SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 西證(香港)證券經紀有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Kin Tak (SFC:ANQ975) 區建德 | ANQ975 | Rep | 2006-10-05 | 2009-01-13 | ||
| 2 | Chak, Hong Wah 翟康華 | AOV133 | Rep | 2007-04-18 | 2008-04-01 | ||
| 3 | Cham, Nga Yin 湛雅妍 | F | AMI615 | Rep | 2006-05-25 | 2014-09-30 | |
| 4 | Chan, Chi Hang (SFC:AMI009) 陳智恆 | AMI009 | Rep | 2005-08-03 | 2005-09-22 | ||
| 5 | Chan, Chi Shing (SFC:ABE696) 陳志成 | ABE696 | Rep | 2006-09-28 | 2006-12-01 | ||
| 6 | Chan, Fung Chu 陳鳳珠 | ANW378 | Rep | 2007-07-12 | 2010-01-11 | ||
| 7 | Chan, Gee Tsung 陳知晉 | AMF377 | Rep | 2005-07-18 | 2005-08-11 | ||
| 8 | Chan, Ka Pui (SFC:ACY328) 陳嘉珮 | ACY328 | Rep | 2005-10-06 | |||
| Rep | 2006-02-23 | 2009-01-17 | |||||
| 9 | Chan, Kit Fei 陳杰飛 | AOO620 | Rep | 2007-02-16 | 2007-09-01 | ||
| 10 | Chan, Kwok Wah (SFC:ANQ479) 陳國華 | ANQ479 | Rep | 2006-07-07 | 2014-07-16 | ||
| 11 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | ACC427 | Rep | 2003-10-03 | 2009-04-01 | ||
| 12 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 13 | Chan, Percy Pak Hin 陳柏軒 | M | AEB921 | Rep | 2006-10-17 | 2007-02-17 | |
| 14 | Chan, Tat Wai (SFC:AFS989) 陳達威 | AFS989 | Rep | 2006-05-07 | |||
| 15 | Chan, Wei Kwun 陳維鈞 | AFE988 | Rep | 2016-09-09 | |||
| 16 | Chan, Wing Yin (SFC:AJG655) 陳永賢 | AJG655 | Rep | 2005-03-02 | 2005-07-28 | ||
| 17 | Chan, Yat Yuen (SFC:AMF310) 陳逸源 | AMF310 | Rep | 2005-07-18 | 2005-08-11 | ||
| 18 | Cheng, Chor Ki 鄭礎祺 | AHS149 | Rep | 2003-06-24 | 2014-08-18 | ||
| 19 | Cheng, Kwo Yeh 鄭戈野 | AHC335 | Rep | 2004-01-14 | 2007-11-01 | ||
| 20 | Cheng, Yik 鄭翊 | ANU710 | Rep | 2006-11-09 | 2007-09-29 | ||
| 21 | Cheung, Chun Wing (SFC:AAK623) 張晉榮 | AAK623 | Rep | 2003-12-06 | 2004-03-18 | ||
| 22 | Cheung, Erica Man Sze 張文詩 | F | ALT980 | Rep | 2005-03-08 | 2008-08-01 | |
| 23 | Cheung, Felix Cheuk Leung 張焯樑 | M | AFT492 | Rep | 2004-03-24 | 2004-04-29 | |
| 24 | Cheung, Kevin Ka Ho 張家豪 | M | AON943 | Rep | 2007-02-12 | 2007-07-27 | |
| 25 | Cheung, Kit Lin 張潔蓮 | ALS637 | Rep | 2005-03-22 | 2005-12-05 | ||
| 26 | Cheung, Scott 張詩傑 | M | AFL224 | Rep | 2004-06-25 | 2004-08-17 | |
| 27 | Chim, Wai Kwok 詹偉國 | ANX997 | Rep | 2006-09-11 | 2010-12-31 | ||
| 28 | Chiu, Yu Hin 趙宇軒 | ALJ990 | Rep | 2005-03-16 | 2005-06-28 | ||
| 29 | Choi, Sau Wai 蔡秀慧 | AEJ237 | Rep | 2004-03-03 | |||
| 30 | Chow, Eric Wai Tat 鄒偉達 | M | AED684 | Rep | 2004-05-04 | 2004-06-27 | |
| 31 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 32 | Choy, Chak Wai 蔡澤偉 | AFE593 | Rep | 2003-12-30 | 2008-10-21 | ||
| 33 | Choy, Natalie Yuk Tin 蔡玉鈿 | F | AHV457 | Rep | 2004-05-18 | 2005-02-22 | |
| 34 | Chu, Kwok Kuen 朱國權 | AMB426 | Rep | 2005-06-08 | 2014-08-25 | ||
| 35 | Chu, Wai Chau 朱緯洲 | AOJ322 | Rep | 2007-01-10 | 2007-02-07 | ||
| 36 | Chui, Regina Wai Kwok 崔慧幗 | F | AMF455 | Rep | 2005-07-12 | 2006-03-08 | |
| 37 | Chung, King Yip 鍾敬業 | ALL554 | Rep | 2004-12-29 | 2005-07-19 | ||
| 38 | Chung, Sindy Sin Yu (SFC:AML640) 鍾倩茹 | AML640 | Rep | 2005-09-13 | 2005-11-16 | ||
| 39 | Fok, Victor Ying Wai 霍英偉 | M | AEP567 | Rep | 2005-08-08 | 2006-01-13 | |
| 40 | Fong, Tsz Man 方子文 | AOU051 | Rep | 2007-04-02 | 2008-04-24 | ||
| 41 | Fu, Chung Fat 符松發 | AME937 | Rep | 2005-07-05 | 2005-10-04 | ||
| 42 | Fung, Kim Chow 馮劍周 | AOB020 | Rep | 2006-10-12 | 2007-03-03 | ||
| 43 | Fung, Sze Yu 馮時裕 | APB732 | Rep | 2007-06-08 | 2017-01-06 | ||
| 44 | Har, Wai Sang 夏偉生 | AAD409 | Rep | 2007-03-06 | 2012-05-08 | ||
| 45 | Ho, Kin Bor 何建波 | AAV276 | Rep | 2005-11-22 | 2008-10-01 | ||
| 46 | Ho, Stanley Kei Kon 何奇澣 | M | APD908 | Rep | 2007-06-28 | 2007-07-26 | |
| 47 | Hui, Rebecca 許碧嘉 | F | AOB006 | Rep | 2007-02-23 | 2008-11-14 | |
| 48 | Hui, Ying Kit (SFC:AHJ467) 許英傑 | AHJ467 | Rep | 2005-05-26 | 2006-09-25 | ||
| 49 | Ip, Pui Lan 葉佩蘭 | F | ACJ206 | Rep | 2003-09-24 | 2005-05-20 | |
| 50 | Kam, Dickson Chun Wah 甘鎮華 | M | ABW698 | Rep | 2005-06-29 | 2007-01-08 | |
| 51 | Koo, Kit Yi 古潔儀 | AMP302 | Rep | 2007-02-06 | 2007-03-02 | ||
| 52 | Kwok, Stephen Chee King 郭子敬 | M | AJF051 | Rep | 2003-10-23 | 2005-11-01 | |
| 53 | Kwok, Sui Lun 郭瑞麟 | AMP301 | Rep | 2005-10-20 | 2006-03-15 | ||
| 54 | Lai, Kwok Chun 黎國俊 | AMF298 | Rep | 2005-07-13 | 2005-09-21 | ||
| 55 | Lai, Yu Ling 黎悅怜 | AOM508 | Rep | 2007-01-29 | 2007-03-02 | ||
| 56 | Lam, Brian Chun Yip 林俊業 | M | ALK986 | Rep | 2005-01-27 | 2005-09-02 | |
| 57 | Lam, Jeffrey Ho Yeung 林浩揚 | M | ALW710 | Rep | 2005-04-19 | 2006-06-10 | |
| 58 | Lam, Man Chiu (SFC:AOB467) 林文超 | AOB467 | Rep | 2006-10-17 | 2006-12-28 | ||
| 59 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2004-04-30 | 2009-02-01 | |
| 60 | Lam, Tai Lung 林棣濃 | AGP615 | Rep | 2005-05-09 | 2006-01-26 | ||
| 61 | Lam, Wai Ming (SFC:AHA267) 林慧明 | AHA267 | Rep | 2004-04-21 | 2005-10-21 | ||
| 62 | Lau, Danny Man Ming 劉旻明 | AFR219 | Rep | 2005-11-02 | |||
| 63 | Lau, Elaine Yim Ling 劉艷玲 | F | AAJ813 | Rep | 2007-03-21 | 2018-09-04 | |
| 64 | Lau, Richard Kwok Kuen 劉國權 | M | AOI911 | Rep | 2006-12-20 | 2007-03-14 | |
| 65 | Lau, Sze Ming 劉思明 | AHX958 | Rep | 2004-09-21 | |||
| 66 | Lau, Wai Ming (SFC:APF153) 劉威明 | APF153 | Rep | 2007-06-28 | 2007-09-04 | ||
| 67 | Law, Cho Kin 羅祖堅 | ACN478 | Rep | 2003-11-17 | 2004-06-04 | ||
| 68 | Lee, Chi Wing (SFC:AOI909) 李之穎 | AOI909 | Rep | 2006-12-20 | 2007-08-06 | ||
| 69 | Lee, Fu Kuen (SFC:ABP491) 李富權 | ABP491 | Rep | 2005-04-18 | 2009-10-23 | ||
| 70 | Lee, Hung Kwong 李鴻光 | AAJ756 | Rep | 2007-03-21 | 2008-06-01 | ||
| 71 | Lee, Man Sze 李文斯 | AMI614 | Rep | 2006-01-20 | 2006-04-20 | ||
| 72 | Lee, Wai Kit (SFC:AEY372) 李偉傑 | AEY372 | Rep | 2003-12-17 | 2014-08-14 | ||
| 73 | Leung, Caesar Shiu Yue 梁兆宇 | ALW707 | Rep | 2005-06-22 | 2006-01-07 | ||
| 74 | Leung, Chin Pang (SFC:AFO524) 梁展鵬 | M | AFO524 | Rep | 2003-10-02 | 2005-09-22 | |
| 75 | Leung, Judy Hoi Yan 梁凱恩 | F | AFL087 | Rep | 2003-06-12 | 2005-02-04 | |
| 76 | Li, Chi Hong (SFC:AMJ927) 李志航 | AMJ927 | Rep | 2005-08-24 | 2016-08-10 | ||
| 77 | Li, Ka Fai (SFC:AHQ396) 李家輝 | AHQ396 | Rep | 2004-08-12 | |||
| 78 | Li, Shing 李誠 | AJT939 | Rep | 2004-07-14 | 2004-11-10 | ||
| 79 | Ling, Miu Kai 凌妙佳 | AKP409 | Rep | 2004-07-28 | 2005-01-07 | ||
| 80 | Lit, Yuk Ping 列玉萍 | APB748 | Rep | 2007-06-11 | 2007-09-01 | ||
| 81 | Liu, Ka Po (SFC:AOM985) 廖嘉寶 | AOM985 | Rep | 2007-02-03 | 2007-12-29 | ||
| 82 | Liu, Oi Yee 廖靄兒 | AOR643 | Rep | 2007-03-14 | 2019-01-05 | ||
| 83 | Ma, Chin Man 馬展文 | ANV101 | Rep | 2007-01-09 | 2007-01-19 | ||
| 84 | Ma, Cho Hong 馬祖匡 | ANF302 | Rep | 2006-03-27 | 2007-02-09 | ||
| 85 | Ma, Kevin Chun Wai 馬振威 | M | AMU916 | Rep | 2006-07-17 | 2006-08-21 | |
| 86 | Mak, Agnes Wing Shun 麥頴遜 | F | AJD417 | Rep | 2006-11-15 | 2006-11-18 | |
| Rep | 2007-05-14 | 2007-10-12 | |||||
| 87 | Mak, Kit Ying (SFC:AEP598) 麥潔英 | AEP598 | Rep | 2007-07-19 | 2007-08-29 | ||
| 88 | Mok, Kit Ling 莫潔玲 | ALW599 | Rep | 2005-04-13 | 2006-08-07 | ||
| 89 | Mung, Chi Kin 蒙賜健 | AOR641 | Rep | 2007-03-14 | 2008-05-05 | ||
| 90 | Ng, Johnny Sze Yan 伍時欣 | M | AEV845 | Rep | 2007-07-09 | ||
| 91 | Ng, Kenneth Chun Tak 吳進德 | M | AOY069 | Rep | 2007-05-18 | 2017-11-01 | |
| 92 | Ng, Mike Yat Ming 吳一鳴 | M | ALY905 | Rep | 2005-09-20 | 2007-02-23 | |
| 93 | Ng, Tin Wai (SFC:ALR014) 伍鈿瑋 | ALR014 | Rep | 2005-01-31 | 2005-06-28 | ||
| 94 | Ngan, Man Wing 顏敏穎 | ALF344 | Rep | 2005-01-21 | 2005-04-14 | ||
| 95 | Pang, Ching Lok 彭正樂 | AIS156 | Rep | 2003-04-16 | 2003-07-17 | ||
| 96 | Pao, Lik 鮑力 | AEY552 | Rep | 2007-12-20 | |||
| 97 | Poon, Dixon Tit Chu 潘鐵柱 | M | AEI207 | Rep | 2013-08-01 | ||
| 98 | Poon, Lung Sang 潘龍生 | ACD954 | Rep | 2004-04-16 | 2004-05-03 | ||
| 99 | Pun, Hau Wai 潘巧惠 | ALK636 | Rep | 2005-01-17 | 2006-06-14 | ||
| 100 | Pun, Tit Shan 潘鐵珊 | 47 | M | ABR234 | RO | 2008-01-01 | |
| 101 | Shung, Kwok Yin 宋國彥 | AFF211 | Rep | 2003-12-04 | |||
| 102 | Siu, Helfen Hi Kin 蕭起健 | ABR636 | Rep | 2003-10-16 | 2008-02-20 | ||
| 103 | Siu, Wai Yip 蕭偉業 | AOU052 | Rep | 2007-04-04 | 2007-05-15 | ||
| 104 | So, Bowie Chi Kit 蘇子傑 | M | ABE584 | Rep | 2004-01-09 | 2009-06-01 | |
| 105 | Su, Kun (SFC:APB743) 苏崑 | APB743 | Rep | 2007-06-08 | 2008-07-19 | ||
| 106 | Tam, Hin Fai 譚顯輝 | AOD114 | Rep | 2006-11-03 | 2007-01-03 | ||
| 107 | Tam, Kam Fung (SFC:AFE354) 譚金鳳 | AFE354 | Rep | 2003-10-02 | 2004-03-18 | ||
| 108 | Tang, Lai Hing 鄧麗馨 | ANU819 | Rep | 2006-10-16 | 2007-04-16 | ||
| 109 | Tang, Wing To 鄧榮滔 | ALZ917 | Rep | 2006-02-24 | 2006-09-01 | ||
| 110 | Ting, Ngai 丁嵬 | AHV456 | Rep | 2005-06-17 | 2006-09-01 | ||
| Rep | 2007-05-08 | 2007-11-14 | |||||
| 111 | Ting, Sau Min 丁秀棉 | AFM412 | Rep | 2003-06-13 | 2004-02-05 | ||
| 112 | To, Perry Ho Ting 杜浩霆 | M | ALI684 | Rep | 2005-03-16 | 2006-10-17 | |
| 113 | Tong, Johnson Shing 唐誠 | M | AOB604 | Rep | 2006-10-20 | 2007-07-16 | |
| 114 | Tsang, Hing Wa (SFC:AOS654) 曾慶華 | AOS654 | Rep | 2007-03-26 | 2007-04-20 | ||
| 115 | Tsang, Lisa Wing Ying 曾永瑩 | F | AAF251 | Rep | 2004-04-21 | 2005-04-04 | |
| 116 | Tsang, Timothy Chi Kong 曾志剛 | M | AOB158 | Rep | 2007-06-27 | 2007-10-19 | |
| 117 | Tsoi, Yuen Hoi 蔡元開 | M | AJI239 | Rep | 2003-12-18 | 2005-02-04 | |
| 118 | Wan, Mark Chuck Pui 溫灼培 | M | ACZ170 | Rep | 2005-05-19 | ||
| 119 | Wong, Archie Hak Chi 王克志 | APE947 | Rep | 2007-07-23 | 2007-09-12 | ||
| 120 | Wong, Chung Wai (SFC:AGM503) 黃頌偉 | AGM503 | Rep | 2004-10-28 | 2005-09-09 | ||
| 121 | Wong, Hoi Ki (SFC:AJO046) 黃海祺 | AJO046 | Rep | 2004-03-15 | 2005-09-21 | ||
| 122 | Wong, Jackson Chi Yeung 黃志陽 | M | AHT199 | Rep | 2014-08-31 | ||
| 123 | Wong, Kenneth Chin Pang 黃展鵬 | M | AHQ839 | Rep | 2003-06-24 | 2005-10-06 | |
| 124 | Wong, Kim Fun 黃劍芬 | ALN619 | Rep | 2005-01-20 | 2006-03-16 | ||
| 125 | Wong, Man Suen 黃汶瑄 | F | AMI501 | Rep | 2006-01-24 | 2006-02-07 | |
| 126 | Wong, Pui Cheung 黃佩璋 | AIC280 | Rep | 2005-06-14 | 2008-02-01 | ||
| 127 | Wong, Siu Kai (SFC:AIY516) 黃兆佳 | AIY516 | Rep | 2003-06-16 | 2003-08-08 | ||
| 128 | Wong, Suk Mei (SFC:APA236) 黃淑媚 | APA236 | Rep | 2007-05-28 | 2007-06-05 | ||
| 129 | Wong, Tat Wai 黃達威 | ALW924 | Rep | 2006-01-18 | 2006-02-08 | ||
| 130 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | AAF918 | Rep | 2006-02-24 | 2006-06-01 | ||
| 131 | Wong, Yi Fung 黃宜豐 | ANR496 | Rep | 2007-03-06 | 2008-12-01 | ||
| 132 | Wu, Wai Lun 胡偉倫 | APB314 | Rep | 2007-05-31 | 2007-12-23 | ||
| 133 | Yam, Chin Pang (SFC:ANL963) 任展鵬 | ANL963 | Rep | 2006-05-29 | 2006-09-20 | ||
| 134 | Yeung, Chi Yung (SFC:AMC935) 楊智勇 | AMC935 | Rep | 2005-06-17 | 2005-10-28 | ||
| 135 | Yeung, Ching (SFC:ALW845) 楊靜 | ALW845 | Rep | 2005-04-21 | 2014-07-31 | ||
| 136 | Yeung, Man Choi 楊文彩 | AOK967 | Rep | 2007-01-17 | 2007-01-23 | ||
| 137 | Yeung, Tsz Kin 楊梓健 | AOU046 | Rep | 2007-04-02 | 2007-11-24 | ||
| 138 | Ying, Chien Huang 英建煌 | ABZ553 | Rep | 2005-03-22 | 2008-03-06 | ||
| 139 | Yip, Emily Wing Man 葉詠雯 | F | AHC687 | Rep | 2004-05-18 | 2004-07-06 | |
| 140 | Yip, Kelvin Lai Sang 葉勵生 | M | AHG862 | Rep | 2007-03-30 | 2008-09-17 | |
| 141 | Yip, Lai Mei 葉麗薇 | AHI476 | Rep | 2017-03-31 | |||
| 142 | Yip, Shek Hung 葉錫洪 | AJD606 | Rep | 2005-04-21 | 2005-05-19 | ||
| 143 | Yiu, Chung Shun 姚忠信 | ANV083 | Rep | 2007-02-27 | 2007-03-13 | ||
| 144 | Yiu, Kwing Sum 姚炯深 | 35 | M | AEC902 | Rep | 2006-10-12 | 2006-12-01 |
| 145 | Yu, Grace Ka Yan 余嘉欣 | F | ANK424 | Rep | 2006-05-22 | 2007-08-27 | |
| 146 | Yu, Ray Wai Yip 俞偉業 | M | AOB595 | Rep | 2006-10-20 | 2006-11-14 | |
| 147 | Yue, Wing Man (SFC:AOE779) 俞穎文 | AOE779 | Rep | 2006-11-28 | 2008-02-07 | ||
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