Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020		 ⚥ Role From Until
1 Choi, Yuk Lan (SFC:AJH490) 蔡育蘭 Rep 2020-11-16 2021-12-31
2 Fung, Yuen Tsun 馮苑蓁 Rep 2020-11-16 2022-06-30
3 Kuo, Yen-ling 郭妍伶 Rep 2020-11-16 2022-06-30
4 Law, Kit Ching 羅潔貞 Rep 2020-11-16 2022-06-30
5 Lin, Huishan 林慧珊 Rep 2020-11-16 2022-03-21
6 Tsai, Yu-Ting 蔡毓婷 Rep 2020-11-16 2022-06-30
7 Tsang, Tsz Shan 曾子山 Rep 2020-11-16 2022-06-30
8 Wong, Ching Kit (SFC:AZE937) 王正杰 Rep 2020-11-16 2022-06-30
9 Wong, Tak Tai 黃德泰 Rep 2020-11-16 2021-05-17
10 Wong, Tsun Yin 王俊彥 Rep 2020-11-16 2021-01-22
11 Wong, Wing Sum (SFC:AVE603) 黃穎琛 Rep 2020-11-16 2022-06-30
12 Chan, Isabella Shuet Sum 陳雪心 F RO 2020-10-23 2021-07-05
13 Yeung, Ho Yip 楊豪業 RO 2020-10-21 2022-06-30
14 Fu, Desmond Yunjie 傅雲杰 M Rep 2020-09-07 2020-09-11
15 Chambers, Andrew James (SFC:BPT495) M Rep 2020-06-16 2020-06-18
16 FitzGerald, Daniel Edmund M Rep 2020-06-16 2020-06-18
17 Guo, Yanchao (SFC:BPK410) 郭艳超 Rep 2020-03-18 2020-07-30
18 Ding, Rui (SFC:BPL900) 丁睿 Rep 2020-03-13 2022-06-30
19 Ahmad, Tariq Ashfaq M Rep 2020-01-06 2020-01-10
20 Anderson, Kathleen Murray M Rep 2020-01-06 2020-01-10
21 Soon, Yin Moi Desmond M Rep 2020-01-06 2020-01-10
22 Akbarsjah, Budi Aditya M Rep 2019-12-06 2020-07-30
23 Lu, Shuyan (SFC:BNL573) 呂樹炎 Rep 2019-10-24 2020-12-31
24 Danes, Paul Alan M Rep 2019-09-13 2019-09-20
25 Fu, Desmond Yunjie 傅雲杰 M Rep 2019-09-06 2019-09-13
26 Pg Omar, Pg Md Noor Sufian Rep 2019-09-04 2020-07-30
27 Neumayer, Elliott Richard M Rep 2019-08-19 2019-08-23
28 Camp, Tristan Hector M Rep 2019-06-12 2019-06-28
29 Kloss, Brian Lavelle M Rep 2019-05-29 2019-06-03
30 McQuillen, Mary Jane Catherine F Rep 2019-05-27 2019-05-31
31 Lawrence, Richard (SFC:BMU800) M Rep 2019-05-22 2019-05-27
32 Kane, Joshua Alexander M Rep 2019-05-16 2019-05-31
33 Adewale, Amanda Patricia F Rep 2019-05-15 2019-05-20
34 Chong, Kwok Chee 莊國幟 Rep 2019-04-08 2021-06-18
35 Chandran, Prashant (SFC:BEQ178) M Rep 2019-04-04 2019-04-10
36 Kane, Joshua Alexander M Rep 2019-03-25 2019-03-29
37 Adewale, Amanda Patricia F Rep 2019-02-18 2019-02-22
38 Gillham, Richard James (SFC:BNS165) M Rep 2018-11-20 2018-11-23
39 Lin, Tzu-Han 林子涵 Rep 2018-11-20 2020-08-31
40 Kloss, Brian Lavelle M Rep 2018-11-06 2018-11-09
41 Neumayer, Elliott Richard M Rep 2018-10-08 2018-10-12
42 Camp, Tristan Hector M Rep 2018-08-15 2018-08-17
43 Fu, Desmond Yunjie 傅雲杰 M Rep 2018-07-03 2018-07-09
44 Neumayer, Elliott Richard M Rep 2018-05-30 2018-06-01
45 Sue, Douglas Richard M Rep 2018-05-25 2018-06-01
46 Badlani, Dilip Phatu Rep 2018-05-16 2018-12-19
47 Lawrence, Richard (SFC:BMU800) M Rep 2018-05-14 2018-05-18
48 Hung, Jacqueline Chi-Ching 孔芷晴 F Rep 2018-04-23 2020-06-28
49 Adewale, Amanda Patricia F Rep 2018-04-20 2018-04-27
50 Hench, William Anthony M Rep 2018-03-22 2018-03-29
51 Chandran, Prashant (SFC:BEQ178) M Rep 2018-01-11 2018-01-17
52 Chu, Lei Mei 朱莉薇 Rep 2017-12-15 2022-06-30
53 Taylor, Christopher Michael (SFC:AEC940) M Rep 2017-12-01 2017-12-08
54 Adewale, Amanda Patricia F Rep 2017-10-09 2017-10-13
55 Kloss, Brian Lavelle M Rep 2017-09-25 2017-09-29
56 Camp, Tristan Hector M Rep 2017-09-11 2017-09-15
57 Ho, Edwina Mei Ling 何美玲 F RO 2017-08-28 2018-05-03
58 Chan, Pui Har 陳佩霞 RO 2017-08-25 2020-12-31
59 Dayal, Ajay Ashokkumar Rep 2017-06-20 2017-06-23
60 Adewale, Amanda Patricia F Rep 2017-05-29 2017-06-02
61 Filicetti, Guido Anthony M Rep 2017-04-24 2017-04-28
62 Adewale, Amanda Patricia F Rep 2017-03-13 2017-03-17
63 Liu, Wing Chung 廖詠聰 Rep 2017-02-06 2019-02-15
64 Soon, Yin Moi Desmond M Rep 2016-09-02 2016-09-08
65 Adewale, Amanda Patricia F Rep 2016-08-12 2016-08-18
Rep 2016-06-06 2016-06-10
66 Norman, James Hayden M Rep 2016-05-18 2016-05-21
67 Tam, Zumin Patrick Jr. 譚祖岷 Rep 2016-04-28 2020-06-26
68 Ho, Edwina Mei Ling 何美玲 F Rep 2016-04-25 2017-08-28
69 Adewale, Amanda Patricia F Rep 2016-02-26 2016-03-02
70 Anderson, Kathleen Murray M Rep 2016-02-19 2016-02-23
71 Huang, Jiawen (SFC:AYW787) 黃賈雯 Rep 2016-02-17 2022-06-30
72 Lee, Tsz Wai (SFC:AYT809) 李芷慧 Rep 2015-11-03 2021-06-30
73 Filicetti, Guido Anthony M Rep 2015-10-16 2015-10-22
74 Adewale, Amanda Patricia F Rep 2015-10-09 2015-10-14
75 Petryk, Adam Jay M Rep 2015-09-14 2015-09-16
76 Camp, Tristan Hector M Rep 2015-08-28 2015-09-05
77 Borromeo, Regina Ma Cristina Gonzalez F Rep 2015-06-24 2015-06-26
78 Lye, Yu Hua Carol F Rep 2015-06-24 2015-06-26
79 Zhang, Jing (SFC:AYP132) 張婧 Rep 2015-05-11 2016-01-26
80 Hench, William Anthony M Rep 2015-04-10 2015-04-16
81 Lian, Chia Liang Rep 2015-03-25 2015-03-27
82 McIntyre, John Phillip M Rep 2015-03-25 2015-03-28
83 Chandran, Prashant (SFC:BEQ178) M Rep 2015-01-05 2015-01-09
84 Yu, Jean Jin Rep 2015-01-05 2015-01-08
85 Camp, Tristan Hector M Rep 2014-11-17 2014-11-21
86 McAllister, Mark James (SFC:BEF243) M Rep 2014-10-15 2014-10-17
87 Lee, Clement Jia Yi M Rep 2014-08-14 2015-02-06
88 Camp, Tristan Hector M Rep 2014-05-22 2014-05-26
89 Huang, Li (SFC:BDE796) 黃理 Rep 2014-04-25 2019-07-11
90 Chan, Mei Shan (SFC:ANC021) 陳美珊 RO 2014-04-10 2014-07-31
91 Hench, William Anthony M Rep 2014-04-07 2014-04-11
92 Lian, Chia Liang Rep 2014-04-07 2014-04-11
93 Soon, Yin Moi Desmond M Rep 2014-04-07 2014-04-11
94 Lian, Chia Liang Rep 2014-02-14 2014-02-18
95 Chui, Halina Suk Yee 徐淑儀 Rep 2013-12-16 2016-11-03
96 Ha, Ka Yan 夏嘉欣 Rep 2013-11-21 2014-01-03
97 Wong, Suet Ting 黃雪婷 Rep 2013-11-14 2015-06-12
98 Buchanan, Michael Carlton M Rep 2013-10-18 2013-10-25
99 Chan, Lai Sze (SFC:ACO201) 陳麗絲 RO 2013-09-17 2014-07-31
100 Virag, Ryan David M Rep 2013-09-10 2013-09-13
101 Adewale, Amanda Patricia F Rep 2013-08-09 2013-08-14
102 Loke, Weng Keong 陸永強 Rep 2013-07-02 2020-03-06
103 Ho, Samantha Shuk Yee 何淑懿 56 F RO 2013-05-23 2013-11-29
104 Ip, Hung Kei 葉鴻基 Rep 2013-05-13 2016-03-14
105 Ho, Samantha Shuk Yee 何淑懿 56 F Rep 2013-04-29 2013-05-23
106 Peters, Samuel Merchant M Rep 2013-04-19 2013-04-23
107 Hench, William Anthony M Rep 2013-04-09 2013-04-11
108 Lian, Chia Liang Rep 2013-04-09 2013-04-11
Rep 2013-02-27 2013-03-05
109 Fetter, Theodore Walker Rep 2013-01-09 2013-01-11
110 Yang, Dongni 楊冬旎 Rep 2012-12-10 2017-11-17
111 Lian, Chia Liang Rep 2012-12-03 2012-12-05
112 Chan, Winnie (SFC:AFD453) 陳韻妮 F RO 2012-10-12 2014-04-30
113 Ribas Lequerica, Nuria Maria Rep 2012-09-12 2012-09-14
114 Peters, Samuel Merchant M Rep 2012-07-06 2012-07-13
115 Ho, Sui Wah 何瑞華 Rep 2012-02-28 2013-05-31
116 Lian, Chia Liang Rep 2012-02-13 2012-02-17
117 Bateman, Joshua Dunham M Rep 2012-01-06 2012-09-03
118 Ho, Grammie Ting Fung 何霆鋒 Rep 2011-12-02 2013-01-01
119 Miller Iii, William Herbert M Rep 2011-10-21 2011-10-28
120 Peters, Samuel Merchant M Rep 2011-10-21 2011-10-28
121 Shi, Lin (SFC:AMF516) 石琳 Rep 2011-10-21 2014-04-30
122 Hench, William Anthony M Rep 2011-09-05 2011-09-09
123 Ho, Grammie Ting Fung 何霆鋒 Rep 2011-08-12 2011-11-23
124 Zhou, Yijie (SFC:AXN139) 周漪婕 Rep 2011-07-04 2015-09-25
125 Chow, Shun Yip 周順業 Rep 2011-06-07 2013-01-28
126 Hunter, Philip James M Rep 2011-05-11 2013-03-18
127 Tsang, Wai Ching 曾惠貞 Rep 2010-11-23 2013-05-28
128 Hench, William Anthony M Rep 2010-11-17 2010-11-20
129 Hui, Hoi Pan 許海濱 RO 2010-04-13 2010-06-26
130 Tsang, Freeman Siu For 曾劭科 RO 2010-03-29 2020-10-30
131 Gay, Mary Christine F Rep 2010-03-22 2010-03-24
132 Miller Iii, William Herbert M Rep 2010-03-22 2010-03-24
133 Fan, Charrissa Wing Sze 范穎詩 Rep 2010-03-15 2013-06-13
134 Ho, Judy May Wai 何美蕙 F Rep 2010-01-12 2013-09-26
135 Tsang, Freeman Siu For 曾劭科 Rep 2009-11-09 2010-03-29
136 Sengelmann, Peter Sargent M Rep 2009-08-19 2012-02-03
137 De Mello, Rajeev Donald M Rep 2009-08-13 2011-06-03
138 Hagstrom, Robert George Jr M Rep 2009-07-14 2009-07-18
139 Zelouf, Michael Barukh M Rep 2009-06-23 2009-06-27
140 Swab, Robert E M Rep 2009-04-20 2009-04-24
141 Lee, Chun Sing (SFC:ALY891) 李振聲 RO 2008-09-08 2011-08-16
142 Tam Cheung, Viola Fung Yi 譚張鳳儀 Rep 2008-08-26 2009-02-28
143 Chu, Victor Wai Tak 褚偉德 M Rep 2008-08-05 2013-11-29
144 Choy, Elina Elaine Yee Ling 蔡懿翎 F Rep 2008-07-17 2010-08-20
145 Lee, Chun Sing (SFC:ALY891) 李振聲 Rep 2008-06-03 2008-09-08
146 Fung, Si Yu 馮思宇 Rep 2008-03-11 2009-09-19
147 Gay, Mary Christine F Rep 2008-03-04 2008-03-11
148 Day, Benjamin Clifford M Rep 2008-02-27 2008-12-05
149 Lim, Lennie Hong Heng RO 2008-02-22 2020-03-16
150 Lai, Pik Kwan 黎璧君 Rep 2008-02-19 2011-05-20
151 Mak, Winnie Yuen Kwun 麥婉鈞 F Rep 2007-10-29 2011-07-28
152 Miller Iii, William Herbert M Rep 2007-10-02 2007-10-08
153 Gay, Mary Christine F Rep 2007-09-28 2007-10-04
154 Lim, Lennie Hong Heng Rep 2007-09-24 2008-02-22
155 Chua, Peng Chong Rep 2007-09-21 2007-09-28
156 Yu, Tin Lai 余天麗 Rep 2007-09-21 2007-09-28
157 Chan, Pui Har 陳佩霞 Rep 2007-09-10 2017-08-25
158 Chow, Chui Ping 周翠萍 Rep 2007-09-10 2009-11-17
159 Chow, Chun Leung (SFC:APP682) 周振亮 Rep 2007-09-10 2014-07-31
160 Ho, Jennifer Ka Suen 何嘉璇 F Rep 2007-09-10 2012-07-25
161 Bole, Robert Mark M Rep 2007-04-20 2007-05-21
162 Folz Ii, John Petsel M Rep 2007-04-20 2007-05-21
163 Hamrock, Henry Patrick M Rep 2007-04-16 2019-05-01
164 Poon, Joanna Ka Yee 潘嘉怡 F Rep 2007-04-16 2008-06-28
165 Tan, Hedy Su Ee Rep 2007-04-16 2022-06-30
166 Gay, Mary Christine F Rep 2007-03-26 2007-03-31
167 Johnson, Terence Andrew M Rep 2007-03-16 2008-01-31
168 Chan, Chun Man (SFC:AGJ907) 陳俊文 Rep 2007-02-27 2007-03-01
169 Au, Pui Ting 歐佩婷 Rep 2007-01-11 2010-11-10
170 Tse, Monique Kit Ting 謝潔婷 Rep 2006-11-07 2013-07-02
171 Fan, Ana Wai Man 樊惠文 Rep 2006-09-25 2007-07-31
172 Lee, Sai Yin 李世賢 RO 2006-09-23 2007-09-08
173 Lai, Wai Fong (SFC:ANT271) 賴慧芳 F Rep 2006-09-14 2006-10-14
174 Leung, Eugene See Charm 梁思湛 M RO 2006-08-22 2013-05-31
175 Lee, Sai Yin 李世賢 Rep 2006-08-02 2006-09-23
176 Chan, Chun Man (SFC:AGJ907) 陳俊文 RO 2006-07-27 2007-02-27
177 Yeung, arah Tsz Yau 楊子悠 F Rep 2006-07-24 2006-09-30
178 Hui, Hoi Pan 許海濱 Rep 2006-04-29 2010-04-13
179 Iwahara, Kohei Rep 2006-04-24 2008-12-05
180 Lim, Siao Tung 林曉彤 Rep 2006-04-20 2007-09-08
181 Chan, Mei Shan (SFC:ANC021) 陳美珊 Rep 2006-02-22 2014-04-10
182 Chan, Chun Man (SFC:AGJ907) 陳俊文 Rep 2006-02-07 2006-07-27
183 Henchman, Jason Christopher D. M RO 2006-01-09 2010-01-16
184 Chen, Chia-Hao 陳家豪 Rep 2005-12-01 2009-03-15
185 Wu, Sze Man (SFC:AMP166) 胡詩敏 Rep 2005-10-18 2006-12-09
186 Barnett, Beatriz Suarez Rep 2005-06-06 2006-05-27
187 Chan, Winnie (SFC:AFD453) 陳韻妮 F Rep 2005-04-19 2012-10-12
188 Lee, Chiinhao Alex 李君浩 Rep 2005-02-17 2009-03-12
189 Yian, Lethe Chui Wah 任翠華 Rep 2005-02-04 2007-11-16
190 Yuen, Yee Leng Rep 2005-01-26 2014-07-31
191 Guha Roy, Tathagata M RO 2005-01-24 2005-08-01
192 Ho, Edwina Mei Ling 何美玲 F Rep 2005-01-18 2006-03-01
193 Leung, Eugene See Charm 梁思湛 M Rep 2004-12-23 2006-08-22
194 Chan, Lai Sze (SFC:ACO201) 陳麗絲 RO 2004-12-15 2013-03-31
195 Hebner, Kevin John M Rep 2004-12-06 2005-07-31
196 Guha Roy, Tathagata M Rep 2004-11-30 2005-01-24
197 Choon, Yew Khee 秦耀奇 50 M RO 2004-10-27 2006-07-15
198 Wong, Martina Kit Yee 黃潔怡 Rep 2004-10-25 2006-08-17
199 Tsang, Freeman Siu For 曾劭科 Rep 2004-10-19 2006-06-24
200 Wu, Cecilia Ngai See 胡毅詩 F Rep 2004-09-28 2005-07-01
201 Mitchell, Christine Ka Yee 家宜 F Rep 2004-09-22 2005-10-22
202 Lu, Carolyn Anne 陸舜華 F RO 2004-08-27 2006-05-01
203 Lam, Josephine (SFC:AGY066) 林詠琪 F Rep 2004-07-30 2013-03-28
204 Chan, Karen Ka Ning 陳嘉寧 F Rep 2004-07-05 2011-07-06
205 Yeo, Thiam Hu Rep 2004-04-02 2005-12-03
206 Lee, Patrick Kai Ho 李啟豪 M Rep 2004-02-02 2007-03-01
207 Lee, Yin Tak 李賢德 Rep 2003-10-15 2005-12-01
208 Fong, Man Yu 方聞宇 Rep 2003-07-28 2003-09-08
209 Chan, Nga Yan (SFC:AJA082) 陳雅茵 Rep 2003-06-10 2004-04-20
210 Wong, Martina Kit Yee 黃潔怡 Rep 2003-06-10 2004-03-05
211 Chan, Joyce Yin Kar 陳彥嘉 F Rep 2003-04-28 2003-12-08
212 Chan, Lai Sze (SFC:ACO201) 陳麗絲 Rep 2004-12-15
213 Chan, Siu Chi 陳少芝 Rep 2004-05-21
214 Choon, Yew Khee 秦耀奇 50 M Rep 2004-10-27
215 Chow, Irene Man Ling 周雯玲 50 F RO 2003-05-01
216 Lam, Linda Lam 林霖 F Rep 2006-07-01
217 Lau, Tsz Lung (SFC:AGJ950) 劉子龍 Rep 2005-12-21
218 Lo, Sulia Huen Huen 盧暄萱 RO 2004-04-11
219 Loh, Kenneth Anthony Tak Chi 陸德志 M Rep 2003-11-28
220 Lu, Carolyn Anne 陸舜華 F Rep 2004-08-27
221 Muh, Anthony Yi Tong 沐義棠 57 M RO 2005-04-19
222 Newman, James Shields M RO 2004-01-31
223 Poon, To Sing 潘道成 Rep 2004-04-07
224 Wong, Susie Anne F Rep 2004-05-14
225 Yan, Chi Kwan 顏志軍 45 M Rep 2004-09-09

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