HSBC Global Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, King Lun 區景麟 |
46 |
M |
ABL820 |
RO |
|
2008-08-01 |
| 2 |
Chan, Cecilia Po Chi 陳寶枝 |
|
F |
ACD290 |
Rep |
|
2006-03-10 |
| 3 |
Chan, Fiona Nga Yee 陳雅儀 |
|
F |
ADZ146 |
Rep |
|
2008-05-07 |
| 4 |
Chau, Lydia Wing Yu 周穎愉 |
|
F |
ACP445 |
Rep |
|
2021-09-17 |
| 5 |
Chen, Arthur Bing Lam 陳炳霖 |
|
M |
AMK226 |
Rep |
2005-08-26 |
2013-10-28 |
| 6 |
Cheng, Peter Tat Cheong 鄭達昌 |
|
M |
AIO550 |
Rep |
2004-08-14 |
2005-10-31 |
| 7 |
Cheng, Sandra 程芝凌 |
|
F |
ALZ459 |
Rep |
2005-05-13 |
2006-07-01 |
| 8 |
Chow, Yin Kwan 周妍君 |
|
|
ACB033 |
Rep |
2003-04-28 |
2006-01-18 |
| 9 |
Chung, Wai Yan (SFC:ALB466) 鍾慧欣 |
|
|
ALB466 |
Rep |
2004-08-06 |
2006-11-30 |
| 10 |
Ebrahim, Ayaz Hatim |
|
M |
AAJ072 |
RO |
|
2006-07-25 |
| 11 |
Fung, Honyu 馮漢宇 |
|
|
AIN693 |
Rep |
|
2014-05-09 |
| 12 |
Goldfeld, Leon |
|
M |
AED561 |
RO |
2004-09-09 |
2010-06-18 |
| 13 |
Ha, Michael Cheuk Wah 夏卓華 |
|
M |
ABZ431 |
Rep |
|
2011-05-11 |
| 14 |
Hau, Winnie Wai Yin 侯慧賢 |
|
F |
AAO493 |
Rep |
|
2006-01-18 |
| 15 |
Hsieh, Yuk Chun 佘玉真 |
|
|
ACA339 |
Rep |
|
2010-10-28 |
| 16 |
Kam, Stephen Cheuk Hang 甘卓亨 |
|
M |
AEI384 |
Rep |
2004-07-21 |
2007-03-20 |
| 17 |
Kang, Mi Jung |
|
|
ADI436 |
Rep |
2004-10-21 |
2012-02-29 |
| 18 |
Ko, Wai Man 高偉文 |
|
|
AMH681 |
Rep |
2005-07-29 |
|
| 19 |
Ko, Yvonne Chi Yuen 高志遠 |
|
F |
AJJ561 |
Rep |
2005-05-12 |
2007-06-08 |
| 20 |
Kwong, Wing Man 鄺穎文 |
|
|
AFC448 |
Rep |
2003-05-19 |
2007-09-14 |
| 21 |
Lai, Amy Pui Ming 黎沛明 |
|
F |
AHG510 |
Rep |
2005-08-01 |
2011-11-14 |
| 22 |
Lai, Siu Yan (SFC:ACI867) 賴少忍 |
|
|
ACI867 |
Rep |
|
2012-03-27 |
| 23 |
Lai, Wing Keung (SFC:AJE409) 賴永強 |
|
|
AJE409 |
Rep |
2003-11-26 |
2006-10-20 |
| 24 |
Lam, Bonnie Po Yee 林寶儀 |
|
F |
AAH069 |
Rep |
|
2006-04-12 |
| 25 |
Lam, Leilani Sai Ki 林世淇 |
|
|
ACC235 |
Rep |
|
2011-12-12 |
| 26 |
Lau, Sammy Chung Hing 劉頌興 |
42 |
M |
AAE939 |
Rep |
|
2005-11-30 |
| 27 |
Lee, Andrew Shu Yan 李樹仁 |
|
M |
AFP239 |
Rep |
2005-01-06 |
2010-09-20 |
| 28 |
Lee, Cristi Boon-Yee 李本儀 |
|
|
ADY920 |
Rep |
2005-05-18 |
2008-09-11 |
| 29 |
Lee, Mei Ling (SFC:AFR791) 李美玲 |
|
|
AFR791 |
Rep |
2005-01-15 |
2008-08-08 |
| 30 |
Lee, Sandra Yuen Man 李婉雯 |
|
F |
ABV188 |
RO |
|
2005-11-30 |
| 31 |
Lee, Suen Chun 李選進 |
|
|
AGR377 |
RO |
2003-12-18 |
2013-01-31 |
| 32 |
Lee, Suk Yee (SFC:ALW199) 李淑儀 |
|
|
ALW199 |
Rep |
2005-03-31 |
2005-12-10 |
| 33 |
Lee, Tak Ching 李德貞 |
|
|
ALY618 |
Rep |
2005-04-28 |
2006-08-04 |
| 34 |
Leung, Andrew Wing Che 梁穎致 |
|
M |
ACR958 |
Rep |
|
2006-04-20 |
| 35 |
Leung, Lap Wai (SFC:ALN045) 梁立偉 |
|
|
ALN045 |
Rep |
2004-11-30 |
2011-06-30 |
| 36 |
Leung, Po Chun 梁寶珍 |
|
|
AEY251 |
Rep |
2005-03-23 |
2013-06-19 |
| 37 |
Leung, Sandra Tsui San 梁翠珊 |
|
F |
ADG928 |
Rep |
2003-11-04 |
2010-04-30 |
| 38 |
Li, Cecil Chi Yan 李志仁 |
|
M |
ALF525 |
Rep |
2004-09-08 |
|
| 39 |
Li, Shuk Ling 李淑玲 |
|
|
AMJ572 |
Rep |
2005-09-09 |
2021-07-19 |
| 40 |
Loaring, Kristie Choi Man 沈賽文 |
|
|
AFD355 |
Rep |
2004-08-10 |
2006-07-10 |
| 41 |
Ma, Yuk Tong 馬玉堂 |
|
|
ALW511 |
Rep |
2005-04-11 |
2005-10-24 |
| 42 |
Mak, Ka Yee (SFC:AEQ948) 麥家儀 |
|
|
AEQ948 |
Rep |
|
2008-07-31 |
| 43 |
Maldonado-Codina, Guillermo Eduardo 馬浩德 |
|
M |
AFS654 |
Rep |
|
2011-09-19 |
| 44 |
Mok, Philip Wan Yu 莫韻餘 |
|
M |
AAK403 |
Rep |
2003-05-06 |
2010-06-28 |
| 45 |
Mui, Alfred Lap Chung 梅立中 |
|
M |
ADS047 |
Rep |
|
2007-03-23 |
| 46 |
Mung, Wing Kee 蒙榮基 |
|
|
AGO031 |
Rep |
|
|
| 47 |
Ng, Kwok Hung (SFC:ACL451) 吳國雄 |
|
|
ACL451 |
Rep |
|
2011-06-22 |
| 48 |
Ngai, Lai Wah 倪麗華 |
|
|
AEW048 |
Rep |
|
2008-06-30 |
| 49 |
Ngan, Kin Wa 顏建華 |
|
|
ADT377 |
Rep |
2004-04-06 |
2007-05-15 |
| 50 |
Ngao, Anissa Wai Kwan 敖慧鈞 |
|
|
ABR555 |
Rep |
|
2007-05-31 |
| 51 |
Pai, Husan 白浩森 |
|
|
ACR544 |
Rep |
|
2010-06-28 |
| 52 |
Pickerell, Blair Chilton 裴布雷 |
49 |
M |
AAC683 |
RO |
2003-07-22 |
2007-05-31 |
| 53 |
Series, Kerry David |
|
M |
ALI742 |
Rep |
2004-10-27 |
2006-09-15 |
| 54 |
So, Tony Chun Chung 蘇振中 |
|
M |
ACT588 |
Rep |
|
|
| 55 |
Spence, Susannah Mary |
|
F |
AAK751 |
Rep |
|
2006-01-18 |
| 56 |
Sze, Woon Sang 史煥生 |
|
|
AFW549 |
Rep |
|
2006-09-08 |
| 57 |
Tsang, Karen Sze Wai 曾思慧 |
|
F |
AFN688 |
Rep |
2004-11-03 |
2020-07-21 |
| 58 |
Tsang, Sin Man (SFC:AFO918) 曾倩雯 |
|
|
AFO918 |
Rep |
|
2010-05-31 |
| 59 |
Tse, Cecilia Kam Sum 謝琴心 |
|
F |
AIO056 |
Rep |
|
2008-09-25 |
| 60 |
Tucker, Robert Denis |
|
M |
ALZ927 |
Rep |
2005-05-25 |
2009-09-23 |
| 61 |
Valadao, Mark Paul |
34 |
M |
ALZ929 |
Rep |
2005-05-25 |
2007-06-22 |
| 62 |
Wang, Dong (SFC:AIR588) 王棟 |
28 |
M |
AIR588 |
Rep |
|
2005-10-24 |
| 63 |
Wong, Amelia Ngar Men 黃雅雯 |
|
F |
AEX263 |
Rep |
2005-02-04 |
2007-10-05 |
| 64 |
Wong, Eddy Tai Che 王大智 |
|
M |
AKW690 |
Rep |
2004-08-05 |
2005-10-31 |
| 65 |
Wong, Joyce Wen Mee 王穎薇 |
|
F |
AGF478 |
Rep |
2004-03-12 |
2009-12-14 |
| 66 |
Wong, Richard Chi Lung 黃子驊 |
|
M |
ABP922 |
Rep |
|
2011-01-28 |
| 67 |
Wong, Simpson Leung Hang 黃良恆 |
|
M |
AIC643 |
Rep |
|
2007-04-25 |
| 68 |
Yan, Cleo Sheung Ngar 甄尚雅 |
|
F |
AKW688 |
Rep |
2004-08-19 |
2006-04-21 |
| 69 |
Yin, Phillip Tk 嚴正剛 |
|
M |
AMH295 |
Rep |
2005-07-22 |
2005-10-07 |
| 70 |
Yu, Tina Wai Kwan 余慧君 |
|
|
AMJ508 |
Rep |
2005-08-18 |
2005-11-02 |
| 71 |
Zhong, Shan (SFC:AJN966) 鍾山 |
|
|
AJN966 |
Rep |
2005-09-07 |
2011-05-17 |
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