Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaiwa, Sumiyuki | ANH760 | RO | 2006-05-26 | 2008-04-17 | ||
| 2 | Ang, Lee Ping 洪立彬 | AQD398 | Rep | 2011-05-12 | 2012-08-22 | ||
| 3 | Ano, Kenjiro | AWE081 | Rep | 2010-10-25 | 2012-04-03 | ||
| 4 | Arosti, Marco | M | APZ595 | Rep | 2010-11-08 | 2013-03-01 | |
| 5 | Au Yeung, Angus Wai Kai 歐陽為鍇 | 39 | M | AJH211 | Rep | 2012-01-06 | 2014-02-12 |
| 6 | Bhisitkul, John Bunkrit | M | ADV290 | Rep | 2007-07-09 | 2012-02-16 | |
| 7 | Cailao, Antonio Del Pilar | M | AIR944 | Rep | 2003-10-15 | ||
| 8 | Chan, Amy Tsui Mei 陳翠薇 | F | AEP628 | Rep | 2005-02-07 | ||
| 9 | Chan, Derek Kwun Wah 陳冠樺 | 42 | M | AFM323 | Rep | 2008-04-01 | 2008-04-28 |
| RO | 2008-04-28 | 2009-01-10 | |||||
| 10 | Chan, Germaine Chore Man 陳楚雯 | 32 | F | ALI039 | Rep | 2008-01-25 | 2010-06-29 |
| 11 | Chan, Shuk Yin (SFC:AGH360) 陳淑賢 | AGH360 | Rep | 2004-01-31 | |||
| 12 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | AQQ789 | Rep | 2008-03-14 | 2014-12-03 | ||
| 13 | Chander, Vijaykumar | ADC274 | Rep | 2003-09-16 | |||
| 14 | Cheah, Yew Wee | AOB735 | Rep | 2006-10-26 | 2012-02-20 | ||
| RO | 2012-02-20 | 2015-10-16 | |||||
| 15 | Chen, Yun (SFC:AWX072) 陳芸 | AWX072 | Rep | 2011-03-03 | 2012-08-22 | ||
| 16 | Cheung, Jacky Yan Chuen 張寅川 | AXY019 | Rep | 2011-08-24 | 2013-03-01 | ||
| 17 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2005-02-07 | |||
| 18 | Chien, Jackie Wei Jia | AHG570 | Rep | 2011-05-30 | 2012-08-22 | ||
| 19 | Chiu, Steven Pat Ngao 趙不傲 | M | ADH952 | RO | 2010-04-27 | 2011-09-13 | |
| 20 | Chu, Pui Fan 朱佩芬 | AOG059 | Rep | 2006-11-24 | 2009-01-10 | ||
| 21 | Chung, Wing Sze 鍾穎詩 | APU664 | Rep | 2007-10-25 | 2010-07-08 | ||
| 22 | Cui, Yi (SFC:AWR695) 崔毅 | AWR695 | Rep | 2011-01-19 | 2011-12-14 | ||
| 23 | Du, Chao (SFC:AUM373) 杜超 | AUM373 | Rep | 2010-01-12 | 2011-07-07 | ||
| 24 | Finnemore Capon, Andrew Charles | M | APP471 | Rep | 2007-09-10 | 2009-01-14 | |
| 25 | Fujii, Takashi (SFC:APW946) | APW946 | Rep | 2007-10-26 | 2008-04-12 | ||
| 26 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 27 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2005-02-07 | |||
| 28 | Gao, Victor Zhikai 高志凱 | 50 | M | ACC762 | Rep | 2011-06-03 | 2012-08-01 |
| 29 | Grabner, Heinrich 葛侃寧 | 38 | M | AEN772 | Rep | 2004-05-25 | |
| 30 | Gu, Gerard Sheng | M | AHD220 | Rep | 2010-11-08 | 2012-08-22 | |
| 31 | Himoto, Tatsuya | ALS814 | Rep | 2005-03-01 | 2005-04-28 | ||
| RO | 2005-04-28 | 2008-07-31 | |||||
| 32 | Ho, Kenny Ting Hong 何定康 | M | AML780 | Rep | 2008-08-07 | 2010-06-09 | |
| 33 | Ho, Kenyon Ka Yeung 何加揚 | AXK567 | Rep | 2011-06-09 | 2012-02-16 | ||
| 34 | Hong, Wenqing 洪文清 | AXE142 | Rep | 2011-04-18 | 2012-05-26 | ||
| 35 | Inoue, Yoshihiro 井上義大 | AXG044 | Rep | 2011-05-04 | 2016-03-15 | ||
| 36 | Ishigaki, Tomoko 石垣朋子 | AWE990 | Rep | 2010-11-02 | 2012-04-06 | ||
| 37 | Ishii, Chikara 石井主稅 | AOD191 | Rep | 2006-11-07 | 2008-06-23 | ||
| RO | 2008-06-23 | 2009-10-10 | |||||
| 38 | Jackamo Ii, Thomas Joseph | M | AFD746 | Rep | 2010-09-01 | 2012-02-16 | |
| 39 | Kam, Kwok Hung 甘國雄 | AOL528 | Rep | 2010-08-09 | 2013-07-03 | ||
| 40 | Kanamura, Akihiko | AQY859 | RO | 2010-06-28 | 2011-03-27 | ||
| 41 | Kang, Kyong Pil 康景弼 | ADM811 | Rep | 2005-02-07 | |||
| 42 | Kato, Kenji | AXX422 | Rep | 2011-08-19 | 2015-10-10 | ||
| 43 | Katsuta, Hisao 勝田久男 | AEH947 | Rep | 2010-09-13 | 2012-02-01 | ||
| 44 | Kazui, Yoshiyuki | AFS336 | Rep | 2005-02-07 | |||
| 45 | Kitayama, Haruki | AWE082 | Rep | 2010-10-25 | 2012-03-28 | ||
| 46 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2005-02-07 | |||
| 47 | Kurata, Nobutaka (SFC:AXU629) | AXU629 | Rep | 2011-08-04 | 2013-04-11 | ||
| 48 | Kwan, Christine Shumann 關詩敏 | F | ATD289 | Rep | 2009-06-22 | 2012-02-16 | |
| 49 | Kwan, Ringo Cheukkai 關卓啟 | 43 | M | AEH242 | Rep | 2006-12-27 | 2007-01-04 |
| RO | 2007-01-04 | 2010-02-20 | |||||
| 50 | Kwok, Huay Yi 郭蕙儀 | AXU675 | Rep | 2011-08-04 | 2012-08-22 | ||
| 51 | Kwok, Nuen Yee 郭煖儀 | AQG696 | Rep | 2008-01-11 | 2009-11-07 | ||
| 52 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | Rep | 2006-08-22 | ||
| RO | 2006-08-22 | 2006-10-04 | |||||
| 53 | Lai, Joyce Yuen Yee 黎婉儀 | F | AFQ514 | Rep | 2003-11-01 | ||
| 54 | Lam, Gary Ching Lok 林清樂 | M | AOH038 | Rep | 2010-07-29 | 2014-05-02 | |
| 55 | Lam, Priscilla Yu Man 林于敏 | F | AIS610 | Rep | 2011-05-09 | 2012-08-23 | |
| 56 | Lau, Henry Hang 劉恆 | M | AWJ860 | Rep | 2011-12-23 | 2012-12-18 | |
| 57 | Lau, Hsu-yung | AXI243 | Rep | 2011-05-27 | 2012-08-22 | ||
| 58 | Lee, Hon Nam 李翰南 | AFU680 | Rep | 2004-10-05 | 2006-08-24 | ||
| RO | 2006-08-24 | 2012-02-16 | |||||
| 59 | Lee, Kyung Min (SFC:AVH974) | AVH974 | Rep | 2010-06-09 | 2011-08-01 | ||
| 60 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | AKS933 | Rep | 2006-09-25 | 2011-09-20 | ||
| 61 | Lee, Yan Ki 李恩琪 | AOV197 | Rep | 2007-04-26 | 2010-07-08 | ||
| 62 | Lei, Bing (SFC:AXM402) 雷冰 | AXM402 | Rep | 2011-06-23 | 2015-04-29 | ||
| 63 | Leung, Chun Yue 梁振宇 | AFK428 | Rep | 2004-11-25 | |||
| 64 | Leung, Teresa Oi Yi 梁靄怡 | F | APT081 | Rep | 2007-10-05 | 2008-08-02 | |
| 65 | Li, Hao (SFC:AQL242) 李豪 | AQL242 | Rep | 2008-02-05 | 2011-08-25 | ||
| 66 | Li, Xiaoting (SFC:AVS858) 李小婷 | 30 | F | AVS858 | Rep | 2011-02-23 | 2015-05-08 |
| 67 | Li, Yanjie (SFC:AUS278) 李嚴潔 | AUS278 | Rep | 2010-02-12 | 2010-11-01 | ||
| Rep | 2010-12-02 | 2011-03-01 | |||||
| 68 | Li, Yong (SFC:AXM324) 李勇 | AXM324 | Rep | 2011-06-29 | 2013-07-26 | ||
| 69 | Li, Yu (SFC:AYN591) 李昱 | AYN591 | Rep | 2011-11-29 | 2013-04-20 | ||
| 70 | Lian, Xiaolu 連小鷺 | AGN541 | Rep | 2011-06-15 | 2012-02-16 | ||
| 71 | Liang, Chen-chung 梁振中 | ABW695 | Rep | 2010-11-16 | 2012-02-16 | ||
| 72 | Lim, Swee Tin Lisa 林瑞珍 | AGO376 | Rep | 2007-08-17 | 2010-10-20 | ||
| 73 | Lin, Chun Fu (SFC:AVM248) 林俊甫 | AVM248 | Rep | 2011-11-23 | 2018-05-26 | ||
| 74 | Lin, Scott Chen-Chun 林正釗 | M | AVK926 | Rep | 2010-07-06 | 2012-02-17 | |
| 75 | Lin, Yu-Ting (SFC:AUA690) 林育廷 | AUA690 | Rep | 2009-10-23 | 2013-03-05 | ||
| 76 | Liu, Chang (SFC:ALI154) 劉暢 | ALI154 | Rep | 2004-10-11 | 2005-02-24 | ||
| 77 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2005-02-07 | |||
| 78 | Liu, Wendy Wing Yin 廖穎賢 | F | ANE330 | Rep | 2008-02-26 | 2009-01-10 | |
| 79 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | AGC636 | Rep | 2006-05-29 | 2007-03-09 | ||
| RO | 2007-03-09 | 2016-09-29 | |||||
| 80 | Liu, Xueying (SFC:AWP685) 劉雪瑩 | AWP685 | Rep | 2011-01-10 | 2012-02-16 | ||
| 81 | Lo, Wendy Sze Man 盧詩敏 | F | APU667 | Rep | 2007-10-10 | 2011-09-07 | |
| 82 | Lok, Chi Yeung 駱子洋 | AMI499 | Rep | 2005-08-15 | 2005-12-01 | ||
| 83 | Lok, Marshal Wai Chun 駱瑋浚 | AGI950 | Rep | 2005-10-20 | 2006-11-14 | ||
| 84 | Loke, Wai Ming 陸偉明 | 40 | M | AIB803 | Rep | 2009-07-09 | 2010-03-11 |
| RO | 2010-03-11 | 2011-11-08 | |||||
| 85 | Luchangco, Eric Roberto Mirasol | M | ANK080 | Rep | 2006-05-24 | 2007-10-27 | |
| Rep | 2011-07-08 | 2013-09-19 | |||||
| 86 | Martin-Sperry, Edward | M | AXF375 | Rep | 2011-04-28 | 2013-08-31 | |
| 87 | Matheron, Alexis Bernard Robert | M | AXK563 | Rep | 2011-06-09 | 2012-12-21 | |
| 88 | Matsumoto, Jeffrey Yuji | M | BAE819 | Rep | 2012-09-19 | 2013-07-04 | |
| 89 | Matsumoto, Ko | AQA095 | Rep | 2007-11-16 | 2009-10-17 | ||
| 90 | Matsumoto, Satoshi (SFC:AHU523) | AHU523 | RO | 2006-04-03 | |||
| 91 | Matsushita, Noriko | ADL712 | Rep | 2005-02-07 | |||
| 92 | Mizukoshi, Kazuyoshi | AGP398 | RO | 2004-05-24 | |||
| RO | 2009-01-07 | 2011-10-14 | |||||
| 93 | Mizuno, Kosuke | ADP243 | Rep | 2005-02-07 | |||
| 94 | Mizutani, Yohei | AXK055 | Rep | 2011-06-03 | 2011-07-08 | ||
| Rep | 2011-08-02 | 2014-10-28 | |||||
| 95 | Mori, Takahiro (SFC:AXT098) | AXT098 | Rep | 2011-07-29 | 2012-01-17 | ||
| 96 | Nair, Srijith Surendranathan | AWQ525 | Rep | 2011-01-18 | 2012-02-16 | ||
| 97 | Nakashima, Hiroaki 中島裕陽 | AXE225 | Rep | 2011-04-28 | 2013-04-13 | ||
| 98 | Nakatsu, Mamoru | AXF808 | Rep | 2011-05-03 | 2011-09-20 | ||
| 99 | Ng, Alexander Kwong 伍剛 | 34 | M | AKY483 | Rep | 2006-06-29 | 2007-10-19 |
| 100 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2005-02-07 | ||
| 101 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-09-03 | ||
| 102 | Ng, Warren Brian Ka Hei 吳嘉羲 | M | AVN286 | Rep | 2010-07-26 | 2016-09-13 | |
| 103 | Ngai, Heung Ming 魏香鳴 | ATS799 | Rep | 2009-09-14 | 2010-05-25 | ||
| 104 | Ngai, Kwok Fung 魏國峰 | AGA836 | Rep | 2003-09-18 | 2005-01-20 | ||
| 105 | Niederberger, Michael Robert | M | ALZ575 | Rep | 2011-04-07 | 2014-12-06 | |
| 106 | Nighjoy, Oliver Leslie | M | AMA103 | Rep | 2011-04-01 | 2012-08-22 | |
| 107 | Nito, Shu 仁藤秀 | AXU645 | Rep | 2011-08-04 | 2013-04-10 | ||
| 108 | Nomura, Hiroyuki | AAB263 | RO | 2008-06-13 | 2011-04-16 | ||
| 109 | Ohira, Yuko | AGJ778 | Rep | 2005-02-07 | |||
| 110 | Oka, Hironori | AAD076 | RO | 2011-06-20 | 2025-05-02 | ||
| 111 | Okuyama, Satoshi | AXQ282 | Rep | 2011-07-13 | 2012-07-01 | ||
| 112 | Onoue, Tsutomu | AAD089 | Rep | 2004-03-02 | |||
| 113 | Orders, Jonathan Oliver Darcy 奧迪士 | 55 | M | AAK390 | Rep | 2010-10-13 | 2012-08-22 |
| 114 | Otsuka, Sumio | AVE584 | RO | 2010-06-22 | 2014-03-26 | ||
| 115 | Pagliarini, Alberto | M | APH107 | Rep | 2011-02-07 | 2013-03-01 | |
| 116 | Pak, Hiu Ching 白曉青 | AEB951 | Rep | 2006-07-19 | 2006-12-01 | ||
| RO | 2006-12-01 | 2007-05-18 | |||||
| Rep | 2007-05-18 | 2009-06-08 | |||||
| RO | 2009-06-08 | 2011-01-10 | |||||
| 117 | Perry, Michael David | M | AVW688 | Rep | 2010-09-15 | 2012-02-17 | |
| 118 | Qiao, Sharon Ding 喬玎 | F | AWR739 | Rep | 2011-01-21 | 2014-05-29 | |
| 119 | Sawlani, Danny Thakurdas | AGO903 | Rep | 2007-10-05 | 2009-08-27 | ||
| 120 | Shen, Janet Wei Ling 沈慧玲 | F | AMA937 | Rep | 2005-05-30 | 2006-09-13 | |
| Rep | 2010-07-30 | 2015-09-29 | |||||
| 121 | Shimada, Kenji | AHK579 | Rep | 2005-02-07 | |||
| 122 | Shiraishi, Takeshi 白石武 | AIR954 | Rep | 2003-04-16 | 2003-11-16 | ||
| 123 | Sia, Kwong Hai | ABM539 | Rep | 2003-10-21 | |||
| 124 | Siu, Anthony Yan Hong 蕭寅康 | M | ABC959 | Rep | 2004-04-02 | ||
| RO | 2004-04-02 | 2004-11-18 | |||||
| 125 | Siu, Chi Wai (SFC:AWK579) 蕭志偉 | 31 | M | AWK579 | Rep | 2010-12-06 | 2014-11-28 |
| 126 | Song, Yu (SFC:ANU527) 宋玉 | ANU527 | Rep | 2008-08-26 | 2009-01-10 | ||
| 127 | Suyama, Takuro 巢山拓郎 | ARU691 | Rep | 2008-10-30 | 2012-04-03 | ||
| 128 | Tada, Masami | AUE669 | RO | 2012-06-12 | 2013-07-03 | ||
| 129 | Takase, Eiji 高瀨英二 | ALB956 | Rep | 2004-08-12 | 2008-10-14 | ||
| 130 | Takemura, Isao | AXF807 | Rep | 2011-05-03 | 2015-10-13 | ||
| 131 | Tam, Ringo Kin Fong 譚建方 | 41 | M | AGP655 | Rep | 2008-02-21 | 2009-07-04 |
| 132 | Tam, Ronald Kwok Ho 譚國豪 | 31 | M | AHU748 | Rep | 2011-03-11 | 2013-06-24 |
| 133 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | AFR780 | Rep | 2003-08-16 | |||
| 134 | Tan, King Aun 陳卿晏 | ARA421 | Rep | 2011-04-01 | 2013-11-28 | ||
| 135 | Tang, Stanley Siu Lai 鄧兆澧 | M | AFQ893 | Rep | 2005-05-30 | 2005-06-14 | |
| 136 | To, Tsz Wai (SFC:AFU687) 杜子偉 | AFU687 | Rep | 2005-02-07 | |||
| 137 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2003-06-11 | ||
| 138 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | AAE161 | Rep | 2005-02-07 | |||
| 139 | Tse, William Wai Luen 謝偉麟 | M | AQT276 | Rep | 2008-04-07 | 2009-01-10 | |
| 140 | Tseung, Henry Hiu Wai 蔣曉偉 | M | AOU192 | Rep | 2007-04-12 | 2009-11-24 | |
| Rep | 2010-08-06 | 2011-09-28 | |||||
| 141 | Tsuji, Tomonori | APZ384 | Rep | 2007-11-12 | 2011-04-21 | ||
| 142 | Walker, William (SFC:AVX195) | M | AVX195 | Rep | 2010-09-15 | 2011-11-01 | |
| 143 | Wang, Lan Ling | ADG966 | Rep | 2004-10-30 | |||
| 144 | Wang, Lumeng 王魯蒙 | AIR943 | Rep | 2003-11-10 | |||
| 145 | Wang, Wei (SFC:AWL287) 王蔚 | AWL287 | Rep | 2010-12-10 | 2014-09-30 | ||
| 146 | Watanabe, Ai (SFC:APW953) | APW953 | Rep | 2007-10-26 | 2010-08-06 | ||
| 147 | Wee, Timothy Ern | M | AMY443 | Rep | 2012-11-20 | 2013-01-25 | |
| 148 | Wei, Sally 魏晓燕 | F | AXH198 | Rep | 2011-05-16 | 2012-08-22 | |
| 149 | Wong, Chi Leung (SFC:ABF032) 黃志良 | ABF032 | Rep | 2003-11-01 | |||
| 150 | Wong, Ka Man (SFC:AEK749) 黃家文 | AEK749 | RO | 2010-03-10 | |||
| 151 | Wong, Simon Kai Tung 黃繼東 | 45 | M | AED197 | Rep | 2007-07-19 | 2009-09-17 |
| 152 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | ADQ101 | Rep | 2004-11-06 | |||
| 153 | Woo, Patrick Chi Wang 胡志宏 | M | AEL364 | Rep | 2006-09-09 | ||
| 154 | Wu, Di (SFC:AWT094) 吳頔 | AWT094 | Rep | 2011-01-31 | 2016-02-02 | ||
| 155 | Wu, Jian (SFC:AUS973) 吳建 | AUS973 | Rep | 2011-06-08 | 2013-03-01 | ||
| 156 | Wu, Zhan (SFC:AXK347) 吳戰 | AXK347 | Rep | 2011-06-09 | 2013-03-01 | ||
| 157 | Xu, Jiafu 徐嘉甫 | AVR982 | Rep | 2011-03-15 | 2018-06-01 | ||
| 158 | Xu, Qing (SFC:AUC278) 許清 | AUC278 | Rep | 2009-11-05 | 2011-07-03 | ||
| 159 | Yang, Bei (SFC:AVV546) 楊北 | AVV546 | Rep | 2010-09-03 | 2014-07-04 | ||
| 160 | Yang, Qing (SFC:ARO431) 楊青 | ARO431 | Rep | 2008-09-01 | 2009-11-15 | ||
| 161 | Yau, Henry Clement Hok Wai 邱學煒 | M | ACH182 | Rep | 2004-12-13 | 2004-12-21 | |
| RO | 2004-12-21 | 2009-01-10 | |||||
| 162 | Yen, Tzu-han 嚴子涵 | ANL837 | Rep | 2007-03-07 | 2007-05-09 | ||
| 163 | Yeu, Chiu Wah 姚昭華 | ADR463 | Rep | 2006-09-28 | 2006-12-01 | ||
| RO | 2006-12-01 | 2014-04-16 | |||||
| 164 | Yeung, Tsz Kong 楊子江 | AWP540 | Rep | 2011-01-17 | 2012-02-16 | ||
| 165 | Yin, Hongqiang 殷洪强 | AWW354 | Rep | 2011-02-25 | 2014-04-24 | ||
| 166 | Yip, Sunny Kai Sun 葉啟燊 | M | AHK750 | Rep | 2011-10-27 | 2011-12-09 | |
| RO | 2011-12-09 | 2012-08-22 | |||||
| 167 | Yiu, Ka Hing 姚嘉興 | AVW705 | Rep | 2011-01-14 | 2016-09-13 | ||
| 168 | Yiu, Sui Chong 姚穗莊 | AOS002 | Rep | 2011-03-01 | 2015-04-25 | ||
| 169 | Yokota, Fumiko 橫田文子 | F | AGC833 | Rep | 2003-08-06 | ||
| 170 | Yoshida, Tomoko 吉田朋子 | AFL218 | Rep | 2003-06-14 | |||
| 171 | Yoshihara, Koji | AJN951 | Rep | 2004-03-16 | 2004-06-01 | ||
| RO | 2004-06-01 | 2005-03-14 | |||||
| 172 | Yung, Fion Man Fong 容敏芳 | AFQ287 | Rep | 2005-02-07 | |||
| 173 | Zee, Timothy Yuen Cheng | 46 | M | ANX817 | Rep | 2008-08-07 | 2011-11-10 |
| 174 | Zhang, James Xiaohan | M | AXU650 | Rep | 2011-08-04 | 2013-03-01 | |
| 175 | Zhang, Xiongfeng 張雄峰 | 44 | M | ALO548 | Rep | 2004-12-28 | 2010-11-09 |
| 176 | Zhou, Bowen (SFC:AXI802) 周博雯 | M | AXI802 | Rep | 2011-05-30 | 2015-09-22 | |
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