UBS Asset Management (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Abed, Joseph Khalid M BHQ347 Rep 2016-06-23 2016-07-05
2 Aberer, Helmuth BDF828 Rep 2014-04-10 2015-09-11
3 Albanese, Tommaso BGO472 Rep 2015-11-26 2015-12-10
4 Amlicke, Bruce Huddleston M BGY366 Rep 2016-02-02 2016-02-05
5 Anderl, Maximilian (SFC:BGD222) M BGD222 Rep 2015-09-07 2015-09-09
Rep 2015-12-28 2017-03-14
6 Bang, Edward Soo Jong M ADA664 Rep 2010-11-15 2014-09-08
7 Benzler, Markus Maria Kurt BHG765 Rep 2016-04-11 2016-04-20
8 Bhagwat, Niraj Dilip AHU701 Rep 2005-10-24
9 Blair, James Malcolm M AKT388 Rep 2012-11-26 2014-09-18
Rep 2016-01-25 2016-01-28
10 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29 2012-09-12
RO 2012-09-12
11 Buehlmann, Rene 45 BCD075 RO 2014-08-11 2019-03-21
12 Burbeck, Charles M BHC547 Rep 2016-03-08 2016-03-12
13 Bustnes, Brynjar Eirik ALJ914 Rep 2004-11-01 2006-12-31
14 Cha, Benjamin Yiu Chung 查燿中 42 M AHG919 Rep 2013-07-23 2014-09-27
15 Chan, Chee Seng (SFC:AJO200) AJO200 Rep 2004-03-17
16 Chan, Elsie Oi Sze 陳愛詩 F AJG217 Rep 2006-07-28 2012-09-12
RO 2012-09-12 2015-07-18
17 Chan, Irene Wing Yin 陳詠妍 F AXG756 Rep 2014-09-08 2017-10-04
18 Chan, Karen Ka Ning 陳嘉寧 F AKW953 Rep 2011-08-01 2013-01-25
19 Chan, Kwan Ho (SFC:APN775) 陳鈞浩 APN775 Rep 2011-04-08 2012-05-01
20 Chan, Patrick Hin Wai 陳獻為 M AAZ195 Rep 2004-06-16
RO 2004-06-16 2004-12-23
Rep 2004-12-23 2008-05-24
21 Chang, Alexander Paul 張明波 M ALZ627 Rep 2015-10-12 2016-04-23
22 Chen, Helen Yan Heung 陳仁香 F AMN662 Rep 2005-09-28 2011-07-08
23 Chen, Lu (SFC:BEH822) 陳璐 BEH822 Rep 2014-10-15 2016-08-20
24 Chen, Michael Hao 陳豪 M AZX279 Rep 2014-01-16 2019-02-09
25 Chen, Zhanglong (SFC:AXY966) 陳章龍 AXY966 Rep 2011-09-06 2021-02-26
26 Chenaux-Repond, Lorenz Michael M AES431 Rep 2006-06-16 2016-02-16
RO 2016-02-16 2021-05-14
27 Cheng, King Hong 鄭競康 ATD295 Rep 2010-08-27 2023-05-31
28 Cheng, Shu Yuen 鄭樹源 AIS494 Rep 2006-07-17 2008-07-12
29 Cheung, Billy Wing Ho 張永豪 ACJ034 Rep 2006-08-01 2014-09-01
30 Cheung, Catherine Ka Man 張嘉敏 F AMN773 Rep 2005-10-06 2010-07-17
Rep 2012-07-03 2015-08-08
31 Cheung, Denise Wing Yan 張穎欣 F BGQ669 Rep 2015-12-14
32 Chin, To 錢濤 ARS572 Rep 2016-03-04 2019-06-22
33 Ching, Kerry Kim Wai 程劍慧 F AFF128 Rep 2006-09-15 2008-04-12
34 Chon, Lai Yi 鍾麗儀 ABS032 Rep 2014-03-18 2018-03-05
35 Chow, Tit Tsang AFG846 Rep 2008-04-23 2019-06-07
36 Choy, Elina Elaine Yee Ling 蔡懿翎 F AMX707 Rep 2010-09-08 2012-01-18
37 Chu, Lawrence Sheng Yu 諸承譽 37 M AMY277 Rep 2006-01-20 2007-07-31
38 Chua, Michelle Mei Tak 蔡美德 F ADW214 Rep 2007-12-24 2009-07-07
39 Chuang, Yung-Chi 莊詠淇 BDO973 Rep 2014-06-19 2016-10-22
40 Chui, Hoi Yan (SFC:AKW893) 崔凱茵 AKW893 Rep 2015-07-30 2016-06-09
41 Chukiat, Nicholas Wynn M BGA519 Rep 2015-08-20 2015-08-28
Rep 2015-10-30 2015-11-06
42 Clement, Theophile Thomas Jean-Pierre M AAP310 Rep 2016-05-20 2020-10-05
43 Coyle, David Alexander (SFC:BHG434) M BHG434 Rep 2016-04-07 2016-04-15
44 Dellmann, Marc Christian M BGH957 Rep 2015-10-13 2015-10-16
45 Digenan, Thomas M BHD359 Rep 2016-03-15 2018-06-01
46 Dilkes, Ross Peter M ASH948 Rep 2009-01-19 2022-01-20
47 Egloff, Markus Peter M BGG967 Rep 2015-10-02 2018-07-03
48 Eichacker, Markus Karl Eugen 48 M AGP574 Rep 2003-11-13
RO 2003-11-13 2008-09-13
49 Elegante, Joseph Robert M BGX042 Rep 2016-01-20 2017-02-01
50 Ellis-Ferrara, Christopher Raymond M BAC097 Rep 2012-08-28 2013-01-04
51 Ferri, William Joseph M BGI780 Rep 2015-10-30 2015-10-30
Rep 2016-04-07 2016-04-15
52 Fipp, Robert Bernard M BGK611 Rep 2015-10-29 2018-06-23
53 Fitzpatrick, Dawn Nora F BGK600 Rep 2015-10-29 2015-11-02
Rep 2015-12-10 2015-12-13
Rep 2016-01-04 2016-01-07
54 Frei, Michael M BAC096 Rep 2012-08-28 2014-05-14
55 Fu, Teh-Hsiu 傅德修 ADL952 RO 2003-12-05
56 Fung, Karena Pui San 馮珮珊 AFN682 Rep 2006-09-13 2012-01-18
57 Gao, Hui (SFC:AKW845) 高卉 AKW845 Rep 2004-07-06 2008-10-13
58 Garrood, Dane Alan M AZC150 Rep 2012-03-02 2012-11-26
59 Gill, Barry John (SFC:BHP725) M BHP725 Rep 2016-06-16 2016-06-17
60 Guan, Shao Ping 關少平 AGB944 Rep 2006-05-22 2007-10-24
61 Guest, Paul Michael George 39 M BHT521 Rep 2016-07-13 2017-09-14
62 Halek, David Neil M ACJ179 Rep 2003-08-29
RO 2003-08-29 2013-06-03
63 Hanzl, David M BEE583 Rep 2014-09-26 2019-06-30
64 Hayek, Rami Gebran AQN510 Rep 2011-02-14 2012-09-01
65 Herm, Gunnar BGP137 Rep 2015-11-26 2015-12-02
66 Ho, Andrew Chung-Kit 何忠傑 M BHB314 Rep 2016-02-29 2016-03-09
67 Ho, David Patrick 何嘉豪 M AXM023 Rep 2011-06-27 2022-11-22
68 Ho, Gideon Siu Man 何紹民 AOR642 Rep 2015-04-10 2016-01-29
69 Holzherr, Thomas Markus M AVS009 Rep 2010-08-16 2011-08-31
70 Hong, James Shu Kin (SFC:AAK376) 洪樹堅 M AAK376 RO 2009-10-31
71 Huang, Hai (SFC:ARB638) 黃海 ARB638 Rep 2008-05-26 2015-07-28
72 Huang, Shiao Wern Charlene F BGA583 Rep 2015-08-20 2015-08-28
Rep 2016-02-25 2020-02-27
73 Hughes Jr, William Terrance M BHG758 Rep 2016-04-11 2016-04-15
74 Hui, Sai Fung 許世鋒 BDL757 Rep 2014-05-23 2018-06-30
75 Hung, Michael Siu Chun 洪小駿 M AGA524 Rep 2008-03-28 2011-05-11
76 Ilar, Kristina Birgitta F BGD472 Rep 2015-09-07 2019-10-10
77 Im, Jinseon BAC092 Rep 2012-08-28 2014-05-10
78 Johnson, Richard Anthony (SFC:BGJ124) M BGJ124 Rep 2015-10-22 2015-10-24
Rep 2016-01-04 2019-05-01
79 Kaegi, Thomas M BHG813 Rep 2016-04-08 2017-02-01
80 Kang, Chang Joo BGV243 Rep 2016-01-15 2016-01-18
81 Kang, Tae Jong 姜太鐘 BCB448 Rep 2013-10-16 2016-11-26
82 Karthigesu, Ganeshan Ramesh M APY695 Rep 2010-05-31 2012-05-02
83 Keung, Helen Hoi Ling 姜凱齡 F AQP995 Rep 2008-03-05 2010-01-08
84 Khosla, Navjeewan Jatinder AMC956 Rep 2012-03-19 2013-12-05
85 Kim, Calvin M BEG037 Rep 2014-10-06
86 Kim, Ji Woong 金智雄 BHH493 Rep 2016-04-15 2019-02-28
87 Kim, Jun Sub BGI784 Rep 2015-10-16 2018-06-20
88 Kim, Seung-Bom AOI831 Rep 2012-03-19 2017-03-14
89 Kim, Yong Duk 金容德 BGG675 Rep 2015-09-25 2020-03-13
90 Klingenberg-Timm, Benno M BGD845 Rep 2015-09-08 2015-09-09
91 Koehler, Dinah Anna F BHG858 Rep 2016-04-08 2017-02-01
92 Kohler, David Hermann M AMC977 Rep 2005-06-21 2009-07-01
93 Kondo, Keiko 近藤敬子 AXX240 Rep 2011-09-02 2014-03-05
RO 2014-03-05 2017-09-30
94 Koo, Julie J F ANE311 Rep 2015-04-13 2015-08-27
RO 2015-08-27 2017-12-29
95 Kwok, Felix Man Chun 郭文駿 M AWS974 Rep 2011-01-31 2015-04-18
96 Kwong, Samuel Yee Kin 鄺懿堅 M APX279 Rep 2007-10-31 2008-10-10
97 Lai, Chin Wai 賴展懷 ARP476 Rep 2014-10-06 2016-07-30
98 Lai, Hing Lun 黎慶麟 M AOC910 Rep 2016-05-26 2018-06-06
99 Lai, Ka Lai (SFC:AQP990) 賴家禮 AQP990 Rep 2008-03-05 2012-12-08
100 Lam, Chi Ping 林治平 AOY505 Rep 2008-10-29 2014-05-22
101 Lam, Franklin Fan Keung 林奮強 56 M ABG110 Rep 2005-12-01 2006-01-18
RO 2006-01-18 2011-07-11
102 Lam, Lam (SFC:BHD555) 林琳 BHD555 Rep 2016-03-16 2017-03-25
103 Lam, Von Villy Mendoza 林威利 BAL419 Rep 2012-11-13 2015-02-25
104 Lam, Wan (SFC:BCK236) 林耘 BCK236 Rep 2015-03-04 2015-10-24
105 Lecher, Stefan Alexander M BBS630 Rep 2013-08-13 2014-03-05
RO 2014-03-05 2016-08-15
106 Lee, Hon Kit (SFC:ADO606) 李漢傑 ADO606 Rep 2008-01-28 2008-06-17
RO 2008-06-17 2011-11-11
107 Lee, Jason Kwan Ho 李君豪 M AWW455 Rep 2012-03-19 2019-01-29
108 Lee, Kong Hean 李光賢 ARB625 Rep 2008-05-23 2009-09-10
109 Lee, Paul Hung Bun 李鴻斌 M AYC194 Rep 2011-09-30 2015-06-27
110 Lee, Teong Gee 李忠義 ACU300 Rep 2005-05-26 2006-10-18
111 Lee, Tsz Heng 李芷蘅 AXO514 Rep 2011-07-12 2014-01-10
112 Lee, Won Jong AFU204 Rep 2012-10-12 2015-06-26
113 Lee, Yong Ha AVJ141 Rep 2010-06-21 2011-12-01
114 Lee, Yui 李銳 ANZ814 Rep 2008-03-20 2009-05-07
115 Leonard, John Christopher M BGL196 Rep 2015-10-29 2016-07-01
116 Leung, Ho Wa (SFC:AAV118) 梁可華 AAV118 Rep 2003-10-11
117 Leung, Jeremy Jan Yu M BGI760 Rep 2015-10-19 2015-10-21
Rep 2016-02-11 2016-02-16
118 Leung, Ka Wai (SFC:AOK606) 梁家瑋 AOK606 Rep 2012-08-27 2016-04-01
119 Leung, Po Chun 梁寶珍 AEY251 Rep 2014-06-23 2018-09-04
120 Leung, Suen Yan BHG141 Rep 2016-04-07 2017-02-01
121 Li, Charles Sai Yiu 李世耀 M AFN641 Rep 2010-02-08 2016-02-16
RO 2016-02-16 2022-07-15
122 Liaw, Irene Milin 廖美玲 F ANG854 Rep 2010-03-04 2011-10-19
123 Ling, Xinyuan 凌新源 AUM712 Rep 2010-01-13 2010-07-16
RO 2010-07-16 2016-06-15
124 Liu, Hing Hung (SFC:ARP656) 廖慶雄 ARP656 Rep 2008-09-17 2011-07-31
125 Lo, York Yuen Yuk 羅元旭 ALS059 Rep 2007-11-05 2008-04-17
126 Loh, Jeric Seong Huat 羅祥發 AGP143 Rep 2013-07-29 2014-10-08
127 Mackie, Graham Alan M BGH903 Rep 2015-10-09 2015-10-23
Rep 2016-02-11 2022-04-28
128 Mak, Kai Yin 麥愷茵 ARE627 Rep 2010-09-15 2013-06-01
129 McCallum, Joshua Neil M BFW390 Rep 2015-07-21 2015-07-24
130 McConnell, Simon Peter Watson M BEI664 Rep 2014-10-20 2015-07-16
131 McCourt, Ryan James M BGJ363 Rep 2015-10-23 2016-09-30
132 Miller, Steven Michael (SFC:AHF976) M AHF976 Rep 2007-03-08 2012-05-02
133 Ming, Albert 明耀文 M AMU061 Rep 2013-08-07 2014-03-05
RO 2014-03-05 2016-08-16
134 Miura, Takuya (SFC:BHP322) 三浦拓也 BHP322 Rep 2016-06-13 2016-06-16
135 Mondovits, Andreas Georg M ALO012 RO 2005-07-20 2010-04-26
Rep 2010-04-26 2012-08-31
136 Moy, Paul John M BHG216 Rep 2016-04-07 2016-04-16
137 Nagpal, Shantanu AOV057 Rep 2007-04-20 2007-10-26
138 Ng, William Tsang Kwong 吳增光 M BHM307 Rep 2016-05-20 2017-01-14
139 Nicholas, James Everett M BHN911 Rep 2016-06-02 2016-06-08
140 Oliete Galiano, Adolfo M BFO427 Rep 2015-06-08 2019-12-05
141 Pang, Jason Yat Sing 彭逸升 M ANT922 Rep 2006-08-10 2013-05-17
142 Pang, Kai Chun 彭啟晉 AOJ337 Rep 2015-01-07 2016-05-25
143 Park, Sang 朴祥淳 ALR978 Rep 2010-03-16 2010-09-17
144 Park, William (SFC:BHG768) M BHG768 Rep 2016-04-11 2016-04-14
Rep 2016-06-02 2016-06-08
145 Perrett, David Michael (SFC:AFF191) M AFF191 Rep 2012-03-28 2012-09-12
RO 2012-09-12 2012-12-18
Rep 2012-12-18 2013-12-05
146 Perrott, Ashley James M ASC939 Rep 2009-01-02 2018-05-21
147 Pershad, Vikas AMF972 Rep 2012-08-28 2014-03-27
148 Petheram, Christopher Mark 53 M BGU671 Rep 2016-01-11 2022-11-30
149 Piper, Stuart William Arnold 63 M ANP304 Rep 2006-06-28 2008-07-04
150 Purtschert, Markus Anton M BDJ456 Rep 2014-05-07 2015-10-02
151 Quaife, Matthew Samuel Heighes (SFC:AXX236) M AXX236 Rep 2011-09-02 2013-04-22
152 Raebsamen, Urs AVN544 Rep 2010-07-27 2021-07-23
153 Raffaldini Ii, Jerome Lino M BFV948 Rep 2015-07-17 2015-07-24
Rep 2015-08-10 2015-08-14
Rep 2015-10-20 2015-10-30
Rep 2015-11-16 2015-11-18
Rep 2015-12-28 2016-01-07
Rep 2016-02-11 2018-05-14
154 Reuter, Clemens BGL208 Rep 2015-10-29 2015-11-02
Rep 2016-07-07 2016-07-16
155 Rivers, Thomas Edward M BFB238 Rep 2015-03-11 2016-10-18
156 Russell, Kevin Gary M BHG762 Rep 2016-04-11 2016-04-15
157 Sanghrajka, Satyan Arvind BGB565 Rep 2015-08-26 2015-09-02
Rep 2015-10-27 2015-10-31
Rep 2015-11-30 2015-12-02
Rep 2016-02-19 2016-02-26
Rep 2016-03-10 2016-03-16
Rep 2016-04-08 2016-04-15
158 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13 2013-09-05
RO 2013-09-05 2017-01-12
159 Schlaepfer, Bruno M ANK105 Rep 2006-05-16 2006-12-22
160 Shao, Peiyi 邵佩藝 BCR033 Rep 2014-01-10 2014-12-12
161 Shi, Bin 施斌 AMX414 Rep 2006-01-12 2010-08-11
RO 2010-08-11
162 Shiu, Ephrem 邵藹苓 M AUZ171 RO 2014-02-17 2023-04-06
163 Shum, Yuk Yee 岑玉如 AEJ175 Rep 2005-10-19 2006-04-13
164 Sotorp, Kai Reiner Jr AHR030 RO 2013-04-05 2014-06-30
165 Spielhofer, Philippe Marc M AQL674 Rep 2011-05-17 2015-09-01
166 Suess, Benjamin M BHG436 Rep 2016-04-07 2016-04-14
167 Sun, Derrick 孫裕文 M APY600 Rep 2013-07-08 2018-06-16
168 Talbot, Richard Casey M BHA427 Rep 2016-02-22 2016-02-26
Rep 2016-04-05 2016-04-08
169 Tan, Siew Ming 陳秀敏 ALO563 Rep 2004-12-29 2008-09-26
170 Tang, Yue Han AVS022 Rep 2014-08-05 2022-11-21
171 Thorpe-Apps, Mark Winston M AZD623 Rep 2012-03-14 2013-01-14
172 To, Ngoc-Diep Diana 蘇玉葉 AJK799 Rep 2011-01-31 2014-07-25
173 Toh, Shaowei BHB312 Rep 2016-02-26 2016-03-04
174 Tse, Tina Siu 謝小娟 ACX409 Rep 2011-08-18 2012-07-26
175 Tseng, Yu Wen 曾鈺雯 BFO049 Rep 2015-06-03 2017-07-15
176 Tsui, Ka Ling 徐嘉玲 BGH157 Rep 2015-10-05 2021-09-30
177 Tung, Yat Shing 董日成 AFO409 Rep 2007-08-03 2016-11-17
178 Ueno, Akiko 八木晶子 F BBR219 Rep 2013-08-08 2021-06-23
179 Van Beek, Christiaan Lieven BEL614 Rep 2015-09-18 2015-09-25
Rep 2015-11-23 2015-12-03
Rep 2016-02-26 2016-03-04
Rep 2016-04-08 2016-04-14
Rep 2016-05-30 2016-06-03
Rep 2016-07-19 2016-07-22
180 Wang, Dapeng (SFC:BFD828) 王大鵬 BFD828 Rep 2015-03-26 2018-03-30
181 Wang, Hsiao Chun 王曉群 BDA365 Rep 2014-03-06 2015-07-21
182 Wang, Yifen David 王軼奮 BDL759 Rep 2014-05-29 2015-09-01
183 Wels, Thomas Georg M BHG194 Rep 2016-04-07 2016-04-15
184 Wichmann, Kasper Kvist M BFK347 Rep 2015-05-13 2019-08-17
185 Williamson, Andrew Masters M AXM703 Rep 2015-09-25
186 Wong, Ee Kay Geoffrey M BFZ518 Rep 2015-08-13 2015-08-19
Rep 2016-06-02 2016-06-07
187 Wong, Howard (SFC:ADY281) 黃浩雲 M ADY281 Rep 2013-02-06 2013-06-03
188 Wong, Jenq Shin Freddy 王政鑫 BGI754 Rep 2015-10-15 2022-07-20
189 Wong, Johnny Yat Hong 黃日康 M ABV900 Rep 2005-09-26 2011-09-26
190 Wong, Kwai Chu 黃桂珠 APO150 Rep 2015-03-20 2022-09-30
191 Wong, Kwong Wui 黃冠瑋 AMK297 Rep 2016-06-17 2016-06-24
192 Wong, Suet Ting 黃雪婷 AEG454 Rep 2016-05-20 2018-05-18
193 Wong, Wai Ho (SFC:ALL183) 黃煒豪 ALL183 Rep 2012-05-30 2015-03-28
194 Woodland, Emily Jane F AJE851 Rep 2012-03-19 2017-08-08
195 Wu, Yuan (SFC:BFM561) 吳渊 BFM561 Rep 2015-05-20 2023-11-13
196 Xie, Jiaoyue 謝姣岳 BHU354 Rep 2016-07-15 2016-07-22
197 Yan, Cleo Sheung Ngar 甄尚雅 F AKW688 Rep 2006-07-28 2009-08-21
198 Ye, Rong (SFC:AYZ033) 葉戎 AYZ033 Rep 2016-03-18 2021-03-22
199 Yeo, Keng Swee 楊慶瑞 ALW483 Rep 2005-04-11 2008-07-14
200 Yeung, Chung Kit 楊忠杰 AST684 Rep 2013-09-24 2023-10-20
201 Yeung, Hau Keung 楊孝強 ALQ272 Rep 2008-11-19 2012-05-18
202 Yip, Sammy Ka Tak 葉家德 AGO831 Rep 2013-09-03 2015-06-24
203 Yiu, Wai Ho (SFC:APR883) 姚偉浩 APR883 Rep 2014-10-29 2020-06-04
204 Yokoi, Makoto 橫井誠 BGU702 Rep 2016-01-12 2017-02-01
205 Yu, Cheng-yung 游正雍 AOY614 Rep 2007-05-23 2010-05-26
206 Yu, Ming Lai 余明麗 AFU845 Rep 2007-09-25 2008-07-02
Rep 2008-11-03 2008-11-13
207 Yu, Thomas Ka Ming 余家明 M AQI247 Rep 2008-01-22 2018-12-21
208 Yu, Yik Ki 余奕淇 ARH744 Rep 2008-07-14 2017-12-08
209 Yu, Zhan 于湛 AON846 Rep 2014-09-11 2019-01-19
210 Yuen, Ben Cheuk Bun 阮卓斌 M ACH723 Rep 2006-04-24 2006-05-29
RO 2006-05-29 2013-12-20
211 Yuen, Siu Fung 袁兆豐 AFO695 Rep 2006-03-27 2007-07-21
212 Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 AXZ887 Rep 2013-07-18
213 Yung, Yu Ming 翁耀明 AMU880 Rep 2005-12-09 2006-01-18
RO 2006-01-18 2012-04-03
214 Zhang, Yingdong 張穎冬 BFY115 Rep 2015-08-06 2018-03-29
215 Zhang, Yu (SFC:AVI265) 張宇 39 M AVI265 Rep 2011-09-01 2019-08-28

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