GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aboud, Angus Alfred Mcintyre | M | Rep | 2013-03-21 | 2014-02-14 | |
| 2 | Adair, John Joseph | M | RO | 2005-04-28 | 2007-02-24 | |
| 3 | Aggarwala, Saurabh | Rep | 2012-08-30 | 2016-10-10 | ||
| 4 | Agne, Mark Edward (SFC:ANP670) | M | Rep | 2006-06-30 | 2006-09-26 | |
| RO | 2006-09-26 | 2016-05-21 | ||||
| 5 | Ahmad, Syed Hyder | RO | 2006-08-01 | |||
| 6 | Alireza, Yusuf Abdulla Yusuf Akbar | 44 | M | RO | 2011-05-25 | 2011-12-08 |
| 7 | Alogoskoufis, Spyros | Rep | 2012-04-30 | 2014-03-21 | ||
| 8 | Arnold, Benjamin Richard | M | Rep | 2014-06-13 | 2016-02-13 | |
| 9 | Bae, Christopher Thomas | 38 | M | Rep | 2008-01-24 | 2009-04-29 |
| RO | 2009-04-29 | 2009-07-17 | ||||
| 10 | Ben-Shachar, Sa-Ar David | M | Rep | 2008-01-22 | 2016-10-10 | |
| 11 | Besson, Guillaume Gerard Marie | M | Rep | 2010-08-10 | 2011-02-23 | |
| RO | 2011-02-23 | 2016-03-02 | ||||
| 12 | Bhargava, Nimita | Rep | 2014-06-23 | 2016-03-14 | ||
| 13 | Bird, Jonathon William | M | Rep | 2014-02-10 | 2016-10-10 | |
| 14 | Bollinger, Stefan Rolf | RO | 2011-12-06 | 2013-10-16 | ||
| 15 | Brunello, Jonathan Paul | M | RO | 2012-05-07 | 2012-07-04 | |
| 16 | Byun, Hyungsoo 邊亨洙 | Rep | 2012-10-10 | 2014-04-26 | ||
| 17 | Carr, Michael John (SFC:AGC458) | M | RO | 2003-06-16 | ||
| 18 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2013-05-29 | 2016-06-29 | |
| 19 | Chan, Beonna Mei Chun 陳美珍 | Rep | 2011-10-11 | |||
| 20 | Chan, Kelvin Chi Kong 陳志江 | M | Rep | 2011-02-25 | 2014-04-18 | |
| 21 | Chan, Pui Ping 陳沛萍 | Rep | 2016-10-10 | |||
| 22 | Chau, Chun 周聰 | Rep | 2016-10-10 | |||
| 23 | Cheeseman, Robert Ross | M | Rep | 2006-09-19 | 2012-03-16 | |
| 24 | Chen, Charles Yuan Liang 陳仁樑 | M | Rep | 2008-05-02 | ||
| 25 | Chen, Henry Lin 陳林正 | 44 | M | RO | 2007-07-04 | 2008-08-23 |
| 26 | Chen, Zhihu 陳志湖 | Rep | 2012-10-12 | 2015-04-28 | ||
| 27 | Cheung, Kat Cheung 張吉祥 | Rep | 2014-05-28 | 2015-02-02 | ||
| 28 | Cheung, Suk Mun 張淑敏 | Rep | 2011-08-02 | 2014-05-31 | ||
| 29 | Chia, Wei Chen 謝偉政 | M | Rep | 2005-11-16 | 2007-01-29 | |
| 30 | Chiu, Ping 趙平 | Rep | 2007-01-13 | |||
| 31 | Chow, Isabella Man Fung 周文鳳 | F | Rep | 2004-12-29 | ||
| 32 | Chowdhary, Pranav | Rep | 2012-10-16 | 2014-03-08 | ||
| 33 | Chu, Wayne Wing Kar 朱永嘉 | M | Rep | 2012-04-27 | 2013-03-12 | |
| 34 | Chui, Chi-Sun 徐志真 | Rep | 2004-06-19 | |||
| 35 | Chung, Wilson James Ka Lun 鍾家綸 | M | Rep | 2012-04-27 | 2016-05-05 | |
| 36 | Churchouse, Jean-Paul Antony | M | Rep | 2012-04-27 | 2014-05-08 | |
| 37 | Dalmasse, Canute Howard | M | RO | 2012-07-05 | 2016-10-10 | |
| 38 | Deats, Warren Edmund | M | Rep | 2010-10-29 | 2012-02-25 | |
| 39 | Dommenge, Kevin Michael | M | Rep | 2012-04-27 | 2015-11-25 | |
| 40 | Du, Xueping 杜雪萍 | Rep | 2013-10-15 | 2016-10-10 | ||
| 41 | Evans, John Michael (1957-08-16) | 57 | M | Rep | 2004-11-29 | 2005-02-01 |
| RO | 2005-02-01 | 2008-04-10 | ||||
| 42 | Falipou, Fabien Jean Roger | M | Rep | 2012-08-06 | 2016-10-10 | |
| 43 | Fan, Kai (SFC:BAA250) 樊鍇 | Rep | 2012-08-09 | 2015-06-06 | ||
| 44 | Feng, Yahui 馮雅慧 | Rep | 2012-08-09 | 2014-06-28 | ||
| 45 | Ferguson, Benjamin William | M | RO | 2013-03-27 | 2016-10-10 | |
| 46 | Flamand, Philippe Francois | M | Rep | 2010-02-25 | 2012-05-01 | |
| 47 | Freshwater, Timothy George 范華達 | 70 | M | RO | 2011-08-26 | |
| 48 | Frommer, Maya Elizabeth | F | Rep | 2012-04-27 | 2016-10-10 | |
| 49 | Ghatalia, Rajiv Arvind | RO | 2003-07-16 | 2005-06-22 | ||
| 50 | Gnodde, Richard John | 54 | M | RO | 2005-01-07 | |
| 51 | Goodman, Jamie Macnaught Rodber | M | Rep | 2012-04-27 | 2016-10-10 | |
| 52 | Grunberger, Bo Fredrik | Rep | 2012-04-27 | 2016-10-10 | ||
| 53 | Halterlein, Dylan Stephen | M | Rep | 2012-03-05 | 2013-01-01 | |
| 54 | Hirokane, Scott Yukiji | M | Rep | 2012-04-17 | 2016-03-16 | |
| 55 | Hu, Andrea Xiao 胡安琪 | F | Rep | 2013-08-01 | 2015-06-19 | |
| 56 | Hu, Kelvin V | M | Rep | 2012-08-06 | 2015-01-29 | |
| 57 | Hutchins, Jeff Daniel | M | Rep | 2012-03-21 | 2013-03-30 | |
| 58 | Ip, Vincent Yuk Kwan 葉鈺崑 | M | Rep | 2012-04-27 | 2014-02-15 | |
| 59 | Ip, Wai Lam 葉偉林 | Rep | 2008-04-30 | 2010-06-26 | ||
| 60 | Joly, Jean Denis | Rep | 2005-10-03 | 2012-02-06 | ||
| RO | 2012-02-06 | 2016-05-04 | ||||
| 61 | Jung, Christopher Lam 曾俊文 | M | Rep | 2008-03-04 | ||
| 62 | Kabir, Tanweer | Rep | 2014-06-20 | 2016-10-10 | ||
| 63 | Karnani, Vijay | Rep | 2006-06-01 | |||
| 64 | Kedia, Prashant | Rep | 2007-03-24 | |||
| 65 | Kekke, Shuya 結解秀哉 | RO | 2012-09-13 | 2013-03-29 | ||
| 66 | Kemp, Michael Kenneth | M | Rep | 2005-11-07 | 2008-12-11 | |
| 67 | Kengeter, Carsten Norbert (SFC:ANM959) | RO | 2007-02-23 | 2008-09-22 | ||
| 68 | Kes, Jacob Leonard | M | Rep | 2014-04-25 | 2016-10-10 | |
| 69 | Kim, David Doopyo | M | Rep | 2007-09-19 | 2012-04-26 | |
| 70 | Kim, Jason Lee | M | Rep | 2012-04-27 | 2013-08-10 | |
| 71 | Kim, Jeffrey Il Jung | M | Rep | 2009-09-03 | 2012-02-15 | |
| 72 | Ko, Cheuk Yan 高卓仁 | Rep | 2011-07-18 | 2016-10-10 | ||
| 73 | Kok, Ka Keung 郭家強 | Rep | 2010-04-08 | 2016-03-19 | ||
| 74 | Kong, Luhua 孔露華 | Rep | 2007-09-12 | 2011-10-19 | ||
| 75 | Koto, Hisanori 古東久典 | Rep | 2006-08-04 | 2012-02-17 | ||
| 76 | Krautheim, Erica Shao-Ning | F | Rep | 2012-05-08 | 2014-03-18 | |
| 77 | Kumar, Ajay (SFC:ARN358) | Rep | 2012-05-25 | 2016-10-10 | ||
| 78 | Kuo, Cheung 郭強 | Rep | 2003-04-26 | 2007-07-10 | ||
| RO | 2007-07-10 | 2011-02-01 | ||||
| Rep | 2011-02-01 | 2011-03-19 | ||||
| 79 | Kwan, Wendy Yok Bing 關玉冰 | F | Rep | 2011-10-04 | 2012-09-11 | |
| 80 | Lai, Wai Tsz 黎慧慈 | Rep | 2003-08-22 | |||
| 81 | Lam, Calvin Chi-him 林子謙 | M | Rep | 2012-04-27 | 2016-10-10 | |
| 82 | Lam, Milton Chi Siu 林子紹 | Rep | 2004-05-14 | 2009-01-17 | ||
| 83 | Lam, Raymond (SFC:AZR331) 林禮文 | M | Rep | 2012-06-19 | 2016-10-10 | |
| 84 | Lau, Adrian Yan Ho 劉恩豪 | M | Rep | 2012-06-18 | 2015-05-21 | |
| 85 | Lau, Jason Wing Yiu 劉永耀 | M | Rep | 2007-10-10 | 2008-08-16 | |
| 86 | Lau, Lambert Ming Yeung 劉名揚 | 35 | M | Rep | 2015-10-19 | |
| 87 | Lau, Valerie Wai Chee 劉蕙芝 | Rep | 2012-04-27 | 2013-03-26 | ||
| 88 | Lau, Vincent Ying Kwong 劉迎光 | M | Rep | 2008-12-30 | ||
| 89 | Law, Frederick Andrew 羅頌然 | M | Rep | 2013-08-26 | 2016-10-10 | |
| 90 | Lee, Allen Po 李尚紘 | M | Rep | 2012-04-27 | 2012-07-21 | |
| 91 | Lee, Cheril Chung Chi 李頌慈 | Rep | 2005-10-13 | 2008-11-07 | ||
| 92 | Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 | M | Rep | 2013-08-01 | 2016-10-10 | |
| 93 | Leung, Simon Chung Man 梁頌文 | M | Rep | 2011-03-25 | 2014-02-19 | |
| 94 | Leung, Stephanie Wing Ying 梁穎瑩 | F | Rep | 2012-05-02 | 2013-03-01 | |
| 95 | Leven, Hans Johan | M | RO | 2007-12-14 | 2009-07-01 | |
| 96 | Li, Yufei (SFC:BDF264) 李宇飛 | Rep | 2014-04-08 | 2016-04-06 | ||
| 97 | Lim, Boon Keong | Rep | 2003-07-01 | |||
| 98 | Lin, Danny Chi Long 林志朗 | Rep | 2007-05-21 | 2008-12-11 | ||
| 99 | Liu, Gary Huan Chieh 劉煥傑 | M | Rep | 2004-04-06 | ||
| 100 | Liu, Hao-Cheng 劉浩正 | Rep | 2004-10-12 | |||
| 101 | Lu, Peili 陸培麗 | Rep | 2007-02-16 | 2011-03-26 | ||
| 102 | Lui, Jervis Chun Wai 呂俊為 | Rep | 2003-10-09 | |||
| 103 | Mabardy, Michael Paul | M | Rep | 2006-01-07 | ||
| 104 | Macdonald, Peter Bremner (SFC:AMM281) | M | RO | 2007-01-25 | 2007-04-18 | |
| 105 | Machin, Mark Gordon Adam | M | RO | 2006-09-11 | 2011-08-26 | |
| 106 | Mak, William Wai Hang 麥偉恒 | M | Rep | 2010-04-12 | 2016-10-10 | |
| 107 | Maliah, Raghav | RO | 2011-06-01 | 2011-08-26 | ||
| 108 | Marsh, Nicholas James (SFC:ANH720) | M | Rep | 2012-04-27 | 2013-04-06 | |
| 109 | Martin, Joseph John (SFC:AJE474) | M | Rep | 2012-04-27 | 2012-07-01 | |
| 110 | McCarthy, Brendan Michael (SFC:AQQ106) | M | Rep | 2009-06-25 | 2013-01-10 | |
| 111 | McFarland, Christina Ma 馬智萍 | F | RO | 2012-07-03 | 2016-10-10 | |
| 112 | McMakin, Benjamin Reese III | M | Rep | 2013-01-21 | 2016-10-10 | |
| 113 | McQuade, Ryan F | M | Rep | 2012-04-27 | 2016-10-10 | |
| 114 | McTamaney, Robert Anthony III | M | Rep | 2007-02-09 | 2007-10-29 | |
| RO | 2007-10-29 | 2011-07-01 | ||||
| 115 | Mithran, Girish | Rep | 2003-11-07 | 2012-03-21 | ||
| 116 | Mohan, Siddharth | Rep | 2013-08-01 | 2016-10-10 | ||
| 117 | Mok, Jonathan Chung Kiu 莫仲翹 | M | Rep | 2003-10-29 | 2005-08-11 | |
| 118 | Montgomery, James Adam | M | Rep | 2012-04-27 | 2014-02-13 | |
| 119 | Morse, Robert Edson | M | Rep | 2012-08-28 | 2014-02-01 | |
| 120 | Moser, Ronald J Jr | M | Rep | 2008-02-15 | 2016-06-01 | |
| 121 | Navin, Sean Patrick | M | Rep | 2012-04-27 | 2016-10-10 | |
| 122 | Ng, Kenny (SFC:AGH965) 吳家健 | M | Rep | 2014-03-28 | 2016-10-10 | |
| 123 | Ng, Soon Wei 伍順輝 | Rep | 2006-07-27 | 2009-01-22 | ||
| 124 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2003-09-29 | 2003-12-18 | |
| 125 | Ngai, Kai Ian 倪佳欣 | Rep | 2014-03-04 | 2014-10-04 | ||
| 126 | Okabe, Toru | Rep | 2012-07-28 | |||
| 127 | Osa, Kazumasa 小佐一政 | Rep | 2013-12-27 | 2016-10-10 | ||
| 128 | Paik, Sang Hyeon | Rep | 2005-02-01 | |||
| 129 | Paradise, James Richard | M | Rep | 2012-02-17 | 2012-07-13 | |
| RO | 2012-07-13 | 2016-10-10 | ||||
| 130 | Piperakis, Romanos | Rep | 2013-10-31 | 2016-08-01 | ||
| 131 | Piplani, Dhruv | Rep | 2007-05-11 | 2009-05-27 | ||
| RO | 2009-05-27 | 2010-11-17 | ||||
| Rep | 2010-11-17 | 2011-12-12 | ||||
| RO | 2011-12-12 | 2013-06-22 | ||||
| 132 | Potishko, Dmitri | Rep | 2013-06-14 | 2013-09-14 | ||
| Rep | 2013-09-16 | 2013-12-23 | ||||
| RO | 2013-12-23 | 2016-10-10 | ||||
| 133 | Rajasingham, Arjuna | Rep | 2012-04-27 | 2013-03-29 | ||
| 134 | Reilly, Eugene T | M | RO | 2007-03-13 | 2009-12-21 | |
| 135 | Reinert, Alexandre Richard Harald | M | Rep | 2011-08-16 | 2016-10-10 | |
| 136 | Rennie, Andrew Kenneth | M | Rep | 2012-01-03 | 2012-03-27 | |
| RO | 2012-03-27 | 2016-10-10 | ||||
| 137 | Rhee, Howard Sang-Hoon | M | Rep | 2005-01-17 | ||
| 138 | Rishi, Abhinav | M | Rep | 2013-05-28 | 2016-10-10 | |
| 139 | Rude, Michael Gene | M | Rep | 2012-11-02 | 2013-07-17 | |
| 140 | Ryan, David Michael (SFC:ADX838) | M | RO | 2006-09-29 | 2008-06-01 | |
| Rep | 2008-06-01 | 2012-05-14 | ||||
| 141 | Sabot, Florent Roland Christian | M | Rep | 2010-10-27 | 2010-11-10 | |
| 142 | Sago, Katsunori | Rep | 2006-07-24 | 2008-09-30 | ||
| 143 | Sahni, Akshay | M | Rep | 2009-07-15 | 2015-02-05 | |
| 144 | Sauvage, Benoit Marc-Antoine Yves | M | Rep | 2012-04-30 | 2014-02-06 | |
| 145 | Schrantz, Alexander (SFC:AFF166) | M | RO | 2006-09-11 | 2011-03-19 | |
| 146 | Seto, Elvis Kong Yiu 司徒光耀 | M | Rep | 2005-10-25 | 2016-05-06 | |
| 147 | Shah, Kush Umeshchandra | Rep | 2012-04-27 | 2016-10-10 | ||
| 148 | Sham, Sharon Cylong 岑思朗 | F | Rep | 2012-04-27 | 2016-10-10 | |
| 149 | Shao, Ying (SFC:AZQ933) 邵穎 | Rep | 2012-06-15 | 2014-12-12 | ||
| 150 | Shen, Benjamin Guanfuu | M | Rep | 2010-08-26 | 2012-07-07 | |
| 151 | Shimizu, Ryo | Rep | 2013-01-02 | 2016-09-30 | ||
| 152 | Shu, Karman Hoi Ming 舒凱明 | Rep | 2007-11-29 | 2016-03-02 | ||
| 153 | Sivapathasundaram, Radeepan | Rep | 2008-06-20 | 2008-12-11 | ||
| 154 | Sloyer, Michael Jason | M | Rep | 2012-05-25 | 2016-10-10 | |
| 155 | Smith, Ian Grattan | M | Rep | 2013-02-25 | 2014-02-15 | |
| 156 | Smith, Ian Micheal Corfield | M | Rep | 2013-10-21 | 2014-09-10 | |
| 157 | So, Raymond Bing Kei 蘇秉基 | M | Rep | 2014-05-02 | 2016-02-03 | |
| 158 | So, Stephanie Par Lum 蘇柏琳 | F | Rep | 2012-08-30 | 2015-06-19 | |
| 159 | Song, Xinran 宋欣然 | Rep | 2012-04-27 | 2016-02-17 | ||
| 160 | Strabo, Benjamin | M | Rep | 2014-06-23 | 2016-06-23 | |
| 161 | Stubbs, Arthur James Kay | 49 | M | Rep | 2003-10-29 | 2004-02-20 |
| 162 | Suen, Ming Chit 孫明哲 | RO | 2011-12-16 | 2016-10-10 | ||
| 163 | Sun, Fei (SFC:BBK314) 孫非 | Rep | 2013-06-14 | 2014-12-13 | ||
| 164 | Sun, Yiqian (SFC:ATV809) 孫逸潜 | Rep | 2013-09-24 | 2016-10-10 | ||
| 165 | Sze, Rick Wai Pang 施維鵬 | Rep | 2004-07-05 | 2011-05-04 | ||
| 166 | Tam, Jonathan Joy Man 譚載文 | M | Rep | 2012-04-27 | 2014-04-18 | |
| 167 | Tang, Nelson Chun Wai 鄧駿威 | 28 | M | Rep | 2008-08-26 | 2010-06-26 |
| 168 | Tang, Xiangyu 湯向宇 | Rep | 2012-04-27 | 2014-04-02 | ||
| 169 | Tang, Yue Han | Rep | 2010-09-03 | 2014-05-31 | ||
| 170 | Tom, Edward 譚子平 | M | Rep | 2007-03-30 | 2014-06-19 | |
| 171 | Torrible, David Geoffrey 大衛德利保 | M | RO | 2008-07-11 | 2012-02-06 | |
| Rep | 2012-02-06 | 2013-01-01 | ||||
| 172 | Towfigh, Frederick (SFC:ADD816) | M | RO | 2011-08-25 | 2016-10-10 | |
| 173 | Ueda, Eiji | Rep | 2012-02-14 | 2012-07-13 | ||
| RO | 2012-07-13 | 2016-10-10 | ||||
| 174 | Voon, David Hian Fook 溫賢福 | 48 | M | RO | 2007-03-21 | |
| 175 | Waitze, Michael Irwin | M | Rep | 2003-12-04 | 2004-07-30 | |
| 176 | Wan, Yu Tsung 尹宇冲 | Rep | 2006-07-11 | 2016-10-10 | ||
| 177 | Wang, Chuang (SFC:AYM559) 王闖 | Rep | 2012-04-27 | 2013-03-20 | ||
| 178 | Wang, Ernie | Rep | 2005-09-01 | 2008-03-18 | ||
| 179 | Wang, Jian (SFC:APB793) 王堅 | Rep | 2007-06-11 | 2011-07-23 | ||
| 180 | Wat, Chi Ming 屈志銘 | Rep | 2003-08-21 | |||
| 181 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | Rep | 2003-07-12 | ||
| 182 | Wu, Hiu Fung 胡曉鋒 | Rep | 2012-04-30 | 2013-10-08 | ||
| 183 | Wu, Michael David Ping Lam 吳炳霖 | 32 | M | Rep | 2008-12-05 | 2013-10-25 |
| 184 | Xu, Yuanjie 徐元杰 | Rep | 2014-02-19 | 2016-05-12 | ||
| 185 | Yang, Fan (SFC:ARM895) 楊帆 | Rep | 2008-08-25 | 2010-06-26 | ||
| 186 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | Rep | 2016-06-29 | |||
| 187 | Yeung, Patrick Sze Chun 楊思進 | M | Rep | 2012-04-27 | 2016-10-10 | |
| 188 | Yeung, Vincent Shu Hang 楊書恆 | M | Rep | 2012-04-30 | 2016-10-10 | |
| 189 | Yu, Chung-Ling (SFC:BBJ027) 余仲齡 | Rep | 2013-05-29 | 2016-10-10 | ||
| 190 | Yuan, Hong (SFC:ASI356) 袁鴻 | Rep | 2013-08-01 | 2015-02-04 | ||
| 191 | Zagury, Alan | M | Rep | 2008-08-12 | 2015-04-01 | |
| 192 | Zee, John 徐強生 | M | Rep | 2005-04-07 | ||
| 193 | Zhang, You (SFC:AMF141) 章友 | Rep | 2005-08-09 | 2015-01-29 | ||
| 194 | Zhao, Jinxiang 趙金祥 | Rep | 2009-10-20 | 2014-01-29 |
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