SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 2 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 3 | Lau, Elaine Yim Ling 劉艷玲 | F | AAJ813 | Rep | 2008-01-23 | 2018-09-04 | |
| 4 | Lee, Kwok Wan (SFC:AZL662) 李冠潤 | AZL662 | Rep | 2013-01-10 | 2013-12-31 | ||
| 5 | Li, Hon Wai Anthony 李漢威 | AUV625 | Rep | 2010-06-17 | 2013-09-26 | ||
| 6 | Lin, Ben Peng 林芃 | 48 | M | ACP158 | RO | 2012-06-29 | 2017-04-09 |
| 7 | Ng, Sing Hing 伍承興 | ALN731 | Rep | 2010-01-18 | 2018-06-01 | ||
| 8 | Nip, Yiu Chuen 聶耀泉 | ABY425 | RO | 2011-08-01 | 2021-01-25 | ||
| 9 | Pao, Lik 鮑力 | AEY552 | RO | 2009-03-18 | 2016-03-21 | ||
| 10 | Takei, Akio (SFC:ACR988) | ACR988 | Rep | 2012-11-01 | 2015-06-30 | ||
| 11 | Tam, Howard King Ho 譚景豪 | 50 | M | AFN346 | RO | 2012-09-14 | 2014-02-26 |
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