ICBC INTERNATIONAL CAPITAL LIMITED 工銀國際融資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Bu, Yi 卜毅			ANF288	Rep	2009-04-30	2011-04-15
2	Cai, Tingting (SFC:AWZ416) 蔡婷婷			AWZ416	Rep	2011-03-17	2016-02-25
3	Campbell, Alastair Kenneth Ruskin 甘博仁	64	M	AXT078	Rep	2011-08-01	2012-06-29
4	Chan, Chung Hin (SFC:APW782) 陳頌軒			APW782	Rep	2009-05-12	2010-02-18
5	Chan, Gary Ming Tak 陳明德		M	AFU649	Rep	2011-06-16	2011-07-18
					RO	2011-07-18	2013-04-09
					Rep	2015-03-27	2015-05-05
					RO	2015-05-05	2018-06-21
6	Chan, Maggie Ka Yee 陳家怡		F	AGK773	Rep	2012-01-03	2012-03-21
					RO	2012-03-21	2013-10-18
7	Chan, Shirley Suet Yee 陳雪怡		F	AGI487	Rep	2009-05-04	2011-05-03
8	Chan, Wing Tai (SFC:ALF002) 陳永泰			ALF002	Rep	2013-03-07	2013-10-19
9	Chen, Bin (SFC:AXK075) 陳彬			AXK075	Rep	2011-06-03	2017-02-06
10	Chen, Chuanxuan 陳川炫			ANT855	Rep	2013-04-25	2017-06-23
11	Chen, Cuiping (SFC:APB778) 陳翠屏			APB778	Rep	2009-04-09	2021-10-29
12	Chen, Jing (SFC:AOX943) 陳靜			AOX943	Rep	2009-12-29	2010-05-05
13	Chen, Ke (SFC:AWG860) 陳珂			AWG860	Rep	2010-11-09	2014-08-01
14	Chen, Lance Chun-Hao 陳鈞豪		M	AEF331	Rep	2011-09-28	2012-02-07
					RO	2012-02-07	2012-12-21
15	Chen, Rui (SFC:AJC825) 陳銳			AJC825	Rep	2011-09-15	2011-12-20
					RO	2011-12-20	2012-06-27
					Rep	2012-06-27	2013-12-21
16	Chen, Tianming (SFC:AWC087) 陳天明			AWC087	Rep	2010-10-14	2013-07-19
17	Chen, Yuechan 陳月嬋			BEI700	Rep	2014-10-14	2016-05-13
18	Cheng, Kin Man (SFC:AHM208) 鄭健民			AHM208	Rep	2013-03-20	2013-05-03
					RO	2013-05-03	2014-09-23
19	Choi, Ka Wai (SFC:ALA617) 蔡嘉偉			ALA617	Rep	2008-08-26	2012-06-07
20	Chow, Hoi Shan 周凱珊			AXG849	Rep	2013-06-25	2014-09-04
21	Chung, Wing Sze 鍾穎詩			APU664	Rep	2010-07-20	2010-10-16
22	Ding, Chen (SFC:BBZ161) 丁辰			BBZ161	Rep	2013-10-04	2015-09-19
23	Du, Fengming 杜鳳鳴			AZR138	Rep	2012-06-12	2014-05-13
24	Du, Mei (SFC:AVF556) 杜梅			AVF556	Rep	2010-05-24	2011-01-01
25	Fan, Chunlin 樊春林			AGX677	Rep	2011-08-19	2012-07-16
26	Fei, John Xiang 費翔	44	M	AFT411	Rep	2011-09-27	2012-05-23
					RO	2012-05-23	2015-01-02
27	Fong, Wai Ching 方慧貞			ALP581	Rep	2008-08-20	2012-06-07
28	Gao, Dan (SFC:AVF215) 高丹			AVF215	Rep	2011-07-13	2014-07-17
29	Gao, Fei (SFC:AWD994) 高斐			AWD994	Rep	2010-10-26	2012-08-03
30	Gao, Yi (SFC:AYR064) 高屹			AYR064	Rep	2012-06-18	2014-08-29
31	Guo, Shihai 郭世海	37	M	BBD499	Rep	2013-04-17	2015-02-16
32	Hao, Jinsu 郝晉蘇			BEF910	Rep	2014-09-29	2015-03-23
33	He, Bing (SFC:AYD518) 何冰			AYD518	Rep	2011-09-27	2013-06-18
34	He, Sirui (SFC:AXC776) 何思銳			AXC776	Rep	2011-04-06	2013-04-25
35	Ho, Jason Shing Hin 何誠軒		M	APC215	Rep	2011-07-12	2017-05-19
36	Ho, Ka Pong 何嘉邦			AMS232	Rep	2008-09-05	2013-04-12
37	How, Sze Ming 侯思明	38	M	AIH218	Rep	2009-04-09	2010-02-18
38	Hu Chai, Yong Wei			AUQ515	Rep	2010-01-29	2014-07-18
39	Huang, Shasha (SFC:AUV734) 黃莎莎	38	F	AUV734	Rep	2010-03-03	2018-08-06
40	Huang, Wenjun (SFC:AUT504) 黃文君			AUT504	Rep	2010-02-19	2013-08-29
41	Jia, Xiaofang 賈曉放			AVY494	Rep	2010-09-24	2014-05-02
42	Kan, Cindy Wai Yee 簡慧儀		F	AMS439	Rep	2009-07-16	2010-05-10
43	Ke, Ke (SFC:BAM434) 柯可			BAM434	Rep	2014-03-28	2016-10-12
44	Kong, Xiangming 孔祥明			AZW193	Rep	2012-07-11	2015-06-26
45	Lai, Ka Cheong 黎嘉昌			BBD374	Rep	2013-04-17	2015-09-23
46	Lam, Jason Chung Hin 林忠顯		M	AXP181	Rep	2011-07-06	2013-07-13
47	Lam, On Tai (SFC:AEC838) 林安泰	43	M	AEC838	Rep	2010-06-08	2010-07-15
					RO	2010-07-15	2011-05-04
48	Lau, Kit Ling 劉潔玲			ALI074	Rep	2009-04-09	2010-09-03
49	Lau, Sheung Yuen 劉湘婉			AUR615	Rep	2010-02-08	2012-07-09
50	Lee, Danny Yiu Fai 李耀輝			AGO243	Rep	2012-11-21	2013-02-06
					RO	2013-02-06
51	Lee, Yan Ki 李恩琪			AOV197	Rep	2010-07-16	2010-10-15
52	Leung, Chi On (SFC:ADA866) 梁志安			ADA866	RO	2008-05-27	2015-08-24
53	Leung, Ka Man (SFC:AJO081) 梁嘉敏	50	M	AJO081	Rep	2009-07-27	2009-08-25
					RO	2009-08-25	2010-07-16
54	Leung, Man Ho (SFC:AMF525) 梁文豪	34	M	AMF525	Rep	2009-08-03	2011-05-04
					RO	2011-05-04	2013-04-12
55	Leung, Ronald Ho Pong 梁皓邦		M	AGN975	Rep	2010-01-12	2010-10-16
56	Li, Dong (SFC:ARS750) 李東	39	M	ARS750	Rep	2014-12-22	2015-03-03
57	Li, Jianyang (SFC:AWS028) 李建陽			AWS028	Rep	2011-01-24	2015-03-31
58	Li, Lei (SFC:AWA255) 李磊			AWA255	Rep	2010-10-07	2011-08-30
59	Li, Li (SFC:AZR644) 李莉			AZR644	Rep	2012-06-22	2014-11-12
60	Li, Wei (SFC:BDT305) 李煒			BDT305	Rep	2014-07-15	2015-06-19
61	Li, Yiming (SFC:AZB290) 李一鳴			AZB290	Rep	2012-02-20	2014-05-11
62	Li, Ying (SFC:AUG645) 李鷹	44	M	AUG645	RO	2011-08-24	2012-08-24
63	Li, Zhen (SFC:BAJ187) 李振			BAJ187	Rep	2012-10-30	2014-05-16
64	Li, Zhongxia 李仲夏	31	M	ATM959	Rep	2009-08-07	2011-01-22
65	Lian, Anny Hairong 連海榕		F	AGN064	Rep	2015-04-09	2018-07-20
66	Lin, Xiaowen 林曉雯			AWS856	Rep	2012-10-18	2017-09-22
67	Liu, Chengkang 劉澄康			AXK076	Rep	2011-06-03	2012-06-01
68	Liu, Di (SFC:AZS570) 劉迪			AZS570	Rep	2014-07-31	2015-10-13
69	Liu, Jun (SFC:BCP001) 劉珺			BCP001	Rep	2013-12-27	2015-09-27
70	Liu, Liang (SFC:BBS596) 劉亮			BBS596	Rep	2013-09-02	2016-05-24
71	Liu, Shuai (SFC:AWS026) 劉帥			AWS026	Rep	2011-01-24	2013-12-19
72	Liu, Xingbo 劉杏波			AZV820	Rep	2012-07-09	2013-01-10
73	Liu, Yang (SFC:BBK648) 劉洋			BBK648	Rep	2013-06-17	2014-08-27
74	Liu, Yu (SFC:AYH745) 劉煜			AYH745	Rep	2011-10-19	2014-06-11
75	Lu, Yi (SFC:AVE820) 盧軼			AVE820	Rep	2012-09-21	2017-06-19
76	Lui, Tak Yan 呂德仁			AJO142	Rep	2009-04-09	2011-04-14
					RO	2011-04-14	2012-07-31
77	Ma, Dongjun (SFC:AME464) 馬東軍			AME464	Rep	2010-05-24	2010-12-15
					RO	2010-12-15	2013-04-12
78	Ma, Edward 劉馬馳		M	BBA903	Rep	2013-03-28	2013-10-22
79	Ma, Hok Ming (SFC:AFP043) 馬學銘	40	M	AFP043	Rep	2009-04-08	2009-06-03
					RO	2009-06-03	2011-02-23
80	Ma, Kin Kan 馬建勤			AIG559	Rep	2008-08-20	2012-06-07
81	Ma, Shiding 馬世鼎			AOM707	Rep	2012-07-25	2013-07-17
					RO	2013-07-17	2015-08-17
82	Man, Ka Mei 文家美			AUR547	Rep	2010-02-08	2013-04-12
83	Melvin Yip, Yang Joon 葉仰閏			AVP043	Rep	2011-12-21	2018-01-18
84	Ming, Si 明思			AUZ746	Rep	2010-04-08	2011-03-02
85	On, Tai Tin (SFC:AXF637) 安大天			AXF637	Rep	2011-04-29	2011-09-30
					RO	2011-09-30	2017-01-31
86	Pang, Ying Kit (SFC:APC130) 彭英傑			APC130	Rep	2012-06-21	2013-08-29
87	Pazienza, Mariapia			ATI583	Rep	2011-02-16	2013-05-07
88	Polge De Combret, Marguerite Prune Coralie			AUV736	Rep	2010-03-04	2010-08-01
89	Poon, Tsz Yuen 潘子遠			AUM378	Rep	2010-01-12	2013-04-12
90	Ren, Cheng (SFC:AXC895) 任琤			AXC895	Rep	2011-04-07	2013-04-18
91	Shen, Xiaojing 沈曉靜			AVX684	Rep	2015-04-09	2015-08-31
92	Shi, Lei (SFC:AWX228) 石蕾			AWX228	Rep	2011-03-03	2013-09-25
93	Shi, Shao Hua 石少華			AOE809	Rep	2014-04-11	2016-10-12
94	Shi, Xiaofeng (SFC:AVH848) 施曉峰			AVH848	Rep	2010-07-06	2012-06-07
95	Shin, Fabian Yick 冼易	47	M	ADS746	Rep	2009-04-08	2009-05-20
					RO	2009-05-20	2010-02-18
96	Shum, William Wai Lam 沈慧林	30	M	AUV735	Rep	2010-03-03	2010-06-25
97	Song, Zhengtang 宋正堂			AYI404	Rep	2011-10-26	2012-03-25
98	Su, Dan (SFC:AOO538) 蘇丹	35	F	AOO538	Rep	2009-06-03	2011-06-17
99	Su, Guang 蘇光	35	M	BAQ946	Rep	2012-12-31	2015-03-26
					RO	2015-03-26	2015-09-26
100	Sun, Qijia 孫奇佳			AVC987	Rep	2013-06-17	2014-12-31
101	Sun, Wei (SFC:AVI019) 孫偉	37	M	AVI019	Rep	2010-06-10	2011-08-15
					RO	2011-08-15	2012-07-13
102	Tang, Leonard Chu 鄧儲		M	AFC962	Rep	2009-04-08	2009-05-25
					RO	2009-05-25	2009-10-08
103	Tang, Ye (SFC:ANQ032) 唐燁			ANQ032	Rep	2010-01-13	2014-12-11
					RO	2014-12-11	2015-08-17
104	Tay, Francis Chien Thuan 鄭振傳		M	APB099	Rep	2014-04-07	2016-10-12
105	Tsai, Leo Lieh 蔡洌	34	M	AYK764	Rep	2013-06-26	2015-10-02
106	Tsang, Man Shun 曾文舜			AFS253	Rep	2009-04-08	2009-04-20
					RO	2009-04-20	2011-05-04
107	Tsang, Wing Ngai 曾永毅			ARM922	Rep	2008-08-12	2013-07-03
108	Tse, Joyce Mei Yi 謝美儀		F	APJ451	Rep	2010-05-17	2010-10-14
109	Wan, Chi Hang 溫志行			ANE890	Rep	2009-05-27	2009-06-18
					RO	2009-06-18	2011-02-22
110	Wan, Joseph Jason 尹宸賢	43	M	AES254	Rep	2009-04-08	2009-06-08
					RO	2009-06-08	2013-04-12
111	Wang, Chengzhuo 王成卓			BED812	Rep	2014-09-08	2018-01-02
112	Wang, He (SFC:BFH783) 王赫			BFH783	Rep	2015-04-22	2015-11-13
113	Wang, Henan 王赫南			ASO670	Rep	2009-04-14	2010-04-10
114	Wang, Hua (SFC:AXH317) 王華			AXH317	Rep	2011-06-28	2012-06-24
115	Wang, Jiawei (SFC:APF036) 王佳瑋			APF036	Rep	2012-10-10	2013-04-12
116	Wang, Lei (SFC:ATV187) 王磊			ATV187	Rep	2010-07-06	2011-08-08
					RO	2011-08-08	2015-10-02
117	Wang, Meng (SFC:BBI092) 王濛			BBI092	Rep	2013-05-27	2015-06-30
118	Wang, Minghao (SFC:BBZ158) 王明昊			BBZ158	Rep	2013-10-04	2014-07-21
119	Wang, Pan (SFC:AZM547) 王蟠			AZM547	Rep	2012-05-17	2018-08-10
120	Wang, Siyuan (SFC:AXK078) 王思源			AXK078	Rep	2011-06-03	2013-04-19
121	Wang, Yanfei (SFC:ASI055) 王延飛			ASI055	Rep	2009-01-29	2011-04-19
122	Wang, Yongtian 王永田			ARN721	Rep	2009-08-10	2012-09-21
123	Wang, Yue (SFC:BEO127) 王岳			BEO127	Rep	2014-12-01	2017-07-28
124	Wang, Zhonghe 王仲何	54	M	ADI605	Rep	2011-09-20	2012-03-13
					RO	2012-03-13	2016-04-15
125	Wang, Zihao (SFC:BBZ155) 王子豪			BBZ155	Rep	2013-10-04	2015-05-08
126	Wong, Benson 王秉誠		M	ACU389	Rep	2010-01-12	2010-02-05
127	Wong, Chi Hung (SFC:ACQ049) 黃志雄			ACQ049	Rep	2009-07-16	2009-08-14
					RO	2009-08-14	2011-02-28
128	Wong, Chun (SFC:BBZ151) 王臻			BBZ151	Rep	2013-10-04	2017-07-21
129	Wong, Joseph (SFC:AXG860) 黃致聰		M	AXG860	Rep	2011-05-16	2011-07-06
					RO	2011-07-06	2012-09-17
					Rep	2012-09-17	2013-07-13
130	Wong, Ka Man (SFC:BAB806) 黃嘉敏			BAB806	Rep	2014-08-21	2017-10-13
131	Wong, Siu Nam 黃肇南			ADM812	RO	2008-05-27	2010-07-16
132	Wong, Vincent Wing Hoo 黃永浩		M	AHE256	Rep	2013-09-09	2013-09-26
					RO	2013-09-26
133	Wu, Alfred Kin San 胡健生	34	M	APR819	Rep	2009-04-09	2010-02-19
134	Wu, Frank Ching Fai 胡晴輝		M	ACS670	Rep	2015-04-01	2017-09-14
135	Wu, Gang (SFC:ACO850) 吳剛			ACO850	Rep	2011-10-06	2012-05-22
					RO	2012-05-22	2012-10-31
					Rep	2012-10-31	2013-06-10
136	Wu, Wenquan 吳文全			APC267	Rep	2008-08-20	2012-06-07
137	Xia, Rui (SFC:BES464) 夏銳			BES464	Rep	2015-01-02	2020-05-04
138	Xian, Qing 鮮青			BAL746	Rep	2014-03-28	2016-10-12
139	Xiao, Yi (SFC:AUZ745) 肖燚			AUZ745	Rep	2010-04-08	2011-03-13
140	Xiao, Yuan (SFC:AZB291) 肖元			AZB291	Rep	2012-02-20	2017-06-01
141	Xie, Yanqi 謝彥琦			BEM366	Rep	2014-11-17	2018-07-13
142	Xu, Chongfan 許崇凡			BBX582	Rep	2013-09-24	2015-10-26
143	Xu, Lulu (SFC:ANI751) 徐璐璐			ANI751	Rep	2011-11-10	2012-05-21
144	Xu, Nuo (SFC:APJ126) 許諾			APJ126	Rep	2010-09-20	2013-04-17
145	Xu, Zhan (SFC:AQQ125) 徐湛			AQQ125	Rep	2013-01-16	2014-12-05
					RO	2014-12-05	2016-08-22
146	Yang, Rui (SFC:ALG051) 楊瑞		M	ALG051	Rep	2011-08-01	2012-02-29
147	Yang, Sen (SFC:BFA279) 楊森			BFA279	Rep	2015-03-02	2020-05-04
148	Yang, Shengsi 楊聖斯			BBT172	Rep	2013-08-19	2015-06-04
149	Ye, Ying (SFC:APU794) 叶穎			APU794	Rep	2009-05-12	2014-08-12
					RO	2014-08-12	2016-02-05
150	Yeung, Yuk Lun (SFC:ACZ660) 楊玉麟			ACZ660	RO	2008-10-29	2012-04-26
151	Yuan, Lin (SFC:BCJ572) 袁林			BCJ572	Rep	2013-11-26	2014-08-11
152	Zeng, Lu (SFC:APH122) 曾璐			APH122	Rep	2010-06-04	2012-06-07
153	Zhai, Haitao 翟海濤	46	M	AFU154	Rep	2010-01-11	2010-09-01
154	Zhang, Dingxin 張丁馨			AXK218	Rep	2011-06-03	2012-12-19
155	Zhang, Tian (SFC:AVX132) 張恬			AVX132	Rep	2010-09-15	2012-12-26
156	Zhang, Xia (SFC:AWG867) 張夏			AWG867	Rep	2010-11-09	2013-01-25
157	Zhang, Zhihai 張志海			AYI399	Rep	2011-10-26	2015-10-02
158	Zhang, Zhihua (SFC:ANB118) 張志華			ANB118	Rep	2014-07-10	2015-12-04
159	Zhao, Fei (SFC:AXF376) 趙飛			AXF376	Rep	2011-04-28	2013-04-12
160	Zhao, Qiyi 趙其一			AVF557	Rep	2010-05-24	2010-12-29
161	Zhou, Chunhua (1976) 周春華	39	M	ARO145	Rep	2010-08-18	2013-07-30
					Rep	2014-09-19	2014-12-30
					RO	2014-12-30	2015-12-18
162	Zhou, Siyu (SFC:BDI771) 周斯予			BDI771	Rep	2014-04-25	2017-11-01
163	Zhou, Tian (SFC:AVZ801) 周天			AVZ801	Rep	2010-10-05	2012-07-13
164	Zhu, Jiming 朱繼明			AZR141	Rep	2012-06-12	2017-09-07
165	Zhu, Yan (SFC:AXY865) 朱琰			AXY865	Rep	2011-08-31	2016-11-14
166	Zou, Hao (1980) 鄒昊	35	M	ASM068	Rep	2011-04-14	2015-12-28

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