CSI Corporate Finance (HK) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au-Yong, Samuel Shong 歐陽淞 | 49 | M | ACH857 | RO | 2003-07-07 | |
| 2 | Bao, Qiyi 鮑奇一 | BBR299 | Rep | 2013-08-02 | 2014-07-21 | ||
| 3 | Bazzoni, Federico | M | ADP682 | Rep | 2013-05-08 | 2016-01-01 | |
| 4 | Bhisitkul, John Bunkrit | M | ADV290 | Rep | 2012-05-18 | 2013-02-01 | |
| 5 | Cai, Yulong (SFC:AXT416) 蔡宇龍 | AXT416 | Rep | 2011-08-02 | 2016-01-01 | ||
| 6 | Cesaro, Andrea (SFC:ARL099) | F | ARL099 | Rep | 2014-01-03 | 2014-10-06 | |
| 7 | Chan, Chi Hung (SFC:AMY772) 陳志雄 | AMY772 | Rep | 2007-08-13 | 2012-03-15 | ||
| 8 | Chan, Dickson Chi Chuen 陳志銓 | 38 | M | AGF194 | Rep | 2011-10-11 | 2011-12-29 |
| RO | 2011-12-29 | 2016-01-01 | |||||
| 9 | Chan, Douglas Tak Kee 陳德基 | M | AMB242 | Rep | 2009-04-28 | 2011-06-27 | |
| 10 | Chan, Edmund Wai Hung 陳偉雄 | M | AFT585 | Rep | 2009-06-01 | 2009-06-18 | |
| RO | 2009-06-18 | 2016-01-01 | |||||
| 11 | Chan, Janice Wing Yee 陳穎怡 | F | APV159 | Rep | 2007-10-16 | 2010-08-08 | |
| 12 | Chan, Leo Chi Fung 陳志峰 | 35 | M | ALS787 | Rep | 2011-12-09 | 2015-05-01 |
| 13 | Chan, Mark Man Wai 陳孟為 | M | ABR486 | Rep | 2003-06-27 | 2003-11-24 | |
| 14 | Chau, Beverly Wai Man (SFC:AWE779) 鄒慧敏 | F | AWE779 | Rep | 2010-10-29 | 2012-10-20 | |
| 15 | Chen, Chen (SFC:AUZ701) 陳晨 | AUZ701 | Rep | 2010-04-23 | 2015-05-28 | ||
| 16 | Chen, Karen Ka Woon 陳嘉媛 | F | AEL756 | Rep | 2003-11-06 | ||
| 17 | Chen, Michael I-Chun 陳懿群 | M | ALQ824 | Rep | 2013-08-09 | 2014-04-07 | |
| 18 | Cheng, Arthur (SFC:AFX946) 鄭斌宜 | M | AFX946 | Rep | 2004-03-16 | 2006-07-03 | |
| 19 | Cheng, Chun Tung (SFC:AJB319) 鄭振東 | AJB319 | Rep | 2003-07-24 | 2006-05-22 | ||
| 20 | Cheng, David Kin Lung 鄭建龍 | 49 | M | ABR710 | Rep | 2004-05-17 | 2004-07-07 |
| RO | 2004-07-07 | 2005-06-30 | |||||
| 21 | Cheung, Miu (SFC:AFX055) 張渺 | 44 | M | AFX055 | RO | 2007-04-10 | |
| 22 | Cheung, Na 張娜 | BDE788 | Rep | 2014-03-28 | 2015-03-16 | ||
| 23 | Chiang, Bun 蔣斌 | 45 | M | AIN853 | Rep | 2006-07-07 | |
| 24 | Ching, Hiu Yuen 程驍遠 | 48 | M | AFX056 | RO | 2007-04-10 | |
| 25 | Chiu, Thomas Sui Keung 趙瑞強 | 47 | M | ADZ607 | Rep | 2007-01-18 | 2007-01-26 |
| RO | 2007-01-26 | 2009-04-01 | |||||
| 26 | Choi, Yuk Kit (SFC:AHV026) 蔡育杰 | AHV026 | Rep | 2006-07-07 | |||
| 27 | Chow, Terence Mun Chung 周敏中 | M | AHY906 | Rep | 2009-01-14 | 2009-03-12 | |
| RO | 2009-03-12 | 2009-07-14 | |||||
| 28 | Choy, Shu Kwan 蔡澍鈞 | ABF760 | RO | 2006-04-06 | |||
| 29 | Chu, Fong Kwan 朱方群 | ACA839 | Rep | 2004-09-03 | |||
| 30 | Chu, Joseph Patrick Yeong Kang 徐永康 | 47 | M | ADT125 | RO | 2004-03-15 | |
| 31 | Chuang, Hao-Yuan 莊晧淵 | AVA663 | Rep | 2010-04-19 | 2013-08-19 | ||
| 32 | Ding, Xuebing 丁學兵 | AIZ252 | Rep | 2003-05-23 | 2003-11-28 | ||
| 33 | Fang, Peter 方宗鼎 | M | AUD627 | Rep | 2009-11-12 | 2010-05-21 | |
| 34 | Francisco, Christopher 方宇傑 | 30 | M | ANV070 | Rep | 2007-12-03 | 2014-02-09 |
| 35 | Fu, Fuxing 傅福行 | BDL384 | Rep | 2014-05-15 | 2015-02-13 | ||
| 36 | Gao, Daguang 高大光 | BCF482 | Rep | 2013-10-31 | 2015-03-01 | ||
| 37 | He, Guowang 賀國旺 | ANV055 | Rep | 2006-08-25 | 2007-07-01 | ||
| 38 | He, Tian (SFC:BBR112) 賀添 | BBR112 | Rep | 2013-08-01 | 2016-01-01 | ||
| 39 | He, Xiaoyun (SFC:AIJ848) 何云 | AIJ848 | Rep | 2005-11-21 | |||
| 40 | Ho, Maggie Man Kei 何敏琪 | F | AGO080 | Rep | 2003-05-06 | ||
| 41 | Hon, Hau Ngai 韓巧藝 | ANN416 | Rep | 2006-06-21 | 2013-10-31 | ||
| 42 | Hong, Yancheng (SFC:AVS886) 洪研程 | AVS886 | Rep | 2011-01-13 | 2013-07-01 | ||
| 43 | Hui, Yau Wing 許有榮 | M | AGH231 | Rep | 2003-05-16 | ||
| 44 | Iu, Yam San 余蔭燊 | AIN691 | Rep | 2006-04-06 | |||
| 45 | Jiang, Yakang 蔣亞康 | AWY537 | Rep | 2011-03-10 | 2013-08-01 | ||
| 46 | Kang, Na (SFC:AVA488) 亢娜 | AVA488 | Rep | 2010-04-23 | 2010-06-01 | ||
| 47 | Kwok, Yan Ming 郭恩明 | APC521 | Rep | 2007-06-18 | 2010-07-25 | ||
| 48 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | Rep | 2009-08-27 | 2009-11-12 | |
| RO | 2009-11-12 | 2010-05-01 | |||||
| 49 | Lai, Patrick Pak Hung 黎柏鴻 | M | AQU258 | Rep | 2010-03-08 | 2014-02-09 | |
| 50 | Lee, Raymond Yuman 李裕民 | 57 | M | ACF125 | Rep | 2009-02-25 | 2009-03-11 |
| RO | 2009-03-11 | 2017-05-01 | |||||
| 51 | Lee, Wai Keung (SFC:AFK372) 李偉強 | AFK372 | Rep | 2009-09-15 | 2011-12-01 | ||
| 52 | Leung, Hon Ki 梁漢旗 | AGN288 | Rep | 2012-07-04 | 2012-09-21 | ||
| RO | 2012-09-21 | 2016-01-01 | |||||
| 53 | Li, Alfa Yong (SFC:AJG548) 李勇 | AJG548 | Rep | 2003-11-21 | 2004-03-31 | ||
| 54 | Li, Chiu Yee 李昭儀 | AJY016 | Rep | 2004-04-01 | 2005-10-01 | ||
| 55 | Li, Dominic Song Ching 李崇正 | M | AAC878 | Rep | 2006-04-11 | 2008-05-01 | |
| 56 | Li, Elsy Chun 李雋 | 42 | F | AGH130 | Rep | 2003-05-09 | 2005-07-01 |
| 57 | Li, Guangchao 李廣超 | APC725 | Rep | 2007-06-22 | 2009-03-01 | ||
| 58 | Li, Hang (SFC:AYV511) 李航 | AYV511 | Rep | 2013-07-22 | 2013-10-31 | ||
| 59 | Li, Hongxing (1975) 李紅星 | 39 | M | AWA019 | Rep | 2010-10-07 | 2016-01-01 |
| 60 | Li, Jing (SFC:AKI631) 李旌 | AKI631 | Rep | 2004-04-16 | 2004-11-11 | ||
| 61 | Li, Ya (SFC:AUZ702) 李雅 | AUZ702 | Rep | 2010-04-23 | 2015-01-01 | ||
| 62 | Liang, Shuang (SFC:APA355) 梁爽 | APA355 | Rep | 2007-05-30 | 2007-08-31 | ||
| 63 | Lin, David Bingjun 林秉俊 | M | AEM703 | Rep | 2004-06-07 | ||
| RO | 2004-06-07 | 2005-04-13 | |||||
| 64 | Lin, Tingting (SFC:AXI337) 林婷婷 | AXI337 | Rep | 2011-06-01 | 2014-11-01 | ||
| 65 | Lin, Yu (SFC:AWI926) 林宇 | AWI926 | Rep | 2010-11-19 | 2012-11-13 | ||
| 66 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2011-03-29 | 2016-01-13 | ||
| 67 | Liu, Jian (SFC:ACQ449) 劉健 | 60 | M | ACQ449 | Rep | 2004-04-15 | |
| RO | 2004-04-15 | 2009-04-09 | |||||
| 68 | Liu, Joseph (SFC:AXD120) | M | AXD120 | Rep | 2011-04-11 | 2016-01-01 | |
| 69 | Liu, Manly Man Lai 廖文禮 | ADI698 | RO | 2004-07-05 | |||
| 70 | Liu, Mengzhang 劉蒙璋 | AYT167 | Rep | 2012-01-06 | 2014-05-29 | ||
| 71 | Liu, Yinan (SFC:AYC674) 劉逸南 | AYC674 | Rep | 2011-09-20 | 2013-07-06 | ||
| 72 | Liu, Ying (SFC:ATO768) 劉莹 | ATO768 | Rep | 2009-08-20 | 2010-05-08 | ||
| 73 | Lo, Siu Kit (SFC:AOA396) 羅肇傑 | AOA396 | Rep | 2010-10-29 | 2011-01-31 | ||
| 74 | Lok, Chun Sing 樂震聲 | AOA392 | Rep | 2010-07-06 | 2011-08-18 | ||
| Rep | 2012-05-17 | 2014-09-19 | |||||
| 75 | Lok, Marshal Wai Chun 駱瑋浚 | AGI950 | Rep | 2004-01-26 | 2004-02-13 | ||
| 76 | Lu, Huan (SFC:AIC202) 陸歡 | AIC202 | Rep | 2004-06-28 | |||
| 77 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2013-08-29 | 2014-08-18 | ||
| 78 | Lu, Zhuo (SFC:AVC087) 呂卓 | 31 | F | AVC087 | Rep | 2010-04-22 | 2014-04-12 |
| 79 | Luo, Gaobo 羅高波 | ANC049 | Rep | 2006-02-24 | 2006-04-06 | ||
| 80 | Luo, Xiaoran 羅笑然 | BEA831 | Rep | 2014-08-19 | 2016-01-01 | ||
| 81 | Luo, Yijue 羅一珏 | AVJ511 | Rep | 2010-06-23 | 2014-02-09 | ||
| 82 | Luo, Yong (SFC:ANR807) 羅咏 | ANR807 | Rep | 2006-07-28 | 2013-10-31 | ||
| 83 | Ma, Chi Hung (SFC:AFR290) 馬志洪 | AFR290 | Rep | 2006-04-06 | |||
| 84 | Mak, Mica Yun Ching 麥潤楨 | ADL348 | Rep | 2003-11-28 | 2007-03-01 | ||
| RO | 2007-03-01 | 2014-10-17 | |||||
| 85 | Man, Yim King 文艷琼 | AYM806 | Rep | 2013-09-24 | 2014-11-15 | ||
| 86 | Mao, Biyu 茅碧玉 | AVV177 | Rep | 2010-08-31 | 2014-06-26 | ||
| 87 | Mao, Jiangqiang 毛江強 | AXI260 | Rep | 2011-06-01 | 2011-11-01 | ||
| 88 | Miao, Miao 繆妙 | AND967 | Rep | 2006-03-10 | 2006-07-07 | ||
| 89 | Mihalca, Matei Petru 馬德義 | 45 | M | AFD833 | Rep | 2005-04-18 | |
| 90 | Mo, Weishu 莫唯書 | BBK476 | Rep | 2013-06-11 | 2016-01-01 | ||
| 91 | Ng, Chi Hin (SFC:AFD459) 吳志軒 | AFD459 | Rep | 2003-08-05 | 2004-02-04 | ||
| 92 | Ng, Ming 吳明 | AJM829 | Rep | 2004-03-01 | 2006-05-28 | ||
| 93 | Nie, Shuoliang 聶碩良 | AWX068 | Rep | 2011-03-03 | 2013-06-15 | ||
| 94 | Pang, Kwan 彭堃 | AWN156 | Rep | 2010-12-20 | 2013-10-31 | ||
| 95 | Poon, Yan Loong 潘人龍 | ALC104 | Rep | 2004-08-17 | 2006-07-07 | ||
| 96 | Poon, Ying Heung Charlotte 潘凝香 | F | AVS728 | Rep | 2011-08-08 | 2016-01-01 | |
| 97 | Qian, Guorong 錢国荣 | 52 | M | AHD518 | RO | 2003-09-19 | |
| 98 | Qiao, Yufei 喬雨菲 | 26 | F | BBT857 | Rep | 2013-08-26 | 2014-07-21 |
| 99 | Qin, Chengdong 秦成棟 | ANR809 | Rep | 2006-07-28 | 2007-06-30 | ||
| 100 | Qu, Wei (SFC:AWQ291) 瞿煒 | AWQ291 | Rep | 2011-01-13 | 2013-04-11 | ||
| 101 | Ren, Mengqi 任孟琦 | BBR070 | Rep | 2013-08-01 | 2016-01-01 | ||
| 102 | Rumjahn, Kevin Kalim 林基榮 | M | AFK545 | Rep | 2004-04-16 | 2006-04-26 | |
| RO | 2006-04-26 | 2006-08-07 | |||||
| 103 | Shen, Yue (SFC:APK242) 沈越 | APK242 | Rep | 2009-05-14 | 2016-01-01 | ||
| 104 | Shi, Jinjing 史晉京 | ADV731 | Rep | 2009-09-17 | 2009-10-12 | ||
| RO | 2009-10-12 | 2010-06-07 | |||||
| 105 | Siu, Ching Yee 邵靜儀 | AIY652 | Rep | 2006-07-26 | 2009-04-06 | ||
| 106 | Siu, Ivan Hau Yep 邵厚業 | M | ALW235 | Rep | 2010-05-24 | 2010-08-11 | |
| 107 | Siu, Pui Sun 蕭培燊 | APR500 | Rep | 2011-05-09 | 2011-10-26 | ||
| 108 | Sun, Yi (SFC:AOA787) 孫毅 | 43 | M | AOA787 | Rep | 2006-10-05 | 2007-02-27 |
| RO | 2007-02-27 | 2008-05-01 | |||||
| 109 | Tan, Swee Koon 陳瑞坤 | APC066 | Rep | 2007-06-14 | 2008-05-14 | ||
| 110 | Tang, Donald Wei 唐偉 | 51 | M | ABT650 | Rep | 2009-03-26 | 2009-08-10 |
| 111 | Tian, Yuan (SFC:BBH078) 田园 | BBH078 | Rep | 2013-05-15 | 2015-06-30 | ||
| 112 | Wang, Changhong 王長虹 | ACN975 | Rep | 2011-07-04 | 2011-07-21 | ||
| RO | 2011-07-21 | 2014-06-30 | |||||
| 113 | Wang, Jian (SFC:AQD161) 王健 | AQD161 | Rep | 2007-12-11 | 2015-07-17 | ||
| 114 | Wang, Jing Chen (1972) 王京晨 | 42 | M | AEH824 | Rep | 2006-07-07 | |
| 115 | Wang, Melody Chiao-Ju | AHJ434 | Rep | 2003-07-21 | 2007-01-16 | ||
| RO | 2007-01-16 | 2007-03-01 | |||||
| 116 | Wang, Rui (SFC:BEA117) 王銳 | BEA117 | Rep | 2014-08-13 | 2015-07-23 | ||
| 117 | Wang, Winston Jian (SFC:ARD250) 王鍵 | 43 | M | ARD250 | Rep | 2008-05-27 | 2011-07-27 |
| 118 | Wang, Xiao (SFC:ARI071) 王瀟 | ARI071 | Rep | 2008-07-11 | 2016-01-01 | ||
| 119 | Wang, Xuzhou 王旭州 | BBT850 | Rep | 2013-08-26 | 2015-12-01 | ||
| 120 | Wang, Yigang 王一崗 | ANR806 | Rep | 2006-07-28 | 2007-06-30 | ||
| 121 | Wang, Yihua (SFC:AVK616) 王奕華 | AVK616 | Rep | 2010-06-25 | 2012-08-01 | ||
| 122 | Wang, Yihui (SFC:AVE151) 王一滙 | AVE151 | Rep | 2010-05-13 | 2013-04-11 | ||
| 123 | Wang, Yinqiu 王吟秋 | ANJ772 | Rep | 2006-05-15 | 2007-10-29 | ||
| 124 | Wei, Xuyue 魏旭玥 | AUD628 | Rep | 2009-11-12 | 2012-08-01 | ||
| 125 | Wen, Wen (SFC:ALC212) 温雯 | ALC212 | Rep | 2004-08-17 | 2005-08-26 | ||
| Rep | 2006-09-27 | 2010-06-07 | |||||
| 126 | Wong, Freda Shin Yee 黃倩而 | 44 | F | AFV839 | Rep | 2006-09-05 | 2006-11-09 |
| RO | 2006-11-09 | 2015-06-01 | |||||
| 127 | Woo, Raymond Kar Tung 胡家棟 | 45 | M | AEL509 | Rep | 2004-04-15 | 2004-09-10 |
| RO | 2004-09-10 | 2006-08-16 | |||||
| 128 | Wu, Chuantao 吳傳韜 | AIY526 | Rep | 2003-05-12 | 2003-12-26 | ||
| 129 | Xin, Eric Yuesheng 信躍升 | 44 | M | AIB281 | Rep | 2006-04-06 | |
| 130 | Xu, Pengzi 許蓬子 | AXT110 | Rep | 2011-08-01 | 2017-05-01 | ||
| 131 | Xu, Ping (SFC:ARQ788) 徐娉 | ARQ788 | Rep | 2011-12-13 | 2016-01-01 | ||
| 132 | Xu, Xu (SFC:AVL306) 許煦 | 29 | F | AVL306 | Rep | 2010-07-05 | 2015-05-01 |
| 133 | Yam, Jiman Chi Man 任志民 | AHV031 | Rep | 2006-07-07 | |||
| 134 | Yan, Danny Kai Chi 甄啟智 | AEL746 | Rep | 2004-09-16 | |||
| 135 | Yan, Jianlin (SFC:BAV567) 閆建霖 | 46 | M | BAV567 | Rep | 2013-02-04 | 2013-07-17 |
| RO | 2013-07-17 | 2015-09-30 | |||||
| 136 | Yan, Ligang 閆立罡 | AXI245 | Rep | 2011-06-01 | 2016-01-01 | ||
| 137 | Yang, Hai (SFC:AXI228) 楊海 | AXI228 | Rep | 2011-06-01 | 2015-05-01 | ||
| 138 | Yang, Yang (SFC:AXI251) 楊洋 | AXI251 | Rep | 2011-06-01 | 2015-09-30 | ||
| 139 | Yang, Yi (SFC:BBR075) 楊逸 | BBR075 | Rep | 2013-08-01 | 2014-10-17 | ||
| 140 | Yee, Janet Pui Fonk 余笩昉 | F | AED786 | Rep | 2006-04-19 | ||
| RO | 2006-04-19 | 2016-01-01 | |||||
| 141 | Yeh, Ching Ju 葉靜儒 | ACD784 | Rep | 2003-08-22 | 2006-04-06 | ||
| 142 | Yeung, Eric Sau San 楊秀臣 | M | ADL089 | RO | 2004-08-18 | ||
| Rep | 2012-04-18 | 2014-04-01 | |||||
| 143 | Yim, Kwok Man 嚴國文 | 46 | M | AFW086 | Rep | 2005-09-27 | |
| 144 | Yin, Ke (SFC:AII428) 殷可 | 51 | M | AII428 | RO | 2018-08-31 | |
| 145 | You, Jingfeng 尤勁峰 | ADK262 | Rep | 2004-06-10 | 2005-09-07 | ||
| 146 | Yu, Hung Chi 於鴻志 | AML761 | Rep | 2005-09-16 | 2006-05-15 | ||
| 147 | Yu, Ka Ho (SFC:ARD482) 余嘉豪 | 32 | M | ARD482 | Rep | 2008-06-10 | 2010-06-10 |
| 148 | Yu, Yang (SFC:AUZ703) 于楊 | AUZ703 | Rep | 2010-04-23 | 2016-01-01 | ||
| 149 | Zhang, Barbara Pei Wen 戚培文 | F | ACN642 | RO | 2003-06-06 | ||
| 150 | Zhang, Haitao (SFC:AEA632) 張海濤 | M | AEA632 | RO | 2003-08-14 | ||
| RO | 2004-06-11 | 2006-04-06 | |||||
| 151 | Zhang, Huan (SFC:BBR074) 張歡 | BBR074 | Rep | 2013-08-01 | 2014-07-21 | ||
| 152 | Zhang, Jerry Juying 張巨英 | 54 | M | AFA127 | RO | 2006-08-07 | |
| 153 | Zhang, Xiaodong (SFC:AFH079) 張晓東 | AFH079 | Rep | 2003-12-17 | |||
| RO | 2003-12-17 | 2004-10-05 | |||||
| 154 | Zhang, Xinyun (SFC:BDY320) 張欣韵 | BDY320 | Rep | 2014-08-08 | 2015-03-12 | ||
| 155 | Zhang, Xiujie 張秀杰 | AQE321 | Rep | 2008-01-02 | 2008-05-16 | ||
| 156 | Zhang, Yichen (HKID:P571XXX) 張懿宸 | 51 | M | ADH566 | RO | 2007-04-10 | |
| 157 | Zhao, Geoffrey Li 趙力 | M | AXP175 | Rep | 2011-07-06 | 2016-01-01 | |
| 158 | Zhao, Liujun 趙留軍 | ANR808 | Rep | 2006-07-28 | 2007-06-30 | ||
| 159 | Zheng, Chun 鄭淳 | APD339 | Rep | 2007-06-27 | 2007-09-29 | ||
| 160 | Zheng, Weifeng 鄭衛峰 | AQY078 | Rep | 2008-04-28 | 2008-07-30 | ||
| RO | 2008-07-30 | 2013-01-01 | |||||
| 161 | Zhou, Nan (SFC:AUC948) | AUC948 | Rep | 2009-11-10 | 2010-05-30 | ||
| 162 | Zhou, Zuyu 周祖禹 | BBR071 | Rep | 2013-08-01 | 2016-01-13 | ||
| 163 | Zhu, Qing (SFC:AUZ700) 祝青 | AUZ700 | Rep | 2010-04-23 | 2015-10-09 | ||
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