GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Aboud, Angus Alfred Mcintyre M Rep 2013-03-21 2014-02-14
2 Adair, John Joseph M RO 2005-04-28 2007-02-24
3 Agarwal, Shantanu Rep 2015-05-29 2016-10-10
4 Agarwal, Tarun Rep 2015-07-09 2016-05-24
5 Aggarwala, Saurabh Rep 2012-08-30 2016-10-10
6 Agne, Mark Edward (SFC:ANP670) M Rep 2006-06-30 2006-09-26
RO 2006-09-26 2016-05-21
7 Agrawal, Anurag (SFC:BHN025) Rep 2016-05-26 2016-10-10
8 Ahmad, Syed Hyder RO 2006-08-01
9 Alireza, Yusuf Abdulla Yusuf Akbar 46 M RO 2011-05-25 2011-12-08
10 Alogoskoufis, Spyros Rep 2012-04-30 2014-03-21
11 Arnold, Benjamin Richard M Rep 2014-06-13 2016-02-13
12 Bae, Christopher Thomas 40 M Rep 2008-01-24 2009-04-29
RO 2009-04-29 2009-07-17
13 Bansal, Samarth Rep 2015-06-24 2016-10-10
14 Ben-Shachar, Sa-Ar David M Rep 2008-01-22 2016-10-10
15 Besson, Guillaume Gerard Marie M Rep 2010-08-10 2011-02-23
RO 2011-02-23 2016-03-02
16 Bhargava, Nimita Rep 2014-06-23 2016-03-14
17 Billett, James Douglas M Rep 2016-04-22 2016-10-10
18 Bird, Jonathon William M Rep 2014-02-10 2016-10-10
19 Blanco Gomez, Felipe Rep 2015-09-04 2016-10-10
20 Bollinger, Stefan Rolf RO 2011-12-06 2013-10-16
21 Brunello, Jonathan Paul M RO 2012-05-07 2012-07-04
22 Busby, James Mcalpine M Rep 2016-03-14 2016-07-19
RO 2016-07-19 2016-10-10
23 Butcher, Timothy Andrew (SFC:BDZ177) M Rep 2014-10-03 2016-10-10
24 Byun, Hyungsoo 邊亨洙 Rep 2012-10-10 2014-04-26
25 Cahill, John Robert M Rep 2014-10-03 2016-10-10
26 Carr, Michael John (SFC:AGC458) M RO 2003-06-16
27 Chak, Alan Kwok Fai 翟國輝 M Rep 2013-05-29 2016-06-29
28 Chan, Andrew Richard Honn 陳康 M Rep 2014-08-12 2016-10-10
29 Chan, Beonna Mei Chun 陳美珍 Rep 2011-10-11
30 Chan, Kelvin Chi Kong 陳志江 M Rep 2011-02-25 2014-04-18
31 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
32 Chang, Wally 張華禮 M Rep 2015-03-27 2016-10-10
33 Chau, Chun 周聰 Rep 2016-10-10
34 Cheeseman, Robert Ross M Rep 2006-09-19 2012-03-16
35 Chen, Charles Yuan Liang 陳仁樑 M Rep 2008-05-02
36 Chen, Fan (SFC:BHF318) 陳帆 Rep 2016-03-23 2016-10-10
37 Chen, Henry Lin 陳林正 46 M RO 2007-07-04 2008-08-23
38 Chen, Zhihu 陳志湖 Rep 2012-10-12 2015-04-28
39 Cheung, Kat Cheung 張吉祥 Rep 2014-05-28 2015-02-02
40 Cheung, Kenneth Kai Hoi 張嘉浩 M Rep 2014-08-20 2014-12-06
41 Cheung, Suk Mun 張淑敏 Rep 2011-08-02 2014-05-31
42 Chhabria, Siddharth Deepak M Rep 2015-09-29 2016-10-10
43 Chia, Wei Chen 謝偉政 M Rep 2005-11-16 2007-01-29
44 Chiu, Ping 趙平 Rep 2007-01-13
45 Choi, Jiwon (SFC:BBS901) Rep 2015-03-16 2016-10-10
46 Choi, Suzie Rep 2015-08-12 2016-10-10
47 Chow, Isabella Man Fung 周文鳳 F Rep 2004-12-29
48 Chowdhary, Pranav Rep 2012-10-16 2014-03-08
49 Chu, Wayne Wing Kar 朱永嘉 M Rep 2012-04-27 2013-03-12
50 Chui, Chi-Sun 徐志真 Rep 2004-06-19
51 Chung, Wilson James Ka Lun 鍾家綸 M Rep 2012-04-27 2016-05-05
52 Churchouse, Jean-Paul Antony M Rep 2012-04-27 2014-05-08
53 Clappier, John Frederick M Rep 2015-11-27 2016-10-10
54 Crandell, Caroline Grace F Rep 2015-08-26 2016-10-10
55 Dalmasse, Canute Howard M RO 2012-07-05 2016-10-10
56 Deats, Warren Edmund M Rep 2010-10-29 2012-02-25
57 Didonna, Carlo Rep 2015-07-10 2016-10-02
58 Dixon, Taylor Henry M Rep 2015-08-03 2016-10-10
59 Dommenge, Kevin Michael M Rep 2012-04-27 2015-11-25
60 Du, Xueping 杜雪萍 Rep 2013-10-15 2016-10-10
61 Evans, John Michael (1957-08-16) 59 M Rep 2004-11-29 2005-02-01
RO 2005-02-01 2008-04-10
62 Falipou, Fabien Jean Roger M Rep 2012-08-06 2016-10-10
63 Fan, Kai (SFC:BAA250) 樊鍇 Rep 2012-08-09 2015-06-06
64 Feng, Yahui 馮雅慧 Rep 2012-08-09 2014-06-28
65 Ferguson, Benjamin William M RO 2013-03-27 2016-10-10
66 Flamand, Philippe Francois M Rep 2010-02-25 2012-05-01
67 Freshwater, Timothy George 范華達 72 M RO 2011-08-26
68 Frommer, Maya Elizabeth F Rep 2012-04-27 2016-10-10
69 Fu, Si Hui 符絲慧 Rep 2014-09-03 2016-10-10
70 Gao, Chenyu 高晨宇 Rep 2015-06-24 2016-10-10
71 Ghatalia, Rajiv Arvind RO 2003-07-16 2005-06-22
72 Gnodde, Richard John 56 M RO 2005-01-07
73 Goodman, Jamie Macnaught Rodber M Rep 2012-04-27 2016-10-10
74 Grunberger, Bo Fredrik Rep 2012-04-27 2016-10-10
75 Guan, Bo 關博 Rep 2015-08-14 2016-10-10
76 Gupta, Puneet (SFC:AXF254) Rep 2014-10-03 2016-10-10
77 Halterlein, Dylan Stephen M Rep 2012-03-05 2013-01-01
78 Harada, Akiko 原田明子 F Rep 2014-10-03 2016-10-10
79 Hatanaka, Takashi 畑中隆 Rep 2015-05-26 2016-07-09
80 Heaukulanl, Creighton Koapono Rep 2015-10-14 2016-10-10
81 Hirokane, Scott Yukiji M Rep 2012-04-17 2016-03-16
82 Howard, Michael Joseph M Rep 2014-12-08 2016-09-01
83 Hu, Andrea Xiao 胡安琪 F Rep 2013-08-01 2015-06-19
84 Hu, Kelvin V M Rep 2012-08-06 2015-01-29
85 Hutchins, Jeff Daniel M Rep 2012-03-21 2013-03-30
86 Ip, Vincent Yuk Kwan 葉鈺崑 M Rep 2012-04-27 2014-02-15
87 Ip, Wai Lam 葉偉林 Rep 2008-04-30 2010-06-26
88 Joerg, Jeboah Dan Rep 2014-07-10 2015-06-18
89 Johnson, Paul Anthony (SFC:BFZ266) M Rep 2015-08-10 2016-10-10
90 Joly, Jean Denis Rep 2005-10-03 2012-02-06
RO 2012-02-06 2016-05-04
91 Jung, Christopher Lam 曾俊文 M Rep 2008-03-04
92 Kabir, Tanweer Rep 2014-06-20 2016-10-10
93 Karnani, Vijay Rep 2006-06-01
94 Kedia, Prashant Rep 2007-03-24
95 Kekke, Shuya 結解秀哉 RO 2012-09-13 2013-03-29
96 Kemp, Michael Kenneth M Rep 2005-11-07 2008-12-11
97 Kengeter, Carsten Norbert (SFC:ANM959) RO 2007-02-23 2008-09-22
98 Kes, Jacob Leonard M Rep 2014-04-25 2016-10-10
99 Khan, Tedla Ebou Rep 2014-11-27 2015-12-08
100 Kim, David Doopyo M Rep 2007-09-19 2012-04-26
101 Kim, Jason Lee M Rep 2012-04-27 2013-08-10
102 Kim, Jeffrey Il Jung M Rep 2009-09-03 2012-02-15
103 Kim, Minah (SFC:BFJ760) Rep 2015-05-06 2016-04-07
104 Kimpton, Dean Webster M Rep 2014-10-03 2016-10-10
105 Kleinheinz, John Burke M Rep 2015-01-13 2016-10-10
106 Ko, Cheuk Yan 高卓仁 Rep 2011-07-18 2016-10-10
107 Kok, Ka Keung 郭家強 Rep 2010-04-08 2016-03-19
108 Kong, Luhua 孔露華 Rep 2007-09-12 2011-10-19
109 Koto, Hisanori 古東久典 Rep 2006-08-04 2012-02-17
110 Krautheim, Erica Shao-Ning F Rep 2012-05-08 2014-03-18
111 Kumar, Ajay (SFC:ARN358) Rep 2012-05-25 2016-10-10
112 Kumar, Sundaram M Rep 2015-04-23 2016-09-12
113 Kuo, Cheung 郭強 Rep 2003-04-26 2007-07-10
RO 2007-07-10 2011-02-01
Rep 2011-02-01 2011-03-19
114 Kwan, Wendy Yok Bing 關玉冰 F Rep 2011-10-04 2012-09-11
115 Lai, Wai Tsz 黎慧慈 Rep 2003-08-22
116 Lam, Calvin Chi-him 林子謙 M Rep 2012-04-27 2016-10-10
117 Lam, Milton Chi Siu 林子紹 Rep 2004-05-14 2009-01-17
118 Lam, Raymond (SFC:AZR331) 林禮文 M Rep 2012-06-19 2016-10-10
119 Lau, Adrian Yan Ho 劉恩豪 M Rep 2012-06-18 2015-05-21
120 Lau, Jason Wing Yiu 劉永耀 M Rep 2007-10-10 2008-08-16
121 Lau, Lambert Ming Yeung 劉名揚 37 M Rep 2015-10-19
122 Lau, Valerie Wai Chee 劉蕙芝 Rep 2012-04-27 2013-03-26
123 Lau, Vincent Ying Kwong 劉迎光 M Rep 2008-12-30
124 Law, Frederick Andrew 羅頌然 M Rep 2013-08-26 2016-10-10
125 Lee, Allen Po 李尚紘 M Rep 2012-04-27 2012-07-21
126 Lee, Cheril Chung Chi 李頌慈 Rep 2005-10-13 2008-11-07
127 Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 M Rep 2013-08-01 2016-10-10
128 Leung, Simon Chung Man 梁頌文 M Rep 2011-03-25 2014-02-19
Rep 2016-04-14 2016-10-10
129 Leung, Stephanie Wing Ying 梁穎瑩 F Rep 2012-05-02 2013-03-01
130 Leung, Willie Pa Hung M Rep 2014-08-08 2016-10-10
131 Leven, Hans Johan M RO 2007-12-14 2009-07-01
132 Li, Xiaoyu (SFC:BGB342) 李笑宇 Rep 2015-08-21 2016-10-10
133 Li, Yufei (SFC:BDF264) 李宇飛 Rep 2014-04-08 2016-04-06
134 Lim, Boon Keong Rep 2003-07-01
135 Lin, Danny Chi Long 林志朗 Rep 2007-05-21 2008-12-11
136 Lin, Leslie Diane 林黛安 F Rep 2014-10-03 2016-10-10
137 Liu, Gary Huan Chieh 劉煥傑 M Rep 2004-04-06
138 Liu, Hao-Cheng 劉浩正 Rep 2004-10-12
139 Liu, Wenyi (SFC:BHF458) 刘文一 Rep 2016-03-24 2016-10-10
140 Lozano Carbasse, Oriol Rep 2014-08-04 2016-10-10
141 Lu, Peili 陸培麗 Rep 2007-02-16 2011-03-26
142 Lucido, Lorenzo Giuseppe M Rep 2016-03-10 2016-10-10
143 Lui, Jervis Chun Wai 呂俊為 Rep 2003-10-09
144 Lunia, Varun Rep 2015-04-08 2016-10-10
145 Ma, Adrian Hin Chun 馬顯俊 31 M Rep 2015-02-11 2016-10-10
146 Mabardy, Michael Paul M Rep 2006-01-07
147 Macdonald, Peter Bremner (SFC:AMM281) M RO 2007-01-25 2007-04-18
148 Machin, Mark Gordon Adam M RO 2006-09-11 2011-08-26
149 Mak, William Wai Hang 麥偉恒 M Rep 2010-04-12 2016-10-10
150 Maliah, Raghav RO 2011-06-01 2011-08-26
151 Marsh, Nicholas James (SFC:ANH720) M Rep 2012-04-27 2013-04-06
152 Martin, Joseph John (SFC:AJE474) M Rep 2012-04-27 2012-07-01
153 Mason, Matthew James (SFC:AQM089) M Rep 2014-09-22 2016-10-10
154 McCarthy, Brendan Michael (SFC:AQQ106) M Rep 2009-06-25 2013-01-10
155 McFarland, Christina Ma 馬智萍 F RO 2012-07-03 2016-10-10
156 McMakin, Benjamin Reese III M Rep 2013-01-21 2016-10-10
157 McQuade, Ryan F M Rep 2012-04-27 2016-10-10
158 McTamaney, Robert Anthony III M Rep 2007-02-09 2007-10-29
RO 2007-10-29 2011-07-01
159 Mithran, Girish Rep 2003-11-07 2012-03-21
160 Mohan, Siddharth Rep 2013-08-01 2016-10-10
161 Mok, Jonathan Chung Kiu 莫仲翹 M Rep 2003-10-29 2005-08-11
162 Montgomery, James Adam M Rep 2012-04-27 2014-02-13
163 Morse, Robert Edson M Rep 2012-08-28 2014-02-01
164 Moser, Ronald J Jr M Rep 2008-02-15 2016-06-01
165 Narayanan, Arvind Rep 2016-07-29 2016-10-10
166 Narula, Gurpreet Singh Rep 2015-01-29 2016-10-10
167 Navin, Sean Patrick M Rep 2012-04-27 2016-10-10
168 Ng, Jason Ka Chuen 吳家俊 M Rep 2014-09-10 2016-10-10
169 Ng, Kenny (SFC:AGH965) 吳家健 M Rep 2014-03-28 2016-10-10
170 Ng, Soon Wei 伍順輝 Rep 2006-07-27 2009-01-22
171 Ngai, Henry Chun Kit 倪俊傑 M Rep 2003-09-29 2003-12-18
172 Ngai, Kai Ian 倪佳欣 Rep 2014-03-04 2014-10-04
173 Ngan, Kevin Ting Hin 顏霆軒 M Rep 2016-01-15 2016-10-10
174 Nikhil, Narayana Kadengodlu Rep 2016-06-10 2016-10-10
175 Okabe, Toru Rep 2012-07-28
176 Osa, Kazumasa 小佐一政 Rep 2013-12-27 2016-10-10
177 Paik, Sang Hyeon Rep 2005-02-01
178 Paradise, James Richard M Rep 2012-02-17 2012-07-13
RO 2012-07-13 2016-10-10
179 Park, Abraham Young M Rep 2015-10-19 2016-10-10
180 Peach, Nicholas Xavier Aidan M Rep 2014-08-18 2016-10-10
181 Piperakis, Romanos Rep 2013-10-31 2016-08-01
182 Piplani, Dhruv Rep 2007-05-11 2009-05-27
RO 2009-05-27 2010-11-17
Rep 2010-11-17 2011-12-12
RO 2011-12-12 2013-06-22
183 Plotkin, Joseph Brenner M Rep 2015-04-14 2016-10-10
184 Potishko, Dmitri Rep 2013-06-14 2013-09-14
Rep 2013-09-16 2013-12-23
RO 2013-12-23 2016-10-10
185 Qu, Man 屈曼 Rep 2015-09-15 2016-10-10
186 Rajasingham, Arjuna Rep 2012-04-27 2013-03-29
187 Reilly, Eugene T M RO 2007-03-13 2009-12-21
188 Reinert, Alexandre Richard Harald M Rep 2011-08-16 2016-10-10
189 Rennie, Andrew Kenneth M Rep 2012-01-03 2012-03-27
RO 2012-03-27 2016-10-10
190 Rhee, Howard Sang-Hoon M Rep 2005-01-17
191 Rishi, Abhinav M Rep 2013-05-28 2016-10-10
192 Rude, Michael Gene M Rep 2012-11-02 2013-07-17
193 Ryan, David Michael (SFC:ADX838) M RO 2006-09-29 2008-06-01
Rep 2008-06-01 2012-05-14
194 Sabot, Florent Roland Christian M Rep 2010-10-27 2010-11-10
195 Sago, Katsunori Rep 2006-07-24 2008-09-30
196 Sahni, Akshay M Rep 2009-07-15 2015-02-05
197 Sauvage, Benoit Marc-Antoine Yves M Rep 2012-04-30 2014-02-06
198 Schrantz, Alexander (SFC:AFF166) M RO 2006-09-11 2011-03-19
199 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
200 Shah, Kush Umeshchandra Rep 2012-04-27 2016-10-10
201 Sham, Sharon Cylong 岑思朗 F Rep 2012-04-27 2016-10-10
202 Shao, Ying (SFC:AZQ933) 邵穎 Rep 2012-06-15 2014-12-12
203 Shen, Benjamin Guanfuu M Rep 2010-08-26 2012-07-07
204 Shen, Moshe M Rep 2015-03-02 2016-10-10
205 Shimizu, Ryo Rep 2013-01-02 2016-09-30
206 Shu, Karman Hoi Ming 舒凱明 Rep 2007-11-29 2016-03-02
207 Sivapathasundaram, Radeepan Rep 2008-06-20 2008-12-11
208 Sloyer, Michael Jason M Rep 2012-05-25 2016-10-10
209 Smith, Ian Grattan M Rep 2013-02-25 2014-02-15
210 Smith, Ian Micheal Corfield M Rep 2013-10-21 2014-09-10
RO 2014-09-10 2016-10-10
211 Sneath, David William M Rep 2016-03-01 2016-10-10
212 So, Jordan Michael Ming-Kwong M Rep 2015-09-11 2016-10-10
213 So, Raymond Bing Kei 蘇秉基 M Rep 2014-05-02 2016-02-03
214 So, Stephanie Par Lum 蘇柏琳 F Rep 2012-08-30 2015-06-19
215 Song, Xinran 宋欣然 Rep 2012-04-27 2016-02-17
216 Srinivas, Arjun Rep 2015-07-21 2016-10-10
217 Stephens, Anthony Jeetendra M Rep 2014-07-31 2016-10-10
218 Strabo, Benjamin M Rep 2014-06-23 2016-06-23
219 Stubbs, Arthur James Kay 51 M Rep 2003-10-29 2004-02-20
220 Suen, Ming Chit 孫明哲 RO 2011-12-16 2016-10-10
221 Sun, Fei (SFC:BBK314) 孫非 Rep 2013-06-14 2014-12-13
222 Sun, Xiaochen 孫宵晨 Rep 2016-05-04 2016-10-10
223 Sun, Yiqian (SFC:ATV809) 孫逸潜 Rep 2013-09-24 2016-10-10
224 Sundaresan, Balasubramanian Rep 2016-07-22 2016-10-10
225 Sze, Rick Wai Pang 施維鵬 Rep 2004-07-05 2011-05-04
226 Tam, Jonathan Joy Man 譚載文 M Rep 2012-04-27 2014-04-18
227 Tan, Choon Boon Rep 2014-08-08 2014-11-04
228 Tang, Justin Sheung Yin 鄧尚彥 M Rep 2014-07-16 2016-10-10
229 Tang, Nelson Chun Wai 鄧駿威 30 M Rep 2008-08-26 2010-06-26
230 Tang, Xiangyu 湯向宇 Rep 2012-04-27 2014-04-02
231 Tang, Yue Han Rep 2010-09-03 2014-05-31
232 Tikolo, Oluwatobi Temitope Martins Rep 2015-08-12 2016-10-10
233 Tom, Edward 譚子平 M Rep 2007-03-30 2014-06-19
234 Torrible, David Geoffrey 大衛德利保 M RO 2008-07-11 2012-02-06
Rep 2012-02-06 2013-01-01
235 Towfigh, Frederick (SFC:ADD816) M RO 2011-08-25 2016-10-10
236 Ueda, Eiji Rep 2012-02-14 2012-07-13
RO 2012-07-13 2016-10-10
237 Voon, David Hian Fook 溫賢福 50 M RO 2007-03-21
238 Waitze, Michael Irwin M Rep 2003-12-04 2004-07-30
239 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10
240 Wang, Chuang (SFC:AYM559) 王闖 Rep 2012-04-27 2013-03-20
241 Wang, Ernie Rep 2005-09-01 2008-03-18
242 Wang, Jian (SFC:APB793) 王堅 Rep 2007-06-11 2011-07-23
243 Wat, Chi Ming 屈志銘 Rep 2003-08-21
244 Webb, Duncan Alexander M Rep 2016-04-13 2016-10-10
245 Wong, Jeffrey Shek Chuen 黃碩俊 M Rep 2003-07-12
246 Wu, Hiu Fung 胡曉鋒 Rep 2012-04-30 2013-10-08
247 Wu, Michael David Ping Lam 吳炳霖 34 M Rep 2008-12-05 2013-10-25
248 Xu, Yuanjie 徐元杰 Rep 2014-02-19 2016-05-12
249 Yan, Zhichao 晏志超 Rep 2015-08-12 2016-10-10
250 Yang, Fan (SFC:ARM895) 楊帆 Rep 2008-08-25 2010-06-26
251 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
252 Yeung, Patrick Sze Chun 楊思進 M Rep 2012-04-27 2016-10-10
253 Yeung, Vincent Shu Hang 楊書恆 M Rep 2012-04-30 2016-10-10
254 Yu, Chung-Ling (SFC:BBJ027) 余仲齡 Rep 2013-05-29 2016-10-10
255 Yuan, Hong (SFC:ASI356) 袁鴻 Rep 2013-08-01 2015-02-04
256 Zagury, Alan M Rep 2008-08-12 2015-04-01
257 Zee, John 徐強生 M Rep 2005-04-07
258 Zhang, Emily Yan Ya 張艷雅 F Rep 2014-10-03 2016-10-10
259 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29
260 Zhao, Jinxiang 趙金祥 Rep 2009-10-20 2014-01-29
261 Zheng, Ke (SFC:BET699) 郑科 Rep 2015-01-05 2016-06-01

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