CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | AGR372 | Rep | 2004-12-22 | 2005-02-01 | |
| RO | 2005-02-01 | 2005-08-04 | |||||
| Rep | 2005-08-04 | 2010-07-19 | |||||
| 2 | Ang, Kok Thye Ian 汪國泰 | ANM185 | Rep | 2006-06-01 | 2019-10-18 | ||
| 3 | Bahurel, Julien Yves | AEZ956 | Rep | 2004-06-17 | |||
| 4 | Bao, Danny Q 包強 | ANR606 | Rep | 2006-07-21 | 2007-01-19 | ||
| 5 | Bird, John David (SFC:AKY461) | M | AKY461 | Rep | 2004-12-29 | 2005-02-01 | |
| RO | 2005-02-01 | 2012-02-27 | |||||
| 6 | Bonsor, Edward Richard | 30 | M | AJA998 | Rep | 2003-06-23 | 2004-02-15 |
| Rep | 2004-03-17 | 2006-06-02 | |||||
| Rep | 2006-06-23 | 2006-09-22 | |||||
| 7 | Bourmayan, Vahe Olivier | M | AJD563 | Rep | 2003-09-16 | 2004-06-16 | |
| 8 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 9 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 10 | Brnadic, Joe | AIU344 | Rep | 2003-07-22 | 2004-05-15 | ||
| 11 | Buckle, Karen Jane | F | ACP924 | Rep | 2014-01-24 | ||
| 12 | Caruso, Richard Blaise | M | AKU347 | Rep | 2004-10-19 | 2012-11-28 | |
| 13 | Chan, Chau Yuen 陳秋源 | AFQ905 | Rep | 2006-11-10 | |||
| 14 | Chan, George Lung Cheung 陳龍翔 | M | AFK978 | Rep | 2004-07-12 | 2012-06-13 | |
| 15 | Chan, Ka Wai (SFC:AGF175) 陳嘉慧 | AGF175 | Rep | 2003-09-09 | 2003-11-06 | ||
| 16 | Chan, Kerry Mo Yu 陳慕瑜 | ADU088 | Rep | 2004-02-05 | 2004-11-22 | ||
| 17 | Chan, Vonnie Lai Yin 陳麗妍 | AFY292 | Rep | 2005-07-06 | 2006-04-24 | ||
| Rep | 2006-09-07 | 2019-12-11 | |||||
| 18 | Chan, Wa Ming 陳華明 | ACJ230 | Rep | 2005-09-27 | |||
| 19 | Chan, Yat Hang 陳日恆 | ADI947 | Rep | 2006-05-30 | |||
| 20 | Chau, Raymond Kai Chung 周啟聰 | M | ACE470 | Rep | 2005-04-11 | ||
| 21 | Chen, Alan Bing | M | AEH768 | Rep | 2009-09-10 | ||
| 22 | Chen, Augustine | ALF255 | Rep | 2004-09-01 | 2007-03-29 | ||
| 23 | Chen, Xin (SFC:AIC946) 陳心 | AIC946 | Rep | 2004-05-04 | 2005-12-09 | ||
| 24 | Chen, Zi Mu | ALA254 | Rep | 2006-03-15 | 2006-11-09 | ||
| 25 | Cheng, Matthew Yu Yuan 鄭裕源 | M | AMC369 | Rep | 2005-06-14 | 2009-03-04 | |
| 26 | Cheng, Sheng-Jung 鄭勝榮 | ANF064 | Rep | 2006-03-30 | 2007-04-21 | ||
| 27 | Cheng, Tau Cheung 鄭導昌 | AFC185 | Rep | 2006-09-12 | 2008-05-03 | ||
| 28 | Cheuk, Alexander Siu Bun 卓兆斌 | M | ABX790 | Rep | 2014-07-30 | ||
| 29 | Cheung, Adrian Kwok Kuen 張國權 | M | ABX016 | Rep | 2005-05-26 | 2006-08-04 | |
| 30 | Cho, Ji Hyun 趙智賢 | AFI800 | Rep | 2003-07-02 | |||
| 31 | Choi Park, Jae Won 崔朴在元 | AMJ578 | Rep | 2005-08-18 | 2008-04-12 | ||
| 32 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2006-12-01 | |||
| 33 | Chow, Jimmy Ka Ching 周家正 | M | ADZ442 | Rep | 2006-08-07 | ||
| 34 | Chow, Wing Hong (SFC:ACI634) 周永康 | ACI634 | Rep | 2006-09-28 | |||
| 35 | Chu, Patrick Pak Ning 朱柏寧 | M | AEN687 | Rep | 2005-04-20 | ||
| 36 | Chui, Kit Man 崔結文 | AFI537 | Rep | 2004-06-17 | |||
| 37 | Clark, Bettina Gay | F | AHL626 | Rep | 2008-01-31 | ||
| 38 | Cotterchio, David Maurice | M | ANQ201 | Rep | 2006-07-04 | 2016-03-18 | |
| 39 | Coull, Gary William John 顧家利 | 52 | M | AAB495 | RO | 2006-10-16 | |
| 40 | Dadabhoy, Imran Sooleman | AJH414 | Rep | 2003-12-09 | 2005-03-09 | ||
| 41 | Del Papa, Massimiliano | ANA972 | Rep | 2006-02-20 | |||
| 42 | Deng, Lan 鄧蘭 | AND952 | Rep | 2006-03-10 | 2006-04-27 | ||
| 43 | Dyas, Jonathan Luke | M | AJJ626 | Rep | 2004-01-13 | 2005-01-12 | |
| 44 | Eng, Karen Jane 伍倚华 | F | ALB111 | Rep | 2004-08-03 | 2020-10-16 | |
| 45 | Enticknap, David (SFC:AMS233) | M | AMS233 | Rep | 2005-11-11 | 2013-07-04 | |
| 46 | Fisher, Kirstie Jane | F | ANY183 | Rep | 2006-09-18 | 2015-10-05 | |
| 47 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 48 | Gatehouse, Nicholas Robert | M | ACR192 | Rep | 2003-06-23 | ||
| 49 | Gornall, Adrian Rubin | M | AIX145 | Rep | 2004-06-02 | 2008-07-17 | |
| 50 | Gruber, James | M | AMX921 | Rep | 2006-01-17 | 2010-07-03 | |
| 51 | He, Lang | AJB993 | Rep | 2003-07-22 | 2003-11-04 | ||
| 52 | Hill, Liam Patrick | M | AKI975 | Rep | 2004-04-19 | 2004-05-06 | |
| 53 | Hillen, Derek Hopkins | M | ANR866 | Rep | 2006-07-25 | 2010-06-09 | |
| 54 | Ho, Chi-Pin | ANM677 | Rep | 2006-06-09 | 2007-04-02 | ||
| 55 | Ho, Johnny Cheong Chak 何昌澤 | M | AMV284 | Rep | 2005-12-22 | 2006-07-19 | |
| 56 | Howie, Fraser John Thomas (SFC:ADW025) | M | ADW025 | Rep | 2003-08-08 | 2012-11-01 | |
| 57 | Huang, Jason Hsi | M | ANA962 | Rep | 2006-02-20 | 2006-11-24 | |
| 58 | Hue, Hideki Ying Fai 許英輝 | ADO740 | Rep | 2004-03-10 | |||
| 59 | Hugh, Chuen Loong 丘俊隆 | ACZ289 | Rep | 2006-01-31 | |||
| 60 | Hui, Ho Ming (SFC:ACQ676) 許浩明 | ACQ676 | Rep | 2005-07-27 | |||
| 61 | Ismail, Akbar | M | AAB730 | Rep | 2004-12-28 | ||
| 62 | Jenwipakul, Kiattisak | AMJ455 | Rep | 2005-08-15 | 2007-05-10 | ||
| 63 | Jiang, Sosia | ALZ474 | Rep | 2005-05-11 | 2012-12-07 | ||
| 64 | Kam, Alice Pui Lee 金蓓莉 | F | AAB624 | Rep | 2004-03-23 | ||
| 65 | Kam, Yiu Man 甘耀文 | AAG825 | Rep | 2005-09-27 | |||
| 66 | Kanga, Cyrus Darius | M | ANC096 | Rep | 2006-02-22 | 2013-08-05 | |
| 67 | Kestel, Damian Paul | M | AGI601 | Rep | 2010-12-10 | ||
| 68 | Kim, Eugene Hwang | M | ANR849 | Rep | 2006-07-25 | 2008-11-28 | |
| 69 | Kim, Ki Soo | AFJ899 | Rep | 2004-05-10 | |||
| 70 | Kinnear-Nock, Scott William | 38 | M | AFH089 | Rep | 2008-04-15 | |
| 71 | Ko, Raymond 高力文 | M | AIL123 | Rep | 2009-09-18 | ||
| 72 | Kukreja, Kathy Sham | F | ANB187 | Rep | 2006-02-20 | 2007-05-04 | |
| 73 | Kwok, Ana 郭安妮 | AAB158 | Rep | 2004-03-09 | |||
| 74 | Ladeuix, Hernan | ANF060 | Rep | 2006-03-29 | 2012-04-03 | ||
| 75 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | AGA429 | Rep | 2005-04-13 | 2007-05-28 | ||
| 76 | Lam, Don Ting 林挺 | ABN490 | Rep | 2006-09-14 | 2015-11-20 | ||
| 77 | Lam, Monica Ze Wa 林詩華 | F | AEY447 | Rep | 2004-12-07 | 2006-09-01 | |
| 78 | Lam, Pung 林芃 | ADW634 | Rep | 2004-01-07 | |||
| 79 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-05-25 | 2007-06-25 | |
| 80 | Lam, Wai Shing (SFC:AHX164) 林偉成 | AHX164 | Rep | 2005-09-27 | |||
| 81 | Lau, Cyrus Chi Ning 劉志寧 | M | AIU754 | Rep | 2003-05-30 | 2004-12-09 | |
| 82 | Lau, Kwok Ming (SFC:ABA828) 劉國明 | ABA828 | Rep | 2006-09-28 | 2006-09-29 | ||
| 83 | Lau, Shirley Suet Sum 劉雪心 | F | AGK066 | Rep | 2004-06-17 | ||
| 84 | Law, Lucia Yuk Ha 羅玉霞 | F | AAD560 | Rep | 2017-11-15 | ||
| 85 | Lee, Chun Wah (SFC:AFR066) 李俊華 | AFR066 | Rep | 2005-09-28 | 2006-06-30 | ||
| 86 | Lee, Patrick Maung | M | AMY547 | Rep | 2006-01-23 | 2008-05-10 | |
| 87 | Lee, Sheldon (SFC:ACO981) 李超倫 | ACO981 | Rep | 2005-10-05 | |||
| 88 | Leung, Jason Tye 梁泰 | M | AOB897 | Rep | 2006-10-25 | 2006-11-20 | |
| 89 | Leung, Polly Pui Ling | F | AJB855 | Rep | 2003-07-17 | 2009-01-23 | |
| 90 | Leung, Siu Ping (SFC:ALG104) 梁少萍 | ALG104 | Rep | 2004-09-20 | 2005-02-15 | ||
| 91 | Li, Chun Sheng (SFC:ABP733) 李俊盛 | ABP733 | Rep | 2004-12-09 | |||
| 92 | Li, Kwok Yau | AAE135 | Rep | 2003-11-11 | |||
| 93 | Li, Xiaoli (SFC:ALY129) 李曉麗 | ALY129 | Rep | 2005-04-21 | 2007-04-12 | ||
| 94 | Lim, Tay Her 林泰禾 | ANK937 | Rep | 2006-05-23 | 2010-10-18 | ||
| 95 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2006-06-15 | 2007-07-31 | ||
| 96 | Liu, Louisa Yun Yun 劉欣欣 | F | ACA647 | Rep | 2003-05-28 | 2004-06-28 | |
| 97 | Liu, Wei (SFC:ALG199) 劉煒 | ALG199 | Rep | 2004-09-23 | 2007-03-19 | ||
| 98 | Liu, Yun (SFC:AHS958) 劉運 | AHS958 | Rep | 2004-02-05 | 2004-04-06 | ||
| 99 | Lo, Chi Keung (SFC:AFT940) 盧志強 | AFT940 | Rep | 2003-09-30 | 2006-02-03 | ||
| 100 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | AFT576 | Rep | 2003-06-16 | 2004-03-16 | ||
| 101 | Lu, Wubin 陸嫵彬 | ANQ762 | Rep | 2006-07-20 | 2008-11-13 | ||
| 102 | Lucas, Edwin (SFC:AAI491) | M | AAI491 | RO | 2004-05-21 | 2005-02-22 | |
| Rep | 2005-03-18 | 2008-12-31 | |||||
| 103 | Lui, Wai Yip 呂偉業 | AMH660 | Rep | 2005-07-27 | 2009-03-04 | ||
| 104 | Lurie, Mattan Hillel | ANB366 | Rep | 2006-02-20 | 2006-10-16 | ||
| 105 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2005-07-28 | 2008-11-20 | |
| 106 | Machayekhi, Emmanuel Dana | AJF241 | Rep | 2003-10-20 | 2004-06-04 | ||
| 107 | Macqueen, Edward Charles | M | AIU750 | Rep | 2003-08-25 | 2006-06-02 | |
| 108 | Maggs, Ashton Rex | ALZ465 | Rep | 2005-05-11 | 2006-01-31 | ||
| 109 | Man, Christine Shu Yee 文淑誼 | 40 | F | ADQ459 | Rep | 2006-08-15 | 2008-03-01 |
| 110 | Markosov, Suren Gueorgui | AMI359 | Rep | 2006-10-10 | 2008-04-25 | ||
| 111 | Martin, Todd Stuart | M | ABT540 | Rep | 2006-07-08 | 2008-11-13 | |
| 112 | McCoy, Michael Andrew | M | AAF167 | RO | 2003-10-03 | ||
| 113 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-22 | ||
| 114 | McNamara, Mary Elizabeth | F | ACS807 | Rep | 2003-12-29 | 2010-05-14 | |
| 115 | Mohideen, Khaleelur Rahman | ABM107 | Rep | 2003-06-23 | |||
| 116 | Montague, Jolyon Charles | M | AJC260 | Rep | 2005-10-25 | 2009-09-28 | |
| 117 | Morrison, Robert William Bentley | 45 | M | AGQ547 | RO | 2003-07-25 | 2009-06-30 |
| 118 | Morrow, Stuart Anthony | M | ALZ458 | Rep | 2005-05-10 | 2013-10-28 | |
| 119 | Moss, Adam Alexander Guy | M | AEI504 | Rep | 2010-09-20 | ||
| 120 | Ng, Raymond Chun To 吳鎮濤 | 38 | M | ADA209 | Rep | 2004-12-20 | |
| 121 | Ngo, Long Hoang 黃龍 | AGP054 | Rep | 2005-05-11 | 2008-01-29 | ||
| 122 | Nguyen, Kim Thi | ANA971 | Rep | 2006-02-20 | 2008-05-28 | ||
| 123 | Norris, Jeremy Anthony (SFC:ABM977) | M | ABM977 | Rep | 2005-06-06 | 2009-05-08 | |
| 124 | Ong, Polly So Po 王素寶 | F | ABH437 | Rep | |||
| 125 | Paterson, James Willock | M | ADA085 | Rep | 2005-09-29 | ||
| Rep | 2006-02-10 | 2007-03-09 | |||||
| 126 | Phang, Michael Tau Shien 龐道賢 | M | AMP009 | Rep | 2005-10-17 | 2006-03-16 | |
| 127 | Riddick, Andrew William | M | AAA869 | RO | 2013-12-12 | ||
| 128 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | Rep | 2003-07-22 | ||
| Rep | 2006-01-04 | 2007-02-05 | |||||
| 129 | Roche, Thomas Damian (SFC:ACU450) | M | ACU450 | Rep | 2003-07-25 | ||
| RO | 2003-07-25 | 2004-12-13 | |||||
| 130 | Rothman, Andrew Charles | M | AFW955 | Rep | 2014-03-01 | ||
| 131 | Ruber, Matthew Albert | M | ACT589 | Rep | 2008-09-26 | ||
| 132 | Sachanandani, Bharat Kumar 邵巴特 | M | AJD185 | Rep | 2003-08-13 | 2004-06-17 | |
| 133 | Saldanha, Joshua Gerard | M | ANB180 | Rep | 2006-02-20 | 2007-06-26 | |
| 134 | Sangiambut, Manop | AJN957 | Rep | 2005-09-28 | 2012-03-08 | ||
| 135 | Saunders, John Russell | M | AFG796 | Rep | 2003-05-02 | ||
| 136 | Shiu, Wing Sun 蕭榮申 | ADZ443 | Rep | 2019-12-11 | |||
| 137 | Skinner, Donald William Lennox | 44 | M | AAI493 | RO | 2012-07-05 | |
| 138 | Snaith, Michael Lachman | M | AJI329 | Rep | 2003-12-18 | 2014-08-12 | |
| 139 | So, Ka Man (SFC:AHX165) 蘇家文 | AHX165 | Rep | 2008-11-24 | |||
| 140 | So, Petrina Pui Yan 蘇佩恩 | AMJ575 | Rep | 2005-08-18 | 2008-08-08 | ||
| 141 | Steele, Michael Ryan | M | AJI654 | Rep | 2003-12-23 | 2005-04-20 | |
| 142 | Stiles, Andrew Guy | M | ABE303 | Rep | 2003-12-09 | 2008-02-13 | |
| 143 | Stone, Richard Neil | M | ACJ526 | Rep | 2005-03-29 | ||
| 144 | Sugandhi, Mardian Jun 石駿逸 | AMJ576 | Rep | 2005-08-18 | 2007-08-31 | ||
| 145 | Sutton, Peter Thomas | M | ADK261 | Rep | 2009-03-30 | ||
| 146 | Tabbush, Daniel Lawrence | M | ANK169 | Rep | 2006-05-29 | 2012-03-13 | |
| 147 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2003-08-27 | |||
| 148 | Tang, Calvin Kam Ming 鄧鑑明 | M | ANB555 | Rep | 2006-02-20 | 2008-11-20 | |
| 149 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | ALY952 | Rep | 2005-05-04 | 2006-09-29 | ||
| 150 | Thomas, Howel Gruffudd Rhys | 31 | M | ADS535 | Rep | 2005-01-12 | |
| 151 | Ting, Carter Richard 丁文達 | ADK867 | Rep | 2004-07-19 | 2007-04-04 | ||
| 152 | Tse, Kin Kwok (SFC:AHA212) 謝建國 | AHA212 | Rep | 2005-01-19 | |||
| 153 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-07-22 | |||
| 154 | Ulrich, Jing | ADI942 | Rep | 2003-04-30 | |||
| 155 | Um, Austin Joon | AFG040 | Rep | 2003-05-02 | |||
| 156 | Vohra, Dhruv | AJI706 | Rep | 2003-12-29 | 2012-06-01 | ||
| 157 | Wai, Helena Suk Chong 衛淑莊 | 59 | F | AAB508 | RO | 2019-05-01 | |
| 158 | Walker, James Russell (SFC:AAB473) | M | AAB473 | RO | 2004-02-24 | ||
| 159 | Wallis, Shane Bernard | M | ANR608 | Rep | 2006-07-21 | 2015-01-09 | |
| 160 | Wan, Sandy San Ming 萬三敏 | ADI757 | Rep | 2003-09-17 | 2013-10-31 | ||
| 161 | Wang, Min (SFC:AMP537) 王敏 | AMP537 | Rep | 2005-10-21 | 2006-11-07 | ||
| 162 | Wang, Yinan (SFC:ANB406) 王軼楠 | ANB406 | Rep | 2006-02-20 | 2022-08-12 | ||
| 163 | Wee, Kheng Hoe Jason | M | ANF055 | Rep | 2006-03-29 | 2007-02-01 | |
| 164 | White, Christopher James (SFC:ACS947) | M | ACS947 | Rep | 2003-05-16 | ||
| 165 | White, Jamie Paul (SFC:ALZ472) | M | ALZ472 | Rep | 2005-05-11 | 2006-04-03 | |
| 166 | Wijaya, Annie | F | AHI788 | Rep | 2006-05-29 | 2021-04-09 | |
| 167 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2011-05-27 | ||
| 168 | Witts, Richard Arthur | 63 | M | AAC928 | Rep | 2008-08-08 | |
| 169 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2005-07-19 | |||
| 170 | Wood, Malcolm George (SFC:ANI728) | M | ANI728 | Rep | 2006-04-26 | 2008-11-20 | |
| 171 | Wynniatt-Husey, Tania Ione | ABT444 | Rep | 2003-10-31 | |||
| 172 | Xu, Ling (SFC:ANR862) 徐玲 | ANR862 | Rep | 2006-07-28 | 2007-04-12 | ||
| 173 | Xu, Weizhe 徐煒哲 | AML926 | Rep | 2005-09-16 | 2006-08-11 | ||
| 174 | Xu, Zhihua (SFC:AJG583) 許之樺 | AJG583 | Rep | 2003-11-25 | 2005-10-05 | ||
| 175 | Yang, Qinyu 楊沁宇 | AJD809 | Rep | 2003-09-08 | 2004-01-09 | ||
| 176 | Yap, Li Yun | ALZ467 | Rep | 2005-05-11 | 2006-02-02 | ||
| 177 | Yeoh, Jonathan Sheung Chern | M | ANB177 | Rep | 2006-02-20 | 2008-11-24 | |
| 178 | Yoo, Peter B | M | AOB378 | Rep | 2006-10-23 | 2007-08-10 | |
| 179 | Yu, Kai Kai 余皆佳 | AHR083 | Rep | 2004-05-26 | |||
| 180 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2005-03-03 | 2008-02-04 | |
| 181 | Yusup, Daniel | M | AMH579 | Rep | 2006-04-26 | 2007-07-13 | |
| 182 | Ziegler, Richard Paul | 35 | M | AMS785 | Rep | 2005-11-29 | 2024-02-14 |
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