LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2005 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | AFT275 | Rep | 2003-08-12 | |||
| 2 | Alexander, Charles Alan Heathcote | 48 | M | ALI373 | Rep | 2004-10-12 | 2005-07-15 |
| RO | 2005-07-15 | 2008-02-01 | |||||
| 3 | Au, Stephen Wai Ming 區偉明 | M | AGV321 | Rep | 2005-09-10 | ||
| 4 | Bacchus, Timothy Mustapha | M | ADS696 | Rep | 2003-09-19 | 2005-10-21 | |
| 5 | Bakst, David S | M | AGF150 | Rep | 2004-07-15 | ||
| 6 | Bhattal, Jasjit Singh | ABT100 | RO | 2008-09-29 | |||
| 7 | Bhutani, Sarabjit Singh | AGG965 | Rep | 2005-05-04 | 2008-10-06 | ||
| 8 | Bihani, Sundeep | AKW600 | Rep | 2004-06-24 | 2008-03-31 | ||
| 9 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2003-08-11 | ||
| 10 | Budijono, Ridwan | AML732 | Rep | 2005-09-15 | 2007-02-02 | ||
| 11 | Chan, Alison May Wun Sheung 陳韻湘 | F | ADZ872 | Rep | 2005-04-30 | ||
| 12 | Chan, Angello Kam Chi 陳錦池 | ABN253 | Rep | 2004-05-21 | |||
| 13 | Chan, Katherine Ching Yu 陳菁瑜 | F | ALS696 | Rep | 2005-02-24 | 2006-07-21 | |
| 14 | Chan, Kelvin Chun Kei 陳俊祺 | M | AHY019 | Rep | 2006-04-27 | ||
| 15 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2003-08-12 | ||
| 16 | Chapman, James Richard (SFC:ALS060) | M | ALS060 | Rep | 2005-02-07 | 2008-09-29 | |
| 17 | Chen, Junyu (1965) 陳軍余 | 40 | M | AKL748 | Rep | 2004-04-26 | 2007-06-19 |
| 18 | Chen, Lei (SFC:AMP422) 陳磊 | 26 | M | AMP422 | Rep | 2005-10-21 | 2007-12-31 |
| 19 | Chen, Scott | M | AIC497 | Rep | 2008-09-29 | ||
| 20 | Chen, Simon Guomin 陳國敏 | 38 | M | ALS062 | Rep | 2005-02-07 | 2006-06-02 |
| 21 | Chen, Wei (SFC:AHC346) 陳蔚 | AHC346 | Rep | 2006-04-10 | |||
| 22 | Cheung, Loretta Lai Man 張麗雯 | F | ADB867 | Rep | 2003-08-09 | ||
| 23 | Chu, Wai Ping (SFC:ALI396) 朱惠萍 | ALI396 | Rep | 2004-10-20 | 2005-05-06 | ||
| 24 | Chua, Yu Min | AHN068 | Rep | 2005-08-12 | |||
| 25 | Chung, Tak Wai (SFC:AMM043) 鍾德偉 | 28 | M | AMM043 | Rep | 2005-09-23 | 2008-11-22 |
| 26 | Chwei, Mein Sze 徐敏思 | AJK607 | Rep | 2004-02-18 | 2006-04-21 | ||
| 27 | Cielinski, Mark Alan | M | AHC364 | Rep | 2003-08-09 | ||
| 28 | Clark, David John (SFC:AFE954) | M | AFE954 | Rep | 2003-06-16 | ||
| 29 | Co, Liza Yap | AGA423 | Rep | 2004-10-12 | |||
| 30 | Dong, Zhen (SFC:AMP550) 董震 | AMP550 | Rep | 2005-10-25 | 2006-04-22 | ||
| 31 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | Rep | 2003-08-09 | ||
| 32 | Dubois-Phillips, Jonathan Edward | M | AJL224 | Rep | 2004-03-09 | 2006-07-01 | |
| 33 | Freeman, Daniel Marc | M | AGD976 | Rep | 2003-07-16 | ||
| 34 | Gaitonde, Ghanashyam Lalji | AHE512 | Rep | 2005-01-17 | 2008-09-29 | ||
| 35 | Gao, Hui (SFC:AKP556) 高暉 | AKP556 | Rep | 2004-05-18 | 2008-03-18 | ||
| 36 | Ge, Ning (SFC:ALC812) 葛宁 | ALC812 | Rep | 2004-08-20 | 2007-11-28 | ||
| 37 | Goel, Dinesh | AMH157 | Rep | 2005-07-22 | 2008-09-29 | ||
| 38 | Gu, Huaiyu 谷懷雨 | AGX678 | Rep | 2004-11-11 | 2008-09-29 | ||
| 39 | Gvozden, Alexander Robin | M | ADR449 | Rep | 2005-01-20 | 2005-09-20 | |
| 40 | Harris, Jonathan Howe | M | ACA158 | Rep | 2003-12-09 | 2005-07-04 | |
| RO | 2005-07-04 | 2006-07-29 | |||||
| 41 | Hellawell Iii, George Alan | M | AHL501 | Rep | 2005-07-20 | ||
| RO | 2005-07-20 | 2006-02-20 | |||||
| 42 | Hindle, Leon Miller | M | AIN992 | Rep | 2003-08-14 | ||
| 43 | Ho, Kelvin Teik Chye | M | ADA874 | Rep | 2008-09-29 | ||
| 44 | Ho, Kenny Ting Hong 何定康 | M | AML780 | Rep | 2005-09-15 | 2008-03-13 | |
| 45 | Ho, Simon Tak Leung 何德亮 | M | AEE170 | Rep | 2003-06-17 | 2004-04-19 | |
| 46 | Hong, Yang-Myung | AMG022 | Rep | 2005-07-20 | 2008-09-29 | ||
| 47 | Hsi, Han Pin 許翰斌 | ALH715 | Rep | 2004-09-27 | 2007-03-01 | ||
| 48 | Hui, Chi Keung (SFC:ALZ728) 許志強 | ALZ728 | Rep | 2005-05-18 | 2005-09-10 | ||
| 49 | Hui, Kei Man 許紀文 | AFD213 | Rep | 2004-09-17 | 2007-05-01 | ||
| 50 | Hui, Serena Siying 許世瑛 | F | AHC163 | Rep | 2003-08-12 | ||
| 51 | Hussain, Yasmin (SFC:ALF303) | ALF303 | Rep | 2004-09-06 | 2008-09-29 | ||
| 52 | Karoonyavanich, Anuruk | AHX011 | Rep | 2005-10-20 | |||
| 53 | Karrim, Anika 畢安妮 | AEU182 | Rep | 2005-01-18 | 2008-04-26 | ||
| 54 | Kaye, Patrick Jon | M | ALG236 | Rep | 2004-09-22 | 2008-09-29 | |
| 55 | Kim, David Jaemin | M | AMC260 | Rep | 2005-06-15 | 2008-09-29 | |
| 56 | Kim, Dean Chang-Hun | M | ALP982 | Rep | 2005-08-22 | 2007-04-03 | |
| 57 | Kim, Ik Soo | AHA566 | Rep | 2004-08-31 | |||
| 58 | Kim, Jinyong | AML730 | Rep | 2005-09-15 | 2005-11-25 | ||
| 59 | Kuo, Lun-Hung Reynold 郭倫宏 | AIH465 | Rep | 2003-05-30 | |||
| 60 | Kwok, Leung | ABA518 | Rep | 2003-04-23 | 2004-04-06 | ||
| 61 | Lai, Miranda Fung Sin 黎鳳仙 | F | ALQ554 | Rep | 2005-09-22 | 2006-03-02 | |
| 62 | Lam, Ada Lok Yee 林洛宜 | F | ACG599 | Rep | 2003-05-02 | ||
| 63 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2003-08-12 | ||
| 64 | Lam, Franco Kwok Kei 林國基 | AMI313 | Rep | 2005-08-04 | 2006-04-29 | ||
| 65 | Lam, Jimmy Chun Kwok 林振國 | M | AEY314 | Rep | 2004-10-19 | 2005-01-17 | |
| 66 | Lau, Bernard Yu Kwan 劉宇鈞 | M | AFT473 | Rep | 2008-09-29 | ||
| 67 | Lau, Jasper Kit Yee 劉潔怡 | AKV148 | Rep | 2004-06-21 | 2004-09-03 | ||
| 68 | Lau, Justin Ching Yin 劉正賢 | M | AJL491 | Rep | 2005-04-01 | 2008-09-29 | |
| 69 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 30 | M | AFI835 | Rep | 2006-02-15 | |
| 70 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2003-08-12 | |||
| 71 | Laungani, Neel Vishnu | ADQ008 | Rep | 2008-09-29 | |||
| 72 | Lee, Annisa Yuen Yee 李婉儀 | F | ALW388 | Rep | 2005-04-11 | 2008-09-29 | |
| 73 | Lee, Chun Wah (SFC:AFR066) 李俊華 | AFR066 | Rep | 2003-11-17 | |||
| 74 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2003-08-21 | ||
| RO | 2005-01-05 | 2005-06-16 | |||||
| 75 | Lee, Jung Sun 李政宣 | AMA047 | Rep | 2005-05-24 | 2006-04-27 | ||
| 76 | Lee, Seo Kyong 李瑞景 | AFK837 | Rep | 2003-08-12 | |||
| 77 | Lee, Wang Kwong 李泓廣 | AFS914 | Rep | 2004-08-20 | 2008-09-23 | ||
| 78 | Lee, Young Seok (SFC:ALU865) | ALU865 | Rep | 2005-03-17 | 2008-06-30 | ||
| 79 | Leung, Amy Ming Yee 梁鳴儀 | F | AEJ623 | Rep | 2003-08-12 | ||
| 80 | Leung, Spencer Yu Cheong 梁裕昌 | 29 | M | AML738 | Rep | 2005-09-15 | 2006-04-28 |
| 81 | Li, Elsy Chun 李雋 | 33 | F | AGH130 | Rep | 2005-07-19 | 2008-03-07 |
| 82 | Li, Peter Ying Lun 李英麟 | M | AMN656 | Rep | 2005-09-28 | 2007-10-14 | |
| 83 | Lim, Edmund Kim San 林金山 | M | AJE583 | Rep | 2003-11-07 | 2008-09-29 | |
| 84 | Lim, Hwee Ghee 林慧儀 | AGK672 | Rep | 2007-10-11 | |||
| 85 | Lin, Chao-Hua 林超驊 | ALL057 | Rep | 2004-11-11 | 2008-09-29 | ||
| 86 | Ling, Roy Chung Yee 林中一 | M | ALQ965 | Rep | 2005-01-26 | 2005-09-09 | |
| 87 | Liu, Hong (SFC:AKV057) 劉洪 | AKV057 | Rep | 2004-06-16 | 2005-05-20 | ||
| 88 | Liu, Shao Li 劉曉黎 | ABV412 | Rep | 2003-08-09 | |||
| 89 | Lo, Philip (SFC:AMT669) 盧偉楷 | M | AMT669 | Rep | 2005-11-28 | 2008-09-29 | |
| 90 | Louie, Paul Kwok Yi 雷國怡 | M | AES876 | Rep | 2005-08-15 | 2008-09-29 | |
| 91 | Low, Kenneth Meng Ee | M | AJD749 | Rep | 2003-10-22 | 2006-08-14 | |
| 92 | Ma, Dongjun (SFC:AME464) 馬東軍 | AME464 | Rep | 2005-06-27 | 2008-09-29 | ||
| 93 | Ma, Yue (SFC:ALB800) 馬越 | ALB800 | Rep | 2004-08-09 | 2006-07-15 | ||
| 94 | Mahadevan, Suresh Ayodya | AJB405 | Rep | 2003-08-06 | 2005-05-20 | ||
| 95 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2005-03-10 | ||
| 96 | Martinez Acosta, Jorge Carlos | M | AMJ476 | Rep | 2005-08-15 | 2008-09-29 | |
| 97 | McGrath, William Jude 馬格比利 | M | AFJ442 | RO | 2005-08-23 | ||
| 98 | McKeever, Stephen James | M | AFH236 | Rep | 2006-02-07 | ||
| 99 | Milliken, Peter James | M | AEO766 | Rep | 2008-02-01 | ||
| 100 | Mohinani, Pradeep | AEN512 | Rep | 2005-05-12 | 2007-04-13 | ||
| 101 | Mou, Alex Xinghai | AJB639 | Rep | 2003-08-15 | 2004-09-01 | ||
| 102 | Myong, Chun Hyong | AEN827 | Rep | 2003-08-12 | |||
| 103 | Nai, Te-Ling | AML731 | Rep | 2005-09-15 | 2008-09-29 | ||
| 104 | Nath, Nikhil | ALW163 | Rep | 2005-04-06 | 2007-04-01 | ||
| 105 | Ng, Jessica Sze Man 吳詩敏 | F | AGC561 | Rep | 2003-06-30 | ||
| 106 | Ng, Mei Fun 吳美芬 | AAB732 | Rep | 2003-08-21 | |||
| 107 | Ngan, Bronson Lawrence | M | AGA247 | Rep | 2005-02-15 | ||
| 108 | Paine, David L | M | ADH929 | Rep | 2003-08-12 | ||
| 109 | Pamulapati, Lalit Chandra Choudary | AGD006 | Rep | 2006-07-20 | |||
| 110 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2003-08-12 | |||
| 111 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | RO | 2005-01-10 | 2006-04-11 | |
| 112 | Pow, David Kwong Yan 鮑廣恩 | M | AMI311 | Rep | 2005-08-04 | 2005-11-25 | |
| 113 | Quan, Hong 全弘 | AIE773 | Rep | 2004-05-10 | |||
| 114 | Quan, Qiang 全強 | 32 | M | AIB369 | Rep | 2003-10-28 | |
| 115 | Rawat, Abhishek (SFC:ALQ696) | M | ALQ696 | Rep | 2005-01-20 | 2005-03-24 | |
| 116 | Ryoo, Hee Jung 柳希姃 | AJF289 | Rep | 2003-12-09 | 2004-05-21 | ||
| 117 | Sargeant, Pierre Gregory | M | AJJ630 | Rep | 2004-01-13 | 2004-09-03 | |
| 118 | Shi, Lin (SFC:AMF516) 石琳 | AMF516 | Rep | 2005-07-12 | 2007-08-27 | ||
| 119 | Shin, Ju Young | AJD378 | Rep | 2003-10-13 | 2006-03-10 | ||
| 120 | Siazon, Ken I | M | ADW357 | Rep | 2003-05-30 | ||
| 121 | Sibia, Ranjeet Singh | AHH557 | Rep | 2004-12-06 | |||
| 122 | Siu, Michael Yiu Han 蕭耀恒 | M | AEE607 | Rep | 2005-07-21 | 2008-05-02 | |
| 123 | Sng, Sharon Mei-Yin | F | AHP734 | Rep | 2003-07-16 | ||
| 124 | Sun, Lu (SFC:AGF426) 孫璐 | AGF426 | Rep | 2007-03-02 | |||
| 125 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 126 | Sykes, Joel Alexander Hugh | M | AEX555 | Rep | 2004-07-15 | ||
| 127 | Tai, Ming Zhe 戴明哲 | AJF288 | Rep | 2003-12-09 | 2004-03-15 | ||
| 128 | Tan, Bok Chuan 陳木泉 | ALF923 | Rep | 2004-09-16 | 2006-06-06 | ||
| 129 | Tan, Chor Leng | AGR041 | Rep | 2003-10-07 | |||
| 130 | Tan, Wei Peng 陳威頻 | AFW644 | Rep | 2004-09-27 | |||
| 131 | Tang, Wai Yan (SFC:ADN093) 鄧惠因 | ADN093 | Rep | 2004-07-20 | 2005-05-20 | ||
| 132 | Throsby, Timothy James Osborne | 39 | M | ACT590 | Rep | 2003-08-12 | |
| 133 | Tsang, Eric On Bong 曾安邦 | M | AAA072 | Rep | 2003-08-09 | ||
| 134 | Tsang, Ka Kin (SFC:ALD602) 曾家健 | ALD602 | Rep | 2004-08-26 | 2007-08-06 | ||
| 135 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | ADC037 | Rep | 2003-08-09 | |||
| 136 | Tung, Erik Hong 童慷 | M | ADS384 | Rep | 2005-10-14 | 2008-09-29 | |
| 137 | Tweeboom, Norman Lionel | M | AJE275 | Rep | 2003-11-25 | 2004-06-25 | |
| Rep | 2005-08-15 | 2008-09-29 | |||||
| 138 | Uahwatanasakul, Kalaya 余舜茵 | ALI359 | Rep | 2004-10-12 | 2008-09-13 | ||
| 139 | Ventouras, Alexis | 38 | M | ADS012 | Rep | 2003-07-08 | |
| 140 | Wang, Fang (SFC:AID230) 王芳 | AID230 | Rep | 2008-09-29 | |||
| 141 | Wang, Jun Ping 王君平 | ADW638 | Rep | 2004-04-28 | |||
| 142 | Wang, Yaqian 王亞謙 | AMG899 | Rep | 2005-07-20 | 2008-09-29 | ||
| 143 | Watson, Alan James David | 47 | M | AEE163 | Rep | 2003-08-09 | |
| 144 | Wei, Hao (SFC:AMJ786) 魏昊 | AMJ786 | Rep | 2005-08-22 | 2005-10-21 | ||
| 145 | Weidle, Daniel William | M | ALZ714 | Rep | 2005-05-18 | 2007-03-12 | |
| 146 | Weng, Hsiao-Wei 翁曉薇 | AML439 | Rep | 2005-09-13 | 2007-08-01 | ||
| 147 | Wernli, Michelle Suzanne | F | AIZ368 | Rep | 2003-06-19 | 2004-08-31 | |
| 148 | Wimmer, Oliver | M | AMM352 | Rep | 2005-09-22 | 2008-05-22 | |
| 149 | Wong, Chui Shan 黃翠珊 | AGN589 | Rep | 2003-06-30 | |||
| 150 | Wong, Edwin Ching Him 黃正謙 | AEB025 | Rep | 2008-09-29 | |||
| 151 | Wong, Marco Chi Duen | M | AFQ741 | Rep | 2008-09-29 | ||
| 152 | Woo, Charles Kun | M | AHS996 | Rep | 2003-08-09 | ||
| 153 | Woo, Rebecca Heng-yun 吳恆恩 | F | ABL783 | Rep | 2003-08-09 | ||
| 154 | Wright, Symon Robert | M | ACG024 | Rep | 2003-08-09 | ||
| 155 | Wu, Wei (SFC:AMP204) 吳畏 | AMP204 | Rep | 2005-10-17 | 2008-09-29 | ||
| 156 | Wu, Yat Wai 胡一威 | 38 | M | ACW474 | Rep | 2004-05-18 | |
| RO | 2004-05-18 | 2005-05-20 | |||||
| 157 | Xie, Li (SFC:AME467) 謝犁 | AME467 | Rep | 2005-06-27 | 2007-12-05 | ||
| 158 | Xu, Ping (SFC:ALI016) 徐萍 | ALI016 | Rep | 2004-10-05 | 2008-09-29 | ||
| 159 | Yang, Hao-Ting 楊皓珽 | AMN709 | Rep | 2005-10-03 | 2007-07-30 | ||
| 160 | Yang, Zhizhong (SFC:ACO050) 楊志中 | ACO050 | Rep | 2004-09-15 | 2008-09-29 | ||
| 161 | Yap, Chin Yee 叶君瑜 | AFR721 | Rep | 2003-08-09 | |||
| 162 | Yeung, Hau Kin 楊孝堅 | AIH186 | Rep | 2005-04-19 | 2006-07-29 | ||
| 163 | Yeung, Hiu Chit 楊曉婕 | AML649 | Rep | 2005-09-15 | 2006-05-27 | ||
| 164 | Yi, Eun Young | AGA807 | Rep | 2005-05-24 | 2006-05-02 | ||
| 165 | Yong, Fui San | ADB186 | Rep | 2005-03-04 | 2008-09-29 | ||
| 166 | Yoon, Yong Cheul | AGW405 | Rep | 2004-07-21 | |||
| 167 | Yu, Choi Yan 余彩欣 | AKP037 | Rep | 2004-05-13 | 2005-06-22 | ||
| 168 | Yu, Janice Man Kiu 茹蔓喬 | ADZ441 | Rep | 2003-08-09 | |||
| 169 | Yu, Ming Lai 余明麗 | AFU845 | Rep | 2003-08-15 | 2006-04-10 | ||
| 170 | Zhang, Lei (SFC:AMO860) 張蕾 | AMO860 | Rep | 2005-10-17 | 2008-09-29 | ||
| 171 | Zhao, Yu (SFC:AJD965) 趙瑜 | AJD965 | Rep | 2004-02-16 | 2004-05-10 | ||
| 172 | Zhou, Liping (SFC:AML294) 周麗萍 | AML294 | Rep | 2005-09-08 | 2006-05-19 | ||
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy