Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akbas, Ismail Ersef | M | AXY738 | Rep | 2011-09-01 | 2016-01-01 | |
| 2 | Akuzawa, Tetsuo | BBD961 | RO | 2013-07-03 | 2015-07-17 | ||
| 3 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2013-08-19 | ||
| 4 | Barker, Asako | BBM869 | Rep | 2013-07-04 | 2015-06-27 | ||
| 5 | Belkheir, Karim | AYK383 | Rep | 2011-11-14 | 2016-01-01 | ||
| 6 | Benmoussa, Hamza (SFC:AVR979) | AVR979 | Rep | 2010-08-16 | 2015-03-19 | ||
| 7 | Cao, Jiyun 曹集云 | AXN015 | Rep | 2011-07-04 | 2014-05-24 | ||
| 8 | Chan, Adrian Kin Chung 陳建中 | M | BCP764 | Rep | 2014-01-06 | 2023-03-21 | |
| 9 | Chan, Chun Chung (SFC:AEQ936) 陳振聰 | AEQ936 | Rep | 2010-11-20 | 2015-01-12 | ||
| 10 | Chan, Flora Wing Shuen 陳穎璇 | F | AYQ287 | Rep | 2011-12-13 | 2015-10-01 | |
| 11 | Chan, Julia Wai Nga 陳慧雅 | F | AMU107 | Rep | 2010-11-20 | 2016-01-01 | |
| 12 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | AEN763 | RO | 2013-05-23 | 2015-01-12 | ||
| 13 | Chan, Man Hon (SFC:AEI555) 陳文瀚 | AEI555 | Rep | 2010-03-17 | 2014-10-01 | ||
| 14 | Chan, Sau Han 陳秀嫻 | AUM922 | Rep | 2010-01-13 | 2014-09-27 | ||
| 15 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-08-20 | |||
| 16 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | AQQ789 | Rep | 2008-03-14 | 2014-12-03 | ||
| 17 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | AJO304 | Rep | 2014-01-07 | 2022-09-14 | ||
| 18 | Cheah, Yew Wee | AOB735 | RO | 2012-02-20 | 2015-10-16 | ||
| 19 | Chen, Chaoying (SFC:AZO311) 陳超穎 | AZO311 | Rep | 2012-05-25 | 2015-04-01 | ||
| 20 | Chen, Hui Ming (SFC:ALW538) 陳慧明 | ALW538 | Rep | 2010-09-21 | 2014-06-25 | ||
| 21 | Cheng, Man Chi (SFC:AGC897) 鄭敏芝 | AGC897 | Rep | 2010-11-20 | 2015-01-12 | ||
| 22 | Cheng, Shiang-Ling 鄭湘齡 | BCL322 | Rep | 2013-12-16 | 2015-03-11 | ||
| 23 | Cheung, Siu Kiu 張小喬 | ALB983 | Rep | 2010-11-20 | 2015-03-09 | ||
| 24 | Cheung, Wang (SFC:AMF506) 張弘 | AMF506 | Rep | 2013-12-31 | 2018-06-22 | ||
| 25 | Chien, Ming-Hui 簡民恵 | AXK262 | Rep | 2011-06-08 | 2015-11-14 | ||
| 26 | Choi, Hyung Wook 崔亨旭 | AQO335 | Rep | 2010-10-15 | |||
| 27 | Chu, Peter Pa-en 曲培恩 | M | ALW236 | RO | 2013-09-25 | 2019-07-08 | |
| 28 | Chung, Ming 叢明 | APQ667 | Rep | 2011-04-28 | 2014-04-01 | ||
| 29 | Chung, Philip Ching Kei 鍾正祺 | M | ALZ061 | Rep | 2010-11-20 | 2016-01-01 | |
| 30 | Dalziell, Rohan John | M | ACW967 | Rep | 2013-10-10 | 2017-04-29 | |
| 31 | Douglas, Andrew Francis Ramsay (SFC:AVC105) 鄧安平 | M | AVC105 | Rep | 2011-04-11 | 2014-10-21 | |
| 32 | Duan, Hong (SFC:ADE819) 段宏 | ADE819 | Rep | 2013-11-21 | 2016-05-03 | ||
| 33 | Escudier, Romain Jean David (SFC:AZB452) | M | AZB452 | Rep | 2012-02-21 | 2015-10-17 | |
| 34 | Fujiwara, Sari | AUV639 | Rep | 2013-05-27 | 2015-07-04 | ||
| 35 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 36 | Goto, Hiroyuki 合戶宏之 | ASU203 | Rep | 2009-04-21 | 2015-10-13 | ||
| 37 | Grose, George Francis | M | AWH234 | Rep | 2010-11-10 | ||
| 38 | Ha Thuc, Viet-Linh | AXN202 | Rep | 2011-07-04 | 2014-12-16 | ||
| 39 | Hetherington, John Charles 夏嶺東 | M | ABN564 | Rep | 2010-12-09 | 2017-09-13 | |
| 40 | Hirasaki, Koji 平崎晃史 | AZI774 | Rep | 2012-04-26 | 2014-10-15 | ||
| 41 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 42 | Ho, Chun Keung (SFC:AWT602) 何振強 | AWT602 | Rep | 2011-02-07 | 2018-03-09 | ||
| 43 | Ho, Wei Na 何維娜 | BCN129 | Rep | 2013-12-16 | 2014-07-12 | ||
| 44 | Horiai, Koji 堀合晃嗣 | AVC265 | Rep | 2013-08-22 | 2015-04-11 | ||
| 45 | Igarashi, Minori | AMW509 | Rep | 2005-12-29 | 2015-01-31 | ||
| 46 | Inoue, Yoshihiro 井上義大 | AXG044 | Rep | 2011-05-04 | 2016-03-15 | ||
| 47 | Ip, Chit Yin 葉捷賢 | AUR651 | Rep | 2013-09-02 | |||
| 48 | Jean Jarry, Come Marie Ange | F | AXP174 | Rep | 2011-07-06 | 2015-03-19 | |
| 49 | Jenn, Marc Steven | M | ANG294 | Rep | 2010-11-20 | 2017-12-05 | |
| 50 | Kadmiri, Oussama | AYL133 | Rep | 2011-11-15 | 2015-11-07 | ||
| 51 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | ACZ368 | Rep | 2009-08-24 | 2022-02-11 | ||
| 52 | Kato, Hiroaki (SFC:BAC037) | BAC037 | RO | 2012-12-28 | 2015-04-11 | ||
| 53 | Kato, Kenji | AXX422 | Rep | 2011-08-19 | 2015-10-10 | ||
| 54 | Kato, Takashi (SFC:AUD160) | M | AUD160 | Rep | 2009-11-09 | 2017-11-15 | |
| 55 | Kim, Hae Ryong | ANE830 | Rep | 2006-03-22 | 2016-02-16 | ||
| 56 | Kim, Warren Ho-Joong | M | AVY508 | Rep | 2010-09-24 | 2015-03-10 | |
| 57 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2016-08-04 | |||
| 58 | Kong, Hon Ming 江漢明 | AFC648 | Rep | 2014-01-06 | 2016-05-06 | ||
| 59 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2008-10-27 | ||
| 60 | Koyama, Tomoko 小山朝子 | AZI756 | Rep | 2013-08-12 | 2014-07-05 | ||
| 61 | Kwok, Joyce Yik Man 郭奕妏 | F | ATS268 | Rep | 2010-08-31 | ||
| 62 | Lai, Chi Man (SFC:APQ351) 賴志文 | APQ351 | Rep | 2009-08-24 | 2022-09-08 | ||
| 63 | Lai, Chu Hang 黎曙衡 | ATB627 | Rep | 2014-01-21 | |||
| 64 | Lam, Gary Ching Lok 林清樂 | M | AOH038 | Rep | 2010-07-29 | 2014-05-02 | |
| 65 | Lam, Hok Hoi 林學海 | ADS783 | Rep | 2010-07-12 | 2014-07-05 | ||
| 66 | Lam, Joyce Lok Yee 林樂怡 | F | ASY197 | Rep | 2010-11-20 | 2015-03-09 | |
| 67 | Lam, Paul Pok Lai 林博禮 | M | AXI106 | Rep | 2011-05-24 | 2014-11-01 | |
| 68 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 69 | Lau, Kelvin Wai Kin 劉偉健 | M | APQ275 | Rep | 2009-08-24 | ||
| 70 | Law, Alison Chui Yin 羅翠妍 | F | ACR360 | Rep | 2013-11-18 | 2014-09-13 | |
| 71 | Lee, James Jongsung | M | AXI223 | Rep | 2011-05-27 | 2014-08-01 | |
| 72 | Lee, Kee Siong 李淦祥 | ACY060 | Rep | 2009-08-24 | 2024-03-28 | ||
| 73 | Lee, Kin Chun (SFC:ARH236) 李健駿 | ARH236 | Rep | 2012-06-01 | 2015-12-23 | ||
| 74 | Lei, Bing (SFC:AXM402) 雷冰 | AXM402 | Rep | 2011-06-23 | 2015-04-29 | ||
| 75 | Leung, Candice Ka Ki 梁嘉琪 | BCG163 | Rep | 2013-11-12 | 2016-07-13 | ||
| 76 | Li, Xiaoting (SFC:AVS858) 李小婷 | 32 | F | AVS858 | Rep | 2011-02-23 | 2015-05-08 |
| 77 | Lin, Chun Fu (SFC:AVM248) 林俊甫 | AVM248 | Rep | 2011-11-23 | 2018-05-26 | ||
| 78 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 79 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | AGC636 | RO | 2007-03-09 | 2016-09-29 | ||
| 80 | Liu, Yuk Shan 廖鈺珊 | BCG151 | Rep | 2013-12-04 | 2018-04-04 | ||
| 81 | Lo, Ilona Ching Man 羅靜敏 | F | AXL781 | Rep | 2011-06-20 | 2014-11-22 | |
| 82 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2010-07-02 | 2022-12-21 | |
| 83 | Ma, Jibo 馬繼博 | AOR544 | Rep | 2010-09-15 | 2016-04-26 | ||
| 84 | Makino, Akiko | F | BCL785 | Rep | 2014-01-06 | 2024-03-28 | |
| 85 | Marcon, Stephen James Neville | 48 | M | AAD512 | Rep | 2013-08-21 | 2017-02-23 |
| 86 | Matsumoto, Jeffrey Yuji | M | BAE819 | RO | 2013-07-04 | 2021-11-01 | |
| 87 | Miyabe, Nagahisa | ATD358 | RO | 2009-10-20 | 2014-05-10 | ||
| 88 | Miyauchi, Yuko | AWH499 | Rep | 2010-11-17 | 2015-04-11 | ||
| 89 | Mizoguchi, Hironori | AHL612 | Rep | 2009-04-01 | 2022-10-01 | ||
| 90 | Mizutani, Yohei | AXK055 | Rep | 2011-08-02 | 2014-10-28 | ||
| 91 | Mori, Masayuki 森正幸 | AZI773 | Rep | 2012-04-26 | 2017-05-11 | ||
| 92 | Mouri, Takuya | AYY714 | Rep | 2012-02-13 | 2014-10-24 | ||
| 93 | Narain, Ravi | AAG780 | Rep | 2010-07-22 | 2017-02-23 | ||
| 94 | Ng, Warren Brian Ka Hei 吳嘉羲 | M | AVN286 | Rep | 2010-07-26 | 2016-09-13 | |
| 95 | Ng, Yu Sum 吳汝琛 | BAO398 | Rep | 2012-12-07 | 2014-08-30 | ||
| 96 | Niederberger, Michael Robert | M | ALZ575 | Rep | 2011-04-07 | 2014-12-06 | |
| 97 | Ohira, Yuko | AGJ778 | Rep | 2014-06-07 | |||
| 98 | Oka, Hironori | AAD076 | RO | 2011-06-20 | 2025-05-02 | ||
| 99 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 100 | Ota, Akihiro 大田陽洋 | AYK413 | Rep | 2011-11-15 | 2016-06-11 | ||
| 101 | Parker, Henry Roger Jacques | 32 | M | AXZ431 | Rep | 2013-07-22 | 2022-08-31 |
| 102 | Pienaar, Ross Daniel | M | AOO554 | Rep | 2009-02-02 | 2014-08-06 | |
| 103 | Qi, Xiaoliang 齊晓亮 | AXZ553 | Rep | 2012-10-09 | 2024-03-25 | ||
| 104 | Qian, Zewei 錢澤偉 | 39 | M | ARF330 | Rep | 2008-06-18 | 2014-08-30 |
| 105 | Qiao, Sharon Ding 喬玎 | F | AWR739 | Rep | 2011-01-21 | 2014-05-29 | |
| 106 | Revert, Thibaut Edmond Robert | M | AXO690 | Rep | 2011-07-04 | 2016-01-01 | |
| 107 | Saito, Takayuki (SFC:AXG789) | AXG789 | Rep | 2011-05-12 | 2015-10-14 | ||
| 108 | Sambruck, Jamie Richard (SFC:BAL429) | M | BAL429 | Rep | 2012-11-12 | 2015-08-15 | |
| 109 | Sarkar, Mainak | AWQ521 | Rep | 2011-01-18 | 2014-12-16 | ||
| 110 | Shen, Janet Wei Ling 沈慧玲 | F | AMA937 | Rep | 2010-07-30 | 2015-09-29 | |
| 111 | Shum, Charles Cheok I 沈卓爾 | M | AZQ896 | Rep | 2012-06-07 | ||
| 112 | Simpson, Justin Vaughn | M | AJL553 | Rep | 2014-01-13 | 2017-09-14 | |
| 113 | Siu, Chi Wai (SFC:AWK579) 蕭志偉 | 33 | M | AWK579 | Rep | 2010-12-06 | 2014-11-28 |
| 114 | Siu, Ruby Pui Kay 蕭珮琪 | F | AGW561 | Rep | 2013-09-30 | 2014-05-24 | |
| 115 | Soo, Jamie Wan Jung 蘇文駿 | M | AXJ724 | Rep | 2013-11-25 | 2018-05-25 | |
| 116 | Souleyman, Jan | ANM874 | Rep | 2011-04-27 | 2016-02-04 | ||
| 117 | Sun, Wei (SFC:AVI019) 孫偉 | 36 | M | AVI019 | Rep | 2013-10-02 | 2014-06-26 |
| 118 | Tabata, Shinichi | AUV637 | Rep | 2010-03-03 | 2015-04-25 | ||
| 119 | Takahashi, Tetsuaki | BAI982 | Rep | 2012-11-01 | 2016-01-01 | ||
| 120 | Takemura, Isao | AXF807 | Rep | 2011-05-03 | 2015-10-13 | ||
| 121 | Tam, Aleck Lik Wai 譚力維 | AMM346 | Rep | 2011-05-16 | 2016-09-21 | ||
| 122 | Tan, King Aun 陳卿晏 | ARA421 | Rep | 2011-04-01 | 2019-10-05 | ||
| 123 | Tanaka, Michio 田中道生 | AZI778 | Rep | 2012-04-27 | 2014-04-23 | ||
| 124 | Tang, Junjie (SFC:BCJ625) 唐俊杰 | BCJ625 | Rep | 2013-12-02 | 2016-06-01 | ||
| 125 | Tao, Ran (SFC:BCK715) 陶然 | BCK715 | Rep | 2014-03-03 | 2016-11-15 | ||
| 126 | Temlock, Lawrence Graham | M | BBU655 | Rep | 2013-09-05 | 2016-02-04 | |
| 127 | Terasawa, Satoshi | M | BAH716 | RO | 2013-01-07 | 2019-05-24 | |
| 128 | Ting, Fu Wah 丁富華 | AOE212 | Rep | 2010-11-20 | 2015-10-01 | ||
| 129 | Trinh, Eddie Khang Thach 鄭凱天 | 36 | M | AXE228 | Rep | 2011-04-26 | 2014-06-18 |
| 130 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | AOR993 | Rep | 2009-11-02 | |||
| 131 | Tsang, Wing Chi (SFC:AOB547) 曾詠芝 | AOB547 | Rep | 2010-12-15 | 2014-10-01 | ||
| 132 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2010-07-02 | 2024-03-28 | ||
| 133 | Wan, Katie Chee Lai 溫子麗 | ASX211 | Rep | 2010-11-20 | 2015-07-01 | ||
| 134 | Wan, Maurine 溫慕蓮 | F | AGJ125 | Rep | 2009-08-24 | 2023-03-21 | |
| 135 | Wang, Meng-Heng 汪孟衡 | AXZ495 | Rep | 2011-08-31 | 2014-06-07 | ||
| 136 | Wang, Wei (SFC:AWL287) 王蔚 | AWL287 | Rep | 2010-12-10 | 2014-09-30 | ||
| 137 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2007-08-28 | ||
| 138 | Wong, Ivan Sze Yuen 王士元 | M | ACJ532 | RO | 2013-08-02 | 2015-03-09 | |
| 139 | Wong, Ka Man (SFC:AEK749) 黃家文 | AEK749 | RO | 2010-03-10 | |||
| 140 | Wong, Lawrence Kwok Hung (SFC:APB845) 王國雄 | M | APB845 | Rep | 2010-11-20 | 2016-01-01 | |
| 141 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2006-02-16 | ||
| 142 | Wong, Wai Yan (SFC:AGG935) 黃惠恩 | AGG935 | RO | 2013-06-21 | 2016-01-01 | ||
| 143 | Woo, Lam Hay 胡林熙 | AAB005 | Rep | 2010-09-17 | 2022-11-16 | ||
| 144 | Woo, Maggie Ching Han 胡靜嫻 | F | ASD557 | Rep | 2010-11-20 | 2014-09-26 | |
| 145 | Wu, Di (SFC:AWT094) 吳頔 | AWT094 | Rep | 2011-01-31 | 2016-02-02 | ||
| 146 | Wu, Grace Yuet Ming 胡月明 | F | AKI974 | Rep | 2010-09-13 | 2014-05-15 | |
| 147 | Xiong, Li (SFC:BAI988) 熊力 | BAI988 | Rep | 2012-11-15 | |||
| 148 | Xu, Jiafu 徐嘉甫 | AVR982 | Rep | 2011-03-15 | 2018-06-01 | ||
| 149 | Xue, Fei (SFC:ASP680) 薛菲 | ASP680 | Rep | 2010-12-02 | |||
| 150 | Yamaguchi, Daisuke | AMS713 | Rep | 2010-10-21 | 2014-05-17 | ||
| 151 | Yan, Xiaoyi (SFC:BBH286) 嚴瀟奕 | BBH286 | Rep | 2013-05-20 | 2014-11-25 | ||
| 152 | Yang, Bei (SFC:AVV546) 楊北 | AVV546 | Rep | 2010-09-03 | 2014-07-04 | ||
| 153 | Yang, Shang-Lun 楊尚倫 | AZG020 | Rep | 2012-03-29 | 2014-07-29 | ||
| 154 | Yeo, Keng Chun 楊慶春 | ANQ025 | Rep | 2010-11-20 | 2014-09-26 | ||
| 155 | Yeu, Chiu Wah 姚昭華 | ADR463 | RO | 2006-12-01 | 2014-04-16 | ||
| 156 | Yeung, Anna Pui Fung 楊佩鳳 | F | AFM432 | Rep | 2013-06-03 | 2024-03-14 | |
| 157 | Yeung, Carrie 楊嘉怡 | F | BBT931 | Rep | 2013-08-29 | 2015-03-18 | |
| 158 | Yin, Hongqiang 殷洪强 | AWW354 | Rep | 2011-02-25 | 2014-04-24 | ||
| 159 | Yip, Abbie Man Yan 葉文炘 | AWI435 | Rep | 2010-11-29 | 2015-07-01 | ||
| 160 | Yiu, Ka Hing 姚嘉興 | AVW705 | Rep | 2011-01-14 | 2016-09-13 | ||
| 161 | Yiu, Sui Chong 姚穗莊 | AOS002 | Rep | 2011-03-01 | 2015-04-25 | ||
| 162 | Yonemoto, Yuzo | AZY703 | Rep | 2012-07-30 | 2014-05-24 | ||
| 163 | Yu, Lijie (SFC:AUX358) 俞勵頡 | AUX358 | Rep | 2014-01-09 | 2014-07-19 | ||
| 164 | Yuen, Ka Lai 阮嘉麗 | AIB790 | Rep | 2010-11-20 | 2015-12-01 | ||
| 165 | Yuen, William 袁家樂 | M | ARN485 | Rep | 2012-05-15 | 2015-08-06 | |
| 166 | Zeng, Linli 曾琳荔 | AXF647 | Rep | 2012-08-20 | 2014-05-31 | ||
| 167 | Zhang, Senyan 張森焱 | AWK695 | Rep | 2010-12-28 | 2017-09-30 | ||
| 168 | Zhou, Bowen (SFC:AXI802) 周博雯 | M | AXI802 | Rep | 2011-05-30 | 2015-09-22 | |
| 169 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | ATM945 | Rep | 2009-09-22 | 2017-05-11 |
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