Jefferies Hong Kong Limited 富瑞金融集團香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Agarwal, Anand (SFC:ANX687)			ANX687	Rep	2012-02-13	2014-11-14
2	Agarwal, Vishal Kumar		M	AYY895	Rep	2012-02-13	2014-03-07
3	Alexander, Michael Lewis		M	AGR372	Rep	2010-10-15	2011-01-13
					RO	2011-01-13	2018-06-15
4	Alford, Terrence Miguel		M	ADX525	Rep	2012-04-10	2014-07-15
5	Azuma, Yoshihiro		M	APL620	Rep	2011-10-31	2022-07-04
6	Bajaj, Kunal Rajan			AUW986	Rep	2011-08-17	2015-09-18
7	Bajikar, Sundeep Madan			AYB109	Rep	2011-09-20	2015-10-15
8	Barrette, Jeffrey Michael		M	ARO749	Rep	2011-03-17	2016-03-25
9	Barroso, Raul Francisco			ALF573	Rep	2011-05-25	2012-08-14
10	Beng, Kian Min Benjamin 孟健明			BAY068	Rep	2013-03-01	2013-05-30
11	Bolon, Jonathan Quinn		M	ARH276	Rep	2010-11-17	2012-08-28
12	Bond, Phillip Matthew		M	AWZ057	Rep	2011-03-14	2011-09-30
13	Browning, John Leonard		M	AQF043	Rep	2012-10-10	2015-03-12
14	Bu, Haidong 卜海東			AVI091	Rep	2011-06-01	2014-01-31
15	Burke, James Thompson		M	AWZ262	Rep	2011-03-14	2020-03-14
16	Chan, Chung Shing 陳仲成			AAZ019	Rep	2012-10-10	2015-05-15
17	Chan, Karen Ka Long 陳加朗		F	BBL855	Rep	2013-06-26	2015-09-11
18	Chan, Kenneth Kwok Ho 陳國豪		M	ADT909	Rep	2011-08-04	2023-06-30
19	Chan, Yat Sing (SFC:ANI726) 陳日昇			ANI726	Rep	2012-11-27	2013-05-10
20	Chataway, James Jonathan		M	AUJ209	RO	2010-01-05	2010-03-12
21	Chee, Swee Wei 植思輝			AXS218	Rep	2011-07-28	2016-10-28
22	Chellappa, Govindarajan			AUX265	Rep	2011-08-22	2017-07-31
23	Chen, Bo Gwang			AYN952	Rep	2011-11-29	2011-12-22
24	Chen, Geng (SFC:AOY114) 陳耿			AOY114	Rep	2011-01-27	2012-06-08
25	Chen, Hsin-shu Branden 陳信旭			AUK172	Rep	2011-03-11	2012-07-23
26	Chen, Lijia (SFC:AWW323) 陳麗嘉			AWW323	Rep	2011-02-23	2012-08-03
27	Chen, Wenhan (SFC:APF628) 陳文翰			APF628	Rep	2013-06-24	2013-09-16
28	Cheng, Andre An-Chun (SFC:BAN243)		M	BAN243	Rep	2012-11-27	2015-03-03
29	Cheng, Charles Chun Yin 鄭俊然		M	BAA428	Rep	2013-03-15	2015-07-24
30	Cheng, Edwin Siu Lung 鄭玿璘		M	AYZ892	Rep	2012-02-14	2012-09-11
31	Cheng, Tau Cheung 鄭導昌			AFC185	Rep	2011-08-01	2012-08-14
32	Cheung, Ka Chung 張家聰			ARC087	Rep	2012-10-10	2015-05-29
33	Cheung, Miu Chun 張妙珍			AZL261	Rep	2012-05-15	2013-05-27
34	Chiang, Venant (SFC:AIB743) 蔣永甯			AIB743	Rep	2012-05-11	2016-06-02
35	Chok, Ivy Ngai Wai 卓艾維		F	ADZ897	Rep	2010-12-14	2022-06-10
36	Chong, Louis Siu Kei 莊紹基		M	AUQ039	Rep	2010-01-27	2011-04-20
37	Chow, Wing Chun 周永進			AOJ005	Rep	2013-01-29	2015-07-10
38	Chua, Lee Leng			AHI518	Rep	2011-11-10	2013-12-06
39	Cielinski, Mark Alan		M	AHC364	Rep	2013-04-02	2025-05-28
40	Clayton, Andrew Crimmins 藍向明		M	ATS621	RO	2010-01-04	2013-03-18
41	Collett, Michael James (SFC:AUB134)		M	AUB134	Rep	2011-01-13	2015-11-11
42	Crapanzano, Domenico (SFC:AZM754)			AZM754	Rep	2012-05-17	2013-05-29
43	Dai, Qiang (SFC:AVQ949) 戴強			AVQ949	Rep	2011-12-12	2012-12-28
					RO	2012-12-28	2015-03-27
44	Darby, Sean		M	AFD144	Rep	2011-09-12	2011-12-08
					RO	2011-12-08	2023-03-23
45	Deal, Kerry Raghnall			BAZ643	Rep	2013-03-12	2013-05-30
46	Ding, Yiming (SFC:AXG896) 丁一鳴			AXG896	Rep	2011-05-12	2014-02-28
47	Du, Yang (SFC:AYY897) 杜洋			AYY897	Rep	2012-02-13	2012-04-10
48	Dulieu, Billy Ronald		M	AWM143	Rep	2012-10-10	2015-05-29
49	Dwyer, Brendan Patrick		M	AWZ263	Rep	2011-03-14	2020-10-30
50	Elphick, Henry Richard Francis (1970-09)	43	M	ATS624	RO	2010-01-04	2012-04-02
51	Eme, Philippe Jean		M	AEX901	Rep	2012-02-27	2015-08-14
52	Eng, Shu Ling Amanda		F	AVW617	Rep	2011-09-20	2012-08-27
53	Erpici, Luca			AZQ373	Rep	2012-06-08
54	Fan, Clara Sung Ka 樊崇嘉		F	AQG580	Rep	2012-07-03	2015-06-11
55	Fan, Edwin Yu Hin 樊宇軒	30	M	AMU321	Rep	2013-01-23	2015-03-31
56	Faure, Emmanuel Dominique Martial G.		M	AFC367	Rep	2012-03-09	2012-06-14
					RO	2012-06-14	2015-08-31
57	Feng, Dandan 馮丹丹			ALO316	Rep	2010-11-05	2011-09-02
58	Fok, Siu Pong (SFC:AME216) 霍少邦			AME216	Rep	2012-10-10	2015-05-15
59	Fong, Joseph J 方仲彬		M	AUQ951	Rep	2011-07-07	2016-11-03
60	Fu, Liang (SFC:AVO628) 傅亮			AVO628	Rep	2012-10-10	2015-05-29
61	Fung, Janet 馮靜		F	ANX236	Rep	2010-12-23	2015-04-15
62	Fyfe, William James		M	AFW138	Rep	2012-03-06	2012-06-08
					RO	2012-06-08	2015-08-31
63	Goff, Steven James (SFC:AWY935)		M	AWY935	Rep	2011-03-10	2011-10-14
64	Gong, Yueyue 龔悅悅	34	M	AVK929	Rep	2010-12-30	2013-04-17
65	Goyal, Atul			APF163	Rep	2013-06-21
66	Griffiths, Oliver Charles		M	AWZ055	Rep	2011-03-15	2018-08-03
67	Guan, Wenjie 管文捷			ASK369	Rep	2011-11-02	2015-12-17
68	Guo, Qiang (SFC:AYW017) 郭強			AYW017	Rep	2012-01-20	2014-06-19
69	Guo, Yuantao 郭圓濤	40	F	AFW884	Rep	2011-04-20	2017-07-12
70	Hainsby, Raymond Michael		M	AWZ264	Rep	2011-03-14	2015-08-14
71	Halliwell, Thomas Alan		M	ANL835	Rep	2010-11-18	2015-11-27
72	Hao, Rui (SFC:AYJ242) 郝瑞			AYJ242	Rep	2011-11-17	2013-04-12
73	Ho, Sai Ho (SFC:AOH660) 何世豪			AOH660	Rep	2012-10-10	2013-05-20
74	Howsley, Jonathan Charles (SFC:AZF710)		M	AZF710	Rep	2012-03-29	2018-09-14
75	Hsieh, Meng-Han 謝孟翰			AXG899	Rep	2011-05-12	2024-05-31
76	Hu, Rong (SFC:AXW316) 胡蓉			AXW316	Rep	2013-06-24	2015-06-05
77	Huang, Naikang 黃乃康			BAT756	Rep	2013-01-21	2013-05-13
78	Huang, Wan (SFC:AMO369) 黃婉			AMO369	Rep	2011-11-28	2012-08-07
					RO	2012-08-07	2015-07-24
79	Huang, Xian Jia 黃賢嘉			AQH654	Rep	2011-05-03	2013-03-08
80	Hui, Chi Keung (SFC:ALZ728) 許志強			ALZ728	Rep	2012-06-27	2016-08-22
81	Hui, Daniel Ka Chung 許家聰		M	AUP690	Rep	2012-10-10	2015-06-01
82	Hutton, Jason Alec	44	M	ASK838	Rep	2012-03-06	2014-04-04
83	Ingram, Bruce Richard		M	BBP717	Rep	2013-08-05	2014-05-13
84	Ip, Yau Lung 葉游龍			AKI626	Rep	2011-03-17	2019-03-26
85	Jasani, Nilesh Surendra Rai		M	AFJ460	Rep	2011-10-28	2021-08-18
86	Ju, Yansu Christie 居燕蘇			ALI339	Rep	2010-11-10	2011-09-15
					RO	2011-09-15	2015-09-29
87	Karfa, Nilanjan			BBD023	Rep	2013-04-12	2020-03-16
88	Kim, Changhoon 金昶勳			BBE576	Rep	2013-04-26	2013-10-08
89	Kim, Dosung 金度性			AZV602	Rep	2012-07-16	2014-06-27
90	Kim, Ina Yong			BBA229	Rep	2013-03-25	2016-05-20
91	King, Augusto Yuk Shun 金毓珣			AFH014	Rep	2013-04-11	2013-07-08
					RO	2013-07-08	2015-04-02
92	Krake, Paul Edward		M	ADT713	Rep	2011-02-02	2011-09-21
93	Kumagai, Yukihiro			BAY165	Rep	2013-03-06	2015-06-10
94	Lam, Brian Jing Hei 林政熹		M	AXQ385	Rep	2013-01-09	2015-02-13
95	Lam, Wai Leung (SFC:AFS532) 林偉亮			AFS532	Rep	2012-01-11	2014-06-09
96	Lau, Henry Hang 劉恆		M	AWJ860	Rep	2013-03-01	2014-04-05
97	Lau, Yuen Hung 劉婉鴻			ADC124	Rep	2011-06-17	2018-07-19
98	Lawrence, Daniel Leonard (SFC:BBK391)		M	BBK391	Rep	2013-06-17
99	Lay, Joao Fernando			AST881	Rep	2011-03-21	2018-08-01
100	Lea, Robert Michael		M	ATL432	Rep	2011-07-07	2012-08-14
101	Lee, Dennis Pui Yan 李沛欣		M	AOS008	Rep	2010-05-24	2013-04-11
102	Lee, Gary (SFC:AUP537) 李嘉瑜		M	AUP537	Rep	2012-04-10	2013-05-30
103	Lee, Wai Lun (SFC:AXY825) 李偉倫			AXY825	Rep	2011-08-26	2011-10-20
104	Leung, Johnson Man 梁民		M	AUI268	Rep	2011-03-14	2015-12-16
105	Leung, Kin Man (SFC:ARR823) 梁建雯			ARR823	Rep	2012-10-10	2015-07-31
106	Leung, Yuen Ha (SFC:ACI635) 梁婉霞			ACI635	Rep	2011-03-10	2013-05-29
107	Li, Chenkan 李辰侃			AWI078	Rep	2012-12-10	2015-07-31
108	Li, Lei (SFC:AUA255) 李蕾			AUA255	Rep	2013-01-21	2014-02-24
109	Li, Rong (SFC:ARM918) 李嶸			ARM918	Rep	2010-11-05	2014-01-31
110	Liao, Shifan 廖世凡			AWO654	Rep	2010-12-30	2015-12-17
111	Liu, Bingnan 劉冰楠			AYJ282	Rep	2011-11-01	2013-05-10
112	Liu, Boyong 劉博雍			AWO657	Rep	2010-12-30	2015-10-16
113	Liu, Dongheng 劉東恒			AYT455	Rep	2013-06-17	2015-12-17
114	Liu, Liu (SFC:BAY471) 劉流			BAY471	Rep	2013-03-05	2014-12-18
115	Liu, Qian (SFC:ATS617) 劉謙			ATS617	RO	2010-01-04	2010-10-14
116	Liu, Sherry Xiaoyu 劉肖俞		F	AHA564	Rep	2012-10-29	2014-03-20
117	Lo, Michelle Chi Lok 盧子樂		F	ARU443	Rep	2012-07-09	2012-07-23
118	Lord, Phillip Wilson		M	AJG087	Rep	2010-11-18	2012-09-28
					Rep	2013-04-10	2013-10-04
119	Lu, Hongliang (SFC:AWO608) 呂洪良			AWO608	Rep	2010-12-30	2015-06-12
120	Lu, Xiaohao (SFC:AZF711) 呂皛皓			AZF711	Rep	2012-03-29	2014-09-12
121	Lui, Anna Ka Yan 雷嘉恩		F	AQR110	Rep	2013-04-05	2015-12-17
122	Lui, Connie Ngan 呂雁		F	AOO869	Rep	2010-12-20	2011-01-24
123	Luo, Yixin 羅藝鑫			AWJ276	Rep	2011-05-26	2012-08-14
124	Malhotra, Ashwan Kumar		M	AEE311	RO	2012-10-11	2015-08-31
125	Maly, Sylvain Francois Gilbert		M	AVR359	Rep	2012-10-10	2015-08-14
126	Masumizu, Hitoshi			AXF810	Rep	2011-05-03	2015-03-02
127	Meng, Cynthia Jinhong 孟晉紅	44	F	ANU548	Rep	2011-01-31	2016-06-01
128	Misek, Peter (SFC:AYB106)		M	AYB106	Rep	2011-09-20	2014-07-15
129	Mou, Newman Siu Bun 繆肇彬			ABL554	Rep	2013-05-20	2015-12-16
130	Muir, James Thomas		M	APP015	Rep	2011-03-31	2015-09-29
131	Nagae, Joseph Kurian (SFC:AVZ283)		M	AVZ283	Rep	2010-10-07	2011-12-16
132	Nahar, Piyush			BBL066	Rep	2013-06-21	2020-07-31
133	Newberry, Mark		M	AWY936	Rep	2011-03-10	2016-11-30
134	Ng, Junwen Joshua 黃俊文		M	ANT744	Rep	2013-07-16	2017-12-06
135	Nichols, Stephen James (SFC:ACJ658)		M	ACJ658	Rep	2011-02-02	2012-07-23
					RO	2012-07-23	2015-12-16
136	Nie, Shengshen 聶晟申			AVL824	Rep	2012-05-02	2016-11-03
137	Ning, Qing 寧清清		F	AZS063	Rep	2012-06-22	2013-07-18
138	Noke, Freddy			ANA934	Rep	2012-11-16	2018-08-08
139	O'Mara, Conor John		M	AOV704	Rep	2011-06-29
140	Okuno, Hiroshi		M	AJF365	Rep	2011-08-26	2020-12-02
141	Park, Sung Wan 朴性玩			ADQ242	Rep	2012-07-16	2024-09-30
142	Pham, Thanh Ha			AYY900	Rep	2012-02-10
143	Pinto, Claudio Raimondo Armando	48	M	AZM756	Rep	2012-05-17	2013-05-29
144	Poon, Ada Ho Yan 潘可欣		F	AFQ511	Rep	2011-04-29
145	Poon, Iris Ho Yee 潘灝儀		F	BAY472	Rep	2013-03-04	2014-10-31
146	Putterill, Adam Thomas James		M	ABG123	Rep	2011-02-01	2025-05-08
147	Qiu, Xiaowen 邱曉文			AOT974	Rep	2011-10-31	2011-12-16
					RO	2011-12-16
148	Quadros, Lavina Saira			AYM833	Rep	2011-11-24
149	Rider, Thomas Peter Baty		M	AZZ305	Rep	2012-08-06	2013-06-27
150	Rosenfeld, Seth Robert		M	AYZ307	Rep	2012-02-09	2019-02-11
151	Salman, Makarim Adel			ATD287	Rep	2011-08-16	2016-10-27
152	Sanghvi, Chirag Pravinkant			AQS375	Rep	2011-10-17	2016-07-13
153	Sasaki, Yoshiharu			AWZ982	Rep	2011-03-17	2011-10-14
154	Sen, Arya			BAF500	Rep	2012-09-24	2020-05-18
155	Shan, Shan (SFC:AYM834) 單珊			AYM834	Rep	2011-11-21	2013-05-10
156	Shen, Allan Hung Yat 沈鴻逸		M	AIC834	Rep	2012-12-03	2015-07-06
157	Sheng, Wei-Ting 盛薇庭			AJL418	RO	2010-01-04	2017-12-20
158	Shi, Feng (SFC:AWI080) 石峰			AWI080	Rep	2013-06-10	2014-03-07
159	Shi, Tiger Chenghu 石成虎	39	M	AOG041	Rep	2012-12-24	2013-07-16
					RO	2013-07-16	2015-01-16
160	Shute, Christopher Linford		M	ASS289	Rep	2010-11-02	2011-04-18
					RO	2011-04-18	2012-09-11
					Rep	2012-09-11	2013-01-29
161	Sohn, Bill Eun-Seok		M	AHN695	Rep	2013-07-23	2013-09-25
162	Sun, Lijun (SFC:AWO659) 孫李軍			AWO659	Rep	2010-12-30	2012-05-31
163	Tai, Germaine Wai See 戴慧詩		F	AMC821	Rep	2012-06-13	2012-12-31
164	Tam, Man Hong (SFC:AFY709) 譚文康	37	M	AFY709	Rep	2011-12-12	2012-03-20
					RO	2012-03-20	2015-07-17
165	Tan, Choon Ming 陳俊銘			AMA932	Rep	2012-04-18	2014-12-31
166	Tan, James Ye-Hui		M	AZY483	Rep	2012-08-15	2013-01-07
167	Tang, Congcong 唐聰聰			ASE040	Rep	2011-06-20	2012-09-17
168	Tsai, Chia-Hung 蔡家宏			BBC936	Rep	2013-04-15
169	Tse, Edmundo Matthew 謝永強			AYE492	Rep	2011-10-06	2016-04-05
170	Tse, Tony 謝小童		M	ALS640	Rep	2013-07-29	2013-10-02
171	Wakasugi, Masahiro			AXY740	Rep	2011-08-26	2013-06-17
172	Walker, Richard (SFC:AWY708)		M	AWY708	Rep	2011-03-09	2023-11-20
173	Wang, Benjamin (SFC:AUP570) 王秉遠		M	AUP570	Rep	2011-10-26	2014-03-05
174	Wang, Chen (SFC:BBL390) 王晨			BBL390	Rep	2013-06-24	2014-10-31
175	Wang, Jin (SFC:AVY040) 王瑾			AVY040	Rep	2012-05-21	2014-11-15
176	Wang, Kuan Jan 王冠然			AXK690	Rep	2012-12-17	2013-02-21
177	Wang, Qin (SFC:AWP856) 王勤			AWP856	Rep	2012-10-11	2013-05-30
178	Wang, Ren (SFC:AIB127) 汪韌	41	M	AIB127	Rep	2011-12-19	2012-03-20
					RO	2012-03-20	2015-12-17
179	Wang, Ruxian 王汝先			AXG897	Rep	2011-05-12	2011-06-30
180	Wei, Po 魏柏修			AVH892	Rep	2012-06-08	2016-11-30
181	Welch, David John Jr		M	ASW658	Rep	2010-11-16	2012-11-14
182	Williams, Grant David Vincent		M	AHU774	Rep	2010-11-25	2010-12-08
183	Wisbeck, Ana Cristina			AXC642	Rep	2011-04-01	2012-08-16
184	Wong, James Chung Yin 黃頌賢		M	ADT900	Rep	2012-10-10	2015-08-14
185	Wong, Mun Kong (SFC:AMX750)			AMX750	Rep	2012-11-09	2013-02-20
					RO	2013-02-20	2018-05-15
186	Woo, Lai Ming Raymond 符禮明		M	AUS410	Rep	2013-04-11	2015-12-17
187	Wu, Chenyao 吳陳堯			AWW321	Rep	2011-02-23	2011-09-20
188	Wu, Joseph Shi Li 武士立		M	AJB764	Rep	2012-02-06	2017-11-29
189	Wu, Xiaolin (SFC:AVV216) 吳曉琳			AVV216	Rep	2013-03-26	2017-06-16
190	Wu, Zhiyang 吳之洋			AYC708	Rep	2013-01-18	2014-02-28
191	Yamamoto, Sumiyo			BAC527	Rep	2012-08-27	2015-11-24
192	Yang, Chung-chih 楊重志			AVD352	Rep	2010-05-07	2011-02-16
193	Yang, Nancy Wen 楊海雯		F	AJC937	Rep	2011-07-19	2015-02-28
194	Yang, Rui (SFC:ALG051) 楊瑞		M	ALG051	Rep	2012-08-08	2015-03-27
195	Yao, Yao (SFC:ALK994) 姚嶢			ALK994	Rep	2010-11-05	2011-11-30
196	Ye, Nayun 叶拏云			AWG076	Rep	2013-07-09	2015-02-02
197	Yeo, Rainna Xue Yin			BAV485	Rep	2013-02-05
198	Yeo, Zhi Aik			AVN113	Rep	2011-06-30	2016-10-31
199	Yokoi, Naomi		F	ATI152	Rep	2011-08-29	2015-09-16
200	Young, James Kenneth Freeman Scott		M	ANG579	Rep	2011-01-13
201	Yu, Lei (SFC:APF652)			APF652	Rep	2011-03-11	2016-03-21
202	Yu, Nga Shan 俞雅珊			APJ556	Rep	2012-11-05	2014-03-07
203	Zhang, Fuyang 張扶陽			AXP987	Rep	2012-05-28	2013-03-21
204	Zhang, Yuanfu 張元夫			BAC429	Rep	2012-09-03	2013-12-20
205	Zheng, Dan (SFC:BBN687) 鄭丹			BBN687	Rep	2013-07-09	2015-12-17
206	Zheng, Yingying (SFC:AVK954) 鄭盈盈			AVK954	Rep	2011-07-15	2012-08-14
207	Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓			AZO877	Rep	2012-06-12	2016-02-01
208	Zhi, Yu 職宇			AFQ326	Rep	2013-01-03	2015-03-27
209	Zhou, Xiao (SFC:AYC139) 周曉			AYC139	Rep	2012-09-26	2015-12-17
210	Zhu, Dandan (SFC:AQO191) 朱丹丹			AQO191	Rep	2011-07-05	2014-09-22
211	Zhu, Qing (SFC:ADZ874) 朱慶			ADZ874	Rep	2012-11-28	2013-06-28

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