CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Cheuk Fan 區焯凡 | ADJ308 | Rep | 2003-11-30 | |||
| 2 | Chan, Edmund King Bun 陳兢斌 | M | AIR952 | Rep | 2004-05-31 | ||
| 3 | Chan, Gabriel Kar Yin 陳嘉賢 | M | AIB796 | Rep | 2013-06-03 | 2016-07-29 | |
| 4 | Chan, Hing Wang (SFC:ABQ698) 陳卿弘 | ABQ698 | Rep | 2004-05-05 | |||
| 5 | Chan, Ka Wang Karen 陳嘉詠 | F | AIH479 | Rep | 2013-07-02 | 2014-07-30 | |
| 6 | Chan, Kar Lok 陳家樂 | ABE379 | Rep | 2006-07-27 | 2008-09-30 | ||
| 7 | Chan, Kerry Mo Yu 陳慕瑜 | ADU088 | Rep | 2014-03-31 | 2014-11-10 | ||
| 8 | Chan, Kit Ling (SFC:ACB932) 陳潔玲 | ACB932 | Rep | 2004-05-31 | |||
| 9 | Chan, Samuel Chu Kwan 陳柱均 | M | AEH683 | Rep | 2008-03-06 | 2008-07-28 | |
| 10 | Chan, Sin Hang (SFC:AQT279) 陳善行 | AQT279 | Rep | 2013-06-03 | 2014-10-11 | ||
| 11 | Chan, Yi Sum 陳鐿心 | AAD405 | Rep | 2003-05-26 | |||
| 12 | Chang, Hui (SFC:AWS290) 常輝 | AWS290 | Rep | 2011-01-24 | 2012-11-27 | ||
| 13 | Chau, Wing Hung 周永雄 | AAD828 | Rep | 2013-06-04 | 2021-05-27 | ||
| 14 | Chen, Zhengyu (SFC:AWT993) 陳征宇 | AWT993 | Rep | 2011-03-07 | 2014-01-24 | ||
| 15 | Chen, Zhizhong (SFC:BAV692) 陳治中 | BAV692 | Rep | 2013-07-10 | 2015-06-12 | ||
| 16 | Cheng, Eddy Wai Kai 鄭偉佳 | M | AAG231 | Rep | 2004-05-24 | ||
| 17 | Cheng, Kan Lik 鄭勤力 | ANA182 | Rep | 2013-10-15 | 2014-08-25 | ||
| 18 | Cheng, Kong Wai 鄭江偉 | ANM032 | Rep | 2013-09-11 | 2015-12-09 | ||
| 19 | Cheng, Raymond Wai Mo 鄭懷武 | M | AIJ587 | Rep | 2004-06-16 | 2006-07-19 | |
| 20 | Cheng, Shun Tin 鄭信天 | AQL400 | Rep | 2013-03-19 | 2017-09-04 | ||
| 21 | Cheung, Charlotte Ngai Yi 張艾儀 | F | AAJ203 | Rep | 2004-08-20 | ||
| 22 | Cheung, Oi Ling (SFC:AGJ516) 張愛玲 | AGJ516 | Rep | 2003-07-15 | |||
| 23 | Chiu, Jonathan Chun Yip 焦駿業 | M | AUK261 | Rep | 2013-06-24 | 2014-02-27 | |
| 24 | Chor, Voiron Ko Fung 左高峰 | ADT849 | Rep | 2004-02-23 | 2004-12-15 | ||
| 25 | Chu, Hung 朱紅 | AIH454 | Rep | 2010-12-30 | 2012-06-25 | ||
| 26 | Cong, Lufeng (SFC:AKI549) 叢魯峰 | AKI549 | Rep | 2013-03-22 | 2014-05-19 | ||
| 27 | Deng, Liangsheng 鄧良生 | ALA732 | Rep | 2005-09-12 | 2010-12-09 | ||
| RO | 2010-12-09 | 2018-01-31 | |||||
| 28 | Ding, Edward An Hua 丁安華 | 51 | M | AUB456 | Rep | 2009-11-30 | 2017-04-30 |
| 29 | Duan, Feiqin 段斐钦 | BAV689 | Rep | 2013-07-10 | 2014-09-13 | ||
| 30 | Fan, Chun Keung 范進強 | ACA792 | Rep | 2003-08-07 | |||
| 31 | Fan, Wai Kwok 范偉國 | ADD033 | Rep | 2003-08-07 | |||
| 32 | Feng, Yu (SFC:AHL497) 豐羽 | AHL497 | Rep | 2005-02-16 | |||
| RO | 2011-04-07 | 2012-07-17 | |||||
| 33 | Fung, Edwin King Hing 馮景興 | M | AIB745 | Rep | 2006-07-27 | 2010-07-27 | |
| 34 | Hao, Yunfan 郝云帆 | AXL710 | Rep | 2011-07-14 | 2016-05-09 | ||
| 35 | He, Zhong (SFC:AOE223) 何鐘 | AOE223 | Rep | 2006-11-16 | 2008-04-24 | ||
| RO | 2008-04-24 | 2012-02-01 | |||||
| 36 | Hsu, Jonathan Shawn 許瑞生 | M | APV584 | Rep | 2013-10-17 | 2015-02-26 | |
| 37 | Hua, Ling 華玲 | AYQ547 | Rep | 2012-03-09 | 2015-06-12 | ||
| 38 | Hui, Chi Yuen 許志遠 | AED756 | Rep | 2003-08-08 | |||
| 39 | Hui, Judy Kwan Yue 許坤茹 | F | AFU622 | Rep | 2003-07-31 | ||
| 40 | Hui, Yik 許奕 | AFT734 | Rep | 2003-07-16 | |||
| 41 | Ip, Yu Pang 葉如鵬 | ACH676 | Rep | 2004-05-24 | |||
| 42 | Jiao, Yiding 焦一丁 | BCG582 | Rep | 2014-02-17 | 2021-01-26 | ||
| 43 | Lai, Kwan Pak 黎君柏 | AQM571 | Rep | 2013-06-04 | 2016-04-01 | ||
| 44 | Lai, Lawrence Yeuk Kam 黎若錦 | M | ABL675 | Rep | 2004-05-31 | ||
| 45 | Lam, Frank Pun Yuen 林本源 | 64 | M | AFU929 | RO | 2004-12-10 | |
| 46 | Lam, Siu Hi 林少喜 | AEP103 | Rep | 2003-06-21 | |||
| RO | 2003-06-21 | 2013-09-02 | |||||
| 47 | Lam, Tat Chi 林達智 | AAI706 | Rep | 2004-05-05 | |||
| 48 | Lau, Cheuk Yu 劉卓瑜 | AMC331 | Rep | 2013-06-03 | 2017-10-10 | ||
| 49 | Lau, Daniel Cheung Ka 劉長加 | M | AIB406 | Rep | 2014-03-07 | 2016-03-02 | |
| 50 | Lau, Wai Kong 劉維剛 | ACF644 | Rep | 2005-07-18 | 2006-12-15 | ||
| 51 | Lee, Po Chun (SFC:ANG469) 李保俊 | ANG469 | Rep | 2013-09-19 | 2013-11-13 | ||
| 52 | Lee, Sam Yat Fai 李日暉 | AFJ510 | RO | 2013-09-04 | 2017-09-07 | ||
| 53 | Leung, Fong Ming 梁鳳鳴 | AAI351 | Rep | 2004-05-31 | |||
| 54 | Leung, Kwok Wai (SFC:AGJ515) 梁國偉 | AGJ515 | Rep | 2004-02-16 | |||
| 55 | Leung, Ying Ki 梁英奇 | ABI070 | Rep | 2003-05-20 | |||
| 56 | Li, Kang (SFC:AWW241) 李康 | AWW241 | Rep | 2011-03-22 | 2014-12-01 | ||
| 57 | Li, Qing (SFC:AWH884) 李青 | AWH884 | Rep | 2011-01-10 | 2014-04-30 | ||
| 58 | Li, Yiqian 李藝倩 | BCH577 | Rep | 2014-02-17 | 2014-11-01 | ||
| 59 | Liang, Liang (SFC:AXB825) 梁亮 | AXB825 | Rep | 2011-04-11 | 2011-04-20 | ||
| 60 | Liang, Wei (SFC:BCG585) 梁薇 | BCG585 | Rep | 2013-12-24 | 2014-08-09 | ||
| 61 | Liang, Ying (SFC:AQY868) 梁盈 | AQY868 | Rep | 2008-05-28 | 2011-01-20 | ||
| 62 | Lin, Ka Chun (SFC:ANR976) 連嘉俊 | ANR976 | Rep | 2013-12-05 | 2014-01-04 | ||
| 63 | Liu, Qiong (SFC:AXW183) 劉琼 | AXW183 | Rep | 2013-03-19 | 2014-09-25 | ||
| 64 | Liu, Shuang (SFC:AHO649) 劉爽 | AHO649 | Rep | 2007-11-30 | 2008-04-15 | ||
| 65 | Lloyd, Rachel Freda 羅愛欣 | F | ALY320 | Rep | 2014-03-21 | 2014-10-11 | |
| 66 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | AFT576 | Rep | 2006-07-27 | 2010-07-27 | ||
| 67 | Lo, Mei Lin 盧美蓮 | AGJ091 | Rep | 2004-05-05 | |||
| 68 | Lo, Sau Ling 盧秀玲 | AGJ506 | Rep | 2004-05-05 | |||
| 69 | Lo, Steve Ka Lok 盧家樂 | 57 | M | AAB828 | Rep | 2008-06-28 | |
| 70 | Luk, Anita Wai Jong 陸懷莊 | F | AAQ340 | Rep | 2003-08-22 | ||
| 71 | Luo, Jinming 羅錦明 | ASF461 | Rep | 2009-03-18 | 2011-01-20 | ||
| 72 | Luo, Yi (SFC:AXZ971) 羅毅 | AXZ971 | Rep | 2011-11-24 | 2014-05-21 | ||
| 73 | Mak, Sze Wan (SFC:ANZ865) 麥詩韻 | ANZ865 | Rep | 2013-03-19 | 2018-01-31 | ||
| 74 | Man, Kim Pan 文劍斌 | AMR820 | Rep | 2013-06-03 | 2017-10-27 | ||
| 75 | Mau, Ying Yuen 繆英源 | 50 | M | AAC213 | RO | 2014-03-15 | |
| 76 | Mok, Wing Hon (SFC:AGD652) 莫榮漢 | AGD652 | Rep | 2004-05-05 | |||
| 77 | Ng, Lik Hang 伍力恆 | AWP775 | Rep | 2011-01-24 | 2018-03-02 | ||
| 78 | Ng, Mee King 吳美琼 | AAG193 | Rep | 2004-05-24 | |||
| 79 | Nie, Shuang (SFC:BCG588) 聶爽 | BCG588 | Rep | 2013-12-24 | 2014-01-18 | ||
| 80 | Poon, Wai Yip (SFC:AUI080) 潘偉業 | AUI080 | Rep | 2013-06-03 | 2017-10-10 | ||
| 81 | Shi, Yu (SFC:AOX368) 石鈺 | AOX368 | Rep | 2007-06-15 | 2011-04-26 | ||
| 82 | Shum, Patrick Wai Bill 岑維標 | M | AFB711 | RO | 2011-08-31 | ||
| 83 | Sim, Edmund Koon Yin 沈觀賢 | 45 | M | AGK071 | Rep | 2012-11-13 | 2016-10-31 |
| 84 | Simon, Saputra 沈健偉 | AED172 | Rep | 2013-06-04 | 2013-10-01 | ||
| 85 | Song, Lynn Sun | AZE540 | Rep | 2013-07-23 | 2017-11-03 | ||
| 86 | Sun, Na (SFC:AOY607) 孫娜 | AOY607 | Rep | 2007-08-09 | 2012-02-01 | ||
| 87 | Sun, Yufeng (SFC:ALG408) 孫于峰 | ALG408 | Rep | 2007-11-13 | 2007-12-10 | ||
| RO | 2007-12-10 | 2008-06-30 | |||||
| 88 | Tan, Choon Wah 陳俊華 | ALC214 | Rep | 2012-07-20 | 2013-12-10 | ||
| 89 | Tang, Tsz Ting 鄧紫婷 | AWV025 | Rep | 2014-02-18 | 2015-01-23 | ||
| 90 | Tang, Yu Lam 鄧榆霖 | AVG579 | Rep | 2014-02-21 | 2018-11-23 | ||
| 91 | Tsui, Jack Fung 徐鋒 | M | AEJ317 | Rep | 2007-02-12 | 2008-06-28 | |
| 92 | Tsui, Kin Wing 崔健榮 | AAB278 | RO | 2004-12-10 | |||
| 93 | Tsui, Shing Cheung 徐勝昌 | AHM538 | Rep | 2004-05-31 | |||
| 94 | Wang, Peng (SFC:AWT306) 王鵬 | AWT306 | Rep | 2011-04-21 | 2012-02-17 | ||
| 95 | Wang, Xiaodi (SFC:ARO438) 王曉滌 | ARO438 | Rep | 2008-10-13 | 2011-05-03 | ||
| 96 | Wei, Xiaoshuang 魏晓爽 | ASC765 | Rep | 2008-12-29 | 2010-11-01 | ||
| 97 | Wong, Gordon Chung Kit 黃忠傑 | M | AFE897 | Rep | 2004-05-31 | ||
| 98 | Wong, San Kuen 王新娟 | ACD046 | Rep | 2004-05-24 | |||
| 99 | Wong, Suling 黃殊玲 | ACJ388 | Rep | 2003-06-10 | |||
| Rep | 2013-03-19 | 2017-10-25 | |||||
| 100 | Wong, Tin Yu (SFC:AFS830) 黃天宇 | AFS830 | Rep | 2013-03-19 | 2017-10-20 | ||
| 101 | Wong, Tsin Man 王芊文 | AHX018 | Rep | 2004-05-31 | |||
| 102 | Wong, Weng Kuong 黃永光 | AGK929 | Rep | 2013-03-19 | 2014-05-15 | ||
| 103 | Wong, Yuen Tung (SFC:AFA292) 黃元通 | AFA292 | Rep | 2004-05-24 | |||
| 104 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2013-12-03 | 2014-01-21 | ||
| RO | 2014-01-21 | 2016-03-04 | |||||
| 105 | Wu, Xiao (SFC:AOS437) 吳筱 | 35 | F | AOS437 | Rep | 2007-03-23 | 2008-06-28 |
| 106 | Wu, Xuan (SFC:AOW803) 吳軒 | AOW803 | Rep | 2007-06-26 | 2010-11-12 | ||
| RO | 2013-11-27 | 2017-03-07 | |||||
| 107 | Wu, Yinong 吳亦農 | 52 | M | AFD223 | Rep | 2006-09-01 | 2012-10-09 |
| 108 | Xiang, Pinggui 向平貴 | AOJ791 | Rep | 2008-09-17 | 2009-02-26 | ||
| RO | 2009-02-26 | 2010-07-11 | |||||
| 109 | Xie, Yaxuan 謝亞軒 | ARG368 | Rep | 2008-07-14 | 2011-04-28 | ||
| RO | 2011-04-28 | 2013-09-16 | |||||
| Rep | 2013-09-16 | 2018-01-19 | |||||
| 110 | Xu, Jin (SFC:AOY611) 徐錦 | AOY611 | Rep | 2007-06-27 | 2009-07-30 | ||
| 111 | Xu, Zichen 許子辰 | BCY420 | Rep | 2014-02-18 | 2015-03-31 | ||
| 112 | Yau, Patrick (SFC:AFT664) 尤必正 | M | AFT664 | Rep | 2014-03-25 | 2019-02-13 | |
| 113 | Ye, Lian (SFC:AWT326) 叶蓮 | AWT326 | Rep | 2011-02-28 | 2018-09-14 | ||
| 114 | Yen, David Tai Wai 閻大偉 | M | AAC020 | Rep | 2008-03-10 | 2008-07-28 | |
| 115 | Yen, John Jong Ling 嚴中伶 | 53 | M | ADJ570 | Rep | 2007-11-24 | 2008-01-15 |
| RO | 2008-01-15 | 2012-01-03 | |||||
| 116 | Yin, Lei (SFC:BAV723) 殷磊 | BAV723 | Rep | 2013-07-10 | 2015-06-12 | ||
| 117 | Ying, Yee Shing 邢羽成 | AHX077 | Rep | 2008-11-04 | 2011-07-15 | ||
| 118 | Yiu, Man Yuk 姚文玉 | ACP901 | Rep | 2004-05-05 | |||
| 119 | Yu, Dalin 于大林 | AWH883 | Rep | 2010-12-13 | 2012-11-27 | ||
| 120 | Yu, Huangyan 余黃炎 | ANH386 | Rep | 2007-06-21 | 2011-08-01 | ||
| 121 | Yu, Jin (SFC:AQP649) 于進 | AQP649 | Rep | 2008-03-27 | 2010-03-12 | ||
| 122 | Yuk, Michael Ming Tak 郁明德 | M | AQN893 | Rep | 2010-11-16 | ||
| 123 | Zhan, Wenwen 詹文雯 | AWL338 | Rep | 2011-01-03 | 2012-11-14 | ||
| 124 | Zhao, Wenli (SFC:ARP526) 趙文利 | ARP526 | Rep | 2008-10-13 | 2014-12-29 | ||
| 125 | Zhao, Xiao (SFC:ASC695) 趙晓 | ASC695 | Rep | 2008-12-29 | 2016-07-07 | ||
| 126 | Zhou, Weijia (SFC:AQQ914) 周偉佳 | AQQ914 | Rep | 2008-04-09 | 2010-01-07 | ||
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