BARING ASSET MANAGEMENT (ASIA) LIMITED 霸菱資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Adrogue, Ricardo BIG054 Rep 2016-09-28 2016-09-30
2 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2006-04-19 2007-04-13
RO 2007-04-13 2007-08-18
3 Argal, Ajay AXV576 Rep 2011-09-02 2013-04-16
RO 2013-04-16 2019-03-31
4 Au, Yu Ching 區裕正 ABT384 Rep 2008-06-02 2011-03-01
5 Blake, Jonathan Robert M AQI007 Rep 2008-01-21 2008-02-21
Rep 2011-03-23 2011-03-30
6 Bone, Sydney Maurice AEN692 RO 2003-08-29 2004-10-22
7 Bromley, Clive William M AXY646 Rep 2011-08-30 2011-09-30
8 Brown, Scott David (SFC:BIE338) M BIE338 Rep 2016-09-26 2016-10-02
9 Chai, Albert Mei Khoon M BBK320 Rep 2013-06-14 2019-11-27
10 Chan, Fiona Nga Yee 陳雅儀 F ADZ146 Rep 2008-05-28 2010-03-31
11 Chan, Henry Yue Hung 陳裕雄 M ADB611 Rep 2004-09-22 2004-09-24
RO 2004-09-24 2005-05-23
Rep 2005-05-23 2005-07-18
RO 2005-07-18 2010-07-01
12 Chan, Ivy (SFC:AEN139) 陳亭希 F AEN139 Rep 2007-10-18 2015-09-07
RO 2015-09-07
13 Chan, Mo Yan (SFC:BCI303) 陳慕恩 BCI303 Rep 2018-10-22 2019-12-12
14 Chang, Tat Sean 鄭達成 ADL512 Rep 2012-05-08 2012-07-10
RO 2012-07-10 2018-01-26
15 Chen, Christopher Tu Hsin 陳篤信 M AZB705 Rep 2017-04-13 2018-06-29
16 Chen, Ji (SFC:ALO251) 陳濟 ALO251 Rep 2012-02-06 2015-07-24
17 Chen, Pei-Chi (SFC:BNX700) 陳珮綺 BNX700 Rep 2018-12-17
18 Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 AEQ438 Rep 2005-08-01 2011-08-01
19 Cheung, Wai Ho (SFC:BGE658) 張偉豪 BGE658 Rep 2017-08-21 2018-11-09
20 Chin, Sydney Chung Hin 陳松興 ANK516 Rep 2017-06-07 2021-01-20
21 Choe, Kyung Ho BDR804 Rep 2017-08-15 2023-09-01
22 Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 BDL752 Rep 2014-05-21 2015-12-15
23 Choi, Ka Wing (SFC:BBC960) 蔡嘉穎 BBC960 Rep 2013-04-15 2014-05-23
24 Chong, Edmund Yuk Hung 莊鈺洪 M AFY849 Rep 2015-04-08 2017-07-06
RO 2017-07-06 2018-10-12
25 Chong, Kwok Chee 莊國幟 BAN207 Rep 2015-08-14 2019-03-31
26 Chow, Wai Kwong 周偉光 ANP432 Rep 2018-07-24
27 Chun, Chi Tsing 秦梓澄 AYI856 Rep 2018-05-16
28 Chung, Franki Ka Fai 鍾家輝 M ACW769 RO 2007-05-09 2009-11-30
29 Chung, Man Yi 鍾聞怡 BBZ467 Rep 2016-01-19 2021-06-13
30 Conn, Adam Howard Joseph 56 M AAZ321 Rep 2012-07-03 2012-08-03
31 Deng, Hong Wen 鄧鴻文 AJJ580 Rep 2008-06-02 2012-11-22
RO 2012-11-22 2013-08-30
32 Do, Khiem Trong ADT127 RO 2004-10-08 2020-12-31
33 Downes, Michael James (SFC:BDF595) M BDF595 Rep 2017-08-14 2020-03-31
34 Fong, Wai Cheong 方偉昌 AKN196 Rep 2004-09-15 2021-05-06
35 Forster, Shane Anthony (SFC:BBB058) M BBB058 Rep 2017-08-31 2018-04-12
RO 2018-04-12
36 Fu, Yu (SFC:BOE212) 傅鈺 BOE212 Rep 2019-03-05 2020-11-20
37 Fung, Yuen Fun 馮婉芬 AEX954 Rep 2007-02-07 2007-05-11
38 Fung, Yuen Tsun 馮苑蓁 AWU399 Rep 2011-02-16 2012-05-21
39 Govan, James Alexander Thomas M AXS677 Rep 2011-08-19 2011-08-26
40 Henderson, James Alan M BID978 Rep 2016-09-26 2016-10-02
41 Ho, Anita Hoi Lam 何海琳 F AOC914 Rep 2008-07-25 2008-12-11
Rep 2015-11-24 2016-10-15
42 Hong, Nahyoon 洪那玧 APD706 Rep 2008-06-02 2021-10-31
43 Horne, Martin Scott (SFC:BNR304) M BNR304 Rep 2018-11-05 2018-11-08
Rep 2019-01-11 2019-01-15
44 Hsu, Po Hsiang 許博翔 BHU912 Rep 2018-03-06 2018-08-10
45 Hung, Jacqueline Chi-Ching 孔芷晴 F BID986 Rep 2016-09-15 2018-04-15
46 Jang, Euishik 張宜植 BHL123 Rep 2018-07-10
47 Jiang, Xiaojing 姜曉菁 AQA848 Rep 2010-04-12 2017-01-17
48 Ke, Lei 柯雷 AUZ498 Rep 2010-04-12 2015-03-27
49 Keung, Yee Yee Lillian 姜義義 BNH562 Rep 2018-08-09
50 Khanapurkar, Kuldeep Vishnukant BFS299 Rep 2015-07-06
51 Kwan, Chi Wang 關子宏 AGB717 Rep 2011-04-04 2012-01-02
52 Lai, Ho Ling 黎可寧 BPQ098 Rep 2020-05-14
53 Lai, Nicola Ying Xi 賴穎熙 F ALY576 Rep 2015-07-06
54 Lam, Chi Ho (SFC:BEX631) 林子豪 BEX631 Rep 2019-04-25
55 Lau, Tracy Ho Yee 劉可兒 F AOQ704 Rep 2017-08-29 2018-02-22
RO 2018-02-22 2021-01-22
56 Lau, Victor Wai Tat 劉偉達 M APF754 Rep 2016-09-30 2023-07-28
57 Lau, Yun Mei (SFC:BNV579) 劉潤美 BNV579 Rep 2019-03-20 2020-04-07
58 Lee, Calista Wuen Nee F AWT374 Rep 2015-01-06 2021-10-31
59 Lee, Hyung Jin 李烱陳 ADX373 Rep 2008-06-02 2015-07-13
RO 2015-07-13 2019-01-21
60 Lee, Kai Yang 李凱揚 AOJ012 Rep 2008-06-04 2014-08-28
61 Lee, Lok Ming 李樂鳴 BBP703 Rep 2017-03-20 2021-01-31
62 Lee, Tin Wing 李天穎 AXY953 Rep 2016-09-12
63 Leung, Chor Ming 梁礎銘 AEA299 Rep 2004-09-14 2004-12-06
64 Leung, James Wang Kit 梁宏傑 M ACC013 Rep 2017-07-19 2025-05-30
65 Leung, Lap Wai (SFC:ALN045) 梁立偉 ALN045 Rep 2011-07-22
66 Leung, Yiu Pan (SFC:ANM031) 梁耀斌 ANM031 Rep 2008-05-27 2016-10-01
67 Levy, Michael Jonathan (SFC:BBS858) M BBS858 Rep 2013-09-09 2013-10-09
68 Li, James Kong 李剛 M AFT405 Rep 2014-07-04 2014-10-14
RO 2014-10-14 2019-12-09
69 Li, Sek Fu 李錫富 AAX343 Rep 2003-09-01 2004-11-09
RO 2004-11-09 2015-03-03
70 Lian, Daniel Da M BCW815 Rep 2015-11-04 2016-08-24
71 Lim, Soo Hai AMR299 Rep 2008-06-02 2018-09-11
RO 2018-09-11
72 Lin, Ka Ho 連嘉豪 AMR825 Rep 2008-06-02 2010-02-24
73 Liu, Danqing 劉丹青 AUZ101 Rep 2017-09-07
74 Liu, Pok Man 廖博民 BLL172 Rep 2017-11-07 2019-05-17
75 Liu, Tiebin 劉鉄彬 AYI977 Rep 2011-11-01 2014-12-31
76 Liu, Zhaoying 劉兆熒 AWJ024 Rep 2018-06-11
77 Lo, Sing 盧勝 AEM141 Rep 2005-03-02 2005-05-04
RO 2005-05-04 2015-11-10
78 Lo, Yim On 盧艷安 BDW364 Rep 2018-05-07
79 Lui, Anne 呂安妮 F AXO912 Rep 2013-08-15 2014-09-30
80 Lui, Mandy Man Lok 雷敏諾 F BAI757 Rep 2018-11-05 2019-02-01
RO 2019-02-01 2023-08-01
81 Luo, Laura Ying 羅瑩 55 F ADJ631 Rep 2013-09-12 2019-09-30
82 Mihalick, David Martin M BID984 Rep 2016-09-28 2016-09-30
83 Morgan, Paul (SFC:BEZ683) M BEZ683 Rep 2015-04-16 2015-04-22
84 Natcharian, Matthew Paul M BIG055 Rep 2016-09-28 2016-09-30
85 Ng, Colin Chee Kwong 吳志光 54 M ASY018 Rep 2012-02-13 2012-08-07
86 Ng, Gerry Joo Yeow 黃祖耀 56 M ACC976 Rep 2004-12-07 2005-01-20
RO 2005-01-20 2019-12-31
87 Nowak Ii, Laurance Stanley Adam M BFE977 Rep 2017-08-11 2017-11-03
88 Palmer, William Arnold M AYT894 Rep 2012-01-12 2012-02-12
89 Park, Chong Hak BBS864 Rep 2013-09-10 2013-10-10
90 Petronikolos, Athanasios AWQ219 Rep 2011-01-13 2011-02-12
91 Poon, Eric Chi Lik 潘智力 M AJA981 Rep 2012-05-21 2013-07-22
RO 2013-07-22 2017-12-31
92 Poon, Joanna Ka Yee 潘嘉怡 F AGL868 Rep 2010-04-12 2010-09-16
93 Robertson, Duncan Jeffrey M AZM022 RO 2019-09-10 2024-03-12
94 Scandella, Jean-Louis Patrick M AUF111 Rep 2016-09-15 2016-10-01
95 Schauer, Adam Michael M BOH519 Rep 2019-05-10 2019-05-17
Rep 2019-07-26 2019-07-26
96 Scholefield, Timothy M BBS865 Rep 2013-09-09 2013-10-09
97 Seetoh, Lin Yoke (SFC:AAK414) 司徒蓮玉 AAK414 RO 2003-08-29 2004-10-08
98 Senkpiel, Mark Douglas M BOC392 Rep 2019-02-19 2019-02-22
99 Shek, Stanley Wing Yin 石穎賢 M BCZ812 Rep 2019-01-25 2020-04-17
100 Shiu, Vivian Pui Kuen 邵佩娟 AQI992 Rep 2016-03-30
101 Shroff, Manoj Mahesh M AOJ010 Rep 2008-06-02 2010-06-16
Rep 2012-03-19 2019-12-15
102 Shum, Wai Chun 沈偉俊 AHJ589 Rep 2010-08-02 2010-12-20
RO 2010-12-20 2012-02-01
103 Silver, Benjamin Wolf M BIE150 Rep 2016-09-28 2016-09-30
104 Simpson, Michael Duff M BBS861 Rep 2013-09-09 2013-10-09
105 Sit, Wilfred Wing Fai 薛永輝 M ACJ160 Rep 2004-09-22 2004-09-24
RO 2004-09-24 2007-02-18
Rep 2011-05-30 2011-07-12
RO 2011-07-12 2017-01-24
106 Sitton, Jose Daniel M AMI233 Rep 2016-09-22 2016-10-02
107 Talwar, Karan (SFC:BLH268) F BLH268 Rep 2020-10-12
108 Tam, Zumin Patrick Jr. 譚祖岷 AEM645 Rep 2007-07-19 2016-04-24
109 Tan, Zhizhi 譚智郅 AYQ567 Rep 2011-12-14 2013-03-15
110 Tang, Ka Nam 鄧嘉南 AFM342 Rep 2013-05-13 2014-01-27
RO 2014-01-27 2014-04-30
111 Tang, Lin (SFC:AVY842) 唐琳 AVY842 Rep 2010-10-04 2014-12-17
112 Tsang, Edith Sui Yu 曾瑞如 F ALN773 Rep 2007-02-08 2007-07-06
113 Tse, Pui Kwan (SFC:AFF231) 謝佩坤 AFF231 Rep 2013-07-12 2018-06-27
114 Ugurtas, Ecehan APV617 Rep 2007-10-22 2007-11-22
Rep 2011-01-13 2011-02-12
Rep 2012-04-23 2012-05-23
Rep 2012-09-27 2012-12-27
115 Valensise, Marino BGC385 Rep 2016-09-28 2016-09-30
116 Wang, Aiqian (SFC:BOB754) 汪愛倩 BOB754 Rep 2019-02-11 2019-07-16
Rep 2020-12-07 2023-12-01
117 Wang, Guoguang (SFC:AUZ499) 王國光 AUZ499 Rep 2010-04-12 2011-04-11
118 Wang, Ping (SFC:BIG438) 王平 BIG438 Rep 2018-05-31 2021-04-22
119 Webman, Jerry Allan M AOV150 Rep 2007-04-23 2007-04-27
120 Weeks, Charles Anthony Jolyon 55 M BIG056 Rep 2016-09-28 2016-10-02
121 Wei, Zhenghui 韋正輝 ATY167 Rep 2015-04-10 2019-09-30
122 Wong, Sz Wun 黃偲媛 BLH222 Rep 2017-10-17 2021-04-07
123 Yang, Bo (SFC:AWW707) 楊博 AWW707 Rep 2014-06-03 2016-05-19
124 Yau, On Na 丘安娜 AQS326 Rep 2020-01-14 2024-08-31
125 Ye, Lin (SFC:AOA395) 葉林 AOA395 Rep 2015-08-17 2016-04-07
126 Yeung, Theresa Ka Man 楊嘉雯 F ASH883 Rep 2011-10-18 2014-10-17
127 Yip, Sui Lin 葉瑞蓮 ABN716 Rep 2003-09-01 2008-02-14
RO 2008-02-14 2014-06-26
128 Yu, Elvin Tin Yau 余天佑 M AGK719 Rep 2005-05-04 2008-12-11
129 Yu, Pui Man Gabriel 羽沛文 BBH436 Rep 2013-05-20 2021-09-24
130 Yu, Shuet Ying 余雪凝 BEN542 Rep 2015-01-06 2018-01-07
131 Yung, Jamie Pui Man 容佩文 AEH759 Rep 2003-09-01 2005-05-10
132 Yung, Ming Hong BLH229 Rep 2017-10-17 2018-04-22
133 Zhong, Anna Hua F AJI712 Rep 2017-08-31 2019-08-31

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