Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aikawa, Futoshi | AXF374 | Rep | 2011-04-29 | 2012-02-07 | ||
| 2 | Akaiwa, Sumiyuki | ANH760 | RO | 2007-10-05 | 2008-04-17 | ||
| 3 | Akbas, Ismail Ersef | M | AXY738 | Rep | 2011-09-01 | 2016-01-01 | |
| 4 | Akers, William Cann | M | AYS521 | Rep | 2011-12-30 | 2012-06-21 | |
| 5 | Akuzawa, Tetsuo | BBD961 | RO | 2013-07-03 | 2015-07-17 | ||
| 6 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2008-11-04 | 2011-09-10 | |
| Rep | 2013-08-19 | ||||||
| 7 | Belkheir, Karim | AYK383 | Rep | 2011-11-14 | 2016-01-01 | ||
| 8 | Benmoussa, Hamza (SFC:AVR979) | AVR979 | Rep | 2010-08-16 | 2015-03-19 | ||
| 9 | Blanchard, Dominique Jean Rene | AUX224 | Rep | 2010-04-28 | 2012-12-20 | ||
| 10 | Carter, Damon (SFC:BEO225) | M | BEO225 | Rep | 2017-11-03 | 2018-01-29 | |
| RO | 2018-01-29 | ||||||
| 11 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | AEN763 | RO | 2013-05-23 | 2015-01-12 | ||
| 12 | Chan, Roy Chu Heng 曾祖興 | M | AOU239 | Rep | 2010-07-15 | 2012-06-21 | |
| 13 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-10-25 | |||
| 14 | Chan, Sui On (SFC:AOY504) 陳瑞安 | AOY504 | Rep | 2008-10-28 | 2011-05-21 | ||
| 15 | Chang, Jack Chun-Chieh 張俊傑 | M | ANX862 | Rep | 2010-03-29 | 2012-03-31 | |
| 16 | Chang, Kwok Fai 鄭國輝 | ADA891 | Rep | 2007-11-01 | 2008-01-29 | ||
| 17 | Cheikh Ali, Majd | AYJ487 | Rep | 2011-11-07 | 2012-06-20 | ||
| 18 | Chiao, Hsin 焦訢 | AVH100 | Rep | 2011-02-23 | 2011-09-06 | ||
| 19 | Chng, Eric Chee Beng 莊志明 | M | APU650 | Rep | 2010-04-01 | 2011-06-01 | |
| 20 | Chow, Lai Man 周麗文 | AVT288 | Rep | 2010-08-24 | 2012-06-21 | ||
| 21 | Chu, Patrick Pak Ning 朱柏寧 | M | AEN687 | Rep | 2010-08-04 | 2012-02-16 | |
| 22 | Chu, Peter Pa-en 曲培恩 | M | ALW236 | Rep | 2010-11-01 | 2013-09-25 | |
| RO | 2013-09-25 | 2019-07-08 | |||||
| 23 | Collett, Benjamin Robert | M | ANM944 | Rep | 2007-11-01 | 2008-12-12 | |
| 24 | Cowperthwaite, Adam Aaron | M | AIB753 | Rep | 2010-02-09 | 2011-09-03 | |
| 25 | Elbadraoui, Jamal | BGI945 | Rep | 2015-10-15 | 2016-01-01 | ||
| 26 | Escudier, Romain Jean David (SFC:AZB452) | M | AZB452 | Rep | 2012-02-21 | 2015-10-17 | |
| 27 | Fang, Hei 方曦 | ACL807 | Rep | 2007-10-08 | 2013-11-01 | ||
| 28 | Feledy, Zoltan | ASX909 | Rep | 2011-05-09 | 2013-06-29 | ||
| 29 | Feschet, Boris Xavier | M | AMK015 | Rep | 2011-03-14 | 2012-03-20 | |
| 30 | Freitas, Brian Caetano 范包容 | M | AON705 | Rep | 2010-10-14 | 2012-03-31 | |
| 31 | Fujikura, Takashi | M | BFI204 | RO | 2018-02-27 | 2021-08-18 | |
| 32 | Fung, David Hao Chuen 馮浩存 | M | AEE776 | Rep | 2010-04-29 | 2011-09-02 | |
| 33 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2007-10-08 | 2009-04-15 | ||
| 34 | Garcia, Michael Anthony | M | AFJ284 | Rep | 2015-04-13 | 2019-07-13 | |
| 35 | Georgieva, Anna Nedyalkova | F | ASD189 | Rep | 2010-04-29 | 2011-08-16 | |
| 36 | Gian, Kim Wen 嚴振文 | AVZ279 | Rep | 2010-09-30 | 2011-12-01 | ||
| 37 | Goto, Motomasa 後藤元誠 | APW680 | Rep | 2007-10-25 | 2011-07-17 | ||
| 38 | Gupta, Niraj Mahendra | ART915 | Rep | 2011-02-08 | 2012-06-21 | ||
| 39 | Ha Thuc, Viet-Linh | AXN202 | Rep | 2011-07-04 | 2014-12-16 | ||
| RO | 2014-12-16 | 2015-08-15 | |||||
| 40 | Hannan, David James | M | AMS327 | Rep | 2010-03-29 | 2011-09-03 | |
| 41 | Hishida, Wataru 菱田涉 | AUS316 | Rep | 2010-03-15 | 2011-04-16 | ||
| 42 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2007-10-08 | |||
| 43 | Hoepffner, Edouard Yves Maurice Pierre | M | AJL552 | Rep | 2010-04-12 | 2011-09-03 | |
| 44 | Horiai, Koji 堀合晃嗣 | AVC265 | Rep | 2010-04-28 | 2012-01-07 | ||
| Rep | 2013-08-22 | 2015-04-11 | |||||
| 45 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2007-10-08 | 2010-08-16 | |
| 46 | Hwang, Jae Hoon | ANH004 | Rep | 2010-08-30 | 2012-06-21 | ||
| 47 | Itasaka, Yusaku | APG493 | Rep | 2011-05-17 | 2012-04-14 | ||
| 48 | Jean Jarry, Come Marie Ange | F | AXP174 | Rep | 2011-07-06 | 2015-03-19 | |
| 49 | Jenn, Marc Steven | M | ANG294 | Rep | 2017-11-29 | ||
| 50 | Jim, Ka Shun 詹嘉淳 | 38 | M | ANN014 | Rep | 2007-11-20 | 2008-09-26 |
| Rep | 2008-12-18 | 2011-01-14 | |||||
| 51 | Johnson, Christopher Lind | M | AGA971 | Rep | 2010-02-11 | 2012-02-14 | |
| 52 | Kadmiri, Oussama | AYL133 | Rep | 2011-11-15 | 2015-11-07 | ||
| 53 | Kagotani, Kenichi | AMJ330 | Rep | 2007-10-08 | 2008-08-23 | ||
| 54 | Kan, Tung Fai 簡通輝 | AOQ748 | Rep | 2016-12-20 | 2018-07-17 | ||
| 55 | Kanamura, Akihiko | AQY859 | RO | 2010-06-28 | 2011-03-27 | ||
| 56 | Kang, Kyong Pil 康景弼 | ADM811 | RO | 2007-10-05 | 2013-06-28 | ||
| 57 | Kazui, Yoshiyuki | AFS336 | Rep | 2007-10-08 | 2008-04-14 | ||
| RO | 2008-04-14 | 2009-10-31 | |||||
| 58 | Kim, Bansuk | ATT335 | Rep | 2010-11-08 | 2012-09-08 | ||
| 59 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2009-03-13 | 2011-08-01 | ||
| 60 | Kipping, Bryan Edward | M | ACR175 | Rep | 2011-06-27 | 2011-07-03 | |
| 61 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2007-10-08 | 2016-08-04 | ||
| 62 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2008-10-27 | ||
| 63 | Koyama, Tomoko 小山朝子 | AZI756 | Rep | 2013-08-12 | 2014-07-05 | ||
| 64 | Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 | ARN036 | Rep | 2008-08-13 | 2011-05-01 | ||
| 65 | Lai, Chu Hang 黎曙衡 | ATB627 | Rep | 2014-01-21 | |||
| 66 | Lai, Gavin Ka Wai 黎家瑋 | M | BHS916 | Rep | 2019-07-24 | ||
| 67 | Lai, Karl Gar Ho 黎家豪 | M | AUK295 | Rep | 2018-12-18 | 2022-02-16 | |
| 68 | Lam, Paul Pok Lai 林博禮 | M | AXI106 | Rep | 2011-05-24 | 2014-11-01 | |
| 69 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2010-01-25 | 2013-05-25 | ||
| 70 | Lee, Paul Man Yiu 李文耀 | M | ADV329 | Rep | 2007-10-25 | 2007-11-17 | |
| 71 | Leung, Jason Chak Hay 梁澤熹 | M | AQJ874 | Rep | 2010-11-01 | 2012-02-16 | |
| 72 | Leung, See Ho 梁思濠 | ADG716 | Rep | 2010-04-23 | 2011-09-02 | ||
| 73 | Leung, Wai Chee (SFC:ATO785) 梁偉志 | ATO785 | Rep | 2009-08-20 | 2011-09-10 | ||
| 74 | Li, Cheuk On 李卓安 | BIK016 | Rep | 2017-05-29 | 2021-03-22 | ||
| 75 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2007-10-08 | 2023-09-29 | ||
| 76 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2010-07-02 | 2022-12-21 | |
| 77 | Lo, Shih-Hung 羅仕泓 | ALR980 | Rep | 2010-07-26 | 2012-05-05 | ||
| 78 | Maetani, Masashi 前谷雅司 | AQP647 | Rep | 2008-03-04 | 2009-10-15 | ||
| Rep | 2012-04-16 | 2012-08-01 | |||||
| 79 | Mar, Johnson | M | ADR669 | Rep | 2008-11-11 | 2012-08-30 | |
| 80 | Mitsuda, Takefumi 光田岳史 | BFI740 | Rep | 2015-04-28 | 2018-05-08 | ||
| 81 | Mittal, Poonit (SFC:AWS023) | AWS023 | Rep | 2011-01-20 | 2012-12-07 | ||
| 82 | Mizuno, Masashi | AEN383 | Rep | 2008-05-15 | 2008-10-10 | ||
| 83 | Mouri, Takuya | AYY714 | Rep | 2012-02-13 | 2014-10-24 | ||
| 84 | Nakaguchi, Michihiro 中口道博 | BNR971 | Rep | 2018-11-20 | 2021-09-15 | ||
| 85 | Ng, John Wah 伍華安 | M | AEG183 | Rep | 2007-11-14 | 2011-08-01 | |
| 86 | Ngan, Andrew Lit Chong 顏烈創 | M | AQP648 | Rep | 2008-03-04 | 2011-06-01 | |
| 87 | Nomura, Hiroyuki | AAB263 | RO | 2008-06-13 | 2011-04-16 | ||
| 88 | Oi, Ryutaro (SFC:BGL056) | BGL056 | Rep | 2015-10-27 | 2020-12-15 | ||
| 89 | Oka, Hironori | AAD076 | RO | 2011-06-20 | 2025-05-02 | ||
| 90 | Oka, Taikan | ARU690 | Rep | 2010-01-25 | 2010-10-21 | ||
| 91 | Park, Ansik | APL004 | Rep | 2011-08-01 | 2013-04-16 | ||
| 92 | Parker, Henry Roger Jacques | 37 | M | AXZ431 | Rep | 2018-07-17 | 2022-08-31 |
| 93 | Pasto Jorquera, Albert | M | AWD094 | Rep | 2010-10-20 | 2013-01-01 | |
| 94 | Petit-Pasquier, Julien | ANN270 | Rep | 2010-07-30 | 2011-09-03 | ||
| 95 | Pienaar, Ross Daniel | M | AOO554 | Rep | 2009-02-02 | 2014-08-06 | |
| 96 | Revert, Thibaut Edmond Robert | M | AXO690 | Rep | 2011-07-04 | 2016-01-01 | |
| 97 | Saito, Masako 齋藤雅子 | AZJ885 | Rep | 2012-05-02 | 2012-05-25 | ||
| 98 | Sakuraba, Masayuki 櫻庭幹維 | ARJ147 | Rep | 2008-07-22 | 2009-10-17 | ||
| 99 | Sarkar, Mainak | AWQ521 | Rep | 2011-01-18 | 2014-12-16 | ||
| 100 | Sarkis, David | M | AJN346 | Rep | 2010-02-12 | 2012-03-22 | |
| 101 | Sasao, Mari | ASP228 | Rep | 2009-05-07 | 2013-06-01 | ||
| 102 | Sato, Shinji | AVD528 | Rep | 2010-05-07 | 2011-10-08 | ||
| 103 | Shinoda, Yumi | AUC938 | Rep | 2009-11-06 | 2011-10-08 | ||
| 104 | Shiozumi, Shingo | AZG945 | Rep | 2012-04-17 | 2012-07-14 | ||
| 105 | Shum, Charles Cheok I 沈卓爾 | M | AZQ896 | Rep | 2015-10-22 | ||
| 106 | Suzuki, Naoto | AOU705 | RO | 2007-11-28 | 2009-04-01 | ||
| 107 | Suzuki, Takayuki (SFC:AVR826) 鈴木敬之 | AVR826 | Rep | 2010-08-11 | 2011-07-16 | ||
| 108 | Suzuki, Yohei 鈴木洋平 | AVE592 | Rep | 2010-06-02 | 2011-06-01 | ||
| 109 | Tabata, Shinichi | AUV637 | Rep | 2010-04-01 | 2015-04-25 | ||
| 110 | Tada, Masami | AUE669 | RO | 2012-06-12 | 2013-07-03 | ||
| 111 | Takahashi, Tetsuaki | BAI982 | Rep | 2012-11-01 | 2016-01-01 | ||
| 112 | Takazawa, Kenichi 高澤憲一 | BEI571 | Rep | 2014-10-20 | 2016-01-01 | ||
| 113 | Tam, Aleck Lik Wai 譚力維 | AMM346 | Rep | 2011-05-16 | 2016-09-21 | ||
| 114 | Terasawa, Satoshi | M | BAH716 | Rep | 2012-10-15 | 2013-01-07 | |
| RO | 2013-01-07 | 2019-05-24 | |||||
| Rep | 2019-05-24 | 2022-04-01 | |||||
| 115 | Ting, Fu Wah 丁富華 | AOE212 | Rep | 2012-04-10 | 2015-10-01 | ||
| 116 | Tom, Judy | F | ADQ241 | Rep | 2009-03-02 | 2009-08-01 | |
| 117 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2015-06-18 | ||
| 118 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | AOR993 | Rep | 2009-11-02 | |||
| 119 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2010-07-02 | 2024-03-28 | ||
| 120 | Tsang, Yin Chun 曾然進 | AOE451 | Rep | 2007-12-04 | 2008-06-27 | ||
| 121 | Uraoka, Hirosuke | BAW983 | Rep | 2013-02-25 | 2013-05-25 | ||
| Rep | 2013-05-27 | 2013-05-31 | |||||
| 122 | Urata, Yoshio | AUT774 | RO | 2011-04-06 | 2012-03-31 | ||
| 123 | Ushijima, Sho | BGB210 | Rep | 2015-09-01 | 2015-11-30 | ||
| 124 | Wang, Jerry Gerui 王戈銳 | M | AVH935 | Rep | 2010-07-07 | 2012-06-20 | |
| 125 | Wong, Andy Jinrong 黃金融 | ANX808 | Rep | 2011-01-04 | 2012-02-17 | ||
| Rep | 2012-04-02 | 2012-04-13 | |||||
| 126 | Wong, Anson Gong Wah 黃江華 | AJO196 | Rep | 2011-05-11 | 2011-09-03 | ||
| 127 | Wong, Ivan Sze Yuen 王士元 | M | ACJ532 | Rep | 2012-04-19 | 2015-03-09 | |
| 128 | Wong, Sheh Yung 王錫勇 | ALZ810 | Rep | 2007-11-13 | 2008-06-29 | ||
| 129 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2007-10-08 | ||
| 130 | Woo, Kang Yeong 吳康勇 | AVB962 | Rep | 2010-04-22 | 2013-10-01 | ||
| 131 | Xian, Chuping 冼楚平 | ACG028 | RO | 2017-10-09 | 2024-03-28 | ||
| 132 | Yabe, Ryota 矢部亮太 | BMV303 | Rep | 2018-04-24 | 2018-06-23 | ||
| Rep | 2018-06-27 | 2019-11-28 | |||||
| RO | 2019-11-28 | 2022-06-22 | |||||
| 133 | Yamaguchi, Yusuke 山口悠介 | BPE258 | Rep | 2019-12-06 | 2022-02-23 | ||
| 134 | Yamakawa, Hiroki | BGI791 | Rep | 2015-10-16 | 2015-10-26 | ||
| Rep | 2017-04-03 | 2017-04-23 | |||||
| 135 | Yamamoto, Koji (SFC:BOD516) 山本幸司 | BOD516 | Rep | 2019-02-27 | 2019-03-07 | ||
| 136 | Yanagisawa, Shiko | BFH164 | RO | 2015-07-22 | 2017-05-15 | ||
| 137 | Yeo, Keng Chun 楊慶春 | ANQ025 | Rep | 2012-04-19 | 2014-09-26 | ||
| 138 | Yeung, Kenneth Wing Kwong 楊永光 | M | AGC853 | Rep | 2008-08-13 | 2013-10-18 | |
| 139 | Yokosuka, Takashi 橫須賀 | AUV635 | Rep | 2010-04-01 | 2012-04-06 | ||
| 140 | Zamora, Poch Edward Imperial | M | AGM381 | Rep | 2008-10-21 | 2011-02-12 | |
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