Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbiss, Justin John | M | Rep | 2006-01-19 | ||
| 2 | Adachi, Mimiko 安達美味子 | F | Rep | 2005-06-30 | 2008-06-01 | |
| 3 | Agostini, John Edward Cobcroft | M | Rep | 2007-03-16 | ||
| 4 | Anderson, Gordon Alasdair | M | Rep | 2005-05-19 | 2005-07-08 | |
| 5 | Baptista, Michael Peter (SFC:AHE139) | M | RO | 2009-08-20 | ||
| 6 | Barr, Alastair Barclay (SFC:AIX180) | Rep | 2003-05-02 | 2003-07-24 | ||
| RO | 2003-07-24 | 2005-05-24 | ||||
| 7 | Barrow, Jason Paul | M | RO | 2005-01-17 | ||
| 8 | Blight, Warren Nicholas | M | Rep | 2005-04-18 | ||
| 9 | Booth, Graeme Wayne | M | Rep | 2006-03-03 | 2006-03-20 | |
| RO | 2006-03-20 | 2009-06-09 | ||||
| 10 | Boyton, Jamie Phillip | M | Rep | 2004-08-19 | ||
| 11 | Brewer, Jeffrey Michael | M | Rep | 2005-07-13 | 2009-10-12 | |
| 12 | Caughey, Nicholas Egerton | M | Rep | 2006-03-15 | ||
| 13 | Chan, Benjamin Yu Ki 曾裕基 | M | Rep | 2005-06-15 | 2008-05-13 | |
| 14 | Chan, Felix Sheung Tat 陳上達 | M | Rep | 2005-05-18 | ||
| 15 | Chan, Matthew Weng Chih | M | Rep | 2003-11-25 | 2006-01-20 | |
| 16 | Chan, Pui Ting 陳佩婷 | Rep | 2003-07-08 | |||
| 17 | Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 | F | Rep | 2004-07-17 | ||
| 18 | Chang, Michael Poyung 張保勇 | M | Rep | 2006-02-22 | 2006-09-17 | |
| 19 | Chen, Fei (SFC:ACA503) 陳緋 | Rep | 2003-06-03 | |||
| 20 | Chen, Yi (SFC:ANM687) 陳藝 | Rep | 2006-06-15 | 2008-04-03 | ||
| 21 | Cheng, Chi Wah (SFC:ABM629) 鄭志華 | Rep | 2007-12-28 | |||
| 22 | Cheng, James Vincent | M | Rep | 2004-05-11 | 2006-02-25 | |
| 23 | Cheung, Grayson Gin Ho 張展灝 | Rep | 2005-09-28 | 2006-02-10 | ||
| 24 | Cheung, Virginia Pui Sze 張珮詩 | Rep | 2005-05-11 | 2007-04-08 | ||
| 25 | Chiang, Kee Hong 蔣紀康 | Rep | 2003-11-24 | 2010-11-27 | ||
| 26 | Choi, Sang Woong | Rep | 2003-11-24 | 2005-09-01 | ||
| 27 | Chow, Yvonne Yin Wai 鄒延蔚 | F | Rep | 2005-02-01 | 2006-08-15 | |
| 28 | Connor, David Jonathan (SFC:ADH898) | M | Rep | 2005-07-26 | ||
| 29 | Cross, David Frederick | M | RO | 2010-07-01 | ||
| 30 | Divito, Paul Francis | M | Rep | 2005-06-15 | 2005-07-11 | |
| 31 | Duan, Hong (SFC:ADE819) 段宏 | RO | 2003-12-24 | 2008-05-09 | ||
| 32 | Dunbar, David Greig | M | Rep | 2004-01-01 | ||
| 33 | Dyer, Ashley George (SFC:ACO919) | M | Rep | 2006-07-10 | 2006-08-25 | |
| 34 | Fan, Cheuk Wan 范卓雲 | Rep | 2006-08-26 | |||
| 35 | Fong, Herman Yat Wo 方逸禾 | M | Rep | 2004-10-13 | 2005-01-05 | |
| 36 | Fung, Adrian Choi Ming 馮載明 | M | Rep | 2003-12-11 | ||
| 37 | Fung, Vicky Wai Kei 馮瑋琪 | F | Rep | 2012-05-05 | ||
| 38 | Gibson, Scott Caseley | M | Rep | 2004-05-01 | ||
| Rep | 2006-07-24 | 2006-08-25 | ||||
| 39 | Godfray, John Verden | M | RO | 2005-12-15 | ||
| 40 | Gordon, Daniel (SFC:AHE138) | M | Rep | 2008-09-01 | ||
| 41 | Hendel, Mark Joseph | M | RO | 2006-07-01 | ||
| 42 | Ho, Gerwin Cheuk Wing 何卓榮 | M | Rep | 2004-04-17 | ||
| 43 | Ho, Kai Chung (SFC:AJD791) 何啟聰 | Rep | 2005-06-01 | 2010-01-05 | ||
| 44 | Ho, Simon Tak Leung 何德亮 | M | Rep | 2004-06-07 | 2007-04-18 | |
| 45 | Ho, Sin Yi 何善儀 | Rep | 2012-06-30 | |||
| 46 | Hong, Sung Kap 洪性甲 | Rep | 2006-02-21 | 2006-09-17 | ||
| 47 | Howard, Stephen Douglas | M | Rep | 2004-10-15 | 2005-07-21 | |
| RO | 2005-07-21 | 2006-01-19 | ||||
| Rep | 2006-01-19 | 2009-03-05 | ||||
| 48 | Huang, Yung-Chao 黃勇超 | Rep | 2003-05-20 | |||
| 49 | Hutton, Ian (SFC:ANR984) | M | Rep | 2006-07-31 | 2008-09-01 | |
| 50 | Hwang, Min Seong | Rep | 2003-09-19 | 2004-08-10 | ||
| 51 | Ip, Kalina Lai Fan 葉麗芬 | Rep | 2003-11-06 | |||
| 52 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | Rep | 2004-05-19 | 2004-08-19 | ||
| 53 | Johnson, Richard William Cramer | M | Rep | 2003-06-25 | ||
| 54 | Kang, Gyong Hee | F | Rep | 2006-08-23 | ||
| 55 | Kang, Josef Chung Hwan | Rep | 2006-01-09 | 2006-03-07 | ||
| 56 | Kang, Stephen Soo Hwan | M | Rep | 2004-05-04 | 2006-03-07 | |
| 57 | Khan, Mustufa Shah | Rep | 2005-06-07 | 2006-05-13 | ||
| 58 | Killian, Michael Laughlin | M | Rep | 2005-09-05 | 2006-10-01 | |
| 59 | Kim, Hong Shik 金弘植 | Rep | 2004-05-27 | 2006-03-07 | ||
| 60 | Kim, Jee Yeon 金志妍 | Rep | 2006-06-08 | 2008-12-02 | ||
| 61 | Kim, Sang Hyun (SFC:ANA990) | Rep | 2006-02-17 | 2007-04-24 | ||
| 62 | Kwan, David Yat Tung 關日東 | M | Rep | 2003-12-10 | ||
| 63 | Kwan, Man Ki 關敏琪 | Rep | 2006-08-25 | |||
| 64 | Kwang, Mang Tak 鄺孟德 | Rep | 2006-03-14 | |||
| 65 | Lai, King Kai 黎擎楷 | Rep | 2004-07-15 | 2009-01-13 | ||
| 66 | Lam, Ashley Chit Fai 林皙暉 | Rep | 2005-06-01 | 2006-10-28 | ||
| 67 | Lam, Karvan Ka Man 林嘉敏 | Rep | 2004-07-12 | 2005-08-31 | ||
| 68 | Lam, Wing Sze (SFC:AGG952) 藍詠詩 | Rep | 2006-04-28 | |||
| 69 | Lappin, Graham Michael | M | Rep | 2007-04-02 | ||
| 70 | Lau, Airy Tak Chuen 劉德泉 | Rep | 2006-06-13 | |||
| 71 | Lau, Eddie Kwok Lap 劉國立 | M | Rep | 2005-10-26 | ||
| RO | 2005-10-26 | 2006-03-11 | ||||
| 72 | Lau, Hin Tat 劉顯達 | Rep | 2004-01-02 | 2006-03-31 | ||
| 73 | Lau, Jimmy Ka Seung 劉嘉相 | M | Rep | 2012-06-30 | ||
| 74 | Law, Wagner Chung Po 羅忠寶 | Rep | 2012-05-01 | |||
| 75 | Lee, Alice Wai Yin 李偉賢 | F | Rep | 2008-10-09 | ||
| 76 | Lee, Jason Kwok Wang 李國宏 | M | Rep | 2005-11-23 | 2007-01-15 | |
| 77 | Lee, Martin Kin Mann 李健文 | M | Rep | 2006-04-08 | ||
| 78 | Lee, Mickey Wing Tak 李永德 | M | Rep | 2005-09-12 | 2006-10-01 | |
| 79 | Lee, Wai Kei 李偉基 | Rep | 2005-04-25 | 2006-02-28 | ||
| 80 | Lee, Yu Chuan | Rep | 2004-10-06 | |||
| 81 | Leeming, Andrew Bernard | M | Rep | 2003-06-30 | 2003-08-29 | |
| 82 | Leventhorpe, Thomas Rooper | M | Rep | 2007-01-23 | ||
| 83 | Li, Jiun-Wei 李君唯 | Rep | 2003-10-07 | 2004-07-20 | ||
| 84 | Li, Shuk Fat 李淑法 | Rep | 2003-06-03 | |||
| 85 | Liang, Terran Hua-Wen 梁華文 | Rep | 2003-05-20 | |||
| 86 | Lim, Choot | Rep | 2005-12-12 | 2006-05-18 | ||
| 87 | Lim, Corrina Doris Chwee Suan | F | Rep | 2005-11-01 | ||
| 88 | Liu, Kate Kit Yee 廖潔儀 | F | Rep | 2003-04-17 | ||
| 89 | Lo, Karen Ka-Wai 盧嘉慧 | F | Rep | 2004-02-25 | 2007-03-02 | |
| 90 | Lo, Thebes Lai Kwan 羅麗群 | Rep | 2004-08-12 | |||
| Rep | 2005-02-21 | 2006-06-29 | ||||
| 91 | Locke, Joseph Neal Geoffrey | M | Rep | 2003-08-04 | ||
| 92 | Lui, James Ngai Him 雷毅謙 | M | Rep | 2004-04-28 | ||
| 93 | Lui, Laura 呂靄華 | F | Rep | 2006-02-17 | 2012-06-01 | |
| 94 | Lung, Alice Man Han 龍敏嫻 | F | Rep | 2007-01-25 | ||
| 95 | Mahadevan, Suresh Ayodya | Rep | 2005-07-14 | 2006-09-22 | ||
| 96 | Mak, Carol Michele Kar Wai 麥嘉慧 | F | Rep | 2004-08-27 | ||
| RO | 2004-08-27 | 2005-02-16 | ||||
| 97 | Man, Howard (SFC:AJF011) | M | Rep | 2003-10-20 | 2006-05-26 | |
| 98 | Man, Kam Chiu 文錦超 | Rep | 2006-09-30 | |||
| 99 | Mann, Patrick William | M | Rep | 2004-03-22 | 2006-08-25 | |
| 100 | Mansfield, David Thomas | M | Rep | 2006-06-01 | 2008-06-16 | |
| 101 | Marconato, Diego L. | M | Rep | 2004-06-19 | ||
| 102 | McCann, Neil Anthony | M | Rep | 2003-09-25 | 2004-05-25 | |
| 103 | McKinlay, John Heriot | M | Rep | 2004-06-29 | 2004-09-09 | |
| RO | 2004-09-09 | 2005-08-12 | ||||
| 104 | Milligan, Christopher Patrick | M | Rep | 2004-06-08 | 2006-05-09 | |
| 105 | Morris, Lyndon James | 34 | M | Rep | 2004-05-13 | 2005-08-31 |
| 106 | Nallamala, Mayur Raoul | M | Rep | 2005-05-19 | ||
| 107 | Ng, Pauline Po Yuen 吳溥潤 | F | Rep | 2005-09-30 | ||
| 108 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2004-06-17 | 2006-09-30 | ||
| 109 | Nicholls, Matthew Peter | M | Rep | 2005-04-08 | 2008-08-29 | |
| 110 | Pang, Howard Gar Wai 彭家威 | M | Rep | 2006-01-13 | 2006-05-13 | |
| 111 | Parry, Giles Hubert (SFC:AHN533) | M | Rep | 2007-02-14 | ||
| 112 | Peard, Andrew Davis Lozada | M | Rep | 2003-05-29 | ||
| 113 | Petch, Jolyon Robert | M | Rep | 2003-06-20 | ||
| 114 | Poon, Ben Shu Fai 潘樹輝 | M | Rep | 2012-06-23 | ||
| 115 | Poon, Chun Pong (SFC:AAD084) 潘振邦 | Rep | 2005-07-11 | |||
| 116 | Poon, Kai Chung 潘繼宗 | Rep | 2003-05-20 | |||
| 117 | Raman, Lalita | Rep | 2004-11-18 | 2007-07-16 | ||
| 118 | Reynier, Emmanuel Jean-Marc | Rep | 2005-09-28 | 2006-10-01 | ||
| 119 | Rhee, Hae Young 李海姈 | Rep | 2004-08-09 | 2005-09-10 | ||
| 120 | Rho, Ju Mi | Rep | 2005-06-24 | 2008-07-01 | ||
| 121 | Roberts, David Northam | M | Rep | 2004-06-07 | 2005-05-06 | |
| RO | 2005-05-06 | 2005-11-01 | ||||
| Rep | 2005-11-01 | 2008-11-22 | ||||
| 122 | Rothenhauser, Rupertus | Rep | 2005-06-27 | 2005-07-28 | ||
| RO | 2005-07-28 | 2005-10-22 | ||||
| 123 | Royds, Thomas Alexander | M | RO | 2005-06-06 | ||
| 124 | Rudd, Benjamin Jeremy Kenneth | 32 | M | Rep | 2005-08-01 | |
| 125 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2004-04-15 | ||
| 126 | Sarkis, David | M | Rep | 2006-05-10 | 2007-11-01 | |
| 127 | Seddon, James Edward | M | Rep | 2006-04-04 | 2008-05-01 | |
| 128 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2005-03-03 | 2006-09-30 | |
| 129 | Shiu, Jeffrey Ma | M | Rep | 2005-07-25 | 2005-10-07 | |
| 130 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | Rep | 2005-05-03 | 2007-08-17 | |
| 131 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2004-06-17 | 2006-09-30 | |
| 132 | So, Suet Fun 蘇雪芬 | Rep | 2006-08-05 | |||
| 133 | Stevenson, Andrew Mark Bryce | 43 | M | Rep | 2004-05-22 | |
| 134 | Stimpson, John Matthew | M | Rep | 2004-01-16 | 2005-03-15 | |
| 135 | Sutch, Jeremy Rupert Peter | M | Rep | 2004-03-27 | ||
| 136 | Tan, Alvin Sabino Sy | M | Rep | 2004-12-17 | ||
| 137 | Tan, Andrew Too Boon | M | Rep | 2003-05-06 | 2006-07-03 | |
| 138 | Tan, Kee Meng 陳基明 | Rep | 2004-06-07 | 2006-05-13 | ||
| 139 | Tan, Wee Kiat (SFC:AJC408) | Rep | 2003-08-04 | 2007-03-27 | ||
| 140 | Tan, Yew Boon 陳友文 | Rep | 2004-06-21 | 2006-03-11 | ||
| 141 | Tang, Peter Jee Ho 鄧志豪 | M | Rep | 2005-08-15 | 2007-04-01 | |
| 142 | Tang, Tsz Kit 鄧子傑 | Rep | 2013-06-18 | |||
| 143 | Tham, Mun Hon 譚文漢 | Rep | 2005-08-30 | 2008-07-26 | ||
| 144 | Thony, Suwandy | Rep | 2007-01-25 | |||
| 145 | Toder, Jeffrey | M | Rep | 2004-08-18 | 2006-07-01 | |
| 146 | Tsang, Heddy 曾愷悌 | Rep | 2005-05-24 | 2006-06-27 | ||
| 147 | Tsang, Timothy Man Chung 曾敏聰 | M | Rep | 2003-11-24 | 2005-06-16 | |
| 148 | Tse, Jaff Ka Wai 謝家威 | Rep | 2003-06-12 | 2008-09-01 | ||
| 149 | Wan, Yew Chye 范有財 | RO | 2006-09-30 | |||
| 150 | Wang, Feili 王斐麗 | Rep | 2010-08-21 | |||
| 151 | Wang, Yeqing 王叶青 | Rep | 2004-02-18 | 2007-06-21 | ||
| 152 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | Rep | 2005-06-07 | 2005-07-20 | ||
| RO | 2005-07-20 | 2010-11-01 | ||||
| 153 | Wong, Chi Tai 黃志泰 | Rep | 2004-07-09 | 2006-04-29 | ||
| 154 | Wong, Chun Wah (SFC:AAA213) 王俊華 | Rep | 2006-10-01 | |||
| 155 | Wong, Eddie Yiu 黃耀 | M | Rep | 2005-08-29 | ||
| RO | 2005-08-29 | 2007-02-01 | ||||
| 156 | Wong, Mei Tseun 王美純 | Rep | 2008-11-08 | |||
| 157 | Wong, Sylvania Sui Kwan 黃紹群 | Rep | 2003-11-24 | 2004-02-10 | ||
| 158 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2003-05-20 | |||
| 159 | Woodrow, John Thomas | M | Rep | 2004-03-15 | ||
| 160 | Yang, Lei (SFC:AMK234) 楊蕾 | Rep | 2005-08-31 | 2012-06-30 | ||
| 161 | Yee, Ho Ming (SFC:AGH180) 余浩銘 | Rep | 2007-03-21 | |||
| 162 | Yetman, Mark Stephen | M | Rep | 2003-05-20 | ||
| 163 | Yiong, Hoi San 楊海山 | Rep | 2003-05-31 | |||
| 164 | Yu, Hiu To 余曉濤 | Rep | 2003-12-05 | 2004-09-14 | ||
| 165 | Zaki, Adam Anwar | M | Rep | 2004-01-27 | 2004-08-26 | |
| 166 | Zhu, Helen Yue 朱悅 | F | Rep | 2006-03-14 |
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