CLSA LIMITED 中信里昂證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Alexander, Michael Lewis M AGR372 Rep 2005-08-04 2010-07-19
2 Bird, John David (SFC:AKY461) M AKY461 RO 2005-02-01 2012-02-27
3 Bonsor, Edward Richard 30 M AJA998 Rep 2004-03-17 2006-06-02
4 Boyd, Geoffrey Cameron M AGE081 Rep 2006-03-30 2017-10-14
5 Bradley, Edmund Hugh M ABS842 RO 2019-04-16
6 Buckle, Karen Jane F ACP924 Rep 2014-01-24
7 Caruso, Richard Blaise M AKU347 Rep 2004-10-19 2012-11-28
8 Chan, Chau Yuen 陳秋源 AFQ905 Rep 2006-11-10
9 Chan, George Lung Cheung 陳龍翔 M AFK978 Rep 2004-07-12 2012-06-13
10 Chen, Alan Bing M AEH768 Rep 2009-09-10
11 Chen, Augustine ALF255 Rep 2004-09-01 2007-03-29
12 Chen, Zi Mu ALA254 Rep 2006-03-15 2006-11-09
13 Cheng, Matthew Yu Yuan 鄭裕源 M AMC369 Rep 2005-06-14 2009-03-04
14 Cheng, Sheng-Jung 鄭勝榮 ANF064 Rep 2006-03-30 2007-04-21
15 Cheuk, Alexander Siu Bun 卓兆斌 M ABX790 Rep 2014-07-30
16 Cheung, Adrian Kwok Kuen 張國權 M ABX016 Rep 2005-05-26 2006-08-04
17 Choi Park, Jae Won 崔朴在元 AMJ578 Rep 2005-08-18 2008-04-12
18 Choi, Sheung Ngai 蔡尚毅 AFG685 Rep 2006-12-01
19 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-07
20 Chow, Wing Hong (SFC:ACI634) 周永康 ACI634 Rep 2006-09-28
21 Clark, Bettina Gay F AHL626 Rep 2008-01-31
22 Coull, Gary William John 顧家利 52 M AAB495 RO 2006-10-16
23 Del Papa, Massimiliano ANA972 Rep 2006-02-20
24 Eng, Karen Jane 伍倚华 F ALB111 Rep 2004-08-03 2020-10-16
25 Enticknap, David (SFC:AMS233) M AMS233 Rep 2005-11-11 2013-07-04
26 Fishwick, Eric James M AFJ086 Rep 2025-05-02
27 Gornall, Adrian Rubin M AIX145 Rep 2004-06-02 2008-07-17
28 Gruber, James M AMX921 Rep 2006-01-17 2010-07-03
29 Ho, Johnny Cheong Chak 何昌澤 M AMV284 Rep 2005-12-22 2006-07-19
30 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
31 Huang, Jason Hsi M ANA962 Rep 2006-02-20 2006-11-24
32 Jenwipakul, Kiattisak AMJ455 Rep 2005-08-15 2007-05-10
33 Jiang, Sosia ALZ474 Rep 2005-05-11 2012-12-07
34 Kanga, Cyrus Darius M ANC096 Rep 2006-02-22 2013-08-05
35 Kestel, Damian Paul M AGI601 Rep 2010-12-10
36 Kinnear-Nock, Scott William 38 M AFH089 Rep 2008-04-15
37 Ko, Raymond 高力文 M AIL123 Rep 2009-09-18
38 Kukreja, Kathy Sham F ANB187 Rep 2006-02-20 2007-05-04
39 Ladeuix, Hernan ANF060 Rep 2006-03-29 2012-04-03
40 Lam, Chi Kwan (SFC:AGA429) 林志坤 AGA429 Rep 2005-04-13 2007-05-28
41 Lam, Monica Ze Wa 林詩華 F AEY447 Rep 2004-12-07 2006-09-01
42 Lam, Steve Kwok Leung 林國樑 M AGC469 Rep 2006-05-25 2007-06-25
43 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2017-11-15
44 Lee, Chun Wah (SFC:AFR066) 李俊華 AFR066 Rep 2005-09-28 2006-06-30
45 Lee, Patrick Maung M AMY547 Rep 2006-01-23 2008-05-10
46 Leung, Polly Pui Ling F AJB855 Rep 2003-07-17 2009-01-23
47 Li, Xiaoli (SFC:ALY129) 李曉麗 ALY129 Rep 2005-04-21 2007-04-12
48 Lim, Tay Her 林泰禾 ANK937 Rep 2006-05-23 2010-10-18
49 Liu, Wei (SFC:ALG199) 劉煒 ALG199 Rep 2004-09-23 2007-03-19
50 Lucas, Edwin (SFC:AAI491) M AAI491 Rep 2005-03-18 2008-12-31
51 Lui, Wai Yip 呂偉業 AMH660 Rep 2005-07-27 2009-03-04
52 Lurie, Mattan Hillel ANB366 Rep 2006-02-20 2006-10-16
53 Ma, Adeline 馬雅蓮 F AEM553 Rep 2005-07-28 2008-11-20
54 Macqueen, Edward Charles M AIU750 Rep 2003-08-25 2006-06-02
55 McNamara, Mary Elizabeth F ACS807 Rep 2003-12-29 2010-05-14
56 Montague, Jolyon Charles M AJC260 Rep 2005-10-25 2009-09-28
57 Morrison, Robert William Bentley 45 M AGQ547 RO 2003-07-25 2009-06-30
58 Morrow, Stuart Anthony M ALZ458 Rep 2005-05-10 2013-10-28
59 Moss, Adam Alexander Guy M AEI504 Rep 2010-09-20
60 Ngo, Long Hoang 黃龍 AGP054 Rep 2005-05-11 2008-01-29
61 Nguyen, Kim Thi ANA971 Rep 2006-02-20 2008-05-28
62 Norris, Jeremy Anthony (SFC:ABM977) M ABM977 Rep 2005-06-06 2009-05-08
63 Ong, Polly So Po 王素寶 F ABH437 Rep
64 Paterson, James Willock M ADA085 Rep 2006-02-10 2007-03-09
65 Riddick, Andrew William M AAA869 RO 2013-12-12
66 Roberts, Christopher Fenton 羅弼時 M AAD528 Rep 2006-01-04 2007-02-05
67 Rothman, Andrew Charles M AFW955 Rep 2014-03-01
68 Ruber, Matthew Albert M ACT589 Rep 2008-09-26
69 Saldanha, Joshua Gerard M ANB180 Rep 2006-02-20 2007-06-26
70 Sangiambut, Manop AJN957 Rep 2005-09-28 2012-03-08
71 Shiu, Wing Sun 蕭榮申 ADZ443 Rep 2019-12-11
72 Skinner, Donald William Lennox 44 M AAI493 RO 2012-07-05
73 Snaith, Michael Lachman M AJI329 Rep 2003-12-18 2014-08-12
74 So, Ka Man (SFC:AHX165) 蘇家文 AHX165 Rep 2008-11-24
75 So, Petrina Pui Yan 蘇佩恩 AMJ575 Rep 2005-08-18 2008-08-08
76 Stiles, Andrew Guy M ABE303 Rep 2003-12-09 2008-02-13
77 Sugandhi, Mardian Jun 石駿逸 AMJ576 Rep 2005-08-18 2007-08-31
78 Sutton, Peter Thomas M ADK261 Rep 2009-03-30
79 Tabbush, Daniel Lawrence M ANK169 Rep 2006-05-29 2012-03-13
80 Tang, Calvin Kam Ming 鄧鑑明 M ANB555 Rep 2006-02-20 2008-11-20
81 Tang, Xiaobo (SFC:ALY952) 唐驍波 ALY952 Rep 2005-05-04 2006-09-29
82 Ting, Carter Richard 丁文達 ADK867 Rep 2004-07-19 2007-04-04
83 Vohra, Dhruv AJI706 Rep 2003-12-29 2012-06-01
84 Wai, Helena Suk Chong 衛淑莊 59 F AAB508 RO 2019-05-01
85 Wan, Sandy San Ming 萬三敏 ADI757 Rep 2003-09-17 2013-10-31
86 Wang, Min (SFC:AMP537) 王敏 AMP537 Rep 2005-10-21 2006-11-07
87 Wang, Yinan (SFC:ANB406) 王軼楠 ANB406 Rep 2006-02-20 2022-08-12
88 Wee, Kheng Hoe Jason M ANF055 Rep 2006-03-29 2007-02-01
89 Wijaya, Annie F AHI788 Rep 2006-05-29 2021-04-09
90 Wilkinson, Anthony John Cooper M AFD111 Rep 2011-05-27
91 Witts, Richard Arthur 63 M AAC928 Rep 2008-08-08
92 Wood, Malcolm George (SFC:ANI728) M ANI728 Rep 2006-04-26 2008-11-20
93 Xu, Weizhe 徐煒哲 AML926 Rep 2005-09-16 2006-08-11
94 Yeoh, Jonathan Sheung Chern M ANB177 Rep 2006-02-20 2008-11-24
95 Yung, Melody Wing Ping 容詠萍 F ALT790 Rep 2005-03-03 2008-02-04
96 Yusup, Daniel M AMH579 Rep 2006-04-26 2007-07-13
97 Ziegler, Richard Paul 35 M AMS785 Rep 2005-11-29 2024-02-14

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