Jefferies Hong Kong Limited 富瑞金融集團香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Agarwal, Anand (SFC:ANX687)			ANX687	Rep	2012-02-13	2014-11-14
2	Agarwal, Vishal Kumar		M	AYY895	Rep	2012-02-13	2014-03-07
3	Alexander, Michael Lewis		M	AGR372	Rep	2010-10-15	2011-01-13
					RO	2011-01-13	2018-06-15
4	Alford, Terrence Miguel		M	ADX525	Rep	2012-04-10	2014-07-15
5	Azuma, Yoshihiro		M	APL620	Rep	2011-10-31	2022-07-04
6	Bajaj, Kunal Rajan			AUW986	Rep	2011-08-17	2015-09-18
7	Bajikar, Sundeep Madan			AYB109	Rep	2011-09-20	2015-10-15
8	Barrette, Jeffrey Michael		M	ARO749	Rep	2011-03-17	2016-03-25
9	Barroso, Raul Francisco			ALF573	Rep	2011-05-25	2012-08-14
10	Beng, Kian Min Benjamin 孟健明			BAY068	Rep	2013-03-01	2013-05-30
11	Bolon, Jonathan Quinn		M	ARH276	Rep	2010-11-17	2012-08-28
12	Bond, Phillip Matthew		M	AWZ057	Rep	2011-03-14	2011-09-30
13	Browning, John Leonard		M	AQF043	Rep	2012-10-10	2015-03-12
14	Bu, Haidong 卜海東			AVI091	Rep	2011-06-01	2014-01-31
15	Burke, James Thompson		M	AWZ262	Rep	2011-03-14	2020-03-14
16	Chan, Chung Shing 陳仲成			AAZ019	Rep	2012-10-10	2015-05-15
17	Chan, Kenneth Kwok Ho 陳國豪		M	ADT909	Rep	2011-08-04	2023-06-30
18	Chan, Yat Sing (SFC:ANI726) 陳日昇			ANI726	Rep	2012-11-27	2013-05-10
19	Chataway, James Jonathan		M	AUJ209	RO	2010-01-05	2010-03-12
20	Chee, Swee Wei 植思輝			AXS218	Rep	2011-07-28	2016-10-28
21	Chellappa, Govindarajan			AUX265	Rep	2011-08-22	2017-07-31
22	Chen, Bo Gwang			AYN952	Rep	2011-11-29	2011-12-22
23	Chen, Geng (SFC:AOY114) 陳耿			AOY114	Rep	2011-01-27	2012-06-08
24	Chen, Hsin-shu Branden 陳信旭			AUK172	Rep	2011-03-11	2012-07-23
25	Chen, Lijia (SFC:AWW323) 陳麗嘉			AWW323	Rep	2011-02-23	2012-08-03
26	Cheng, Andre An-Chun (SFC:BAN243)		M	BAN243	Rep	2012-11-27	2015-03-03
27	Cheng, Charles Chun Yin 鄭俊然		M	BAA428	Rep	2013-03-15	2015-07-24
28	Cheng, Edwin Siu Lung 鄭玿璘		M	AYZ892	Rep	2012-02-14	2012-09-11
29	Cheng, Tau Cheung 鄭導昌			AFC185	Rep	2011-08-01	2012-08-14
30	Cheung, Ka Chung 張家聰			ARC087	Rep	2012-10-10	2015-05-29
31	Cheung, Miu Chun 張妙珍			AZL261	Rep	2012-05-15	2013-05-27
32	Chiang, Venant (SFC:AIB743) 蔣永甯			AIB743	Rep	2012-05-11	2016-06-02
33	Chok, Ivy Ngai Wai 卓艾維		F	ADZ897	Rep	2010-12-14	2022-06-10
34	Chong, Louis Siu Kei 莊紹基		M	AUQ039	Rep	2010-01-27	2011-04-20
35	Chow, Wing Chun 周永進			AOJ005	Rep	2013-01-29	2015-07-10
36	Chua, Lee Leng			AHI518	Rep	2011-11-10	2013-12-06
37	Cielinski, Mark Alan		M	AHC364	Rep	2013-04-02
38	Clayton, Andrew Crimmins 藍向明		M	ATS621	RO	2010-01-04	2013-03-18
39	Collett, Michael James (SFC:AUB134)		M	AUB134	Rep	2011-01-13	2015-11-11
40	Crapanzano, Domenico (SFC:AZM754)			AZM754	Rep	2012-05-17	2013-05-29
41	Dai, Qiang (SFC:AVQ949) 戴強			AVQ949	Rep	2011-12-12	2012-12-28
					RO	2012-12-28	2015-03-27
42	Darby, Sean		M	AFD144	Rep	2011-09-12	2011-12-08
					RO	2011-12-08	2023-03-23
43	Deal, Kerry Raghnall			BAZ643	Rep	2013-03-12	2013-05-30
44	Ding, Yiming (SFC:AXG896) 丁一鳴			AXG896	Rep	2011-05-12	2014-02-28
45	Du, Yang (SFC:AYY897) 杜洋			AYY897	Rep	2012-02-13	2012-04-10
46	Dulieu, Billy Ronald		M	AWM143	Rep	2012-10-10	2015-05-29
47	Dwyer, Brendan Patrick		M	AWZ263	Rep	2011-03-14	2020-10-30
48	Elphick, Henry Richard Francis (1970-09)	43	M	ATS624	RO	2010-01-04	2012-04-02
49	Eme, Philippe Jean		M	AEX901	Rep	2012-02-27	2015-08-14
50	Eng, Shu Ling Amanda		F	AVW617	Rep	2011-09-20	2012-08-27
51	Erpici, Luca			AZQ373	Rep	2012-06-08
52	Fan, Clara Sung Ka 樊崇嘉		F	AQG580	Rep	2012-07-03	2015-06-11
53	Fan, Edwin Yu Hin 樊宇軒	30	M	AMU321	Rep	2013-01-23	2015-03-31
54	Faure, Emmanuel Dominique Martial G.		M	AFC367	Rep	2012-03-09	2012-06-14
					RO	2012-06-14	2015-08-31
55	Feng, Dandan 馮丹丹			ALO316	Rep	2010-11-05	2011-09-02
56	Fok, Siu Pong (SFC:AME216) 霍少邦			AME216	Rep	2012-10-10	2015-05-15
57	Fong, Joseph J 方仲彬		M	AUQ951	Rep	2011-07-07	2016-11-03
58	Fu, Liang (SFC:AVO628) 傅亮			AVO628	Rep	2012-10-10	2015-05-29
59	Fung, Janet 馮靜		F	ANX236	Rep	2010-12-23	2015-04-15
60	Fyfe, William James		M	AFW138	Rep	2012-03-06	2012-06-08
					RO	2012-06-08	2015-08-31
61	Goff, Steven James (SFC:AWY935)		M	AWY935	Rep	2011-03-10	2011-10-14
62	Gong, Yueyue 龔悅悅	34	M	AVK929	Rep	2010-12-30	2013-04-17
63	Griffiths, Oliver Charles		M	AWZ055	Rep	2011-03-15	2018-08-03
64	Guan, Wenjie 管文捷			ASK369	Rep	2011-11-02	2015-12-17
65	Guo, Qiang (SFC:AYW017) 郭強			AYW017	Rep	2012-01-20	2014-06-19
66	Guo, Yuantao 郭圓濤	40	F	AFW884	Rep	2011-04-20	2017-07-12
67	Hainsby, Raymond Michael		M	AWZ264	Rep	2011-03-14	2015-08-14
68	Halliwell, Thomas Alan		M	ANL835	Rep	2010-11-18	2015-11-27
69	Hao, Rui (SFC:AYJ242) 郝瑞			AYJ242	Rep	2011-11-17	2013-04-12
70	Ho, Sai Ho (SFC:AOH660) 何世豪			AOH660	Rep	2012-10-10	2013-05-20
71	Howsley, Jonathan Charles (SFC:AZF710)		M	AZF710	Rep	2012-03-29	2018-09-14
72	Hsieh, Meng-Han 謝孟翰			AXG899	Rep	2011-05-12	2024-05-31
73	Huang, Naikang 黃乃康			BAT756	Rep	2013-01-21	2013-05-13
74	Huang, Wan (SFC:AMO369) 黃婉			AMO369	Rep	2011-11-28	2012-08-07
					RO	2012-08-07	2015-07-24
75	Huang, Xian Jia 黃賢嘉			AQH654	Rep	2011-05-03	2013-03-08
76	Hui, Chi Keung (SFC:ALZ728) 許志強			ALZ728	Rep	2012-06-27	2016-08-22
77	Hui, Daniel Ka Chung 許家聰		M	AUP690	Rep	2012-10-10	2015-06-01
78	Hutton, Jason Alec	44	M	ASK838	Rep	2012-03-06	2014-04-04
79	Ip, Yau Lung 葉游龍			AKI626	Rep	2011-03-17	2019-03-26
80	Jasani, Nilesh Surendra Rai		M	AFJ460	Rep	2011-10-28	2021-08-18
81	Ju, Yansu Christie 居燕蘇			ALI339	Rep	2010-11-10	2011-09-15
					RO	2011-09-15	2015-09-29
82	Karfa, Nilanjan			BBD023	Rep	2013-04-12	2020-03-16
83	Kim, Changhoon 金昶勳			BBE576	Rep	2013-04-26	2013-10-08
84	Kim, Dosung 金度性			AZV602	Rep	2012-07-16	2014-06-27
85	Kim, Ina Yong			BBA229	Rep	2013-03-25	2016-05-20
86	King, Augusto Yuk Shun 金毓珣			AFH014	Rep	2013-04-11	2013-07-08
87	Krake, Paul Edward		M	ADT713	Rep	2011-02-02	2011-09-21
88	Kumagai, Yukihiro			BAY165	Rep	2013-03-06	2015-06-10
89	Lam, Brian Jing Hei 林政熹		M	AXQ385	Rep	2013-01-09	2015-02-13
90	Lam, Wai Leung (SFC:AFS532) 林偉亮			AFS532	Rep	2012-01-11	2014-06-09
91	Lau, Henry Hang 劉恆		M	AWJ860	Rep	2013-03-01	2014-04-05
92	Lau, Yuen Hung 劉婉鴻			ADC124	Rep	2011-06-17	2018-07-19
93	Lay, Joao Fernando			AST881	Rep	2011-03-21	2018-08-01
94	Lea, Robert Michael		M	ATL432	Rep	2011-07-07	2012-08-14
95	Lee, Dennis Pui Yan 李沛欣		M	AOS008	Rep	2010-05-24	2013-04-11
96	Lee, Gary (SFC:AUP537) 李嘉瑜		M	AUP537	Rep	2012-04-10	2013-05-30
97	Lee, Wai Lun (SFC:AXY825) 李偉倫			AXY825	Rep	2011-08-26	2011-10-20
98	Leung, Johnson Man 梁民		M	AUI268	Rep	2011-03-14	2015-12-16
99	Leung, Kin Man (SFC:ARR823) 梁建雯			ARR823	Rep	2012-10-10	2015-07-31
100	Leung, Yuen Ha (SFC:ACI635) 梁婉霞			ACI635	Rep	2011-03-10	2013-05-29
101	Li, Chenkan 李辰侃			AWI078	Rep	2012-12-10	2015-07-31
102	Li, Lei (SFC:AUA255) 李蕾			AUA255	Rep	2013-01-21	2014-02-24
103	Li, Rong (SFC:ARM918) 李嶸			ARM918	Rep	2010-11-05	2014-01-31
104	Liao, Shifan 廖世凡			AWO654	Rep	2010-12-30	2015-12-17
105	Liu, Bingnan 劉冰楠			AYJ282	Rep	2011-11-01	2013-05-10
106	Liu, Boyong 劉博雍			AWO657	Rep	2010-12-30	2015-10-16
107	Liu, Liu (SFC:BAY471) 劉流			BAY471	Rep	2013-03-05	2014-12-18
108	Liu, Qian (SFC:ATS617) 劉謙			ATS617	RO	2010-01-04	2010-10-14
109	Liu, Sherry Xiaoyu 劉肖俞		F	AHA564	Rep	2012-10-29	2014-03-20
110	Lo, Michelle Chi Lok 盧子樂		F	ARU443	Rep	2012-07-09	2012-07-23
111	Lord, Phillip Wilson		M	AJG087	Rep	2010-11-18	2012-09-28
					Rep	2013-04-10	2013-10-04
112	Lu, Hongliang (SFC:AWO608) 呂洪良			AWO608	Rep	2010-12-30	2015-06-12
113	Lu, Xiaohao (SFC:AZF711) 呂皛皓			AZF711	Rep	2012-03-29	2014-09-12
114	Lui, Anna Ka Yan 雷嘉恩		F	AQR110	Rep	2013-04-05	2015-12-17
115	Lui, Connie Ngan 呂雁		F	AOO869	Rep	2010-12-20	2011-01-24
116	Luo, Yixin 羅藝鑫			AWJ276	Rep	2011-05-26	2012-08-14
117	Malhotra, Ashwan Kumar		M	AEE311	RO	2012-10-11	2015-08-31
118	Maly, Sylvain Francois Gilbert		M	AVR359	Rep	2012-10-10	2015-08-14
119	Masumizu, Hitoshi			AXF810	Rep	2011-05-03	2015-03-02
120	Meng, Cynthia Jinhong 孟晉紅	44	F	ANU548	Rep	2011-01-31	2016-06-01
121	Misek, Peter (SFC:AYB106)		M	AYB106	Rep	2011-09-20	2014-07-15
122	Muir, James Thomas		M	APP015	Rep	2011-03-31	2015-09-29
123	Nagae, Joseph Kurian (SFC:AVZ283)		M	AVZ283	Rep	2010-10-07	2011-12-16
124	Newberry, Mark		M	AWY936	Rep	2011-03-10	2016-11-30
125	Nichols, Stephen James (SFC:ACJ658)		M	ACJ658	Rep	2011-02-02	2012-07-23
					RO	2012-07-23	2015-12-16
126	Nie, Shengshen 聶晟申			AVL824	Rep	2012-05-02	2016-11-03
127	Ning, Qing 寧清清		F	AZS063	Rep	2012-06-22	2013-07-18
128	Noke, Freddy			ANA934	Rep	2012-11-16	2018-08-08
129	O'Mara, Conor John		M	AOV704	Rep	2011-06-29
130	Okuno, Hiroshi		M	AJF365	Rep	2011-08-26	2020-12-02
131	Park, Sung Wan 朴性玩			ADQ242	Rep	2012-07-16	2024-09-30
132	Pham, Thanh Ha			AYY900	Rep	2012-02-10
133	Pinto, Claudio Raimondo Armando	48	M	AZM756	Rep	2012-05-17	2013-05-29
134	Poon, Ada Ho Yan 潘可欣		F	AFQ511	Rep	2011-04-29
135	Poon, Iris Ho Yee 潘灝儀		F	BAY472	Rep	2013-03-04	2014-10-31
136	Putterill, Adam Thomas James		M	ABG123	Rep	2011-02-01
137	Qiu, Xiaowen 邱曉文			AOT974	Rep	2011-10-31	2011-12-16
					RO	2011-12-16
138	Quadros, Lavina Saira			AYM833	Rep	2011-11-24
139	Rider, Thomas Peter Baty		M	AZZ305	Rep	2012-08-06	2013-06-27
140	Rosenfeld, Seth Robert		M	AYZ307	Rep	2012-02-09	2019-02-11
141	Salman, Makarim Adel			ATD287	Rep	2011-08-16	2016-10-27
142	Sanghvi, Chirag Pravinkant			AQS375	Rep	2011-10-17	2016-07-13
143	Sasaki, Yoshiharu			AWZ982	Rep	2011-03-17	2011-10-14
144	Sen, Arya			BAF500	Rep	2012-09-24	2020-05-18
145	Shan, Shan (SFC:AYM834) 單珊			AYM834	Rep	2011-11-21	2013-05-10
146	Shen, Allan Hung Yat 沈鴻逸		M	AIC834	Rep	2012-12-03	2015-07-06
147	Sheng, Wei-Ting 盛薇庭			AJL418	RO	2010-01-04	2017-12-20
148	Shi, Tiger Chenghu 石成虎	39	M	AOG041	Rep	2012-12-24	2013-07-16
149	Shute, Christopher Linford		M	ASS289	Rep	2010-11-02	2011-04-18
					RO	2011-04-18	2012-09-11
					Rep	2012-09-11	2013-01-29
150	Sun, Lijun (SFC:AWO659) 孫李軍			AWO659	Rep	2010-12-30	2012-05-31
151	Tai, Germaine Wai See 戴慧詩		F	AMC821	Rep	2012-06-13	2012-12-31
152	Tam, Man Hong (SFC:AFY709) 譚文康	37	M	AFY709	Rep	2011-12-12	2012-03-20
					RO	2012-03-20	2015-07-17
153	Tan, Choon Ming 陳俊銘			AMA932	Rep	2012-04-18	2014-12-31
154	Tan, James Ye-Hui		M	AZY483	Rep	2012-08-15	2013-01-07
155	Tang, Congcong 唐聰聰			ASE040	Rep	2011-06-20	2012-09-17
156	Tsai, Chia-Hung 蔡家宏			BBC936	Rep	2013-04-15
157	Tse, Edmundo Matthew 謝永強			AYE492	Rep	2011-10-06	2016-04-05
158	Wakasugi, Masahiro			AXY740	Rep	2011-08-26	2013-06-17
159	Walker, Richard (SFC:AWY708)		M	AWY708	Rep	2011-03-09	2023-11-20
160	Wang, Benjamin (SFC:AUP570) 王秉遠		M	AUP570	Rep	2011-10-26	2014-03-05
161	Wang, Jin (SFC:AVY040) 王瑾			AVY040	Rep	2012-05-21	2014-11-15
162	Wang, Kuan Jan 王冠然			AXK690	Rep	2012-12-17	2013-02-21
163	Wang, Qin (SFC:AWP856) 王勤			AWP856	Rep	2012-10-11	2013-05-30
164	Wang, Ren (SFC:AIB127) 汪韌	41	M	AIB127	Rep	2011-12-19	2012-03-20
					RO	2012-03-20	2015-12-17
165	Wang, Ruxian 王汝先			AXG897	Rep	2011-05-12	2011-06-30
166	Wei, Po 魏柏修			AVH892	Rep	2012-06-08	2016-11-30
167	Welch, David John Jr		M	ASW658	Rep	2010-11-16	2012-11-14
168	Williams, Grant David Vincent		M	AHU774	Rep	2010-11-25	2010-12-08
169	Wisbeck, Ana Cristina			AXC642	Rep	2011-04-01	2012-08-16
170	Wong, James Chung Yin 黃頌賢		M	ADT900	Rep	2012-10-10	2015-08-14
171	Wong, Mun Kong			AMX750	Rep	2012-11-09	2013-02-20
					RO	2013-02-20	2018-05-15
172	Woo, Lai Ming Raymond 符禮明		M	AUS410	Rep	2013-04-11	2015-12-17
173	Wu, Chenyao 吳陳堯			AWW321	Rep	2011-02-23	2011-09-20
174	Wu, Joseph Shi Li 武士立		M	AJB764	Rep	2012-02-06	2017-11-29
175	Wu, Xiaolin (SFC:AVV216) 吳曉琳			AVV216	Rep	2013-03-26	2017-06-16
176	Wu, Zhiyang 吳之洋			AYC708	Rep	2013-01-18	2014-02-28
177	Yamamoto, Sumiyo			BAC527	Rep	2012-08-27	2015-11-24
178	Yang, Chung-chih 楊重志			AVD352	Rep	2010-05-07	2011-02-16
179	Yang, Nancy Wen 楊海雯		F	AJC937	Rep	2011-07-19	2015-02-28
180	Yang, Rui (SFC:ALG051) 楊瑞		M	ALG051	Rep	2012-08-08	2015-03-27
181	Yao, Yao (SFC:ALK994) 姚嶢			ALK994	Rep	2010-11-05	2011-11-30
182	Yeo, Rainna Xue Yin			BAV485	Rep	2013-02-05
183	Yeo, Zhi Aik			AVN113	Rep	2011-06-30	2016-10-31
184	Yokoi, Naomi		F	ATI152	Rep	2011-08-29	2015-09-16
185	Young, James Kenneth Freeman Scott		M	ANG579	Rep	2011-01-13
186	Yu, Lei (SFC:APF652)			APF652	Rep	2011-03-11	2016-03-21
187	Yu, Nga Shan 俞雅珊			APJ556	Rep	2012-11-05	2014-03-07
188	Zhang, Fuyang 張扶陽			AXP987	Rep	2012-05-28	2013-03-21
189	Zhang, Yuanfu 張元夫			BAC429	Rep	2012-09-03	2013-12-20
190	Zheng, Yingying (SFC:AVK954) 鄭盈盈			AVK954	Rep	2011-07-15	2012-08-14
191	Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓			AZO877	Rep	2012-06-12	2016-02-01
192	Zhi, Yu 職宇			AFQ326	Rep	2013-01-03	2015-03-27
193	Zhou, Xiao (SFC:AYC139) 周曉			AYC139	Rep	2012-09-26	2015-12-17
194	Zhu, Dandan (SFC:AQO191) 朱丹丹			AQO191	Rep	2011-07-05	2014-09-22
195	Zhu, Qing (SFC:ADZ874) 朱慶			ADZ874	Rep	2012-11-28	2013-06-28

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