | ACZ289 | Rep | 2006-01-31 | |||
| 50 | Hui, Ho Ming (SFC:ACQ676) 許浩明 | ACQ676 | Rep | 2005-07-27 | |||
| 51 | Ismail, Akbar | M | AAB730 | Rep | 2004-12-28 | ||
| 52 | Jiang, Sosia | ALZ474 | Rep | 2005-05-11 | 2012-12-07 | ||
| 53 | Kam, Alice Pui Lee 金蓓莉 | F | AAB624 | Rep | 2004-03-23 | ||
| 54 | Kam, Yiu Man 甘耀文 | AAG825 | Rep | 2005-09-27 | |||
| 55 | Kanga, Cyrus Darius | M | ANC096 | Rep | 2006-02-22 | 2013-08-05 | |
| 56 | Kestel, Damian Paul | M | AGI601 | Rep | 2010-12-10 | ||
| 57 | Kim, Eugene Hwang | M | ANR849 | Rep | 2006-07-25 | 2008-11-28 | |
| 58 | Kinnear-Nock, Scott William | 38 | M | AFH089 | Rep | 2008-04-15 | |
| 59 | Ko, Raymond 高力文 | M | AIL123 | Rep | 2009-09-18 | ||
| 60 | Kukreja, Kathy Sham | F | ANB187 | Rep | 2006-02-20 | 2007-05-04 | |
| 61 | Kwok, Ana 郭安妮 | AAB158 | Rep | 2004-03-09 | |||
| 62 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | AGA429 | Rep | 2005-04-13 | 2007-05-28 | ||
| 63 | Lam, Don Ting 林挺 | ABN490 | Rep | 2006-09-14 | 2015-11-20 | ||
| 64 | Lam, Monica Ze Wa 林詩華 | F | AEY447 | Rep | 2004-12-07 | 2006-09-01 | |
| 65 | Lam, Pung 林芃 | ADW634 | Rep | 2004-01-07 | |||
| 66 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-05-25 | 2007-06-25 | |
| 67 | Lam, Wai Shing (SFC:AHX164) 林偉成 | AHX164 | Rep | 2005-09-27 | |||
| 68 | Lane, Graeme John | 41 | M | AOG216 | Rep | 2006-11-24 | 2008-11-20 |
| 69 | Lau, Cyrus Chi Ning 劉志寧 | M | AIU754 | Rep | 2003-05-30 | 2004-12-09 | |
| 70 | Lau, Kwok Ming (SFC:ABA828) 劉國明 | ABA828 | Rep | 2006-09-28 | 2006-09-29 | ||
| 71 | Lau, Shirley Suet Sum 劉雪心 | F | AGK066 | Rep | 2004-06-17 | ||
| 72 | Law, Lucia Yuk Ha 羅玉霞 | F | AAD560 | Rep | 2017-11-15 | ||
| 73 | Lee, Patrick Maung | M | AMY547 | Rep | 2006-01-23 | 2008-05-10 | |
| 74 | Lee, Sheldon (SFC:ACO981) 李超倫 | ACO981 | Rep | 2005-10-05 | |||
| 75 | Leung, Jason Tye 梁泰 | M | AOB897 | Rep | 2006-10-25 | 2006-11-20 | |
| 76 | Leung, Polly Pui Ling | F | AJB855 | Rep | 2003-07-17 | 2009-01-23 | |
| 77 | Leung, Siu Ping (SFC:ALG104) 梁少萍 | ALG104 | Rep | 2004-09-20 | 2005-02-15 | ||
| 78 | Li, Chun Sheng (SFC:ABP733) 李俊盛 | ABP733 | Rep | 2004-12-09 | |||
| 79 | Li, Kwok Yau | AAE135 | Rep | 2003-11-11 | |||
| 80 | Lim, Tay Her 林泰禾 | ANK937 | Rep | 2006-05-23 | 2010-10-18 | ||
| 81 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2006-06-15 | 2007-07-31 | ||
| 82 | Liu, Louisa Yun Yun 劉欣欣 | F | ACA647 | Rep | 2003-05-28 | 2004-06-28 | |
| 83 | Liu, Wei (SFC:ALG199) 劉煒 | ALG199 | Rep | 2004-09-23 | 2007-03-19 | ||
| 84 | Liu, Yun (SFC:AHS958) 劉運 | AHS958 | Rep | 2004-02-05 | 2004-04-06 | ||
| 85 | Lo, Chi Keung (SFC:AFT940) 盧志強 | AFT940 | Rep | 2003-09-30 | 2006-02-03 | ||
| 86 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | AFT576 | Rep | 2003-06-16 | 2004-03-16 | ||
| 87 | Lu, Wubin 陸嫵彬 | ANQ762 | Rep | 2006-07-20 | 2008-11-13 | ||
| 88 | Lucas, Edwin (SFC:AAI491) | M | AAI491 | RO | 2004-05-21 | 2005-02-22 | |
| Rep | 2005-03-18 | 2008-12-31 | |||||
| 89 | Lui, Wai Yip 呂偉業 | AMH660 | Rep | 2005-07-27 | 2009-03-04 | ||
| 90 | Lurie, Mattan Hillel | ANB366 | Rep | 2006-02-20 | 2006-10-16 | ||
| 91 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2005-07-28 | 2008-11-20 | |
| 92 | Machayekhi, Emmanuel Dana | AJF241 | Rep | 2003-10-20 | 2004-06-04 | ||
| 93 | Macqueen, Edward Charles | M | AIU750 | Rep | 2003-08-25 | 2006-06-02 | |
| 94 | Maggs, Ashton Rex | ALZ465 | Rep | 2005-05-11 | 2006-01-31 | ||
| 95 | Man, Christine Shu Yee 文淑誼 | 40 | F | ADQ459 | Rep | 2006-08-15 | 2008-03-01 |
| 96 | Markosov, Suren Gueorgui | AMI359 | Rep | 2006-10-10 | 2008-04-25 | ||
| 97 | Martin, Todd Stuart | M | ABT540 | Rep | 2006-07-08 | 2008-11-13 | |
| 98 | McCoy, Michael Andrew | M | AAF167 | RO | 2003-10-03 | ||
| 99 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-06-25 | ||
| 100 | McNamara, Mary Elizabeth | F | ACS807 | Rep | 2003-12-29 | 2010-05-14 | |
| 101 | Mohideen, Khaleelur Rahman | ABM107 | Rep | 2003-06-23 | |||
| 102 | Montague, Jolyon Charles | M | AJC260 | Rep | 2005-10-25 | 2009-09-28 | |
| 103 | Morrison, Robert William Bentley | 45 | M | AGQ547 | RO | 2003-07-25 | 2009-06-30 |
| 104 | Morrow, Stuart Anthony | M | ALZ458 | Rep | 2005-05-10 | 2013-10-28 | |
| 105 | Moss, Adam Alexander Guy | M | AEI504 | Rep | 2010-09-20 | ||
| 106 | Ng, Raymond Chun To 吳鎮濤 | 38 | M | ADA209 | Rep | 2004-12-20 | |
| 107 | Ngo, Long Hoang 黃龍 | AGP054 | Rep | 2005-05-11 | 2008-01-29 | ||
| 108 | Nguyen, Kim Thi | ANA971 | Rep | 2006-02-20 | 2008-05-28 | ||
| 109 | Norris, Jeremy Anthony (SFC:ABM977) | M | ABM977 | Rep | 2005-06-06 | 2009-05-08 | |
| 110 | Ong, Polly So Po 王素寶 | F | ABH437 | Rep | |||
| 111 | Paterson, James Willock | M | ADA085 | Rep | 2006-02-10 | 2007-03-09 | |
| 112 | Phang, Michael Tau Shien 龐道賢 | M | AMP009 | Rep | 2005-10-17 | 2006-03-16 | |
| 113 | Riddick, Andrew William | M | AAA869 | RO | 2013-12-12 | ||
| 114 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | Rep | 2003-06-25 | ||
| 115 | Roche, Thomas Damian (SFC:ACU450) | M | ACU450 | Rep | 2003-07-25 | ||
| RO | 2003-07-25 | 2004-12-13 | |||||
| 116 | Ruber, Matthew Albert | M | ACT589 | Rep | 2008-09-26 | ||
| 117 | Sachanandani, Bharat Kumar 邵巴特 | M | AJD185 | Rep | 2003-08-13 | 2004-06-17 | |
| 118 | Saldanha, Joshua Gerard | M | ANB180 | Rep | 2006-02-20 | 2007-06-26 | |
| 119 | Saunders, John Russell | M | AFG796 | Rep | 2003-05-02 | ||
| 120 | Shiu, Wing Sun 蕭榮申 | ADZ443 | Rep | 2019-12-11 | |||
| 121 | Skinner, Donald William Lennox | 44 | M | AAI493 | RO | 2012-07-05 | |
| 122 | Snaith, Michael Lachman | M | AJI329 | Rep | 2003-12-18 | 2014-08-12 | |
| 123 | So, Ka Man (SFC:AHX165) 蘇家文 | AHX165 | Rep | 2008-11-24 | |||
| 124 | So, Petrina Pui Yan 蘇佩恩 | AMJ575 | Rep | 2005-08-18 | 2008-08-08 | ||
| 125 | Steele, Michael Ryan | M | AJI654 | Rep | 2003-12-23 | 2005-04-20 | |
| 126 | Stiles, Andrew Guy | M | ABE303 | Rep | 2003-12-09 | 2008-02-13 | |
| 127 | Stone, Richard Neil | M | ACJ526 | Rep | 2005-03-29 | ||
| 128 | Sugandhi, Mardian Jun 石駿逸 | AMJ576 | Rep | 2005-08-18 | 2007-08-31 | ||
| 129 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2003-08-27 | |||
| 130 | Tang, Calvin Kam Ming 鄧鑑明 | M | ANB555 | Rep | 2006-02-20 | 2008-11-20 | |
| 131 | Ting, Carter Richard 丁文達 | ADK867 | Rep | 2004-07-19 | 2007-04-04 | ||
| 132 | Tse, Kin Kwok (SFC:AHA212) 謝建國 | AHA212 | Rep | 2005-01-19 | |||
| 133 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-06-25 | |||
| 134 | Um, Austin Joon | AFG040 | Rep | 2003-05-02 | |||
| 135 | Wai, Helena Suk Chong 衛淑莊 | 59 | F | AAB508 | RO | 2019-05-01 | |
| 136 | Walker, James Russell (SFC:AAB473) | M | AAB473 | RO | 2004-02-24 | ||
| 137 | Wallis, Shane Bernard | M | ANR608 | Rep | 2006-07-21 | 2015-01-09 | |
| 138 | Wan, Sandy San Ming 萬三敏 | ADI757 | Rep | 2003-09-17 | 2013-10-31 | ||
| 139 | White, Christopher James (SFC:ACS947) | M | ACS947 | Rep | 2003-05-16 | ||
| 140 | White, Jamie Paul (SFC:ALZ472) | M | ALZ472 | Rep | 2005-05-11 | 2006-04-03 | |
| 141 | Wijaya, Annie | F | AHI788 | Rep | 2006-05-29 | 2021-04-09 | |
| 142 | Witts, Richard Arthur | 63 | M | AAC928 | Rep | 2008-08-08 | |
| 143 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2005-07-19 | |||
| 144 | Wood, Malcolm George (SFC:ANI728) | M | ANI728 | Rep | 2006-04-26 | 2008-11-20 | |
| 145 | Wynniatt-Husey, Tania Ione | ABT444 | Rep | 2003-10-31 | |||
| 146 | Yap, Li Yun | ALZ467 | Rep | 2005-05-11 | 2006-02-02 | ||
| 147 | Yeoh, Jonathan Sheung Chern | M | ANB177 | Rep | 2006-02-20 | 2008-11-24 | |
| 148 | Yip, Chun Man (SFC:ACS017) 葉振文 | ACS017 | Rep | 2006-11-06 | 2008-11-20 | ||
| 149 | Yoo, Peter B | M | AOB378 | Rep | 2006-10-23 | 2007-08-10 | |
| 150 | Yu, Kai Kai 余皆佳 | AHR083 | Rep | 2004-05-26 | |||
| 151 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2005-03-03 | 2008-02-04 | |
| 152 | Yusup, Daniel | M | AMH579 | Rep | 2006-04-26 | 2007-07-13 | |
| 153 | Ziegler, Richard Paul | 35 | M | AMS785 | Rep | 2005-11-29 | 2024-02-14 |
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