FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Chak, Kam Piu 翟錦標 ABI227 Rep 2014-08-01
2 Chan, Bernard Hon Wai 陳漢偉 M AAE407 Rep
3 Chan, Choi Hung (SFC:APO018) 陳彩虹 APO018 Rep 2009-09-03 2018-07-07
4 Chan, Christina Simin 陳關思敏 F AQS336 Rep 2015-07-16 2016-01-03
5 Chan, Hok Sing 陳學誠 ACS382 Rep 2015-05-20 2017-05-19
6 Chan, King Fung 陳景鋒 BFE579 Rep 2015-05-04 2015-09-15
7 Chan, Man Yan (SFC:ALQ598) 陳文恩 ALQ598 Rep 2011-11-23 2013-04-24
8 Chan, Pang 陳鵬 ABS421 Rep 2005-12-20
9 Chan, Simon Chi Ming 陳志明 M AEJ403 Rep 2004-11-01 2011-03-31
10 Chan, Sophia Sok Yin 陳淑妍 F ABE984 Rep 2003-11-18 2003-11-19
11 Chan, To (SFC:AMF426) 陳濤 AMF426 Rep 2005-08-16 2005-11-10
12 Chan, Wang Fai (SFC:AFI965) 陳宏輝 43 M AFI965 Rep 2004-09-03
RO 2004-09-03 2009-05-29
13 Chan, Yat Lam (SFC:AOW942) 陳日霖 AOW942 Rep 2014-05-19 2015-06-14
14 Chan, Yuen Yee (SFC:AEM854) 陳婉兒 AEM854 Rep 2003-05-26 2020-10-29
15 Chang, Chun Chung 張振宗 AND527 Rep 2006-02-28 2006-09-19
16 Che, Hongyu 車宏宇 APS903 Rep 2007-10-05
17 Chen, Chao (SFC:AQD781) 陳超 AQD781 Rep 2007-12-17 2008-08-14
18 Chen, Peili 陳培莉 AMG931 Rep 2005-07-26
19 Chen, Qing (SFC:AHJ872) 陳青 AHJ872 Rep 2005-07-29
20 Chen, Xiaoxia (SFC:AVR180) 陳曉霞 AVR180 Rep 2010-09-28
21 Cheng, Cheng (SFC:AWK326) 程成 AWK326 Rep 2011-01-11 2015-04-30
22 Cheng, Chi Kwong (SFC:AGN592) 鄭志光 AGN592 RO 2011-03-24 2022-12-08
23 Cheng, Judy Yuen Yi 鄭宛儀 F AIR787 Rep 2005-07-06
24 Cheng, Lit Fai 鄭烈輝 ACK224 Rep 2011-06-10
25 Cheuk, Hoi Ki 卓凱淇 BJQ675 Rep 2017-06-26 2023-02-21
26 Cheuk, Yeung Shing 卓楊成 BFY673 Rep 2015-08-05 2017-07-04
27 Cheung, Chik Fai 張藉輝 AAB513 Rep 2022-06-24
28 Cheung, Hang Chin 張恆展 AOX089 Rep 2007-06-11 2008-04-25
29 Cheung, Yik Man 張益民 AWZ174 Rep 2013-03-18 2018-10-31
30 Ching, Ah Chye (SFC:AAG308) 莊益才 AAG308 RO 2019-05-08
31 Chiu, Siu Ngan 趙少雁 APV456 Rep 2010-04-23 2010-12-06
32 Chong, Ching Ping 莊清萍 BFS368 Rep 2015-07-20 2022-10-28
33 Chu, Chun Shing 朱俊胜 BGD147 Rep 2017-04-19 2021-10-04
34 Chu, Wai Leung (SFC:ABQ114) 朱偉良 ABQ114 Rep 2003-05-26 2005-09-30
35 Chung, Chi Ming (SFC:AAY647) 鍾志明 AAY647 Rep 2007-10-31 2016-06-17
36 Chung, Ho Yin (SFC:BGP507) 鍾浩然 BGP507 Rep 2015-12-17 2019-09-04
37 Dan, Yucui 但玉翠 BIQ312 Rep 2016-12-22
38 Fang, Ming (SFC:AFP131) 方明 AFP131 Rep 2008-06-16
39 Fok, Benny Chi Hung 霍智鴻 M ACA636 Rep 2004-05-19 2021-04-28
40 Fok, Chi Cheung Allen 霍智祥 AXZ088 Rep 2016-05-20 2018-03-06
41 Fung, Kwan Hay 馮錕禧 ADS316 Rep 2013-07-17
42 Gao, Mei (SFC:AFS775) 高梅 AFS775 Rep 2009-11-13
Rep 2014-03-04
43 Gong, Rui (SFC:ARW539) 龔睿 ARW539 Rep 2008-12-09 2010-01-08
44 Gu, Sen Sen 古森森 BBD157 Rep 2013-05-06 2015-05-22
Rep 2016-07-05
45 Guan, Yuqiang 管宇強 ARR785 Rep 2008-10-10 2010-03-19
46 Ho, Chip Hang 何接恆 ABH036 Rep
47 Ho, Grammie Ting Fung 何霆鋒 AQI017 Rep 2010-12-23 2011-07-12
48 Ho, Kelvin Chi Yin 何自然 M AAO487 Rep 2005-07-20
49 Ho, Kenneth Kar Loong 何家隆 M ANA703 Rep 2011-02-07 2018-07-31
50 Ho, Michael Yui Kin 何銳堅 M ABQ517 Rep 2003-04-18
51 Ho, Wan Kam (SFC:ABM452) 何韻琴 ABM452 Rep 2012-03-19 2012-04-27
52 Ho, Yui 何銳 ATI748 Rep 2010-05-06 2011-08-19
53 Hon, Virginia Yi Kuen 韓儀娟 F AWO228 Rep 2013-09-09
54 Hou, Jie (SFC:BCS549) 侯捷 BCS549 Rep 2014-01-22 2022-01-05
55 Hu, Yi Ming (SFC:AEU261) 胡一鳴 AEU261 Rep 2004-10-18 2005-05-23
56 Huang, Chen (SFC:BFJ991) 黃晨 BFJ991 Rep 2015-06-02 2016-10-08
57 Huang, Jiajie (SFC:BGG191) 黃佳杰 BGG191 Rep 2015-10-14
58 Huang, Likun (SFC:AYF198) 黃莅琨 AYF198 Rep 2011-10-26 2011-11-25
59 Hui, Sam Tou Wah 許道華 ACD314 Rep 2008-10-23 2012-03-30
60 Hui, Yee Mei 許綺媚 AQW076 Rep 2008-12-17 2014-10-15
61 Jiang, Xiaotian 姜晓天 ANG607 Rep 2006-05-18 2016-07-18
RO 2016-07-18 2022-02-01
62 Jim, Chu Sing 詹柱星 ATD286 Rep 2010-04-12 2016-10-06
63 Jin, Hui (SFC:AJZ230) 金暉 AJZ230 Rep 2006-07-04
64 Kang, Yu (SFC:BBX757) 康瑜 BBX757 Rep 2014-12-24
65 Ke, Xuefeng 柯學鋒 AYR736 Rep 2012-01-11 2014-11-30
66 Kong, Rong (SFC:APN528) 孔蓉 APN528 Rep 2007-08-30 2007-12-17
67 Kwan, Ka Fai 關家輝 AAV299 Rep 2016-08-03
68 Kwan, Kam Hung 關錦雄 AGL963 Rep 2004-03-16 2004-06-24
69 Kwok, Bing Wah 郭冰樺 AOL080 Rep 2010-06-07 2011-03-28
70 Lai, Ho Yin (SFC:AIH679) 黎浩然 AIH679 Rep 2004-07-30 2006-06-28
71 Lam, Chun Bun (SFC:BHL101) 林晉彬 BHL101 Rep 2017-08-09 2019-06-07
72 Lam, Heung Wing (SFC:ACD758) 林向榮 ACD758 Rep 2004-05-12 2004-11-29
73 Lam, Ka Hang (SFC:APL883) 林嘉恒 APL883 Rep 2007-09-25 2010-10-11
74 Lam, Lun Tun 林龍敦 ANG763 Rep 2008-11-25 2012-02-04
75 Lam, Paul Chi Yung 林智勇 M AFT913 Rep 2014-07-18
76 Lam, Siu Wing Cynthia 林兆泳 ARF359 Rep 2008-06-18 2023-06-30
77 Lam, Sung Wai 林崇偉 BGO451 Rep 2016-11-10 2018-04-20
78 Lam, Timothy Lok Tin 林樂天 M ANY093 Rep 2006-09-12 2007-11-30
79 Lan, Yu (SFC:BCQ497) 藍宇 BCQ497 Rep 2014-01-22 2016-11-18
80 Lau, Chi Keung (SFC:AJZ235) 劉志強 AJZ235 Rep 2005-10-26
81 Lau, Kwai Ying (SFC:AEA860) 劉桂英 AEA860 Rep 2003-06-10 2003-07-11
82 Lee, Carol Lok Man 李樂雯 F AQD485 Rep 2010-04-26 2012-04-27
83 Lee, Chak Fai 李澤輝 BFU996 Rep 2015-07-16 2018-03-16
84 Lee, Chong Shan 李創山 ABV689 Rep 2003-05-26 2005-09-30
85 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2005-04-07
86 Lee, Kwun Hei 李冠禧 ANL027 Rep 2006-05-26 2007-05-31
87 Lee, Tai Tong 李棣棠 ADZ578 Rep 2011-02-06
88 Lee, Ying Kei 李英琪 AER770 Rep 2006-01-27
89 Leung, Chi Hung (SFC:AFT573) 梁志鴻 AFT573 Rep 2009-03-19 2018-06-20
90 Leung, Chi Shun 梁志信 AOY469 Rep 2007-09-10
91 Leung, Rosanna 梁凱琳 AOG339 Rep 2006-12-04 2008-01-31
92 Leung, Stanley Chi Yuen 梁志源 M AAE324 Rep 2003-05-26
93 Leung, Wai Yip (SFC:AAE338) 梁偉業 AAE338 Rep 2022-07-29
94 Li, Bingshan 李冰山 ALH680 Rep 2005-07-22 2007-07-31
95 Li, Chiu Yee 李昭儀 AJY016 Rep 2016-10-17 2017-03-31
RO 2017-03-31 2018-06-19
96 Li, Chun (SFC:AQT080) 李俊 AQT080 Rep 2014-05-05
97 Li, Eliot Chi Keung 李智強 40 M BBF102 Rep 2013-05-29 2015-05-19
Rep 2017-01-11 2021-08-19
98 Li, Hang (SFC:AWK314) 李航 AWK314 Rep 2011-01-11 2012-09-28
Rep 2012-10-22
99 Li, Jun (SFC:AMU443) 李俊 AMU443 Rep 2006-02-27 2009-11-30
100 Li, Kim Ho 李劍豪 ATT901 Rep 2009-10-16 2009-10-27
101 Li, Kwok Hung (SFC:AAB213) 李國雄 AAB213 RO 2010-06-30
102 Li, Mingjiang (SFC:ANG396) 李明江 ANG396 Rep 2006-05-11 2010-06-30
RO 2012-11-05
103 Li, Qian (SFC:BDY405) BDY405 Rep 2014-08-29 2015-08-31
Rep 2016-06-03
104 Li, Shun (SFC:ASE581) 利順 ASE581 Rep 2009-01-05
105 Li, Weihao (SFC:ARF368) 李偉浩 ARF368 Rep 2008-06-24
106 Li, Xian Feng 李险峰 ALH681 Rep 2006-08-24 2007-02-28
107 Li, Yue (SFC:AQG737) 李岳 AQG737 Rep 2008-02-18 2009-01-31
108 Lian, Wei 連威 AYY394 Rep 2017-02-16 2018-07-19
109 Liang, Lantian 梁藍田 ARL768 Rep 2008-08-26 2009-10-27
110 Lie, Suet Ching 李雪晶 ALZ559 Rep 2010-05-24 2012-07-20
111 Liu, Chung Him 廖仲謙 BHY106 Rep 2016-09-26
112 Liu, Jie (SFC:ARN021) 劉洁 ARN021 Rep 2009-01-13 2011-04-01
113 Liu, Xinhong (SFC:AQJ507) 劉新紅 AQJ507 Rep 2008-03-11
114 Liu, Ziyu 劉子玉 BGX748 Rep 2016-02-04 2016-03-25
115 Lo, Ho Tak (SFC:AVR437) 盧浩德 AVR437 Rep 2011-09-27 2011-10-31
116 Lo, Ho Yin (SFC:AQF063) 盧浩然 AQF063 Rep 2011-01-21 2019-04-15
117 Lo, Sammy Kwok Loong 羅國龍 53 M AAH920 Rep 2003-04-26 2009-11-13
RO 2009-11-13 2022-10-21
118 Lu, Xiaoxun 陸曉遜 AGB117 Rep 2009-12-11 2012-10-31
119 Luo, Zenglong 羅增龍 AWZ523 Rep 2011-04-19 2011-11-25
120 Ma, Ming Chun 馬銘俊 APD158 Rep 2010-01-11 2013-06-30
121 Man, Kon Sum 文幹森 AFI890 Rep 2006-06-28 2010-01-01
122 Mao, Li (SFC:AQG730) 毛力 AQG730 Rep 2008-02-18 2009-12-15
Rep 2011-10-17 2013-01-04
123 Mo, Man Yi 巫敏怡 BCZ767 Rep 2016-04-18 2018-04-28
124 Ngai, Hoi Chun 魏開俊 AIH608 Rep 2017-08-07 2017-12-08
125 Ngan, Chiu Chun (SFC:BAE640) 顏招駿 BAE640 Rep 2015-08-20 2018-08-14
126 Pan, Wen (SFC:AQJ818) 潘雯 AQJ818 Rep 2008-03-12 2023-10-13
127 Pong, Nicholas Cheuk Pun 龐卓斌 M BAY306 Rep 2013-04-05 2015-09-30
128 Poon, Linda Chi Lam 潘芝琳 F AHG567 Rep 2003-07-07
129 Qian, Mingjin (SFC:ACS194) 錢銘今 ACS194 Rep 2008-06-18
130 Qin, Haokai 秦浩楷 BCS754 Rep 2014-01-22
131 Qiu, Hong (SFC:AGH952) 邱紅 AGH952 Rep 2006-09-08
RO 2006-09-08
132 Qiu, Yatong 邱亞彤 BJC197 Rep 2017-03-21
133 Sam, Chi Yung 岑智勇 APR850 Rep 2011-03-16 2013-05-24
134 See, Alvin Hoi Yi 施海夷 M AAC345 Rep 2003-10-31
135 Shen, Danni (SFC:AZQ353) 沈丹妮 AZQ353 Rep 2012-06-28 2014-06-30
136 Shen, Jing (SFC:AXD518) 沈菁 AXD518 Rep 2011-05-09 2011-09-17
137 Shen, Songling 沈松齡 AQS585 Rep 2008-05-20
138 Shum, Chin Hong 沈展康 AVJ063 Rep 2010-07-19 2014-05-09
Rep 2015-06-01 2015-11-08
139 Siu, Jeffrey Siu Ham 蕭小涵 M BGG199 Rep 2015-10-14 2016-10-19
140 So, Chi Chiu (SFC:AOG783) 蘇志超 AOG783 Rep 2008-06-20 2019-09-03
141 Sun, Yiqing (SFC:BBU727) 孫一晴 BBU727 Rep 2013-09-26 2017-11-20
142 Tam, Kelly Kai Yi 譚啟兒 F AVE810 Rep 2013-08-12 2017-05-11
143 Tao, Shi (SFC:AGS762) 陶石 AGS762 Rep 2003-11-03 2008-03-15
144 Tse, Ming Pong 謝明邦 BBD859 Rep 2017-03-24 2017-04-07
145 Tsoi, Ho 蔡浩 AWK311 Rep 2011-01-12 2016-04-06
146 Tsui, Kwong Fai 徐光輝 AFS774 Rep 2005-03-04
147 Wan, Chengshui 万成水 ALH700 Rep 2005-07-30 2007-11-15
148 Wan, Chi Hang 溫志行 ANE890 Rep 2014-10-28 2015-05-14
149 Wang, Baocheng (SFC:AJZ269) 王宝成 AJZ269 Rep 2007-08-13 2019-03-31
150 Wang, James Junyan 王俊彥 47 M ADA695 RO 2006-12-31
151 Wang, Jian (SFC:ALK743) 王健 ALK743 Rep 2008-05-20
152 Wang, Lu (SFC:AGW114) 王璐 AGW114 Rep 2006-01-12
153 Wang, Qiang (SFC:BGJ404) 王強 BGJ404 Rep 2015-11-11 2016-06-22
154 Wang, Shifen 王師奮 BFU175 Rep 2015-07-31 2018-05-18
155 Wang, Shizhen (SFC:AWK324) 王士振 AWK324 Rep 2011-01-11 2013-11-15
156 Wang, Wei (SFC:ARG951) 王瑋 ARG951 Rep 2008-07-31 2009-11-08
157 Wang, Wenzhou (SFC:ARO923) 王文洲 ARO923 Rep 2008-10-16 2011-07-04
Rep 2014-05-23 2016-08-26
158 Wang, Yang (SFC:BIT765) 汪阳 BIT765 Rep 2017-01-27 2020-02-13
159 Wang, Yimin (SFC:APN587) 王逸旻 APN587 Rep 2012-09-26 2012-09-26
160 Wang, Yuan Yuan (SFC:ARH049) 王媛媛 ARH049 Rep 2008-08-05
161 Wen, Xiaolin 温晓林 AQU517 Rep 2008-05-14 2014-12-22
162 Wong, Che Lik 黃自力 ABZ884 Rep 2004-06-29 2006-04-10
163 Wong, Chi Ling (SFC:ACG593) 黃志凌 ACG593 Rep 2003-05-26 2009-05-08
164 Wong, Howard Horg Wang 王學宏 M ADV962 Rep 2006-03-20
165 Wong, Ka Hing (SFC:AIH624) 黃嘉馨 AIH624 Rep 2005-01-26 2006-02-21
166 Wong, Kee Fung 黃淦浩 AQV817 Rep 2008-04-16 2020-04-30
167 Wong, Kwok Cheung (SFC:ADS011) 王國章 ADS011 Rep 2003-05-12 2006-01-27
168 Wong, Pak Chun 王柏俊 AQZ536 Rep 2008-06-11 2010-04-25
Rep 2012-09-12 2014-05-02
RO 2014-05-02
169 Wong, Peggy Bik Chi 王碧枝 F AQC725 Rep 2007-12-03 2010-09-05
Rep 2012-07-12 2024-07-12
170 Wong, Suet Yi (SFC:AAB485) 黃雪儀 AAB485 Rep 2006-01-23 2007-12-31
171 Wong, Yan Suet 王恩雪 ASF777 Rep 2015-08-20 2020-11-27
172 Woo, Tsing Yiu 胡政堯 AOH585 Rep 2008-09-11 2011-08-13
173 Xiang, Xi (AUC503) 項喜 AUC503 Rep 2009-12-02 2011-06-30
174 Xu, Feina 許斐娜 AQG753 Rep 2008-03-03 2015-11-08
175 Yang, Jing (SFC:BEL949) 楊婧 BEL949 Rep 2014-11-11 2015-01-02
176 Yang, Shufen 楊淑芬 AQC277 Rep 2008-01-18 2010-03-31
177 Yau, Siu Ling 邱少玲 AEB576 Rep 2004-07-07 2004-12-02
178 Yeung, Rankine Wai Kin 楊偉堅 56 M ACC364 RO
179 Yip, Chi Ho (SFC:APC509) 葉志豪 APC509 Rep 2007-07-26 2010-10-11
Rep 2015-05-22 2018-04-25
180 Yip, Johnson Kin Ching 葉健清 M ACB705 Rep 2003-05-26 2005-09-30
181 Yip, Sheung Chi (SFC:AEI328) 葉尚志 AEI328 Rep 2012-01-09
RO 2012-01-09
182 Yu, James Tsz Chau 余紫秋 M AMP259 Rep 2005-11-25 2006-08-10
Rep 2007-03-26 2007-08-31
183 Yu, Ka Ho (SFC:ALS369) 余家豪 ALS369 Rep 2006-01-27 2007-02-28
184 Yu, Lam 余琳 APB773 Rep 2009-09-28 2018-04-13
185 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2009-02-03 2009-12-16
186 Yuen, Kin Wai (SFC:AEA365) 袁健偉 AEA365 Rep 2008-07-31
Rep 2011-09-08 2017-10-13
187 Yung, Ki Fai 翁奇輝 AFY548 Rep 2003-05-26 2012-06-04
188 Zeng, Xiaowen 曾小文 APF830 Rep 2007-07-10 2021-08-31
189 Zhang, Aidi 張愛娣 ANK409 Rep 2007-03-15 2010-05-03
190 Zhang, Chunmei (SFC:AKO867) 張春美 AKO867 Rep 2006-02-02 2008-03-31
191 Zhang, Hongyang (SFC:BGP504) 張弘揚 BGP504 Rep 2015-11-30 2018-03-02
192 Zhang, Jinhui (SFC:AMU874) 張金暉 AMU874 Rep 2006-09-15 2007-05-18
193 Zhang, Wei (SFC:ARB949) 張薇 ARB949 Rep 2008-06-11 2010-06-17
194 Zhang, Xiangyu (SFC:AXO653) 張翔宇 AXO653 Rep 2011-08-04 2011-12-09
195 Zhang, Xiaokui AXM302 Rep 2013-01-21 2014-08-15
196 Zhang, Yongjie (SFC:AHJ439) 張永捷 AHJ439 Rep 2003-12-23 2004-05-06
197 Zhang, Zhanwei (SFC:ART710) 張展為 ART710 Rep 2008-12-05 2009-03-03
198 Zhang, Zhibin (SFC:AYT695) 張智斌 AYT695 Rep 2012-01-11 2013-06-21
199 Zhao, Hailin 趙海琳 43 F AVE577 Rep 2010-06-15 2011-11-30
200 Zheng, Jialiang 鄭嘉梁 AZB711 Rep 2012-03-16 2015-09-07
201 Zhong, Yunfei 鍾云飛 BIZ575 Rep 2017-02-23
202 Zhou, Yuanjun 周源俊 BFF024 Rep 2015-04-23 2017-02-12
203 Zhu, Biqi 諸苾玘 BJI374 Rep 2017-04-26 2020-06-25
204 Zou, Hui (SFC:BEO299) BEO299 Rep 2014-12-10 2021-12-17

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