MACQUARIE CAPITAL LIMITED 麥格理資本股份有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Alford, Terrence Miguel		M	Rep		2010-08-11
2	Anderson, Melinda Jayne			Rep	2005-04-21	2008-12-24
3	Ansell, Robert Howard		M	Rep		2010-08-12
4	Barclay, Mark Kenneth		M	Rep	2005-08-24	2005-09-07
5	Barton, Richard Jeremy		M	Rep	2003-05-15	2004-08-01
6	Belchere, William Conrad		M	Rep	2005-03-01	2009-08-10
7	Bernard, Edwin		M	Rep		2004-03-11
8	Bhammer, Vishal Mahendra Kumar		M	Rep		2003-08-03
9	Bi, Lin Yi			Rep	2004-10-13	2006-09-04
10	Blake, John Charles David	35	M	Rep	2005-06-06	2005-07-06
				Rep	2005-07-25	2006-07-11
11	Blakely, Andrew David		M	Rep	2005-08-30	2005-08-31
12	Boman, Rohan			RO		2004-04-28
13	Boyton, Jamie Phillip		M	Rep	2004-10-13	2007-09-08
14	Branwhite, Tanya Elise			Rep	2005-09-26	2005-09-29
15	Calvy, Stewart		M	RO		2004-05-17
16	Carlton, Nicholas Edward		M	Rep	2005-07-25	2007-08-15
17	Carroll, James Patrick (SFC:AIU524)		M	Rep	2003-05-21	2004-08-12
18	Cavey, Paul Edward		M	Rep	2005-07-18	2012-05-31
19	Chan, Belle (SFC:AFV087) 陳蓓蕾			Rep	2005-05-18	2005-11-01
20	Chan, Gary Ming Tak 陳明德		M	Rep	2005-06-17	2011-04-14
21	Chan, Kevin Evelyn		M	Rep	2003-05-28	2004-01-12
22	Chan, Kwong Yeung 陳廣揚			RO		2004-01-13
				Rep	2004-01-13	2007-02-01
23	Chan, Michael (SFC:AHN553) 陳國昌		M	Rep	2005-08-10	2007-07-21
24	Chan, Michael Loc-Fei		M	Rep	2005-06-16	2020-09-09
25	Chan, Ping Fai (SFC:AAD834) 陳秉輝			Rep		2004-05-16
				Rep	2005-02-22	2015-07-31
26	Chan, Siu 陳瀟			Rep	2005-01-04	2005-08-16
27	Chan, Stephenie Siu Ling 陳少玲			Rep		2004-07-12
28	Chan, Wai Yee (SFC:AFX435) 陳慧懿			Rep		2004-07-09
29	Chelat, Iqbal Ramiz		M	Rep	2004-09-02	2007-06-12
30	Chen, Zhong Wei 陳仲偉			Rep	2005-09-23	2006-10-19
31	Cheng, Chih-Hsiung 鄭智雄			Rep	2005-02-23	2006-07-12
32	Cheng, Cyrus Hon Wing 鄭漢榮		M	Rep	2005-05-24	2011-05-13
33	Cheng, Po Chuen 鄭寶川	34	F	Rep	2005-04-25	2005-12-28
34	Cheng, Tacky Man Tat 鄭文達			Rep	2005-09-01	2007-03-10
35	Cheong, Jimmy Jin Wooi		M	Rep	2004-09-02	2006-03-10
36	Cheung, Siu Ling 張小玲			Rep		2004-10-27
37	Chewananth, Paveena			Rep	2005-07-07	2005-07-08
				Rep	2005-09-07	2006-01-15
38	Chik, Leon Hak Kan 植克勤			Rep		2003-08-06
39	Chiu, Shirley Lai Ling 趙麉玲	43	F	Rep		2003-12-16
40	Chiu, Suzanna Yuen Shan 趙婉珊			Rep	2004-12-01	2007-05-14
41	Chiu, Wing Fai 趙永輝			Rep	2004-07-22	2006-07-26
42	Cho, Ji Hyun 趙智賢			Rep	2003-07-04	2004-07-23
43	Choi, Allen 蔡國偉		M	Rep	2004-06-11	2004-11-04
44	Choi, Shui Lung 蔡瑞隆			Rep	2005-07-04	2006-06-27
45	Chong, Paul Choong Leong 張忠良	38		Rep	2004-10-12	2008-09-18
46	Chow, Anderson 周正峰			Rep	2005-08-24	2010-07-29
47	Chu, Ian Chi Ho 朱智豪		M	Rep		2004-06-23
48	Chu, John Paul Yeong Keng 徐永鏗		M	Rep		2004-03-17
				RO	2004-03-17	2004-05-12
49	Chua, Man Ching 蔡文靜			Rep	2003-04-28	2005-03-30
50	Chung, Herman Soowook		M	Rep	2004-05-17	2005-10-17
51	Chung, Kwok Kwong 鍾國光			Rep	2004-06-01
52	Churchouse, Jean-Paul Antony		M	Rep		2003-08-12
53	Coultas, Jonathan William		M	RO	2004-08-25	2006-11-29
54	Creswell, Lachlan Colin		M	Rep	2005-07-07	2006-09-11
55	Cuunjieng, Stephen Anthony Torres		M	Rep	2004-10-14	2009-09-23
56	Dalziell, Rohan John		M	Rep		2006-08-12
57	Dayman, Julian Stewart		M	Rep	2004-06-25	2004-08-06
58	de Basto, Roger Alexander	40	M	RO	2004-02-06	2010-09-17
59	Dewberry, Paul Robert		M	Rep	2004-10-26	2005-07-21
60	Dinh, Thu Hien			Rep	2005-09-26	2005-10-03
61	Doyle, Michael Patrick Mccabe		M	Rep	2004-11-15	2005-07-12
62	Du, Trinh C 謝昭程			Rep		2004-03-11
63	Duffy, Craig Andrew		M	Rep		2003-10-10
64	Duncan, Mark Rudolph (SFC:AHA889)		M	Rep		2009-03-31
65	Dyer, Cordelia Mun Ting 廖敏婷			Rep		2003-12-31
66	Emery, Martin William		M	Rep	2005-02-07	2011-05-13
67	Espinasse, Philippe Michel		M	Rep	2004-06-25	2004-10-04
				RO	2004-10-04	2006-11-13
68	Esson, Christopher James (SFC:ALF470)		M	Rep	2004-09-07	2008-01-16
69	Faure, Adrian Hendrik (SFC:AAB930) 霍哲仁		M	Rep		2004-03-17
				RO	2004-03-17	2005-04-25
70	Faveur, Samuel Christian		M	Rep	2003-05-21	2004-04-15
71	Firth, Angus William		M	Rep	2004-10-26	2012-11-30
72	Fok, Woon Bik 霍奐璧			Rep		2003-07-02
				Rep	2005-08-01	2007-06-28
73	Francis, Russell Simon		M	Rep		2008-06-04
74	Fung, Marcia Ming Suet 馮明雪			Rep	2004-12-28	2006-08-01
75	Fung, Timothy Siu Pong 馮兆邦		M	Rep		2003-05-13
76	Ghosh, Sayan			Rep	2004-06-17	2004-07-29
77	Gilbert, Laurent Luc			Rep	2005-09-05	2007-07-05
78	Goldberg, Brian Howard		M	Rep	2005-09-06	2008-10-11
79	Gordon, Gregory W		M	Rep	2005-08-30	2006-08-30
80	Gordon, Stuart Noel		M	Rep	2005-02-18	2012-11-30
81	Grant, Dominic Edgar		M	Rep		2008-11-26
82	Green, Antony Rowan		M	Rep	2005-07-07
83	Grose, Paul Nigel		M	Rep		2004-09-21
84	Ha, Eugene Junghon		M	Rep	2005-09-28	2009-02-01
85	Halim, Liny			Rep	2005-09-05	2005-12-05
86	Hill, Stephen Christopher (SFC:ACG751)		M	RO		2003-09-17
87	Ho, Kam Wing (SFC:AAH756) 何錦榮			Rep	2003-05-07	2003-10-07
88	Ho, Wan Chi (SFC:ACT136) 何蘊慈			Rep		2013-05-31
89	Holland, Mark Thomas		M	Rep	2005-03-30	2012-11-30
90	Holmes, David George (SFC:AMK095)		M	Rep	2005-08-25	2005-11-25
91	Houwen, Camiel Immanuel Olaf			Rep		2004-03-11
92	Huang Lin, Yee-Cheng 林壹珍			Rep		2005-09-26
93	Hudson, David Wood (SFC:AAE717) 何德信		M	RO		2004-08-11
94	Hunt, Christopher Lawrence		M	Rep	2004-09-07	2010-08-04
95	Irvine, Craig Wycliffe 歐陽貴		M	Rep	2005-07-11	2005-10-11
96	Isgrove, Paul Brian		M	Rep	2004-07-31	2007-12-31
97	Jackson, Anthony Robert (SFC:AMC842)		M	Rep	2005-06-16	2005-06-18
98	Je, Kin Ming (SFC:ACZ554) 余建明			Rep	2005-03-10	2005-09-29
				RO	2005-09-29	2015-03-31
99	Jeong Nguyen, Theresa Nga		F	Rep		2004-06-26
100	Johnson, Warren Joseph (SFC:AIU271)		M	Rep	2003-05-15	2004-04-15
101	Jones, Andrew Llewellyn		M	Rep	2003-05-15	2004-03-03
102	Kent, Wayne Graham		M	Rep	2005-08-22	2012-01-30
103	Kim, Jason Sung		M	Rep		2003-04-20
104	King, Patrick John		M	Rep	2005-09-12	2006-12-16
105	Klip, Donald William		M	Rep		2005-05-25
106	Kuet, Andrew Shun Cheong 闕順昌		M	Rep		2005-03-15
107	Kukreja, Atin			Rep	2005-02-03	2005-03-03
108	Kwak, Eun Suk			Rep	2005-09-23	2010-07-02
109	Kwan, Joyce Po Kuen 關寶娟		F	Rep		2005-03-24
110	Lacey, Robert William Patrick		M	RO		2003-06-27
111	Laksono, Widito			Rep	2005-09-13	2006-08-03
112	Lam, Hok Hoi 林學海			Rep	2004-07-20	2007-04-05
113	Lambert, James Elliot		M	Rep	2004-10-12	2009-04-22
114	Larsen, Nathan Andrew		M	Rep	2004-10-06	2005-07-20
				Rep	2005-09-22	2006-02-10
115	Lau, Hon Wei 劉豐輝			Rep	2005-02-24	2006-06-29
116	Lau, Hwa Jen 劉華仁			Rep	2004-07-30	2009-09-10
117	Lavoie, Marc Sebastien		M	Rep	2005-09-07	2008-07-16
118	Lawlor, Patrick Martin		M	RO	2004-07-27	2009-06-05
119	Lee, Eva Elizabeth Chi Wing 李智穎		F	Rep		2011-06-21
120	Lee, Jae Won (SFC:AJM700)			Rep	2004-03-01	2004-06-30
121	Lee, Jee Won			Rep	2003-06-19	2008-03-08
122	Lee, King Yu 李景愉			Rep		2004-10-13
123	Lee, Mona Yan Yan 李欣欣		F	Rep		2009-12-18
124	Lee, Samuel Bing Sum 李炳森		M	Rep		2006-08-21
125	Lee, Seung Jin			Rep		2012-11-30
126	Leung, Jenkin Ching Kei 梁正己	41	M	Rep		2004-08-16
127	Leung, Kai Tong (SFC:ADU276) 梁啟棠			Rep		2004-10-14
128	Leung, Lilian Bik Han 梁碧嫻		F	Rep		2005-07-26
129	Leung, Long Chee 梁朗芝			Rep	2005-04-26	2006-04-11
130	Leung, Shui Yee 梁瑞儀			Rep		2003-10-03
131	Leung, Yip Wang 梁業宏			Rep		2005-04-29
132	Lin, Rex Hsie-Ching			Rep		2005-03-16
133	Low, Andrew Donald		M	RO	2004-07-30	2010-04-29
134	Low, Whye Choong			Rep	2005-06-27	2007-09-24
135	Ma, Adeline 馬雅蓮		F	Rep		2003-12-05
136	Mak, Osborne Ka Ho 麥嘉皓			Rep	2005-06-02	2005-07-20
				Rep	2005-09-30	2007-02-17
137	Marconato, Diego L.		M	Rep	2004-07-20	2006-03-15
138	Matthews, Simon Alastair John		M	Rep		2005-07-18
139	McIlhagga, Basil			RO	2004-07-13	2009-05-28
140	McRae, Michelle		F	Rep	2005-09-28	2005-09-30
141	Mehta, Amelia Ann		F	Rep	2005-07-11	2005-10-11
142	Mihalca, Matei Petru 馬德義	36	M	Rep	2005-08-10	2008-06-17
143	Mishra, Vineet			Rep	2005-05-25	2010-10-15
144	Moe, Richard Edward		M	Rep	2005-09-07	2007-10-17
145	Mok, Bill Kwai Pui 莫貴標	44	M	Rep		2003-09-15
146	Mok, Yuk Sze 莫若詩			Rep		2003-04-17
147	Moran, Stuart Anthony		M	Rep	2004-07-31	2005-07-11
148	Mumford, Robert Vyvyan	35	M	Rep	2004-07-27	2005-06-27
149	Nacard, Matthew Peter		M	Rep	2005-06-29	2005-07-01
				Rep	2005-09-13	2015-12-16
150	Nathisuwan, Kitti			Rep	2005-09-07	2007-09-29
151	Ng, Doris Sock Meng		F	Rep	2004-11-15	2008-12-02
152	Ng, Evelyn Yee-Ling 吳綺玲			Rep	2004-11-15	2006-11-17
153	Ng, Ka Keung (SFC:AAI935) 吳家強			Rep		2008-06-19
154	Ng, Wai Fat (SFC:ADL297) 吳偉發			Rep		2004-03-11
155	Nicholson, John Marshall 凌瀚燊		M	Rep	2005-07-29	2006-12-23
156	Nighjoy, Oliver Leslie		M	Rep	2005-05-24	2010-06-24
157	O'Boyle, Gerald Keith		M	Rep		2003-10-03
158	Palmer, Geoffrey Simon		M	Rep	2003-11-10	2004-04-15
159	Pao, Kim Chi King 包子敬			Rep	2003-11-06	2004-05-07
160	Pardo, Doris			Rep		2004-05-07
161	Pask, Georgia Nancye			Rep	2005-03-01	2008-12-02
162	Peramunetilleke, Desamanya C.			Rep	2005-04-25	2009-09-17
163	Phillips, Kenneth Jonathan		M	Rep	2005-08-25	2005-11-25
164	Pinge, Gaurish			Rep	2005-06-24	2005-06-25
165	Quah, Paul Wui Khaig		M	Rep	2005-04-21	2007-07-21
166	Rickards, David George Edward		M	RO	2004-07-13	2011-02-17
167	Riley, Daren (SFC:AER313)			Rep		2003-11-13
				RO	2003-11-13	2006-09-30
168	Robinson, Brent Steven		M	Rep		2004-04-23
				RO	2004-04-23	2005-08-28
169	Rocks, Timothy Ignatius		M	Rep	2004-12-01	2009-06-22
170	Rosenfeld, Mark Stephen		M	Rep	2005-08-05	2005-09-05
				RO	2005-09-05	2007-08-02
171	Rosgen, Markus Johannes		M	Rep		2004-05-07
172	Ruffy, Bruce Howard		M	Rep	2004-01-26	2005-01-25
173	Rutherford, Duncan Ross		M	Rep	2004-12-06	2008-09-23
174	Samuell, Darren John		M	RO	2003-11-14	2005-08-01
175	Sanger, Kurt Thomas		M	Rep	2005-07-06	2005-08-06
176	Santos, Derrick Hernandez		M	Rep	2005-09-22	2011-11-11
177	Sharman, Roland Herbert		M	Rep	2004-12-28	2012-02-23
178	Sheehan, Paul (SFC:AFE190)		M	Rep		2004-05-17
179	Shen, Xia (1963) 沈俠	42	M	Rep	2005-09-21	2008-08-14
180	Sim, Choon 沈俊			Rep	2005-06-27	2006-11-20
181	Simpson, Andrew Mark Bennet	44	M	Rep	2004-11-29	2005-08-29
				RO	2005-08-29	2006-09-06
182	Smart, Timothy David (SFC:AME116)		M	Rep	2005-06-24	2005-06-25
183	Smith, Matthew Michael (SFC:ALS552)		M	Rep	2005-03-23	2016-06-01
184	Smith, Timothy Robert		M	Rep	2005-01-26	2011-06-16
185	Snelgrove, Paul Rodger		M	Rep		2004-09-13
186	So, Peter Kwok Kin 蘇國堅		M	Rep		2007-03-01
187	So, Raymond Bing Kei 蘇秉基		M	Rep		2003-10-03
188	Solihin, Ahmad			Rep	2005-09-13	2006-06-29
189	Solomon, Eliyahu Shalom Freddie			Rep		2006-09-06
190	Solway, Paul Simon Herbert		M	Rep	2005-08-02	2012-10-05
191	Song, Matthew Beng Tat 宋明達		M	Rep	2004-11-18	2005-10-06
192	Soong, Tuck Yin 宋德賢			Rep	2005-06-30	2005-07-15
193	Sperr, Michael Sean		M	Rep		2003-12-15
194	Stotz, Andrew Charles		M	Rep	2005-09-07	2005-11-23
195	Sun, Qimeng 孫启蒙			Rep	2005-04-19	2013-08-15
196	Suratkal, Kishore Sheena		F	Rep	2003-10-29	2006-08-11
197	Sutanto, Darwin			Rep	2005-09-13	2006-08-14
198	Tam, Shing Hei 譚成希			Rep	2003-09-02	2005-03-24
199	Tan, Bo (1973) 譚擘	32	M	Rep	2004-11-15	2006-02-16
200	Tan, Julian Henry		M	Rep	2005-02-03	2005-03-03
201	Tang, Christopher Archer Chun Ting 鄧振廷		M	Rep		2007-03-07
202	Teo, Kelvin Soo Meng 張書明		M	Rep	2005-09-29	2011-03-02
203	Teo, Nicholas Tiang Soon		M	Rep		2009-12-17
204	Terlich, Andrew James		M	Rep	2005-09-30	2011-07-07
205	Tham, Ronald Seng Yum 譚承蔭	36	M	Rep	2004-09-07	2005-03-15
				RO	2005-03-15	2010-10-13
206	Thompson, John (SFC:ADH238)		M	Rep	2005-09-07	2007-09-01
207	Tran, Chau Hai			Rep	2005-09-02	2010-07-04
208	Tse, Dorothy Man Han 謝敏嫻		F	Rep	2005-02-24	2005-03-22
209	Tung, Jenny Sin Yan 董羨恩		F	Rep	2005-01-04	2006-12-09
210	Ungolan, Intarat			Rep	2005-09-07	2009-03-31
211	Vayakornvichitre, Salinee			Rep	2005-07-18	2005-08-18
				Rep	2005-09-30	2006-07-03
212	Waddell, Andrew Graham		M	Rep	2005-08-30	2007-07-21
213	Wan, Philip Ten Lok 溫天絡		M	Rep	2004-09-04	2004-11-29
				RO	2004-11-29	2005-07-01
				Rep	2005-07-01	2005-12-31
214	Wang, Xiaoting (SFC:ALU743) 王晓亭			Rep	2005-03-11	2006-08-23
215	Warhaftig, Gregory David		M	Rep	2005-09-03	2005-12-02
216	Weaver, Scott William 韋思高		M	Rep		2009-02-23
217	Welch, Alexander Peter		M	Rep	2005-03-30	2005-07-20
				Rep	2005-09-22	2006-07-03
218	Wickham Second, Philip King		M	Rep		2004-06-04
219	Wilkinson, Sasha Michelle		F	Rep		2006-03-14
220	Williamson, Peter George		M	Rep	2004-09-07	2006-04-25
221	Wilson, Anthony Casey		M	Rep		2004-04-14
				RO	2004-04-14	2007-08-02
222	Wilson, Marcus Charles		M	Rep	2005-06-28	2005-06-30
				Rep	2005-09-26	2008-05-31
223	Wong, Ka Ching (SFC:AGI520) 黃家正	31	M	Rep	2003-10-14	2004-06-28
224	Woo, Herman Hon Man 胡瀚文		M	Rep		2005-08-24
225	Wood, Simon Nicholas Lionel (SFC:AGJ116)		M	Rep	2005-08-24	2009-01-08
226	Wright, Emma Elizabeth (SFC:AMG942)		F	Rep	2005-07-19	2007-02-05
227	Yan, Sunny Kwok Ting 印國庭		M	Rep	2004-11-24	2005-06-27
228	Yang, Yu (SFC:ALD507) 楊煜			Rep	2005-08-31	2006-06-02
229	Yoon, Kyung Hee (SFC:ADI019)			Rep		2004-01-26
230	Yu, Janice Ka Man 俞嘉敏		F	Rep		2003-07-21
231	Zaki, Adam Anwar		M	Rep	2004-10-12	2007-11-19
232	Zhao, Xin (SFC:AMM491) 趙昕			Rep	2005-09-23	2006-07-18
233	Zhu, Chunxiao 祝春晓			Rep	2005-04-27	2012-03-31

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