Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Chak, Samuel Ka Fai 翟家輝 M AMX582 RO 2012-08-20 2014-03-07
2 Cham, Suet Lin 湛雪蓮 BAB649 Rep 2013-05-06 2014-03-03
3 Chan, Amy (SFC:AEY768) 陳安薇 F AEY768 Rep 2014-01-14 2014-02-14
RO 2014-02-14 2018-08-14
4 Chan, Anthony Tsz Him 陳梓謙 M BEM407 Rep 2014-11-14 2015-06-05
5 Chan, Hoi Yee (SFC:ANJ481) 陳凱怡 ANJ481 Rep 2012-09-24 2012-12-14
6 Chan, Kei Yin (SFC:BEO156) 陳紀賢 BEO156 Rep 2014-12-02 2019-01-22
7 Chan, Stephanie Sin Ping 陳倩萍 F ADY910 Rep 2014-04-17 2021-06-18
8 Chan, Stephen Ka Fai 陳家輝 M AOS673 RO 2012-01-12 2013-01-01
9 Chan, William Yuk Shu 陳玉樹 M ABF287 Rep 2014-05-14
10 Chan, Yee Man (SFC:AHX556) 陳綺雯 AHX556 Rep 2013-06-05 2013-10-02
11 Chau, Ellis Yat Ming 周日明 AAE435 RO 2012-08-21 2014-05-12
12 Chau, Kin Kei (SFC:AAZ657) 周建基 AAZ657 Rep 2013-01-17 2015-04-30
13 Chen, Bing (SFC:ANN406) 陳丙 ANN406 Rep 2012-02-08 2019-11-30
14 Chen, Wen-Chung 陳文聰 AEB983 Rep 2014-06-12 2014-09-30
15 Chen, Yu (SFC:BEM653) 陳昱 BEM653 Rep 2014-11-14 2016-11-14
16 Cheng, Kim Pong 鄭劍邦 BDY288 Rep 2014-10-20 2017-08-31
17 Cheng, Sim Kuen 鄭嬋娟 APP900 Rep 2013-02-25 2014-03-04
18 Cheung, Ho Wen Owen 蔣浩雲 BDE137 Rep 2014-03-24 2017-06-29
19 Cheung, Pui Shan (SFC:AJF413) 張珮珊 AJF413 Rep 2014-01-13
20 Cheung, Raymond Kwok Fai 張國輝 M AQR880 Rep 2012-10-08 2019-06-30
21 Cheung, Ruann Yuet Wah 張月華 AAY173 Rep 2014-06-30
22 Cheung, Shui Fai (SFC:AIF576) 張水輝 AIF576 Rep 2013-05-27
23 Chien, Chung Lam 錢仲霖 BEB913 Rep 2014-09-16 2015-07-17
24 Chiu, Yan Kit 趙仁傑 ANK160 Rep 2013-08-22 2017-04-29
25 Chiu, Yat Shuk 趙一粟 AFI063 Rep 2014-09-04
26 Chong, Wai Hung 莊偉雄 ADW499 Rep 2014-04-10 2019-07-31
27 Chung, Edmund Sek Nin 鍾錫年 M ABH701 Rep 2014-06-05
28 Chung, Ken Lap Kei 鍾立基 M AUB216 Rep 2014-09-02 2017-06-10
29 Deng, Jiaqi (SFC:BAF588) 鄧嘉麒 BAF588 Rep 2012-11-29 2014-04-25
RO 2014-04-25 2015-08-10
30 Du, Dan (SFC:AOT340) 杜丹 AOT340 Rep 2012-03-09 2012-05-03
RO 2012-05-03 2018-03-22
31 Fan, Kam Ho 范錦濠 AMG966 Rep 2014-04-30 2015-07-30
32 Fong, Ka Kiu 方家翹 AVM519 Rep 2012-11-15 2014-06-19
33 Guo, Xiaoxuan 郭筱璇 AWK906 Rep 2014-10-24 2015-06-05
34 Ho, Kin Bor 何建波 AAV276 Rep 2012-06-01 2012-11-24
35 Ho, Sammy Kin Wan 何建寰 AAA466 Rep 2014-04-29 2020-07-31
36 Hsu, Wei-Chi (SFC:AVL882) 徐瑋祺 AVL882 Rep 2014-11-10 2016-03-18
37 Hu, Yanling (SFC:BBZ842) 胡艷玲 BBZ842 Rep 2013-10-09 2017-09-15
38 Huang, Songbo (SFC:ARS092) 黃松博 ARS092 Rep 2012-08-21 2012-09-20
39 Huen, Philip Tak Pan 禤德斌 M AUH257 Rep 2014-04-14 2016-03-08
40 Hui, Chuk Kwan 許祝君 ASN777 Rep 2012-02-22 2018-06-13
41 Hui, Gibson Kwong Yiu 許光堯 M AOQ871 Rep 2014-11-10 2020-01-31
42 Hui, Heng Henry 許衡 AVC340 Rep 2014-04-14 2016-01-08
43 Hung, Chiu Loi 洪超來 AUS181 Rep 2014-04-02 2018-06-17
44 Ip, Yu Pang 葉如鵬 ACH676 Rep 2014-09-17 2019-01-04
45 Kam, Chi Shing 甘志城 ABE384 Rep 2012-01-30 2016-08-13
46 Kang, Wai Tung 耿偉東 AGB232 Rep 2014-05-28 2020-02-23
47 Kao, Ying Tung 郭楹楝 ABF327 Rep 2014-09-02 2021-12-09
48 Kim, Simon Dae-Oun M AUV167 Rep 2014-06-18 2014-09-28
49 King, Alex Tat Hung 金達鴻 ABT987 RO 2014-01-03 2018-08-07
50 Kwok, Bing Wah 郭冰樺 AOL080 Rep 2012-12-07 2013-03-11
RO 2013-03-11 2017-01-03
51 Lai, Lawrence Yeuk Kam 黎若錦 M ABL675 Rep 2014-09-29 2020-01-03
52 Lau, Ming Chung (SFC:ARO234) 劉銘聰 ARO234 Rep 2014-09-08 2015-08-23
53 Lee, James Siu Lung 李小龍 45 M BBZ816 Rep 2014-05-30 2014-09-10
54 Lee, Man Sa 利曼莎 F ASZ376 Rep 2014-06-11 2019-07-31
55 Lee, Ming-min 李明敏 AUE713 Rep 2014-03-17 2014-11-03
56 Lee, Priscilla Wai Man 李慧敏 F ALL041 Rep 2014-08-22 2014-10-31
57 Lee, Siu Kwan Sammy 李兆鈞 BDV594 Rep 2014-07-23 2018-05-11
58 Lee, Wai Yip (SFC:AWX944) 李偉業 AWX944 Rep 2012-04-24 2018-12-01
59 Leung, Chi Kong (SFC:AOU242) 梁智剛 AOU242 Rep 2015-01-29 2019-06-23
60 Leung, Lok Fai 梁樂暉 ATD022 Rep 2012-11-08 2015-01-30
61 Leung, Shing Hey 梁承熙 AOP158 Rep 2013-06-27 2019-06-30
62 Leung, Wai Ming (SFC:ACC582) 梁偉明 ACC582 Rep 2014-04-17 2018-07-27
63 Li, Hiu Tung 李曉東 ALY258 Rep 2012-10-18 2016-10-27
64 Li, Mingyi 李明憶 BEV534 Rep 2015-01-27 2017-03-23
65 Li, Wei (SFC:BCS955) 李巍 32 M BCS955 Rep 2014-06-23 2014-11-25
66 Li, Xinwei (SFC:BBN708) 李昕維 BBN708 Rep 2013-12-02 2014-06-27
67 Lin, Chih-Chien 林志謙 AMB196 Rep 2014-12-18 2022-01-07
68 Lin, Jinrong (SFC:BEI714) 林錦荣 BEI714 Rep 2014-10-16 2017-04-16
69 Liu, Elkey Kit Yi 廖潔儀 ACX069 Rep 2014-04-17 2019-08-23
70 Liu, Ruiqing 劉瑞青 BAO562 Rep 2012-12-28 2017-08-15
71 Ma, Patrick Yuen Por 馬遠波 M ASY385 Rep 2014-09-16 2020-01-10
72 Ma, Priscilla Ching Miu 馬清梅 F AAA277 Rep 2014-04-30 2020-07-31
73 Mak, Suk Kuen 麥淑娟 ABX091 Rep 2014-01-10
74 Ng, Pan (SFC:AVV145) 吳斌 AVV145 Rep 2012-08-13 2014-05-29
75 Ng, Tung 吳橦 AYE533 Rep 2014-03-26 2015-06-21
76 Or, Loletta Chui Yin 柯翠賢 F ABW991 Rep 2014-07-17 2015-08-01
77 Ozorio, Joseph Marian Laurence 柯進生 61 M AAD498 Rep 2014-04-17 2017-01-09
78 Pun, Tze Miu 潘子苗 ACX643 Rep 2014-04-17 2014-07-02
RO 2014-07-02 2019-03-03
79 Qiu, Yang (SFC:AXD385) 邱陽 AXD385 Rep 2014-12-03 2016-01-15
80 Shum, Kai Fung 岑啟豐 APV084 Rep 2012-11-08 2013-03-05
81 Song, Weiguang 宋為光 BAZ639 Rep 2013-03-13 2015-06-07
82 Tam, Kenny Chi Yip 譚梓業 M ADH089 Rep 2012-10-29 2014-06-24
83 Tang, Jeremy Chiu Ming 鄧照明 42 M AFP875 Rep 2014-12-02
84 Tang, Kai Shing 鄧啟成 M AEH397 Rep 2012-03-19 2012-12-18
85 Tao, Sammi Yuk Yim 陶旭艷 BDH064 Rep 2014-04-14
86 Tsoi, Kwok Keung 蔡國強 AAD694 RO 2012-01-12 2012-08-28
87 Wang, Anyuan 王安元 44 M AQY699 Rep 2012-11-23 2013-02-21
RO 2013-02-21 2013-03-23
88 Wang, Lin (SFC:BBE784) 王麟 BBE784 Rep 2013-12-04 2015-01-15
89 Wong, Aljak Mei Han 黃美嫻 AAU338 Rep 2014-04-30
90 Wong, Carrie Sau Chun 王秀珍 F ACX079 Rep 2014-04-30 2020-07-31
91 Wong, Chun Wa (SFC:ACC227) 王振華 ACC227 Rep 2014-07-18
92 Wong, Emenry Pui Ling 黃佩玲 AEX286 Rep 2013-06-05 2014-04-04
93 Wong, Jeffrey Cheuk Luen 汪卓麟 M AVW167 Rep 2014-10-24 2015-12-14
94 Wong, Raymond Wing Yin 黃永賢 M AAW773 Rep 2014-07-31 2018-06-12
95 Wong, Syndia D 王詩迪 32 F AZE935 Rep 2014-08-18 2015-09-30
96 Wong, Wai Yan (SFC:ARJ010) 黃慧欣 ARJ010 Rep 2014-04-01 2019-07-26
97 Wong, Wayne Wing Luen 汪穎麟 M APH642 Rep 2014-10-24 2015-12-14
98 Woo, Kathin Siu Ling 鄔笑玲 ACL598 Rep 2014-12-18 2020-11-24
99 Woo, Peter Ping (SFC:AAC289) 胡平 M AAC289 Rep 2014-04-30 2014-10-21
100 Wu, Bin (SFC:ASC683) 吳斌 ASC683 Rep 2013-03-11 2014-03-28
101 Wu, Kwok Mei 鄔幗美 AFP896 Rep 2014-06-30
102 Wu, Linman 吳林蔓 AXP650 Rep 2012-06-13 2014-08-28
103 Wu, Weimin (SFC:AZK393) 吳偉敏 AZK393 Rep 2014-05-09 2014-08-08
104 Wu, Yinong 吳亦農 53 M AFD223 Rep 2014-04-04 2018-12-14
105 Xie, Hongjun (SFC:AQZ553) 謝鴻俊 AQZ553 Rep 2013-03-11 2014-03-20
106 Yan, Qi (SFC:ASN960) 嚴祺 ASN960 Rep 2014-04-10
107 Yau, Ka Hei (SFC:ARG523) 游嘉熙 ARG523 Rep 2014-08-08 2021-02-26
108 Yeung, Man Chi (SFC:ALW900) 楊文志 ALW900 Rep 2014-02-04 2014-04-04
109 Yuan, Feiwwen 袁斐文 BCQ810 Rep 2014-06-23 2016-05-14
110 Yuen, Siu Lok 元兆洛 AQD646 Rep 2014-09-17 2020-01-14
111 Zheng, Kaiwen 鄭凱文 BCU977 Rep 2015-01-12 2020-05-05

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