Jefferies Hong Kong Limited 富瑞金融集團香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Agarwal, Anand (SFC:ANX687) ANX687 Rep 2012-02-13 2014-11-14
2 Agarwal, Vishal Kumar M AYY895 Rep 2012-02-13 2014-03-07
3 Alexander, Michael Lewis M AGR372 Rep 2010-10-15 2011-01-13
RO 2011-01-13 2018-06-15
4 Alford, Terrence Miguel M ADX525 Rep 2012-04-10 2014-07-15
5 Azuma, Yoshihiro M APL620 Rep 2011-10-31 2022-07-04
6 Bajaj, Kunal Rajan AUW986 Rep 2011-08-17 2015-09-18
7 Bajikar, Sundeep Madan AYB109 Rep 2011-09-20 2015-10-15
8 Barrette, Jeffrey Michael M ARO749 Rep 2011-03-17 2016-03-25
9 Barroso, Raul Francisco ALF573 Rep 2011-05-25 2012-08-14
10 Beng, Kian Min Benjamin 孟健明 BAY068 Rep 2013-03-01 2013-05-30
11 Bolon, Jonathan Quinn M ARH276 Rep 2010-11-17 2012-08-28
12 Bond, Phillip Matthew M AWZ057 Rep 2011-03-14 2011-09-30
13 Browning, John Leonard M AQF043 Rep 2012-10-10 2015-03-12
14 Bu, Haidong 卜海東 AVI091 Rep 2011-06-01 2014-01-31
15 Burke, James Thompson M AWZ262 Rep 2011-03-14 2020-03-14
16 Chan, Chung Shing 陳仲成 AAZ019 Rep 2012-10-10 2015-05-15
17 Chan, Karen Ka Long 陳加朗 F BBL855 Rep 2013-06-26 2015-09-11
18 Chan, Kenneth Kwok Ho 陳國豪 M ADT909 Rep 2011-08-04 2023-06-30
19 Chan, Yat Sing (SFC:ANI726) 陳日昇 ANI726 Rep 2012-11-27 2013-05-10
20 Chataway, James Jonathan M AUJ209 RO 2010-01-05 2010-03-12
21 Chee, Swee Wei 植思輝 AXS218 Rep 2011-07-28 2016-10-28
22 Chellappa, Govindarajan AUX265 Rep 2011-08-22 2017-07-31
23 Chen, Bo Gwang AYN952 Rep 2011-11-29 2011-12-22
24 Chen, Geng (SFC:AOY114) 陳耿 AOY114 Rep 2011-01-27 2012-06-08
25 Chen, Hsin-shu Branden 陳信旭 AUK172 Rep 2011-03-11 2012-07-23
26 Chen, Lijia (SFC:AWW323) 陳麗嘉 AWW323 Rep 2011-02-23 2012-08-03
27 Chen, Wenhan (SFC:APF628) 陳文翰 APF628 Rep 2013-06-24 2013-09-16
28 Chen, Xi (SFC:BCC168) 陳曦 BCC168 Rep 2013-10-22 2014-04-01
29 Cheng, Andre An-Chun (SFC:BAN243) M BAN243 Rep 2012-11-27 2015-03-03
30 Cheng, Charles Chun Yin 鄭俊然 M BAA428 Rep 2013-03-15 2015-07-24
31 Cheng, Edwin Siu Lung 鄭玿璘 M AYZ892 Rep 2012-02-14 2012-09-11
32 Cheng, Tau Cheung 鄭導昌 AFC185 Rep 2011-08-01 2012-08-14
33 Cheung, Ka Chung 張家聰 ARC087 Rep 2012-10-10 2015-05-29
34 Cheung, Miu Chun 張妙珍 AZL261 Rep 2012-05-15 2013-05-27
35 Chiang, Venant (SFC:AIB743) 蔣永甯 AIB743 Rep 2012-05-11 2016-06-02
36 Chok, Ivy Ngai Wai 卓艾維 F ADZ897 Rep 2010-12-14 2022-06-10
37 Chong, Louis Siu Kei 莊紹基 M AUQ039 Rep 2010-01-27 2011-04-20
38 Chow, Wing Chun 周永進 AOJ005 Rep 2013-01-29 2015-07-10
39 Chua, Lee Leng AHI518 Rep 2011-11-10 2013-12-06
40 Cielinski, Mark Alan M AHC364 Rep 2013-04-02 2025-05-28
41 Clayton, Andrew Crimmins 藍向明 M ATS621 RO 2010-01-04 2013-03-18
42 Collett, Michael James (SFC:AUB134) M AUB134 Rep 2011-01-13 2015-11-11
43 Crapanzano, Domenico (SFC:AZM754) AZM754 Rep 2012-05-17 2013-05-29
44 Crosbie-Walsh, Gordon Michael M ACD934 Rep 2013-09-19 2015-08-12
45 Dai, Qiang (SFC:AVQ949) 戴強 AVQ949 Rep 2011-12-12 2012-12-28
RO 2012-12-28 2015-03-27
46 Darby, Sean M AFD144 Rep 2011-09-12 2011-12-08
RO 2011-12-08 2023-03-23
47 Deal, Kerry Raghnall BAZ643 Rep 2013-03-12 2013-05-30
48 Ding, Yiming (SFC:AXG896) 丁一鳴 AXG896 Rep 2011-05-12 2014-02-28
49 Du, Yang (SFC:AYY897) 杜洋 AYY897 Rep 2012-02-13 2012-04-10
50 Dulieu, Billy Ronald M AWM143 Rep 2012-10-10 2015-05-29
51 Dwyer, Brendan Patrick M AWZ263 Rep 2011-03-14 2020-10-30
52 Elphick, Henry Richard Francis (1970-09) 43 M ATS624 RO 2010-01-04 2012-04-02
53 Eme, Philippe Jean M AEX901 Rep 2012-02-27 2015-08-14
54 Eng, Shu Ling Amanda F AVW617 Rep 2011-09-20 2012-08-27
55 Erpici, Luca AZQ373 Rep 2012-06-08
56 Fan, Clara Sung Ka 樊崇嘉 F AQG580 Rep 2012-07-03 2015-06-11
57 Fan, Edwin Yu Hin 樊宇軒 30 M AMU321 Rep 2013-01-23 2015-03-31
58 Faure, Emmanuel Dominique Martial G. M AFC367 Rep 2012-03-09 2012-06-14
RO 2012-06-14 2015-08-31
59 Feng, Dandan 馮丹丹 ALO316 Rep 2010-11-05 2011-09-02
60 Fok, Siu Pong (SFC:AME216) 霍少邦 AME216 Rep 2012-10-10 2015-05-15
61 Fong, Joseph J 方仲彬 M AUQ951 Rep 2011-07-07 2016-11-03
62 Fu, Liang (SFC:AVO628) 傅亮 AVO628 Rep 2012-10-10 2015-05-29
63 Fung, Janet 馮靜 F ANX236 Rep 2010-12-23 2015-04-15
64 Fyfe, William James M AFW138 Rep 2012-03-06 2012-06-08
RO 2012-06-08 2015-08-31
65 Goff, Steven James (SFC:AWY935) M AWY935 Rep 2011-03-10 2011-10-14
66 Gong, Yueyue 龔悅悅 34 M AVK929 Rep 2010-12-30 2013-04-17
67 Goyal, Atul APF163 Rep 2013-06-21
68 Griffiths, Oliver Charles M AWZ055 Rep 2011-03-15 2018-08-03
69 Guan, Wenjie 管文捷 ASK369 Rep 2011-11-02 2015-12-17
70 Guo, Qiang (SFC:AYW017) 郭強 AYW017 Rep 2012-01-20 2014-06-19
71 Guo, Yuantao 郭圓濤 40 F AFW884 Rep 2011-04-20 2017-07-12
72 Hainsby, Raymond Michael M AWZ264 Rep 2011-03-14 2015-08-14
73 Halliwell, Thomas Alan M ANL835 Rep 2010-11-18 2015-11-27
74 Hao, Rui (SFC:AYJ242) 郝瑞 AYJ242 Rep 2011-11-17 2013-04-12
75 He, Zhengwei 何崢煒 AWQ292 Rep 2013-09-04 2021-04-30
76 Ho, Sai Ho (SFC:AOH660) 何世豪 AOH660 Rep 2012-10-10 2013-05-20
77 Howsley, Jonathan Charles (SFC:AZF710) M AZF710 Rep 2012-03-29 2018-09-14
78 Hsieh, Meng-Han 謝孟翰 AXG899 Rep 2011-05-12 2024-05-31
79 Hu, Rong (SFC:AXW316) 胡蓉 AXW316 Rep 2013-06-24 2015-06-05
80 Huang, Naikang 黃乃康 BAT756 Rep 2013-01-21 2013-05-13
81 Huang, Wan (SFC:AMO369) 黃婉 AMO369 Rep 2011-11-28 2012-08-07
RO 2012-08-07 2015-07-24
82 Huang, Xian Jia 黃賢嘉 AQH654 Rep 2011-05-03 2013-03-08
83 Hui, Chi Keung (SFC:ALZ728) 許志強 ALZ728 Rep 2012-06-27 2016-08-22
84 Hui, Daniel Ka Chung 許家聰 M AUP690 Rep 2012-10-10 2015-06-01
85 Hutton, Jason Alec 44 M ASK838 Rep 2012-03-06 2014-04-04
86 Ingram, Bruce Richard M BBP717 Rep 2013-08-05 2014-05-13
87 Ip, Yau Lung 葉游龍 AKI626 Rep 2011-03-17 2019-03-26
88 Jasani, Nilesh Surendra Rai M AFJ460 Rep 2011-10-28 2021-08-18
89 Ju, Yansu Christie 居燕蘇 ALI339 Rep 2010-11-10 2011-09-15
RO 2011-09-15 2015-09-29
90 Karfa, Nilanjan BBD023 Rep 2013-04-12 2020-03-16
91 Kim, Changhoon 金昶勳 BBE576 Rep 2013-04-26 2013-10-08
92 Kim, Dosung 金度性 AZV602 Rep 2012-07-16 2014-06-27
93 Kim, Ina Yong BBA229 Rep 2013-03-25 2016-05-20
94 King, Augusto Yuk Shun 金毓珣 AFH014 Rep 2013-04-11 2013-07-08
RO 2013-07-08 2015-04-02
95 Krake, Paul Edward M ADT713 Rep 2011-02-02 2011-09-21
96 Kumagai, Yukihiro BAY165 Rep 2013-03-06 2015-06-10
97 Lam, Brian Jing Hei 林政熹 M AXQ385 Rep 2013-01-09 2015-02-13
98 Lam, Wai Leung (SFC:AFS532) 林偉亮 AFS532 Rep 2012-01-11 2014-06-09
99 Lau, Henry Hang 劉恆 M AWJ860 Rep 2013-03-01 2014-04-05
100 Lau, Yuen Hung 劉婉鴻 ADC124 Rep 2011-06-17 2018-07-19
101 Lawrence, Daniel Leonard (SFC:BBK391) M BBK391 Rep 2013-06-17 2025-06-16
102 Lay, Joao Fernando AST881 Rep 2011-03-21 2018-08-01
103 Lea, Robert Michael M ATL432 Rep 2011-07-07 2012-08-14
104 Lee, Dennis Pui Yan 李沛欣 M AOS008 Rep 2010-05-24 2013-04-11
105 Lee, Gary (SFC:AUP537) 李嘉瑜 M AUP537 Rep 2012-04-10 2013-05-30
106 Lee, Wai Lun (SFC:AXY825) 李偉倫 AXY825 Rep 2011-08-26 2011-10-20
107 Leung, Johnson Man 梁民 M AUI268 Rep 2011-03-14 2015-12-16
108 Leung, Kin Man (SFC:ARR823) 梁建雯 ARR823 Rep 2012-10-10 2015-07-31
109 Leung, Yuen Ha (SFC:ACI635) 梁婉霞 ACI635 Rep 2011-03-10 2013-05-29
110 Li, Chenkan 李辰侃 AWI078 Rep 2012-12-10 2015-07-31
111 Li, Jessica Y 李穎 F AWV098 Rep 2013-10-09 2015-04-14
112 Li, Lei (SFC:AUA255) 李蕾 AUA255 Rep 2013-01-21 2014-02-24
113 Li, Rong (SFC:ARM918) 李嶸 ARM918 Rep 2010-11-05 2014-01-31
114 Li, Zhifa 李志法 AGL136 Rep 2013-10-17 2014-11-28
115 Liao, Shifan 廖世凡 AWO654 Rep 2010-12-30 2015-12-17
116 Liu, Bingnan 劉冰楠 AYJ282 Rep 2011-11-01 2013-05-10
117 Liu, Boyong 劉博雍 AWO657 Rep 2010-12-30 2015-10-16
118 Liu, Dongheng 劉東恒 AYT455 Rep 2013-06-17 2015-12-17
119 Liu, Liu (SFC:BAY471) 劉流 BAY471 Rep 2013-03-05 2014-12-18
120 Liu, Qian (SFC:ATS617) 劉謙 ATS617 RO 2010-01-04 2010-10-14
121 Liu, Sherry Xiaoyu 劉肖俞 F AHA564 Rep 2012-10-29 2014-03-20
122 Lo, Michelle Chi Lok 盧子樂 F ARU443 Rep 2012-07-09 2012-07-23
123 Lord, Phillip Wilson M AJG087 Rep 2010-11-18 2012-09-28
Rep 2013-04-10 2013-10-04
124 Lu, Hongliang (SFC:AWO608) 呂洪良 AWO608 Rep 2010-12-30 2015-06-12
125 Lu, Xiaohao (SFC:AZF711) 呂皛皓 AZF711 Rep 2012-03-29 2014-09-12
126 Lui, Anna Ka Yan 雷嘉恩 F AQR110 Rep 2013-04-05 2015-12-17
127 Lui, Connie Ngan 呂雁 F AOO869 Rep 2010-12-20 2011-01-24
128 Luo, Yixin 羅藝鑫 AWJ276 Rep 2011-05-26 2012-08-14
129 Malhotra, Ashwan Kumar M AEE311 RO 2012-10-11 2015-08-31
130 Maly, Sylvain Francois Gilbert M AVR359 Rep 2012-10-10 2015-08-14
131 Masumizu, Hitoshi AXF810 Rep 2011-05-03 2015-03-02
132 Meng, Cynthia Jinhong 孟晉紅 44 F ANU548 Rep 2011-01-31 2016-06-01
133 Misek, Peter (SFC:AYB106) M AYB106 Rep 2011-09-20 2014-07-15
134 Mou, Newman Siu Bun 繆肇彬 ABL554 Rep 2013-05-20 2015-12-16
135 Muir, James Thomas M APP015 Rep 2011-03-31 2015-09-29
136 Nagae, Joseph Kurian (SFC:AVZ283) M AVZ283 Rep 2010-10-07 2011-12-16
137 Nahar, Piyush BBL066 Rep 2013-06-21 2020-07-31
138 Newberry, Mark M AWY936 Rep 2011-03-10 2016-11-30
139 Ng, Junwen Joshua 黃俊文 M ANT744 Rep 2013-07-16 2017-12-06
140 Nichols, Stephen James (SFC:ACJ658) M ACJ658 Rep 2011-02-02 2012-07-23
RO 2012-07-23 2015-12-16
141 Nie, Shengshen 聶晟申 AVL824 Rep 2012-05-02 2016-11-03
142 Ning, Qing 寧清清 F AZS063 Rep 2012-06-22 2013-07-18
143 Noke, Freddy ANA934 Rep 2012-11-16 2018-08-08
144 O'Mara, Conor John M AOV704 Rep 2011-06-29
145 Okuno, Hiroshi M AJF365 Rep 2011-08-26 2020-12-02
146 Park, Sung Wan 朴性玩 ADQ242 Rep 2012-07-16 2024-09-30
147 Pham, Thanh Ha AYY900 Rep 2012-02-10
148 Pinto, Claudio Raimondo Armando 48 M AZM756 Rep 2012-05-17 2013-05-29
149 Poon, Ada Ho Yan 潘可欣 F AFQ511 Rep 2011-04-29
150 Poon, Iris Ho Yee 潘灝儀 F BAY472 Rep 2013-03-04 2014-10-31
151 Putterill, Adam Thomas James M ABG123 Rep 2011-02-01 2025-05-08
152 Qiu, Xiaowen 邱曉文 AOT974 Rep 2011-10-31 2011-12-16
RO 2011-12-16
153 Quadros, Lavina Saira AYM833 Rep 2011-11-24
154 Rider, Thomas Peter Baty M AZZ305 Rep 2012-08-06 2013-06-27
155 Rosenfeld, Seth Robert M AYZ307 Rep 2012-02-09 2019-02-11
156 Salman, Makarim Adel ATD287 Rep 2011-08-16 2016-10-27
157 Sanghvi, Chirag Pravinkant AQS375 Rep 2011-10-17 2016-07-13
158 Sasaki, Yoshiharu AWZ982 Rep 2011-03-17 2011-10-14
159 Sen, Arya BAF500 Rep 2012-09-24 2020-05-18
160 Shan, Shan (SFC:AYM834) 單珊 AYM834 Rep 2011-11-21 2013-05-10
161 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2012-12-03 2015-07-06
162 Sheng, Wei-Ting 盛薇庭 AJL418 RO 2010-01-04 2017-12-20
163 Shi, Feng (SFC:AWI080) 石峰 AWI080 Rep 2013-06-10 2014-03-07
164 Shi, Tiger Chenghu 石成虎 39 M AOG041 Rep 2012-12-24 2013-07-16
RO 2013-07-16 2015-01-16
165 Shute, Christopher Linford M ASS289 Rep 2010-11-02 2011-04-18
RO 2011-04-18 2012-09-11
Rep 2012-09-11 2013-01-29
166 Sohn, Bill Eun-Seok M AHN695 Rep 2013-07-23 2013-09-25
RO 2013-09-25 2016-06-02
167 Su, Wei (SFC:AGN518) 蘇緯 AGN518 Rep 2013-09-05 2013-11-08
168 Sun, Lijun (SFC:AWO659) 孫李軍 AWO659 Rep 2010-12-30 2012-05-31
169 Tai, Germaine Wai See 戴慧詩 F AMC821 Rep 2012-06-13 2012-12-31
170 Tam, Man Hong (SFC:AFY709) 譚文康 37 M AFY709 Rep 2011-12-12 2012-03-20
RO 2012-03-20 2015-07-17
171 Tan, Choon Ming 陳俊銘 AMA932 Rep 2012-04-18 2014-12-31
172 Tan, James Ye-Hui M AZY483 Rep 2012-08-15 2013-01-07
173 Tang, Congcong 唐聰聰 ASE040 Rep 2011-06-20 2012-09-17
174 Tsai, Chia-Hung 蔡家宏 BBC936 Rep 2013-04-15
175 Tse, Edmundo Matthew 謝永強 AYE492 Rep 2011-10-06 2016-04-05
176 Tse, Tony 謝小童 M ALS640 Rep 2013-07-29 2013-10-02
RO 2013-10-02 2014-06-11
177 Wakasugi, Masahiro AXY740 Rep 2011-08-26 2013-06-17
178 Walker, Richard (SFC:AWY708) M AWY708 Rep 2011-03-09 2023-11-20
179 Wang, Benjamin (SFC:AUP570) 王秉遠 M AUP570 Rep 2011-10-26 2014-03-05
180 Wang, Chen (SFC:BBL390) 王晨 BBL390 Rep 2013-06-24 2014-10-31
181 Wang, Jin (SFC:AVY040) 王瑾 AVY040 Rep 2012-05-21 2014-11-15
182 Wang, Kuan Jan 王冠然 AXK690 Rep 2012-12-17 2013-02-21
183 Wang, Qin (SFC:AWP856) 王勤 AWP856 Rep 2012-10-11 2013-05-30
184 Wang, Ren (SFC:AIB127) 汪韌 41 M AIB127 Rep 2011-12-19 2012-03-20
RO 2012-03-20 2015-12-17
185 Wang, Ruxian 王汝先 AXG897 Rep 2011-05-12 2011-06-30
186 Wei, Po 魏柏修 AVH892 Rep 2012-06-08 2016-11-30
187 Welch, David John Jr M ASW658 Rep 2010-11-16 2012-11-14
188 Williams, Grant David Vincent M AHU774 Rep 2010-11-25 2010-12-08
189 Wisbeck, Ana Cristina AXC642 Rep 2011-04-01 2012-08-16
190 Wong, James Chung Yin 黃頌賢 M ADT900 Rep 2012-10-10 2015-08-14
191 Wong, Mun Kong (SFC:AMX750) AMX750 Rep 2012-11-09 2013-02-20
RO 2013-02-20 2018-05-15
192 Woo, Lai Ming Raymond 符禮明 M AUS410 Rep 2013-04-11 2015-12-17
193 Wu, Chenyao 吳陳堯 AWW321 Rep 2011-02-23 2011-09-20
194 Wu, Joseph Shi Li 武士立 M AJB764 Rep 2012-02-06 2017-11-29
195 Wu, Xiaolin (SFC:AVV216) 吳曉琳 AVV216 Rep 2013-03-26 2017-06-16
196 Wu, Zhiyang 吳之洋 AYC708 Rep 2013-01-18 2014-02-28
197 Yamamoto, Sumiyo BAC527 Rep 2012-08-27 2015-11-24
198 Yang, Chung-chih 楊重志 AVD352 Rep 2010-05-07 2011-02-16
199 Yang, Nancy Wen 楊海雯 F AJC937 Rep 2011-07-19 2015-02-28
200 Yang, Rui (SFC:ALG051) 楊瑞 M ALG051 Rep 2012-08-08 2015-03-27
201 Yao, Yao (SFC:ALK994) 姚嶢 ALK994 Rep 2010-11-05 2011-11-30
202 Ye, Nayun 叶拏云 AWG076 Rep 2013-07-09 2015-02-02
203 Yeo, Rainna Xue Yin BAV485 Rep 2013-02-05 2025-07-02
204 Yeo, Zhi Aik AVN113 Rep 2011-06-30 2016-10-31
205 Yokoi, Naomi F ATI152 Rep 2011-08-29 2015-09-16
206 Young, James Kenneth Freeman Scott M ANG579 Rep 2011-01-13
207 Yu, Lei (SFC:APF652) APF652 Rep 2011-03-11 2016-03-21
208 Yu, Nga Shan 俞雅珊 APJ556 Rep 2012-11-05 2014-03-07
209 Zhang, Fuyang 張扶陽 AXP987 Rep 2012-05-28 2013-03-21
210 Zhang, Yuanfu 張元夫 BAC429 Rep 2012-09-03 2013-12-20
211 Zheng, Dan (SFC:BBN687) 鄭丹 BBN687 Rep 2013-07-09 2015-12-17
212 Zheng, Yingying (SFC:AVK954) 鄭盈盈 AVK954 Rep 2011-07-15 2012-08-14
213 Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓 AZO877 Rep 2012-06-12 2016-02-01
214 Zhi, Yu 職宇 AFQ326 Rep 2013-01-03 2015-03-27
215 Zhou, Xiao (SFC:AYC139) 周曉 AYC139 Rep 2012-09-26 2015-12-17
216 Zhu, Dandan (SFC:AQO191) 朱丹丹 AQO191 Rep 2011-07-05 2014-09-22
217 Zhu, Qing (SFC:ADZ874) 朱慶 ADZ874 Rep 2012-11-28 2013-06-28
218 Zhu, Yifan (SFC:BCA260) 朱一帆 BCA260 Rep 2013-10-21 2015-10-16

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