KGI SECURITIES (HONG KONG) LIMITED 凱基證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Bao, Jingyi 鮑鏡伊 BBU790 Rep 2013-09-05 2014-06-28
2 Cabbabe, Raif ATE586 Rep 2009-06-22 2009-11-18
3 Cannon, Forrest Waller AMC982 Rep 2005-06-17 2005-09-13
4 Chan, Jostein Toi Hing 陳代興 AEZ133 Rep 2005-08-29
5 Chan, Ka Kit (SFC:AED841) 陳家傑 AED841 Rep 2003-06-06
6 Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑 ACQ850 Rep 2008-05-16
7 Chan, Ping Yip 陳炳業 AEF250 Rep 2003-06-06
8 Chan, Sai Hung 陳世雄 ADV099 Rep 2017-10-02
9 Chan, Tsz Hon (SFC:ANW417) 陳子漢 ANW417 Rep 2006-08-31 2011-03-28
10 Chan, Yiu Kwong (SFC:AED596) 陳耀光 AED596 Rep 2006-04-24
11 Chen, Ping Yu 陳品妤 ANX197 Rep 2009-09-07 2010-08-19
RO 2010-08-19 2015-06-01
12 Cheng, Chung Han 鄭仲嫺 AER304 Rep 2008-01-28 2017-10-02
13 Cheng, Yuk Ting (SFC:AFO152) 鄭鈺挺 AFO152 Rep 2008-06-23 2017-10-02
14 Cheung, Chi Seng 張志誠 ATO435 Rep 2009-08-19 2009-10-07
15 Cheung, Hiu Tung (SFC:AEA520) 張曉東 AEA520 Rep 2004-10-14
16 Cheung, Joanne Oi Man 張靄旻 F AOE448 Rep 2006-11-21 2010-10-26
17 Cheung, Ka Kin (SFC:AON735) 張家健 AON735 Rep 2008-01-28 2009-10-07
18 Cheung, Wai Kit (SFC:AFG763) 張偉傑 AFG763 Rep 2008-06-24 2009-03-21
19 Chik, Upton Pui Cheong 戚培昌 AEF322 Rep 2008-02-26 2008-08-16
20 Ching, Wing Fat 程永發 ACO008 Rep 2007-05-29 2017-10-02
21 Chiu, Ming-Hsi 邱明熙 ARF787 Rep 2008-11-14 2009-01-16
RO 2009-01-16 2009-04-15
Rep 2009-04-15 2014-05-02
22 Cho, Wai Fai 曹偉輝 ACZ775 Rep 2017-10-02
23 Chong, Ming Man 莊銘文 AFF114 Rep 2017-10-02
24 Chow, Ernest Ling Chung 周靈聰 M ARQ680 Rep 2008-09-25 2010-10-26
25 Chow, Shu Lai 鄒樹禮 AEC904 Rep 2011-11-09 2011-12-30
RO 2011-12-30 2013-07-01
26 Chow, Sze Wan 周詩韻 AIJ676 Rep 2005-08-16 2005-09-07
27 Chu, Hon Kei 朱漢基 ANA184 Rep 2007-10-23 2008-06-03
RO 2008-06-03 2010-08-02
28 Chu, Kuan Hsun 朱光勳 ADR539 Rep 2004-06-21 2004-10-11
RO 2004-10-11 2017-10-02
29 Currell, Nicholas Paul M AOR110 Rep 2007-03-07 2007-07-04
30 Ferjane, Ghaleb M AOQ768 Rep 2007-03-01 2010-11-06
31 Forrest, Richard William M AMW907 Rep 2006-01-03 2006-03-29
32 Gautier, Raphael Pierre Benjamin M ASL263 Rep 2009-02-16 2010-11-06
33 Glover, Jethro Alexander John M AED015 Rep 2009-01-23 2009-04-22
34 Ho, Chi Ming (SFC:AAZ139) 何志明 AAZ139 Rep 2008-01-28 2008-03-01
35 Ho, Franki Kin Kei 何建祺 ACU642 Rep 2005-10-19 2007-08-04
36 Ho, Yuet Wah 何月華 AFZ714 Rep 2008-06-24 2017-10-02
37 Hui, Kwun Hei 許冠熙 AMH186 Rep 2006-10-16 2017-10-02
38 Kabbabe, Karim ACQ851 Rep 2006-06-13 2010-10-26
39 King, Christopher Holmes M ADU461 Rep 2007-02-08
Rep 2007-07-10 2010-11-06
40 Kong, Koon Wai (SFC:AXQ424) 江冠瑋 AXQ424 Rep 2014-03-20 2017-10-02
41 Kung, Kit Yee 龔潔儀 AUZ023 Rep 2010-05-19 2017-10-02
42 Kwan, Chung Tsz 關頌慈 AXS410 Rep 2013-06-18 2013-10-15
43 Kwok, Chun Kong 郭振江 APO661 Rep 2008-05-29 2017-10-02
44 Kwok, Ka Yip 郭家業 AEB325 Rep 2003-06-06
45 Kwong, Man Bun 鄺民彬 ABN127 RO 2017-10-02
46 Lai, Dominic Tin Yan 賴天恩 M ABS403 Rep 2007-10-22 2017-10-02
47 Lai, Wing Chung 黎永忠 AFY975 Rep 2005-08-18 2017-10-02
48 Lam, Clive King Kui 林景駒 M AME106 Rep 2013-06-18 2017-10-02
49 Lam, Gilbert Shen Hriung 林聖鴻 M ADZ537 Rep 2005-12-02 2006-01-23
RO 2006-01-23 2006-02-18
RO 2013-04-25 2013-09-23
Rep 2013-09-23 2017-10-02
50 Lam, Kai San 林啟新 ABA807 Rep 2017-10-02
51 Lam, Karman Razilee 林蔚琋 AQI255 Rep 2008-08-29 2009-03-21
52 Lau, Hung Chuen 劉洪泉 ADZ808 Rep 2006-05-17 2006-07-07
RO 2006-07-07 2017-10-02
53 Lau, Ka Fai (SFC:ACY918) 劉嘉輝 ACY918 Rep 2017-10-02
54 Lau, King Yuen 劉敬元 AAC341 Rep 2003-12-08
RO 2003-12-08 2008-06-21
55 Lau, Lai Ping 劉麗萍 AGO276 Rep 2013-06-04 2017-07-21
56 Lau, Lynch 劉念慈 ADZ118 Rep 2004-12-24
57 Lau, Tat Fai 劉達輝 AUD253 Rep 2010-01-18 2012-03-17
58 Law, Simon Man Sang 羅文生 54 M AAB973 RO 2005-06-17 2017-10-02
59 Lee, Bennett Siu Fung 李兆峰 APQ513 Rep 2009-08-03 2017-10-02
60 Lee, Chak Ming 李澤銘 ACK564 Rep 2003-09-22 2004-02-26
Rep 2005-10-17 2007-05-20
61 Lee, Hoi Kam 李開淦 ABE301 Rep 2003-09-08 2006-07-22
62 Lee, Inessa Suk Wah 李菽樺 F ACH127 RO 2008-10-22 2012-03-01
63 Lee, Man Sik 李文軾 ABZ888 Rep 2007-10-22 2008-02-05
RO 2008-02-05 2017-10-02
64 Lee, Mickey Wing Tak 李永德 M ABM912 Rep 2004-07-02 2004-07-21
65 Lee, Sebastian Sze Hang 李思行 M AMN732 Rep 2008-06-27 2017-10-02
66 Lee, Sin Man (SFC:APV763) 李善文 APV763 Rep 2008-06-23 2017-10-02
67 Lee, Siu Lun (SFC:ABN376) 李兆麟 ABN376 Rep 2003-06-26
RO 2003-06-26 2007-10-28
Rep 2008-08-04 2008-10-03
RO 2008-10-03 2017-10-02
68 Lee, Wai Chung (SFC:ADW149) 李慧中 F ADW149 Rep 2004-12-28 2017-10-02
69 Lee, Wai Kit (SFC:AJG299) 李偉傑 AJG299 Rep 2007-08-17 2007-10-29
70 Lehner, Charles Warren Jr M AWI800 RO 2012-02-10 2012-04-21
71 Leong, Chi Fung 梁智鋒 AJM781 Rep 2008-02-19 2008-02-20
72 Leung, Charles Kwok Kuen 梁國權 M AEU694 Rep 2006-03-01
73 Leung, King Chung 梁競聰 AHG579 Rep 2010-03-25 2016-08-20
74 Leung, King Nin 梁景年 AFR168 Rep 2008-06-27 2017-10-02
75 Li, Martin Kim Ho 李劍豪 M ACP472 Rep 2005-03-08 2005-07-04
76 Ling, Colin Celan 凌思綸 M ABU679 Rep 2006-07-04 2010-07-15
77 Ling, Daisy Yan Ki 凌恩琪 F AIN883 Rep 2010-11-06
78 Ling, Kim Keung 凌劍強 ACS615 Rep 2003-06-26
RO 2003-06-26 2003-09-01
79 Liu, Cyrus Siu Ming 廖少明 M AFZ886 Rep 2005-05-28 2005-10-06
80 Liu, Nelson Kwong Kin 廖廣健 M ABM667 Rep 2017-10-02
81 Lo, Chih-peng 羅志鵬 ARE530 Rep 2011-01-19 2011-04-07
RO 2011-04-07 2015-03-01
82 Lo, Chris Tsz On 盧子安 M ABM814 Rep 2014-03-17 2014-05-29
RO 2014-05-29 2015-11-16
Rep 2015-11-16 2016-10-08
83 Lo, Ka Kuen 勞家權 APK408 Rep 2013-06-04 2015-10-11
84 Lou, Wendy 樓怡伶 F ARG932 Rep 2008-07-04 2010-11-06
85 Lui, Cheuk Hung 呂焯洪 AAA417 Rep 2007-10-22 2011-10-01
86 Luk, Tim Tsing To 陸政渡 M ALU140 Rep 2005-03-10 2010-11-06
87 Mok, Kon Lim 莫幹濂 ABS236 Rep 2006-05-10 2007-07-01
Rep 2007-09-18 2008-01-07
88 Mui, Kay Boon 梅基本 AAJ763 Rep 2005-05-03 2006-10-13
RO 2006-10-13 2007-05-24
89 Ng, Chi Wai (SFC:APH765) 吳志偉 APH765 Rep 2007-09-13 2016-07-12
90 Ng, Ka Kit (SFC:ACM397) 吳家傑 ACM397 Rep 2017-10-02
91 Ng, Kwan Yat 伍君逸 ANQ064 Rep 2008-06-23 2011-10-04
92 Ng, Thomas Hak Yin 吳克賢 M ACO357 Rep 2007-10-22 2008-06-03
RO 2008-06-03 2010-07-04
93 Ng, Yin Wei 吳彥蔚 ALN195 Rep 2006-05-22 2007-04-23
94 Ngo, Tong Heng AEI530 Rep 2003-11-20 2010-07-01
95 Phong, Hei Keung 龎熙強 AGR004 Rep 2007-08-02 2013-03-08
96 Poon, Amy Yuen Shan 潘苑珊 F ABY416 Rep 2005-11-08 2010-07-01
97 Siu, Yin Shan 蕭燕姍 AMU223 Rep 2008-01-28 2009-10-15
98 So, Kin Fan 蘇健勳 AFA388 RO 2007-07-11 2009-07-02
99 Sparrow, Nicholas Charles M AHF977 Rep 2005-03-03
100 Sun, Anthony Chuen Wah 孫村華 M AFP060 Rep 2006-04-25 2006-07-04
RO 2006-07-04 2006-10-05
101 Sung, Patrick Hon Keung 宋漢強 M AEV224 Rep 2007-06-13 2008-04-12
102 Swanston, David John M AJJ363 Rep 2004-01-10 2005-03-04
103 Sze, George Chun Fung 施俊峰 M APA410 Rep 2008-01-16 2009-03-21
104 Tsang, Wing Kai 曾榮佳 BCN378 Rep 2013-12-12 2017-10-02
105 Wai, Hing Hung 衛慶熊 AAV885 RO 2005-04-12
106 Wong, Andrew Tai On 王泰安 M ANP441 Rep 2006-06-27 2006-12-28
RO 2006-12-28 2007-06-23
107 Wong, Betty Siu Ping 黃小萍 F ACP677 RO 2004-11-01 2017-10-02
108 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 RO 2013-07-26 2017-10-02
109 Wong, Ka Wing (SFC:AGB719) 黃嘉榮 AGB719 Rep 2007-07-12 2017-10-02
110 Wong, Kam Wing (SFC:AAE562) 黃錦榮 AAE562 Rep 2013-08-07 2013-10-15
RO 2013-10-15 2014-11-03
111 Wong, Mei Wah (SFC:AOM575) 王美華 AOM575 Rep 2008-01-28 2017-10-02
112 Wong, Nelson 黃國重 M AGT986 Rep 2006-08-02 2006-12-01
Rep 2009-07-16 2010-07-01
113 Wong, Siu Yung (SFC:AAE033) 王少容 AAE033 Rep 2015-04-20
RO 2015-04-20 2017-10-02
114 Wong, Steven Wai Chiu 王偉超 M ACQ784 Rep 2003-11-14 2004-02-21
115 Wong, Yuen Yee (SFC:APB469) 王阮儀 APB469 Rep 2009-04-06 2017-09-30
116 Wu, Chih Lan 吳芝蘭 AVM999 Rep 2013-09-30 2017-10-02
117 Wu, Yuen Wah 胡婉華 F AAR005 Rep 2006-10-10 2014-06-01
118 Yap, Shun Chung (SFC:AAE039) 葉純忠 AAE039 Rep 2003-07-21
119 Yau, Atak Chung Tak 邱重德 AEK472 Rep 2006-04-11 2006-07-24
RO 2006-07-24 2011-11-10
120 Yeung, Hon Fat 楊漢發 AFN513 Rep 2005-08-19
RO 2005-08-19 2006-01-27
121 Yip, Kwok Ho 葉國豪 AWX811 Rep 2011-05-30 2017-10-02
122 Yiu, Ka Wing (SFC:APG349) 姚嘉穎 APG349 Rep 2008-08-29 2009-03-21
123 Young, Ting Cheung 楊庭章 ACR656 Rep 2005-03-01 2017-10-02
124 Yung, Anthony 容天錫 M AAV701 RO 2003-07-17

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