Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ang, Bee Leng | Rep | 2010-10-13 | 2013-08-08 | ||
| 2 | Ano, Kenjiro | Rep | 2010-10-25 | 2012-04-03 | ||
| 3 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | Rep | 2008-11-04 | 2011-09-10 | |
| 4 | Bao, Danny Q 包強 | Rep | 2010-10-08 | 2012-02-16 | ||
| 5 | Benmoussa, Hamza (SFC:AVR979) | Rep | 2010-08-16 | 2015-03-19 | ||
| 6 | Bhammer, Vishal Mahendra Kumar | M | Rep | 2010-08-30 | 2013-05-15 | |
| 7 | Bhisitkul, John Bunkrit | M | Rep | 2007-07-09 | 2012-02-16 | |
| 8 | Blanchard, Dominique Jean Rene | Rep | 2010-04-28 | 2012-12-20 | ||
| 9 | Bradbury, Colin David | M | Rep | 2010-07-13 | 2012-02-16 | |
| 10 | Chadwick, Mark David (SFC:ADT508) | M | Rep | 2010-05-17 | 2011-09-10 | |
| 11 | Chan, Andrew Shingfun 陳盛勳 | M | Rep | 2009-08-24 | 2011-06-27 | |
| 12 | Chan, Man Hon (SFC:AEI555) 陳文瀚 | Rep | 2010-03-17 | 2014-10-01 | ||
| 13 | Chan, Pui Ching (SFC:ASH951) 陳珮晶 | Rep | 2010-06-28 | 2012-02-16 | ||
| 14 | Chan, Roy Chu Heng 曾祖興 | M | Rep | 2010-07-15 | 2012-06-21 | |
| 15 | Chan, Sau Han 陳秀嫻 | Rep | 2010-01-13 | 2014-09-27 | ||
| 16 | Chan, Shun Ho 陳舜河 | Rep | 2007-08-20 | |||
| 17 | Chan, Sui On (SFC:AOY504) 陳瑞安 | Rep | 2008-10-28 | 2011-05-21 | ||
| 18 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | Rep | 2008-03-14 | 2014-12-03 | ||
| 19 | Chang, Ching-Kun 張靖坤 | Rep | 2010-10-15 | 2012-09-01 | ||
| 20 | Chang, Chiung-Wen 張瓊文 | Rep | 2009-11-03 | 2011-06-03 | ||
| 21 | Chang, Jack Chun-Chieh 張俊傑 | M | Rep | 2010-03-29 | 2012-03-31 | |
| 22 | Cheah, Yew Wee | Rep | 2006-10-26 | 2012-02-20 | ||
| 23 | Chen, Hui Ming (SFC:ALW538) 陳慧明 | Rep | 2010-09-21 | 2014-06-25 | ||
| 24 | Chetka, Katarzyna | Rep | 2010-10-08 | 2010-12-21 | ||
| 25 | Chiu, Steven Pat Ngao 趙不傲 | M | RO | 2010-04-27 | 2011-09-13 | |
| 26 | Chng, Eric Chee Beng 莊志明 | M | Rep | 2008-09-08 | 2011-06-01 | |
| 27 | Choi, Hyung Wook 崔亨旭 | Rep | 2010-10-15 | |||
| 28 | Chow, Lai Man 周麗文 | Rep | 2010-08-24 | 2012-06-21 | ||
| 29 | Choy, Yin Nga 蔡燕雅 | Rep | 2010-01-21 | 2012-08-29 | ||
| 30 | Chu, Chun-Ju 朱俊如 | Rep | 2009-04-28 | 2011-05-06 | ||
| 31 | Chu, Patrick Pak Ning 朱柏寧 | M | Rep | 2010-08-04 | 2012-02-16 | |
| 32 | Chu, Peter Ka Kit 朱家傑 | M | Rep | 2009-08-24 | 2012-02-16 | |
| 33 | Cowperthwaite, Adam Aaron | M | Rep | 2010-02-09 | 2011-09-03 | |
| 34 | Dai, Wei (SFC:AOR609) 戴維 | Rep | 2010-05-31 | 2013-07-09 | ||
| 35 | Du, Chao (SFC:AUM373) 杜超 | Rep | 2010-01-12 | 2011-07-07 | ||
| 36 | Fang, Hei 方曦 | Rep | 2004-03-05 | 2013-11-01 | ||
| 37 | Freitas, Brian Caetano 范包容 | M | Rep | 2010-10-14 | 2012-03-31 | |
| 38 | Fukano, Shojiro 深野正二朗 | Rep | 2007-11-06 | 2011-10-15 | ||
| 39 | Fung, Cissy 馮婉詩 | F | Rep | 2005-12-29 | ||
| 40 | Fung, David Hao Chuen 馮浩存 | M | Rep | 2010-04-29 | 2011-09-02 | |
| 41 | Ge, Xing 戈星 | Rep | 2007-12-24 | 2012-09-05 | ||
| 42 | Georgieva, Anna Nedyalkova | F | Rep | 2010-04-29 | 2011-08-16 | |
| 43 | Gian, Kim Wen 嚴振文 | Rep | 2010-09-30 | 2011-12-01 | ||
| 44 | Goto, Hiroyuki 合戶宏之 | Rep | 2009-04-21 | 2015-10-13 | ||
| 45 | Goto, Motomasa 後藤元誠 | Rep | 2007-10-25 | 2011-07-17 | ||
| 46 | Han, William Wei-Lee | M | Rep | 2010-07-02 | 2012-02-07 | |
| 47 | Hannan, David James | M | Rep | 2010-03-29 | 2011-09-03 | |
| 48 | Hau, Chun Kei 侯鎮基 | Rep | 2007-11-08 | 2011-09-14 | ||
| 49 | Hishida, Wataru 菱田涉 | Rep | 2010-03-15 | 2011-04-16 | ||
| 50 | Ho, Andy Tsz Ho 何子浩 | Rep | 2005-09-23 | |||
| 51 | Ho, Ka Wai (SFC:AKV099) 何家維 | 43 | M | Rep | 2010-07-29 | 2012-02-16 |
| 52 | Ho, Wai Kei 何偉基 | Rep | 2009-08-24 | 2013-09-25 | ||
| 53 | Hoepffner, Edouard Yves Maurice Pierre | M | Rep | 2010-04-12 | 2011-09-03 | |
| 54 | Horiai, Koji 堀合晃嗣 | Rep | 2010-04-28 | 2012-01-07 | ||
| 55 | Horita, Tomotake | Rep | 2007-11-06 | 2012-04-06 | ||
| 56 | Hsu, She-Hung Danny | Rep | 2009-11-06 | 2011-03-01 | ||
| 57 | Hui, Ole Hiu Tung 許曉東 | Rep | 2010-05-25 | 2011-08-05 | ||
| 58 | Huo, Ran (SFC:AOI875) 霍然 | Rep | 2010-08-16 | 2011-05-27 | ||
| 59 | Hwang, Jae Hoon | Rep | 2010-08-30 | 2012-06-21 | ||
| 60 | Igarashi, Minori | Rep | 2005-12-29 | 2015-01-31 | ||
| 61 | Irvine, Craig Wycliffe 歐陽貴 | M | RO | 2009-10-20 | 2011-01-29 | |
| 62 | Itasaka, Yusaku | Rep | 2007-07-19 | 2012-04-14 | ||
| 63 | Ito, Kanako | Rep | 2008-08-26 | 2012-02-16 | ||
| 64 | Jackamo Ii, Thomas Joseph | M | Rep | 2010-09-01 | 2012-02-16 | |
| 65 | Jim, Ka Shun 詹嘉淳 | 29 | M | Rep | 2008-12-18 | 2011-01-14 |
| 66 | Johnson, Christopher Lind | M | Rep | 2010-02-11 | 2012-02-14 | |
| 67 | Kakehashi, Sayaka | Rep | 2010-03-03 | 2011-04-01 | ||
| 68 | Kam, Kwok Hung 甘國雄 | Rep | 2010-08-09 | 2013-07-03 | ||
| 69 | Kam, Wai Lun 甘偉倫 | Rep | 2009-08-24 | 2012-02-16 | ||
| 70 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | Rep | 2009-08-24 | 2022-02-11 | ||
| 71 | Kanamura, Akihiko | RO | 2010-06-28 | 2011-03-27 | ||
| 72 | Kang, Kyong Pil 康景弼 | RO | 2007-10-05 | 2013-06-28 | ||
| 73 | Kato, Takashi (SFC:AUD160) | M | Rep | 2009-11-09 | 2017-11-15 | |
| 74 | Katsuta, Hisao 勝田久男 | Rep | 2010-09-13 | 2012-02-01 | ||
| 75 | Kim, Hae Ryong | Rep | 2006-03-22 | 2016-02-16 | ||
| 76 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | Rep | 2009-03-13 | 2011-08-01 | ||
| 77 | Kim, Warren Ho-Joong | M | Rep | 2010-09-24 | 2015-03-10 | |
| 78 | Kitayama, Haruki | Rep | 2010-10-25 | 2012-03-28 | ||
| 79 | Kobayashi, Sachiko 小林幸子 | Rep | 2016-08-04 | |||
| 80 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2008-10-27 | ||
| 81 | Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 | Rep | 2008-08-13 | 2011-05-01 | ||
| 82 | Kwan, Christine Shumann 關詩敏 | F | Rep | 2009-06-22 | 2012-02-16 | |
| 83 | Kwok, Joyce Yik Man 郭奕妏 | F | Rep | 2010-08-31 | ||
| 84 | Lai, Chi Man (SFC:APQ351) 賴志文 | Rep | 2009-08-24 | 2022-09-08 | ||
| 85 | Lai, Ringo Leong Hang 黎亮恆 | M | Rep | 2003-04-10 | 2012-07-20 | |
| 86 | Lam, Ching Lok Gary 林清樂 | Rep | 2010-07-29 | 2014-05-02 | ||
| 87 | Lam, Hok Hoi 林學海 | Rep | 2010-07-12 | 2014-07-05 | ||
| 88 | Lapakulchai, Vacharachai 林銘輝 | Rep | 2003-10-29 | 2016-06-23 | ||
| 89 | Latzer, Alexander | M | Rep | 2009-08-24 | 2012-08-29 | |
| 90 | Lau, Justin Ching Yin 劉正賢 | M | Rep | 2010-10-25 | 2012-08-29 | |
| 91 | Lau, Kelvin Wai Kin 劉偉健 | M | Rep | 2009-08-24 | ||
| 92 | Law, Joe Hin Pong 羅顯邦 | Rep | 2006-08-10 | 2011-03-21 | ||
| 93 | Law, Ka Po 羅嘉寶 | Rep | 2007-09-27 | 2013-05-25 | ||
| 94 | Lee, Hon Nam 李翰南 | RO | 2006-08-24 | 2012-02-16 | ||
| 95 | Lee, Kee Siong 李淦祥 | Rep | 2009-08-24 | 2024-03-28 | ||
| 96 | Lee, Kyung Min (SFC:AVH974) | Rep | 2010-06-09 | 2011-08-01 | ||
| 97 | Lee, Patrick Maung | M | Rep | 2010-08-16 | 2011-09-10 | |
| 98 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | Rep | 2006-09-25 | 2011-09-20 | ||
| 99 | Lee, Yuk Man (SFC:AQQ629) 李育文 | Rep | 2010-06-07 | 2012-02-16 | ||
| 100 | Leung, See Ho 梁思濠 | Rep | 2010-04-23 | 2011-09-02 | ||
| 101 | Leung, Wai Chee (SFC:ATO785) 梁偉志 | Rep | 2009-08-20 | 2011-09-10 | ||
| 102 | Li, Benson Chun Yu 李振宇 | M | Rep | 2008-01-31 | 2011-03-21 | |
| 103 | Li, Ester Joyse Sau Han 李秀嫻 | F | Rep | 2010-04-20 | 2013-06-25 | |
| 104 | Li, Hao (SFC:AQL242) 李豪 | Rep | 2008-02-05 | 2011-08-25 | ||
| 105 | Li, Yanjie (SFC:AUS278) 李嚴潔 | Rep | 2010-02-12 | 2010-11-01 | ||
| 106 | Lin, Scott Chen-Chun 林正釗 | M | Rep | 2010-07-06 | 2012-02-17 | |
| 107 | Lin, Yu-Ting (SFC:AUA690) 林育廷 | Rep | 2009-10-23 | 2013-03-05 | ||
| 108 | Liu, Chung Hsun 劉宗勳 | Rep | 2023-09-29 | |||
| 109 | Liu, Leah 劉栩昕 | 26 | F | Rep | 2010-06-22 | 2012-03-17 |
| 110 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | RO | 2007-03-09 | 2016-09-29 | ||
| 111 | Lo, Loretta Shuk Yan 羅淑茵 | F | Rep | 2005-08-05 | 2011-06-28 | |
| 112 | Lo, Ming Hung 盧銘雄 | Rep | 2009-08-24 | 2011-09-22 | ||
| 113 | Lo, Philip (SFC:AMT669) 盧偉楷 | M | Rep | 2010-09-27 | 2012-08-29 | |
| 114 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-07-02 | 2022-12-21 | |
| 115 | Lo, Shih-Hung 羅仕泓 | Rep | 2010-07-26 | 2012-05-05 | ||
| 116 | Lo, Wendy Sze Man 盧詩敏 | F | Rep | 2007-10-10 | 2011-09-07 | |
| 117 | Loke, Wai Ming 陸偉明 | 38 | M | RO | 2010-03-11 | 2011-11-08 |
| 118 | Ma, Hon Kin 馬漢堅 | Rep | 2009-08-24 | 2011-06-11 | ||
| 119 | Ma, Jibo 馬繼博 | Rep | 2010-09-15 | 2016-04-26 | ||
| 120 | Mar, Johnson | M | Rep | 2008-11-11 | 2012-08-30 | |
| 121 | McLaughlin, Gregory John 歌雷歌 | M | Rep | 2010-02-24 | 2012-07-31 | |
| 122 | Miu, Hon Kit 繆漢傑 | 43 | M | Rep | 2008-03-04 | 2012-10-30 |
| 123 | Miyabe, Nagahisa | RO | 2009-10-20 | 2014-05-10 | ||
| 124 | Miyamoto, Tsutomu | Rep | 2009-12-18 | 2012-04-21 | ||
| 125 | Mizoguchi, Hironori | Rep | 2009-04-01 | 2022-10-01 | ||
| 126 | Mizukoshi, Kazuyoshi | RO | 2009-01-07 | 2011-10-14 | ||
| 127 | Narain, Ravi | Rep | 2010-07-22 | 2017-02-23 | ||
| 128 | Ng, John Wah 伍華安 | M | Rep | 2007-10-10 | 2011-08-01 | |
| 129 | Ng, Wai Kee (SFC:APC928) 吳偉基 | Rep | 2010-06-07 | 2012-02-16 | ||
| 130 | Ng, Warren Brian Ka Hei 吳嘉羲 | M | Rep | 2010-07-26 | 2016-09-13 | |
| 131 | Ngan, Andrew Lit Chong 顏烈創 | M | Rep | 2008-03-04 | 2011-06-01 | |
| 132 | Nomura, Hiroyuki | RO | 2008-06-13 | 2011-04-16 | ||
| 133 | Ohira, Yuko | Rep | 2014-06-07 | |||
| 134 | Ong, Cilicia Cheng Choo 王清珠 | Rep | 2009-11-10 | 2011-09-16 | ||
| 135 | Ono, Jumpei | Rep | 2009-11-06 | 2011-10-08 | ||
| 136 | Orders, Jonathan Oliver Darcy 奧迪士 | 53 | M | Rep | 2010-10-13 | 2012-08-22 |
| 137 | Osawa, Miyuki | Rep | 2007-06-18 | 2021-07-31 | ||
| 138 | Otsuka, Sumio | RO | 2010-06-22 | 2014-03-26 | ||
| 139 | Pak, Hiu Ching 白曉青 | RO | 2009-06-08 | 2011-01-10 | ||
| 140 | Pasto Jorquera, Albert | M | Rep | 2010-10-20 | 2013-01-01 | |
| 141 | Perry, Michael David | M | Rep | 2010-09-15 | 2012-02-17 | |
| 142 | Petit-Pasquier, Julien | Rep | 2010-07-30 | 2011-09-03 | ||
| 143 | Pienaar, Ross Daniel | M | Rep | 2009-02-02 | 2014-08-06 | |
| 144 | Poon, Hiu Yee | Rep | 2010-08-17 | 2012-08-18 | ||
| 145 | Pritchard, Perry | M | Rep | 2010-02-08 | 2011-06-10 | |
| 146 | Qian, Zewei 錢澤偉 | 35 | M | Rep | 2008-06-18 | 2014-08-30 |
| 147 | Saito, Shoichi 齋藤彰一 | RO | 2009-06-08 | 2012-07-18 | ||
| 148 | Sakamoto, Yusuke | Rep | 2010-03-03 | 2012-03-06 | ||
| 149 | Sarkis, David | M | RO | 2010-04-21 | 2012-03-22 | |
| 150 | Sarmah, Pranab Kumar | M | Rep | 2009-08-24 | 2013-09-25 | |
| 151 | Sasaki, Shinichi 佐佐木伸一 | Rep | 2008-07-21 | 2011-04-24 | ||
| 152 | Sasao, Mari | Rep | 2009-05-07 | 2013-06-01 | ||
| 153 | Sato, Shinji | Rep | 2010-05-07 | 2011-10-08 | ||
| 154 | Shen, Janet Wei Ling 沈慧玲 | F | Rep | 2010-07-30 | 2015-09-29 | |
| 155 | Shinoda, Yumi | Rep | 2009-11-06 | 2011-10-08 | ||
| 156 | Shoji, Reika | Rep | 2010-06-23 | 2012-06-23 | ||
| 157 | Suyama, Takuro 巢山拓郎 | Rep | 2008-10-30 | 2012-04-03 | ||
| 158 | Suzuki, Takayuki (SFC:AVR826) 鈴木敬之 | Rep | 2010-08-11 | 2011-07-16 | ||
| 159 | Suzuki, Yohei 鈴木洋平 | Rep | 2010-06-02 | 2011-06-01 | ||
| 160 | Tabata, Shinichi | Rep | 2010-03-03 | 2015-04-25 | ||
| 161 | Tam, Shing Hei 譚成希 | Rep | 2007-08-13 | 2011-09-10 | ||
| 162 | Tam, Yuk Hang 譚玉衡 | Rep | 2010-07-30 | 2012-03-24 | ||
| 163 | Tham, Mun Hon 譚文漢 | Rep | 2009-08-24 | 2011-09-16 | ||
| 164 | Tikhomiroff, Cyril | M | Rep | 2010-07-26 | 2012-12-22 | |
| 165 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | Rep | 2009-11-02 | |||
| 166 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-07-02 | 2024-03-28 | ||
| 167 | Tseung, Henry Hiu Wai 蔣曉偉 | M | Rep | 2010-08-06 | 2011-09-28 | |
| 168 | Tsuji, Tomonori | Rep | 2007-11-12 | 2011-04-21 | ||
| 169 | Unesaki, Akira 宇根崎彰 | Rep | 2010-04-28 | 2012-11-28 | ||
| 170 | Urata, Yoshio | RO | 2010-03-24 | 2012-03-31 | ||
| 171 | Van Gulik, Robert Ken | M | Rep | 2009-04-22 | 2010-12-24 | |
| 172 | Walker, William (SFC:AVX195) | M | Rep | 2010-09-15 | 2011-11-01 | |
| 173 | Wan, Maurine 溫慕蓮 | F | Rep | 2009-08-24 | 2023-03-21 | |
| 174 | Wang, Jerry Gerui 王戈銳 | M | Rep | 2010-07-07 | 2012-06-20 | |
| 175 | Wang, Lumeng 王魯蒙 | Rep | 2009-05-07 | 2012-07-20 | ||
| 176 | Wang, Michael Tsu Tsong 王智聰 | M | Rep | 2008-09-17 | 2012-03-24 | |
| 177 | Wang, Yong (SFC:AOM636) 王勇 | Rep | 2009-08-24 | 2011-09-27 | ||
| 178 | Wong, Esther Wing Man 黃穎敏 | F | Rep | 2010-09-10 | 2012-05-05 | |
| 179 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2007-08-28 | ||
| 180 | Wong, Ka Man (SFC:AEK749) 黃家文 | RO | 2010-03-10 | |||
| 181 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2006-02-16 | ||
| 182 | Wong, Tony Tin Wing 黃天穎 | M | Rep | 2010-09-27 | 2012-06-28 | |
| 183 | Woo, Kang Yeong 吳康勇 | Rep | 2010-04-22 | 2013-10-01 | ||
| 184 | Woo, Lam Hay 胡林熙 | Rep | 2010-09-17 | 2022-11-16 | ||
| 185 | Wu, Grace Yuet Ming 胡月明 | F | Rep | 2010-09-13 | 2014-05-15 | |
| 186 | Xu, Qing (SFC:AUC278) 許清 | Rep | 2009-11-05 | 2011-07-03 | ||
| 187 | Yamaguchi, Daisuke | Rep | 2010-10-21 | 2014-05-17 | ||
| 188 | Yang, Bei (SFC:AVV546) 楊北 | Rep | 2010-09-03 | 2014-07-04 | ||
| 189 | Yeu, Chiu Wah 姚昭華 | RO | 2006-12-01 | 2014-04-16 | ||
| 190 | Yeung, Beata Kit Sum 楊潔心 | Rep | 2004-09-02 | 2012-02-16 | ||
| 191 | Yeung, Kenneth Wing Kwong 楊永光 | M | Rep | 2007-03-26 | 2013-10-18 | |
| 192 | Ying, Hak Kai 應克佳 | Rep | 2003-06-06 | 2010-11-29 | ||
| 193 | Yokosuka, Takashi 橫須賀 | Rep | 2010-03-03 | 2012-04-06 | ||
| 194 | Zamora, Poch Edward Imperial | M | Rep | 2008-10-21 | 2011-02-12 | |
| 195 | Zee, Timothy Yuen Cheng | 44 | M | Rep | 2008-08-07 | 2011-11-10 |
| 196 | Zhang, Xiongfeng 張雄峰 | 42 | M | Rep | 2004-12-28 | 2010-11-09 |
| 197 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | Rep | 2009-09-22 | 2017-05-11 |
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