UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2004 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Anderson, Jonathan Gentile | M | Rep | 2003-05-30 | 2012-03-08 | |
2 | Anderson, Michael James (SFC:ABX611) | M | Rep | 2006-07-01 | ||
3 | Au, Eva Sin Yee 區善宜 | F | Rep | 2003-09-08 | 2008-10-04 | |
4 | Basham, Caroline Charlotte | F | Rep | 2004-08-17 | ||
5 | Beshke, Clarence John | M | RO | 2010-10-15 | ||
6 | Bradshaw, John (SFC:AHC328) | M | Rep | 2012-03-29 | ||
7 | Cavatoni, Joseph Roland | M | Rep | 2003-10-02 | 2009-04-20 | |
8 | Chan Yeung, Virginia Mo Bik 陳楊慕碧 | Rep | 2006-05-26 | |||
9 | Chan, Amy Yuen Han 陳婉嫻 | F | Rep | 2008-08-28 | ||
10 | Chan, Andy Kok Heng | Rep | 2010-05-20 | |||
11 | Chan, Chak Ming (SFC:AJM690) 陳則明 | Rep | 2004-02-25 | 2004-05-05 | ||
12 | Chan, Raymond Yiu Yue 陳耀宇 | M | Rep | 2004-02-16 | 2017-12-19 | |
13 | Chan, Vincent Cheong Wa 陳昌華 | M | Rep | 2004-04-29 | ||
14 | Chang, Walter 陳華德 | M | Rep | 2004-04-21 | ||
15 | Cheng, James Vincent | M | Rep | 2004-04-29 | ||
16 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2005-05-20 | ||
17 | Cheng, Stephen Kwok Wai 鄭國偉 | 35 | M | Rep | 2005-04-27 | |
18 | Cheung, Ka Che 張家熾 | Rep | 2005-07-05 | |||
19 | Cheung, Ronald Yat Sau 張逸修 | M | Rep | 2016-07-19 | ||
20 | Chi, Alex Lai Hoi 朱禮開 | Rep | 2003-10-31 | 2004-03-08 | ||
21 | Chia, Tse Ern | Rep | 2004-03-26 | |||
22 | Chik, Kin Nang 戚健能 | Rep | 2008-03-15 | |||
23 | Chin, David Hung I 金弘毅 | 36 | M | RO | 2004-07-01 | |
24 | Chin, Michael Jaewuk | M | Rep | 2006-09-04 | ||
25 | Chiu, Yuk Ha | Rep | 2003-08-19 | 2007-03-01 | ||
26 | Chu, Danny Wai Kit 朱偉傑 | Rep | 2006-09-02 | |||
27 | Chung, Suk Moon 鄭碩紋 | Rep | 2004-06-03 | |||
28 | Cin, Chang Sik | Rep | 2018-12-29 | |||
29 | Clifford, Timothy Edward | M | Rep | 2004-08-07 | ||
30 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2010-09-06 | ||
31 | Combalot, Laurent Benoit Georges | M | Rep | 2009-05-06 | ||
32 | Cox, Carrie Bigelow | F | Rep | 2004-04-15 | ||
33 | Debow, Sean Herbert 狄寶生 | M | Rep | 2005-03-02 | ||
34 | Ding, Yibing 丁一賓 | Rep | 2004-07-01 | |||
35 | Dowie, Mark Peter Louden | 43 | M | RO | 2004-04-01 | |
36 | Fang, Dongming 房東明 | Rep | 2007-12-08 | |||
37 | Fisher, Jocelyn Howard | M | Rep | 2004-03-15 | ||
38 | Fok, Ronald King Man 霍敬文 | 27 | M | Rep | 2018-05-04 | |
39 | Gaiser, Florian | Rep | 2004-05-17 | |||
40 | Gaw, Christina 吳燕安 | 32 | F | Rep | 2008-06-14 | |
41 | Ghag, Arvinderpal | Rep | 2004-04-27 | |||
42 | Gooding, Nial Dennis Henry 劉國誠 | 45 | M | Rep | 2010-03-19 | |
43 | He, Lang | Rep | 2004-02-25 | 2007-03-29 | ||
44 | Henley, Robert Alexander | M | Rep | 2006-04-01 | ||
45 | Ho, Beatrice Lap Sze 何立思 | F | Rep | 2004-04-23 | ||
46 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
47 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
48 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2018-06-05 | ||
49 | Ho, William Wai Yin 何偉賢 | M | Rep | 2004-04-14 | ||
50 | Ho, Yuk (SFC:AJC804) 何旭 | Rep | 2003-08-06 | 2006-03-03 | ||
51 | Hosie, Neil Cameron | M | Rep | 2004-05-28 | ||
52 | Houssian, Iven | Rep | 2004-07-06 | |||
53 | Hu, Joy Lan Ya 胡嵐雅 | Rep | 2003-09-30 | 2009-04-15 | ||
54 | Hui, Alice Suk Fong 許淑芳 | F | Rep | 2007-01-25 | ||
55 | Hung, Gary Lok Ming 熊洛銘 | M | Rep | 2006-03-04 | ||
56 | Hunt, Christopher James Andrews | M | Rep | 2011-07-27 | ||
57 | Jacobson, John Brennan | M | RO | 2003-09-02 | 2006-04-03 | |
58 | Johnson, Pekka David (SFC:ADL598) | M | Rep | 2005-03-21 | ||
59 | Johnston, Richard William | M | Rep | 2004-04-14 | ||
60 | Khoo, Chiew Cheng 邱秋清 | Rep | 2006-04-21 | |||
61 | Kim, Susan Eun | F | Rep | 2008-05-07 | ||
62 | Kuan, Shu Shin 關素馨 | Rep | 2004-03-12 | |||
63 | Kwan, Sing Yuen 關承遠 | Rep | ||||
64 | Lai, Paul Wai Tsun 賴維津 | M | Rep | 2004-07-01 | ||
65 | Lam, Cynthia Wan Yee 林蘊怡 | F | Rep | 2003-12-30 | 2005-09-03 | |
66 | Lam, Franklin Fan Keung 林奮強 | 44 | M | Rep | 2005-04-27 | |
67 | Lam, Hu Yang 林曉陽 | Rep | 2006-09-16 | |||
68 | Lam, Vanessa Yuk Yee 林玉儀 | F | Rep | 2006-08-26 | ||
69 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-06-08 | ||
70 | Law, Wendy Wing Chi 羅穎芝 | F | Rep | 2005-06-13 | ||
71 | Lee, Christopher Fai Man 李輝敏 | 38 | M | Rep | 2010-03-22 | |
72 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
73 | Lee, Simon Chun Kit 李俊傑 | 28 | M | Rep | 2009-04-22 | |
74 | Lee, Won Jong | Rep | 2010-07-05 | |||
75 | Leong, Vui Ling 梁偉靈 | Rep | 2006-03-01 | |||
76 | Lepper, David Anthony (SFC:AGJ984) | M | Rep | 2008-07-16 | ||
77 | Liew, Yew Wah | Rep | 2004-04-28 | |||
78 | Lim, Meng Phong 林明鳳 | Rep | 2017-06-28 | |||
79 | Lo, Michael Sai Cheong 盧世昌 | M | Rep | 2003-11-25 | 2004-05-05 | |
80 | Look, Andrew 陸東 | 39 | M | Rep | 2007-07-05 | |
81 | Louie, Paul Kwok Yi 雷國怡 | M | Rep | 2005-07-19 | ||
82 | Lu, Edmund Lingjian 盧淩堅 | M | Rep | 2005-03-29 | ||
83 | Luk, Terence (SFC:AGI503) 陸凱賢 | M | Rep | 2006-01-28 | ||
84 | Ma, Kwun Yea 馬君意 | Rep | 2006-02-28 | |||
85 | McQueen, Lee Michael | M | RO | 2004-01-09 | 2005-05-10 | |
86 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
87 | Mizoguchi, Hironori | Rep | 2004-03-12 | |||
88 | Mou, Newman Siu Bun 繆肇彬 | Rep | 2006-06-15 | |||
89 | Ng, Diana Tze Chiew 黃紫秋 | F | Rep | 2004-10-20 | ||
90 | Ng, Kenneth Chi Keung 吳志強 | M | Rep | 2004-02-25 | 2005-03-09 | |
91 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | Rep | 2003-10-14 | 2008-05-14 | ||
92 | Norris, Richard (SFC:AHG719) | M | Rep | 2004-05-18 | ||
93 | Oertli, Michael | M | RO | 2004-04-22 | ||
94 | Orgill, Bradley Wayne | M | RO | 2005-03-24 | ||
95 | Pang, Kenneth Kwok Kit 彭國傑 | M | Rep | 2009-04-08 | ||
96 | Park, Min | Rep | 2004-07-29 | |||
97 | Patel, Jinesh Kiran | Rep | 2006-06-24 | |||
98 | Pecot III, Charles Matthew | 44 | M | Rep | 2005-04-27 | |
99 | Pickstone, Julian Charles (SFC:AFT961) | M | Rep | 2007-09-03 | ||
100 | Po, Alice Wai Sze 保慧思 | F | Rep | 2005-08-18 | ||
101 | Poon, Ada Ho Yan 潘可欣 | F | Rep | 2004-07-01 | ||
102 | Poon, Ming Pui 潘明培 | M | RO | 2005-03-30 | ||
103 | Rabinowitz, David | M | Rep | 2010-09-06 | ||
104 | Redbourn, Paul Robert (SFC:AFQ906) | M | Rep | 2010-10-15 | ||
105 | Robertson, Simon Montague | M | Rep | 2010-04-09 | ||
106 | Ross, Timothy Wakefield | M | Rep | 2005-05-03 | ||
107 | Sanchez, Marlon Mikhail | M | Rep | 2006-05-16 | ||
108 | Saunders, Scott Antony | M | RO | 2005-05-20 | ||
109 | Saxvik, Eric Bradley | M | Rep | 2012-04-13 | ||
110 | Shieh, Ingrid | Rep | 2004-04-29 | |||
111 | Sim, Colin Ching Wern | M | Rep | 2007-06-14 | ||
112 | Sinclair, Andrew Mark (SFC:AGP545) | M | Rep | 2004-04-18 | ||
113 | Sohn, Bill Eun-Seok | M | Rep | 2007-01-23 | ||
114 | Spence, James Barclay | M | Rep | 2004-04-02 | ||
115 | Stutsman, Andrea Jean | F | Rep | 2006-05-01 | ||
116 | Suen, Benny Hung Kit 孫雄傑 | M | Rep | 2009-04-22 | ||
117 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
118 | Sun, Lucy Shin Su 孫心樹 | F | Rep | 2003-05-15 | 2005-06-15 | |
119 | Tan, Lien Seng | Rep | 2005-03-21 | |||
120 | Tan, Nicholas Chye Seng | 31 | M | Rep | 2004-05-31 | |
121 | Tan, Yew Boon 陳友文 | Rep | 2004-05-04 | |||
122 | Tetzlaff, Juergen | Rep | 2004-02-12 | 2005-11-26 | ||
123 | Thomas, Rebecca Judith | F | Rep | 2004-05-13 | ||
124 | Tinker, Dylan Carlo | 36 | M | Rep | 2005-04-11 | |
125 | Tse, Shirley Sze Wan 謝詩韻 | F | Rep | 2009-11-30 | ||
126 | Volet, Raphael | M | Rep | 2004-04-02 | ||
127 | Wadle, John Allen | M | Rep | 2009-04-07 | ||
128 | Wan, Li (SFC:AHD514) 萬里 | Rep | 2004-03-08 | |||
129 | Wang, Peng (SFC:AJM687) 王鵬 | Rep | 2004-02-25 | 2004-12-14 | ||
130 | Wareham, Olivia Louise | F | Rep | 2004-02-25 | 2004-07-06 | |
131 | Wei, Ying (SFC:AJM685) 魏莹 | Rep | 2004-02-25 | 2007-06-16 | ||
132 | Williams, Sian Elizabeth (SFC:ADT132) | F | Rep | 2004-05-28 | ||
133 | Wong, Angel Po Kit 黃寶潔 | Rep | 2004-01-30 | 2006-07-08 | ||
134 | Wong, Constance 黃子欣 | F | Rep | 2008-05-24 | ||
135 | Wong, Eric Chun Yu 王震宇 | M | Rep | 2011-03-10 | ||
136 | Wong, Jenny Chieh Lu 王潔如 | F | Rep | 2006-06-17 | ||
137 | Woodland, Emily Jane | F | Rep | 2003-10-14 | 2012-03-19 | |
138 | Wooldridge, Duncan Samuel | M | Rep | 2003-06-27 | 2017-06-10 | |
139 | Wu, Chi Wai (SFC:AIQ683) 胡志威 | Rep | 2011-10-24 | |||
140 | Wu, James Yun | M | Rep | 2009-05-13 | ||
141 | Yang, Heidi Hoi Ti 楊凱蒂 | 34 | F | Rep | 2003-05-09 | 2004-07-06 |
142 | Yang, Kai (SFC:ADW509) 楊凱 | Rep | 2004-07-01 | |||
143 | Yin, He 尹賀 | Rep | 2004-02-25 | 2007-06-16 | ||
144 | Yip, Shuk Ling 葉淑玲 | Rep | 2009-12-03 | |||
145 | Yoon, Chi Won | RO | 2003-09-15 | 2005-06-09 | ||
146 | Yu, Jason Wah Chiu 余華超 | M | RO | 2005-03-24 | ||
147 | Yu, Kok Leung 余國良 | Rep | 2006-03-12 | |||
148 | Yuen, Nicole Shuk Kam 袁淑琴 | 42 | F | RO | 2005-03-24 | |
149 | Yung, Tak Man (SFC:AHK660) 翁德敏 | Rep | 2014-06-10 | |||
150 | Zhang, Joe Hua Qiao 張化橋 | 41 | M | Rep | 2006-03-23 | |
151 | Zhang, Ning (SFC:AGD246) 張宁 | 36 | M | Rep | 2004-03-11 |
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