GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015		 ⚥ SFC ID Role From Until
1 Aboud, Angus Alfred Mcintyre M BBA098 Rep 2013-03-21 2014-02-14
2 Adair, John Joseph M ADR043 RO 2005-04-28 2007-02-24
3 Agarwal, Shantanu BFN198 Rep 2015-05-29 2016-10-10
4 Aggarwala, Saurabh AVD967 Rep 2012-08-30 2016-10-10
5 Agne, Mark Edward (SFC:ANP670) M ANP670 Rep 2006-06-30 2006-09-26
RO 2006-09-26 2016-05-21
6 Ahmad, Syed Hyder ADU329 RO 2006-08-01
7 Alireza, Yusuf Abdulla Yusuf Akbar 45 M ARG448 RO 2011-05-25 2011-12-08
8 Alogoskoufis, Spyros ASO432 Rep 2012-04-30 2014-03-21
9 Arnold, Benjamin Richard M BDM658 Rep 2014-06-13 2016-02-13
10 Bae, Christopher Thomas 39 M AQI792 Rep 2008-01-24 2009-04-29
RO 2009-04-29 2009-07-17
11 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
12 Besson, Guillaume Gerard Marie M ALI003 Rep 2010-08-10 2011-02-23
RO 2011-02-23 2016-03-02
13 Bhargava, Nimita AZQ936 Rep 2014-06-23 2016-03-14
14 Bird, Jonathon William M BCW134 Rep 2014-02-10 2016-10-10
15 Bollinger, Stefan Rolf AVO601 RO 2011-12-06 2013-10-16
16 Brunello, Jonathan Paul M ARG186 RO 2012-05-07 2012-07-04
17 Butcher, Timothy Andrew (SFC:BDZ177) M BDZ177 Rep 2014-10-03 2016-10-10
18 Byun, Hyungsoo 邊亨洙 AYA541 Rep 2012-10-10 2014-04-26
19 Cahill, John Robert M AKI445 Rep 2014-10-03 2016-10-10
20 Carr, Michael John (SFC:AGC458) M AGC458 RO 2003-06-16
21 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2013-05-29 2016-06-29
22 Chan, Andrew Richard Honn 陳康 M BDY849 Rep 2014-08-12 2016-10-10
23 Chan, Beonna Mei Chun 陳美珍 AAF948 Rep 2011-10-11
24 Chan, Kelvin Chi Kong 陳志江 M AHS841 Rep 2011-02-25 2014-04-18
25 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
26 Chang, Wally 張華禮 M BFD442 Rep 2015-03-27 2016-10-10
27 Chau, Chun 周聰 ACS103 Rep 2016-10-10
28 Cheeseman, Robert Ross M ANY227 Rep 2006-09-19 2012-03-16
29 Chen, Charles Yuan Liang 陳仁樑 M AEZ084 Rep 2008-05-02
30 Chen, Henry Lin 陳林正 45 M AFG008 RO 2007-07-04 2008-08-23
31 Chen, Zhihu 陳志湖 BAH710 Rep 2012-10-12 2015-04-28
32 Cheung, Kat Cheung 張吉祥 APH300 Rep 2014-05-28 2015-02-02
33 Cheung, Kenneth Kai Hoi 張嘉浩 M AVA660 Rep 2014-08-20 2014-12-06
34 Cheung, Suk Mun 張淑敏 AIG228 Rep 2011-08-02 2014-05-31
35 Chia, Wei Chen 謝偉政 M ALZ911 Rep 2005-11-16 2007-01-29
36 Chiu, Ping 趙平 AEW882 Rep 2007-01-13
37 Choi, Jiwon (SFC:BBS901) BBS901 Rep 2015-03-16 2016-10-10
38 Chow, Isabella Man Fung 周文鳳 F AFU155 Rep 2004-12-29
39 Chowdhary, Pranav ATF072 Rep 2012-10-16 2014-03-08
40 Chu, Wayne Wing Kar 朱永嘉 M AHO643 Rep 2012-04-27 2013-03-12
41 Chui, Chi-Sun 徐志真 AFH192 Rep 2004-06-19
42 Chung, Wilson James Ka Lun 鍾家綸 M AXG767 Rep 2012-04-27 2016-05-05
43 Churchouse, Jean-Paul Antony M AFI697 Rep 2012-04-27 2014-05-08
44 Dalmasse, Canute Howard M AND837 RO 2012-07-05 2016-10-10
45 Deats, Warren Edmund M AWD931 Rep 2010-10-29 2012-02-25
46 Dommenge, Kevin Michael M APF352 Rep 2012-04-27 2015-11-25
47 Du, Xueping 杜雪萍 BCB666 Rep 2013-10-15 2016-10-10
48 Evans, John Michael (1957-08-16) 58 M ALL687 Rep 2004-11-29 2005-02-01
RO 2005-02-01 2008-04-10
49 Falipou, Fabien Jean Roger M AZY951 Rep 2012-08-06 2016-10-10
50 Fan, Kai (SFC:BAA250) 樊鍇 BAA250 Rep 2012-08-09 2015-06-06
51 Feng, Yahui 馮雅慧 BAA252 Rep 2012-08-09 2014-06-28
52 Ferguson, Benjamin William M ASU168 RO 2013-03-27 2016-10-10
53 Flamand, Philippe Francois M AUS996 Rep 2010-02-25 2012-05-01
54 Freshwater, Timothy George 范華達 71 M ADV670 RO 2011-08-26
55 Frommer, Maya Elizabeth F AYS877 Rep 2012-04-27 2016-10-10
56 Fu, Si Hui 符絲慧 AVO634 Rep 2014-09-03 2016-10-10
57 Ghatalia, Rajiv Arvind ADJ584 RO 2003-07-16 2005-06-22
58 Gnodde, Richard John 55 M AFM829 RO 2005-01-07
59 Goodman, Jamie Macnaught Rodber M APD423 Rep 2012-04-27 2016-10-10
60 Grunberger, Bo Fredrik APW450 Rep 2012-04-27 2016-10-10
61 Gupta, Puneet (SFC:AXF254) AXF254 Rep 2014-10-03 2016-10-10
62 Halterlein, Dylan Stephen M AVX418 Rep 2012-03-05 2013-01-01
63 Harada, Akiko 原田明子 F AOO818 Rep 2014-10-03 2016-10-10
64 Hatanaka, Takashi 畑中隆 BFN208 Rep 2015-05-26 2016-07-09
65 Hirokane, Scott Yukiji M AZH207 Rep 2012-04-17 2016-03-16
66 Howard, Michael Joseph M BDN231 Rep 2014-12-08 2016-09-01
67 Hu, Andrea Xiao 胡安琪 F AZG727 Rep 2013-08-01 2015-06-19
68 Hu, Kelvin V M AZZ279 Rep 2012-08-06 2015-01-29
69 Hutchins, Jeff Daniel M ASY640 Rep 2012-03-21 2013-03-30
70 Ip, Vincent Yuk Kwan 葉鈺崑 M AHQ950 Rep 2012-04-27 2014-02-15
71 Ip, Wai Lam 葉偉林 ANP650 Rep 2008-04-30 2010-06-26
72 Joerg, Jeboah Dan BDR807 Rep 2014-07-10 2015-06-18
73 Joly, Jean Denis AMN692 Rep 2005-10-03 2012-02-06
RO 2012-02-06 2016-05-04
74 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2008-03-04
75 Kabir, Tanweer BDP140 Rep 2014-06-20 2016-10-10
76 Karnani, Vijay AEO835 Rep 2006-06-01
77 Kedia, Prashant AHA894 Rep 2007-03-24
78 Kekke, Shuya 結解秀哉 ATI096 RO 2012-09-13 2013-03-29
79 Kemp, Michael Kenneth M AMR616 Rep 2005-11-07 2008-12-11
80 Kengeter, Carsten Norbert (SFC:ANM959) ANM959 RO 2007-02-23 2008-09-22
81 Kes, Jacob Leonard M BDI054 Rep 2014-04-25 2016-10-10
82 Khan, Tedla Ebou BBP566 Rep 2014-11-27 2015-12-08
83 Kim, David Doopyo M APR027 Rep 2007-09-19 2012-04-26
84 Kim, Jason Lee M AQM091 Rep 2012-04-27 2013-08-10
85 Kim, Jeffrey Il Jung M ATQ943 Rep 2009-09-03 2012-02-15
86 Kim, Minah (SFC:BFJ760) BFJ760 Rep 2015-05-06 2016-04-07
87 Kimpton, Dean Webster M ARW937 Rep 2014-10-03 2016-10-10
88 Kleinheinz, John Burke M BEV294 Rep 2015-01-13 2016-10-10
89 Ko, Cheuk Yan 高卓仁 AVA622 Rep 2011-07-18 2016-10-10
90 Kok, Ka Keung 郭家強 AHF204 Rep 2010-04-08 2016-03-19
91 Kong, Luhua 孔露華 AOL209 Rep 2007-09-12 2011-10-19
92 Koto, Hisanori 古東久典 ANS125 Rep 2006-08-04 2012-02-17
93 Krautheim, Erica Shao-Ning F AWG056 Rep 2012-05-08 2014-03-18
94 Kumar, Ajay (SFC:ARN358) ARN358 Rep 2012-05-25 2016-10-10
95 Kumar, Sundaram M BFH403 Rep 2015-04-23 2016-09-12
96 Kuo, Cheung 郭強 ACZ555 Rep 2003-04-26 2007-07-10
RO 2007-07-10 2011-02-01
Rep 2011-02-01 2011-03-19
97 Kwan, Wendy Yok Bing 關玉冰 F AEH770 Rep 2011-10-04 2012-09-11
98 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2003-08-22
99 Lam, Calvin Chi-him 林子謙 M ARJ016 Rep 2012-04-27 2016-10-10
100 Lam, Milton Chi Siu 林子紹 AGW054 Rep 2004-05-14 2009-01-17
101 Lam, Raymond (SFC:AZR331) 林禮文 M AZR331 Rep 2012-06-19 2016-10-10
102 Lau, Adrian Yan Ho 劉恩豪 M AZR002 Rep 2012-06-18 2015-05-21
103 Lau, Jason Wing Yiu 劉永耀 M APU510 Rep 2007-10-10 2008-08-16
104 Lau, Lambert Ming Yeung 劉名揚 36 M AGP157 Rep 2015-10-19
105 Lau, Valerie Wai Chee 劉蕙芝 AUX419 Rep 2012-04-27 2013-03-26
106 Lau, Vincent Ying Kwong 劉迎光 M AAA905 Rep 2008-12-30
107 Law, Frederick Andrew 羅頌然 M BBT323 Rep 2013-08-26 2016-10-10
108 Lee, Allen Po 李尚紘 M ARJ841 Rep 2012-04-27 2012-07-21
109 Lee, Cheril Chung Chi 李頌慈 AEF121 Rep 2005-10-13 2008-11-07
110 Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 M ANU564 Rep 2013-08-01 2016-10-10
111 Leung, Simon Chung Man 梁頌文 M AJL621 Rep 2011-03-25 2014-02-19
112 Leung, Stephanie Wing Ying 梁穎瑩 F ANG578 Rep 2012-05-02 2013-03-01
113 Leung, Willie Pa Hung M BAB413 Rep 2014-08-08 2016-10-10
114 Leven, Hans Johan M AGR742 RO 2007-12-14 2009-07-01
115 Li, Yufei (SFC:BDF264) 李宇飛 BDF264 Rep 2014-04-08 2016-04-06
116 Lim, Boon Keong ACY706 Rep 2003-07-01
117 Lin, Danny Chi Long 林志朗 ADD804 Rep 2007-05-21 2008-12-11
118 Lin, Leslie Diane 林黛安 F AZE961 Rep 2014-10-03 2016-10-10
119 Liu, Gary Huan Chieh 劉煥傑 M ADW756 Rep 2004-04-06
120 Liu, Hao-Cheng 劉浩正 ADA141 Rep 2004-10-12
121 Lozano Carbasse, Oriol BDW985 Rep 2014-08-04 2016-10-10
122 Lu, Peili 陸培麗 AOO566 Rep 2007-02-16 2011-03-26
123 Lui, Jervis Chun Wai 呂俊為 AHY083 Rep 2003-10-09
124 Lunia, Varun AYR744 Rep 2015-04-08 2016-10-10
125 Ma, Adrian Hin Chun 馬顯俊 30 M AOT355 Rep 2015-02-11 2016-10-10
126 Mabardy, Michael Paul M AFQ687 Rep 2006-01-07
127 Macdonald, Peter Bremner (SFC:AMM281) M AMM281 RO 2007-01-25 2007-04-18
128 Machin, Mark Gordon Adam M ACT421 RO 2006-09-11 2011-08-26
129 Mak, William Wai Hang 麥偉恒 M AUZ473 Rep 2010-04-12 2016-10-10
130 Maliah, Raghav AFR865 RO 2011-06-01 2011-08-26
131 Marsh, Nicholas James (SFC:ANH720) M ANH720 Rep 2012-04-27 2013-04-06
132 Martin, Joseph John (SFC:AJE474) M AJE474 Rep 2012-04-27 2012-07-01
133 Mason, Matthew James (SFC:AQM089) M AQM089 Rep 2014-09-22 2016-10-10
134 McCarthy, Brendan Michael (SFC:AQQ106) M AQQ106 Rep 2009-06-25 2013-01-10
135 McFarland, Christina Ma 馬智萍 F ADU896 RO 2012-07-03 2016-10-10
136 McMakin, Benjamin Reese III M AUS203 Rep 2013-01-21 2016-10-10
137 McQuade, Ryan F M AVS364 Rep 2012-04-27 2016-10-10
138 McTamaney, Robert Anthony III M AON377 Rep 2007-02-09 2007-10-29
RO 2007-10-29 2011-07-01
139 Mithran, Girish AFU262 Rep 2003-11-07 2012-03-21
140 Mohan, Siddharth AQW031 Rep 2013-08-01 2016-10-10
141 Mok, Jonathan Chung Kiu 莫仲翹 M AHA655 Rep 2003-10-29 2005-08-11
142 Montgomery, James Adam M ARN056 Rep 2012-04-27 2014-02-13
143 Morse, Robert Edson M BAC379 Rep 2012-08-28 2014-02-01
144 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
145 Narula, Gurpreet Singh BEW644 Rep 2015-01-29 2016-10-10
146 Navin, Sean Patrick M APJ229 Rep 2012-04-27 2016-10-10
147 Ng, Jason Ka Chuen 吳家俊 M AHG763 Rep 2014-09-10 2016-10-10
148 Ng, Kenny (SFC:AGH965) 吳家健 M AGH965 Rep 2014-03-28 2016-10-10
149 Ng, Soon Wei 伍順輝 AEN030 Rep 2006-07-27 2009-01-22
150 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2003-09-29 2003-12-18
151 Ngai, Kai Ian 倪佳欣 BDA222 Rep 2014-03-04 2014-10-04
152 Okabe, Toru AGG883 Rep 2012-07-28
153 Osa, Kazumasa 小佐一政 BCO192 Rep 2013-12-27 2016-10-10
154 Paik, Sang Hyeon AGN870 Rep 2005-02-01
155 Paradise, James Richard M AHA220 Rep 2012-02-17 2012-07-13
RO 2012-07-13 2016-10-10
156 Peach, Nicholas Xavier Aidan M AVV327 Rep 2014-08-18 2016-10-10
157 Piperakis, Romanos BCD627 Rep 2013-10-31 2016-08-01
158 Piplani, Dhruv AOX012 Rep 2007-05-11 2009-05-27
RO 2009-05-27 2010-11-17
Rep 2010-11-17 2011-12-12
RO 2011-12-12 2013-06-22
159 Plotkin, Joseph Brenner M BFF023 Rep 2015-04-14 2016-10-10
160 Potishko, Dmitri BBK329 Rep 2013-06-14 2013-09-14
Rep 2013-09-16 2013-12-23
RO 2013-12-23 2016-10-10
161 Rajasingham, Arjuna AVG783 Rep 2012-04-27 2013-03-29
162 Reilly, Eugene T M ANH725 RO 2007-03-13 2009-12-21
163 Reinert, Alexandre Richard Harald M ATB503 Rep 2011-08-16 2016-10-10
164 Rennie, Andrew Kenneth M AYR079 Rep 2012-01-03 2012-03-27
RO 2012-03-27 2016-10-10
165 Rhee, Howard Sang-Hoon M AGN744 Rep 2005-01-17
166 Rishi, Abhinav M BBH810 Rep 2013-05-28 2016-10-10
167 Rude, Michael Gene M BAJ274 Rep 2012-11-02 2013-07-17
168 Ryan, David Michael (SFC:ADX838) M ADX838 RO 2006-09-29 2008-06-01
Rep 2008-06-01 2012-05-14
169 Sabot, Florent Roland Christian M AWD111 Rep 2010-10-27 2010-11-10
170 Sago, Katsunori ANR813 Rep 2006-07-24 2008-09-30
171 Sahni, Akshay M AMC661 Rep 2009-07-15 2015-02-05
172 Sauvage, Benoit Marc-Antoine Yves M ANG869 Rep 2012-04-30 2014-02-06
173 Schrantz, Alexander (SFC:AFF166) M AFF166 RO 2006-09-11 2011-03-19
174 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
175 Shah, Kush Umeshchandra AXL409 Rep 2012-04-27 2016-10-10
176 Sham, Sharon Cylong 岑思朗 F AVV406 Rep 2012-04-27 2016-10-10
177 Shao, Ying (SFC:AZQ933) 邵穎 AZQ933 Rep 2012-06-15 2014-12-12
178 Shen, Benjamin Guanfuu M AVS738 Rep 2010-08-26 2012-07-07
179 Shen, Moshe M BFA429 Rep 2015-03-02 2016-10-10
180 Shimizu, Ryo AZQ640 Rep 2013-01-02 2016-09-30
181 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
182 Sivapathasundaram, Radeepan ARF699 Rep 2008-06-20 2008-12-11
183 Sloyer, Michael Jason M AZL752 Rep 2012-05-25 2016-10-10
184 Smith, Ian Grattan M AFB126 Rep 2013-02-25 2014-02-15
185 Smith, Ian Micheal Corfield M ASH865 Rep 2013-10-21 2014-09-10
RO 2014-09-10 2016-10-10
186 So, Raymond Bing Kei 蘇秉基 M ADX208 Rep 2014-05-02 2016-02-03
187 So, Stephanie Par Lum 蘇柏琳 F BAC068 Rep 2012-08-30 2015-06-19
188 Song, Xinran (SFC:AYM560) 宋欣然 AYM560 Rep 2012-04-27 2016-02-17
189 Stephens, Anthony Jeetendra M AQI796 Rep 2014-07-31 2016-10-10
190 Strabo, Benjamin M ATO956 Rep 2014-06-23 2016-06-23
191 Stubbs, Arthur James Kay 50 M AGH355 Rep 2003-10-29 2004-02-20
192 Suen, Ming Chit 孫明哲 ADC059 RO 2011-12-16 2016-10-10
193 Sun, Fei (SFC:BBK314) 孫非 BBK314 Rep 2013-06-14 2014-12-13
194 Sun, Yiqian (SFC:ATV809) 孫逸潜 ATV809 Rep 2013-09-24 2016-10-10
195 Sze, Rick Wai Pang 施維鵬 AGK899 Rep 2004-07-05 2011-05-04
196 Tam, Jonathan Joy Man 譚載文 M ARN061 Rep 2012-04-27 2014-04-18
197 Tan, Choon Boon BDX969 Rep 2014-08-08 2014-11-04
198 Tang, Justin Sheung Yin 鄧尚彥 M BDT815 Rep 2014-07-16 2016-10-10
199 Tang, Nelson Chun Wai 鄧駿威 29 M ARN983 Rep 2008-08-26 2010-06-26
200 Tang, Xiangyu 湯向宇 AZI958 Rep 2012-04-27 2014-04-02
201 Tang, Yue Han AVS022 Rep 2010-09-03 2014-05-31
202 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
203 Torrible, David Geoffrey 大衛德利保 M ACC905 RO 2008-07-11 2012-02-06
Rep 2012-02-06 2013-01-01
204 Towfigh, Frederick (SFC:ADD816) M ADD816 RO 2011-08-25 2016-10-10
205 Ueda, Eiji AYZ602 Rep 2012-02-14 2012-07-13
RO 2012-07-13 2016-10-10
206 Voon, David Hian Fook 溫賢福 49 M ADT742 RO 2007-03-21
207 Waitze, Michael Irwin M AJH323 Rep 2003-12-04 2004-07-30
208 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
209 Wang, Chuang (SFC:AYM559) 王闖 AYM559 Rep 2012-04-27 2013-03-20
210 Wang, Ernie AMK118 Rep 2005-09-01 2008-03-18
211 Wang, Jian (SFC:APB793) 王堅 APB793 Rep 2007-06-11 2011-07-23
212 Wat, Chi Ming 屈志銘 ADU895 Rep 2003-08-21
213 Wong, Jeffrey Shek Chuen 黃碩俊 M AHX034 Rep 2003-07-12
214 Wu, Hiu Fung 胡曉鋒 AOV629 Rep 2012-04-30 2013-10-08
215 Wu, Michael David Ping Lam 吳炳霖 33 M ASD087 Rep 2008-12-05 2013-10-25
216 Xu, Yuanjie 徐元杰 BCX231 Rep 2014-02-19 2016-05-12
217 Yang, Fan (SFC:ARM895) 楊帆 ARM895 Rep 2008-08-25 2010-06-26
218 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
219 Yeung, Patrick Sze Chun 楊思進 M AOK992 Rep 2012-04-27 2016-10-10
220 Yeung, Vincent Shu Hang 楊書恆 M ANQ717 Rep 2012-04-30 2016-10-10
221 Yu, Chung-Ling (SFC:BBJ027) 余仲齡 BBJ027 Rep 2013-05-29 2016-10-10
222 Yuan, Hong (SFC:ASI356) 袁鴻 ASI356 Rep 2013-08-01 2015-02-04
223 Zagury, Alan M ARN030 Rep 2008-08-12 2015-04-01
224 Zee, John 徐強生 M AAE260 Rep 2005-04-07
225 Zhang, Emily Yan Ya 張艷雅 F ALK139 Rep 2014-10-03 2016-10-10
226 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29
227 Zhao, Jinxiang 趙金祥 AJA977 Rep 2009-10-20 2014-01-29
228 Zheng, Ke (SFC:BET699) 郑科 BET699 Rep 2015-01-05 2016-06-01

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top