SBI China Capital Securities Limited 軟庫中華金融證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Zheng, Juan (SFC:AGI798) 鄭娟 | Rep | 2006-04-18 | 2007-03-13 | ||
| RO | 2007-03-13 | 2009-02-28 | ||||
| 2 | Zhao, Qi (SFC:AQF554) 趙琪 | Rep | 2008-01-04 | 2009-03-07 | ||
| 3 | Zhang, Jian (SFC:AJN917) 張堅 | Rep | 2007-10-05 | 2009-12-30 | ||
| RO | 2009-12-30 | 2010-06-06 | ||||
| Rep | 2010-12-13 | 2011-02-08 | ||||
| RO | 2011-02-08 | 2011-08-24 | ||||
| 4 | Yue, Pui Lam 余佩琳 | Rep | 2006-05-22 | 2006-08-14 | ||
| 5 | Yuan, Zhefei 袁哲飛 | Rep | 2007-08-22 | 2009-03-20 | ||
| 6 | Yeung, Patricia Kai Ki 楊佳琪 | F | Rep | 2005-08-12 | ||
| 7 | Yeung, Kin Pan 楊健斌 | Rep | 2006-12-27 | 2011-09-30 | ||
| 8 | Yam, David (SFC:ACJ708) 任卓偉 | M | Rep | 2005-09-01 | 2006-06-29 | |
| RO | 2006-06-29 | 2007-10-02 | ||||
| Rep | 2007-11-30 | 2008-04-23 | ||||
| RO | 2008-04-23 | 2011-09-30 | ||||
| 9 | Wu, Zhao (1978) 吳兆 | 35 | M | Rep | 2008-02-22 | 2008-04-15 |
| 10 | Wong, Tak Ming (SFC:ALR877) 黃德明 | Rep | 2005-03-18 | 2005-06-10 | ||
| 11 | Wong, Sin Just 黃森捷 | 47 | M | RO | 2007-04-13 | 2008-07-18 |
| 12 | Wong, Sheung Yeung 王上揚 | Rep | 2006-11-24 | |||
| Rep | 2007-06-05 | 2011-07-10 | ||||
| 13 | Wong, Kwok Leung (SFC:AAH527) 黃國良 | Rep | 2003-10-14 | |||
| 14 | Wong, Kenny Kin Fai 王健輝 | 43 | M | RO | 2008-02-25 | 2011-09-30 |
| 15 | Wong, Kam Ming (SFC:AFP503) 王錦明 | Rep | 2006-04-09 | |||
| 16 | Wong, Joseph Yan Po 黃恩寶 | M | Rep | 2011-09-30 | ||
| 17 | Wong, Hong Wah 王康華 | M | Rep | 2008-04-04 | ||
| 18 | Wong, Ho Ching (SFC:AQJ842) 黃河清 | Rep | 2008-02-01 | 2008-10-03 | ||
| 19 | Wong, Chi Yan (SFC:ABN290) 黃志仁 | Rep | 2011-09-30 | |||
| 20 | Wong, Alex Mang Chung 黃孟聰 | M | Rep | 2007-01-22 | ||
| 21 | Weng, Eddie Hua-Ti 翁華狄 | M | Rep | 2005-11-03 | 2011-07-22 | |
| 22 | Tsoi, Chi Kun 蔡智勤 | RO | 2006-10-26 | 2007-02-28 | ||
| Rep | 2007-02-28 | 2008-01-07 | ||||
| RO | 2008-01-07 | 2011-09-30 | ||||
| 23 | Tsang, Kennedy Kin Tak 曾建德 | M | Rep | 2006-06-15 | 2007-09-25 | |
| RO | 2007-09-25 | 2008-04-25 | ||||
| Rep | 2008-04-25 | 2008-10-21 | ||||
| RO | 2008-10-21 | 2011-09-30 | ||||
| 24 | Tong, Peng Tiong | Rep | 2004-07-23 | |||
| RO | 2004-07-23 | 2006-11-03 | ||||
| 25 | To, Ronald Kwok Chien 杜國鍵 | M | Rep | 2003-11-10 | ||
| 26 | To, Kin Tung 陶建東 | Rep | 2003-04-30 | |||
| 27 | Tang, Wai Yan (SFC:ADN093) 鄧惠因 | Rep | 2004-07-09 | |||
| 28 | Tan, E Wuen 陳儀雯 | Rep | 2006-09-20 | 2008-04-14 | ||
| 29 | Szeto, Simon Wing Fun 司徒榮勳 | M | Rep | 2010-09-09 | 2011-09-30 | |
| 30 | Szeto, King Chuen 司徒經全 | Rep | 2011-09-30 | |||
| 31 | Sze-To, Ping Chuen 司徒炳全 | Rep | 2011-09-30 | |||
| 32 | Sung, Yuk Yin 宋煜賢 | Rep | 2007-07-09 | 2008-03-26 | ||
| 33 | Sun, Baron 孫葆崟 | Rep | 2006-05-25 | 2011-09-30 | ||
| 34 | Sum, Poon Yun 岑本訢 | M | RO | 2004-09-08 | ||
| 35 | So, Jennifer Lai Shan 蘇勵姍 | F | Rep | 2006-04-03 | 2007-06-22 | |
| 36 | Singhal, Shelly Sean | 46 | M | Rep | 2008-06-04 | 2009-04-15 |
| 37 | Shum, Fei Fei 沈菲菲 | 34 | F | Rep | 2006-04-06 | 2006-07-21 |
| 38 | Qiu, Haiyan 邱海燕 | Rep | 2007-05-17 | 2010-06-01 | ||
| 39 | Ong, Tiang Lock 王添樂 | 55 | M | RO | 2006-08-11 | 2007-08-31 |
| RO | 2009-08-06 | 2010-01-28 | ||||
| 40 | Ng, John Wah 伍華安 | M | Rep | 2005-05-05 | 2006-01-21 | |
| 41 | Mui, Kay Boon 梅基本 | Rep | 2003-08-01 | 2005-04-14 | ||
| 42 | Miller, Lee Katherine | F | Rep | 2008-03-27 | 2009-04-15 | |
| 43 | Mak, Tsz Hang 麥子衡 | Rep | 2010-03-11 | 2011-09-30 | ||
| 44 | Lui, Eric Yiu Fong 雷耀芳 | M | Rep | 2005-02-07 | 2010-03-31 | |
| 45 | Lui, Chung Wai 雷重威 | Rep | 2003-06-27 | |||
| 46 | Lui, Alvin Man Wah 呂文華 | 31 | M | Rep | 2010-10-19 | 2011-09-30 |
| 47 | Lo, Ying Lun 勞應麟 | Rep | 2003-11-17 | 2005-01-05 | ||
| 48 | Lo, Kit Ming 盧潔明 | Rep | 2006-04-13 | 2006-08-08 | ||
| 49 | Lo, John Wai Tung 盧衛東 | 45 | M | Rep | 2010-08-19 | 2010-09-27 |
| RO | 2010-09-27 | 2011-09-30 | ||||
| 50 | Lo, Chi Hang (SFC:AFV477) 盧志恆 | Rep | 2005-08-29 | 2006-10-13 | ||
| 51 | Liu, Yang (SFC:APL818) 劉暘 | Rep | 2007-08-28 | 2007-10-05 | ||
| 52 | Liu, Yang (SFC:AJK624) 劉洋 | Rep | 2004-08-23 | 2005-09-02 | ||
| 53 | Lin, Jenny Yan 林焱 | 42 | F | Rep | 2010-01-12 | 2010-07-12 |
| 54 | Lim, Swee Tin Lisa 林瑞珍 | RO | 2004-07-23 | 2005-10-28 | ||
| 55 | Li, Asser Kwok Keung 李國強 | M | Rep | 2010-03-31 | ||
| 56 | Lee, Siu Yuen (SFC:ADH412) 李兆源 | Rep | 2009-09-15 | 2011-09-30 | ||
| 57 | Lee, Karen King Wai 李荊慧 | F | Rep | 2005-12-05 | 2006-01-24 | |
| 58 | Lee, Jeong Ju | Rep | 2007-01-10 | 2007-08-02 | ||
| 59 | Lee, Inessa Suk Wah 李菽樺 | F | Rep | 2004-08-18 | 2005-09-02 | |
| 60 | Lee, Chi Wah (SFC:AAF504) 李志華 | Rep | 2011-09-30 | |||
| 61 | Law, Tak Kuen 羅德權 | Rep | 2003-04-17 | |||
| 62 | Lau, Yuen Shing 劉原誠 | Rep | 2011-09-07 | 2011-09-30 | ||
| 63 | Lau, On Wah 劉安樺 | RO | 2005-08-08 | |||
| 64 | Lau, Karen Kam Yan 劉錦欣 | F | Rep | 2011-03-01 | 2011-09-30 | |
| 65 | Lau, Alice Wai Yan 柳蕙恩 | F | Rep | 2005-07-04 | 2006-10-09 | |
| 66 | Lam, Marcus Chik Shun 林植信 | 35 | M | Rep | 2003-07-14 | |
| 67 | Lai, Kenneth Kin Chung 黎健聰 | 43 | M | Rep | 2005-08-08 | |
| RO | 2005-08-08 | 2006-05-03 | ||||
| 68 | Ko, Siu Man 高兆文 | Rep | 2007-11-29 | 2009-06-24 | ||
| 69 | Kan, Simon Kiu Dick 簡僑迪 | M | Rep | 2009-08-10 | 2011-09-30 | |
| 70 | Jook, Raymond Chun Kui 祝振駒 | 47 | M | Rep | 2004-05-31 | |
| RO | 2004-05-31 | 2006-11-22 | ||||
| 71 | Ip, Hung 葉虹 | 44 | F | Rep | 2006-01-24 | |
| RO | 2006-01-24 | 2006-08-24 | ||||
| Rep | 2006-08-24 | 2008-10-03 | ||||
| 72 | Huo, Ling 霍玲 | Rep | 2008-01-04 | 2008-01-30 | ||
| Rep | 2010-12-03 | 2011-09-30 | ||||
| 73 | Hung, Tin Wah 洪天華 | Rep | 2004-08-09 | 2005-03-07 | ||
| 74 | Hui, Stanley Siu Leung 許兆良 | M | Rep | 2003-08-11 | ||
| 75 | Hui, Koon Shan 許冠山 | Rep | 2011-09-30 | |||
| 76 | Hua, Catherine | F | Rep | 2007-10-09 | 2008-05-31 | |
| 77 | Ho, Lap Chi 何立志 | Rep | 2005-05-06 | 2006-03-18 | ||
| 78 | Goddard Lui, Eva Man Fong 呂敏芳 | F | Rep | 2003-07-14 | ||
| 79 | Fung, Ka Pun 馮家彬 | 68 | M | RO | 2006-01-04 | |
| 80 | Eng, Edmond 伍少凡 | M | RO | 2005-11-16 | 2006-09-28 | |
| 81 | Dagneau De Richecour, Ludovic Christophe Amedee | M | Rep | 2007-10-17 | 2009-02-18 | |
| Rep | 2009-05-05 | 2009-09-22 | ||||
| 82 | Cosentino, Katherine Jean | F | Rep | 2007-08-30 | 2008-05-01 | |
| 83 | Clemenson, Stephen William John | M | Rep | 2005-07-19 | 2006-10-13 | |
| 84 | Chua, Tsz Lan 蔡紫蘭 | Rep | 2006-05-09 | 2007-02-28 | ||
| RO | 2007-02-28 | 2007-12-07 | ||||
| 85 | Chu, Siu Ling 朱小玲 | Rep | 2010-05-06 | 2011-09-30 | ||
| 86 | Chu, Godwin Kwok Shing 朱國承 | M | Rep | 2011-09-30 | ||
| 87 | Chow, Kim Wing 周劍榮 | Rep | 2006-06-30 | 2009-08-01 | ||
| Rep | 2010-12-03 | 2011-09-30 | ||||
| 88 | Cheung, Yee Fan 張懿帆 | Rep | 2004-12-28 | |||
| 89 | Cheung, Wai Kit (SFC:AES388) 張偉傑 | Rep | 2003-10-07 | |||
| 90 | Cheung, Ben Ching Kit 張政傑 | M | Rep | 2004-02-20 | 2004-05-04 | |
| 91 | Cheung, Andy Ka Keung 張家強 | Rep | 2003-09-30 | 2004-03-18 | ||
| 92 | Cheng, Tai Pui 鄭棣培 | Rep | 2009-02-13 | |||
| Rep | 2009-03-05 | 2011-09-30 | ||||
| 93 | Cheng, Andes 鄭安達 | Rep | 2006-11-23 | 2009-06-01 | ||
| Rep | 2010-12-03 | 2011-09-30 | ||||
| 94 | Chau, Shun To 周頌滔 | Rep | 2011-09-30 | |||
| 95 | Chau, Keith Hon Kit 周漢傑 | M | Rep | 2004-02-24 | 2011-09-30 | |
| 96 | Chan, Tsz Man (SFC:AGY565) 陳梓汶 | Rep | 2004-04-19 | 2006-02-12 | ||
| 97 | Chan, Pui Sing 陳沛昇 | Rep | 2011-07-28 | 2011-09-30 | ||
| 98 | Chan, Mong Har (SFC:AHT095) | Rep | 2009-04-16 | 2009-06-17 | ||
| 99 | Chan, Lawrence Kwong Wa 陳光華 | M | Rep | 2005-11-09 | 2006-05-10 | |
| 100 | Bang, Bonna | Rep | 2005-05-18 |
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