GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Chan, Andrew Wai Cheong 陳偉昌 M Rep 2012-04-11 2017-08-26
2 Chan, Anna Man 陳敏 F Rep 2004-09-07 2008-02-15
3 Chan, Calvin Tak Man 陳德文 M Rep 2012-10-26
4 Chan, Ivan Man Sum 陳文深 39 M Rep 2003-12-30
Rep 2008-07-08 2012-10-08
5 Chan, Ka Wah (SFC:ACT175) 陳家驊 Rep 2020-10-31
6 Chan, Kin Mui 陳建梅 Rep 2005-08-19
7 Chan, Kwok Chu 陳國柱 Rep 2021-09-30
8 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 Rep 2008-06-05 2017-11-08
9 Chan, Loi Tak 陳來得 Rep
10 Chan, Ngai 陳藝 Rep 2007-10-23 2011-05-04
11 Chan, Shek Chuen 陳錫泉 Rep 2012-11-01 2013-12-09
12 Chan, Wai Tung (SFC:ABH394) 陳偉東 Rep
13 Chang, Chun Lap 張駿立 Rep 2010-02-17 2014-06-15
14 Chang, Wan-Ling 張菀玲 Rep 2010-01-22 2017-05-07
15 Chau, Po Shan 周寶山 Rep 2019-12-31
16 Chen, Chuan Fei 陳璿妃 Rep 2012-08-23 2012-12-18
17 Chen, Hao (SFC:ATB830) 陳灝 Rep 2009-05-29 2011-08-12
18 Chen, Huanyu 陳歡瑜 Rep 2009-11-26 2015-07-08
19 Chen, Nam Tik 陳南迪 Rep 2007-11-29 2008-10-14
20 Chen, Rong (SFC:APC895) 陳榕 Rep 2007-06-25 2008-07-02
21 Chen, Tao (SFC:AZY872) 陳韜 Rep 2012-07-27 2017-02-03
22 Chen, Yi yin (SFC:AXB314) 陳怡吟 Rep 2012-07-10 2020-07-15
23 Chen, Ying (SFC:ASX209) 陳穎 Rep 2009-11-18
24 Chen, Yingying (SFC:AOJ051) 陳盈盈 Rep 2007-01-02
25 Chen, Yue (SFC:AOD435) 陳悅 Rep 2006-11-17 2007-09-05
26 Chen, Zhenyuan (SFC:ALZ069) 陳貞媛 Rep 2010-03-03
27 Cheng, Kwai Hung (SFC:ARP177) 鄭桂紅 Rep 2008-09-11 2012-05-10
28 Cheng, Pui Lam (SFC:AVC990) 鄭佩琳 Rep 2012-11-06 2014-03-05
29 Cheng, Yau Shing 鄭有成 Rep 2012-07-26 2012-09-17
30 Cheung, Ben Hung 張鴻 44 M Rep 2008-09-12
31 Cheung, Charles Lai Yan 張禮仁 M RO 2007-03-21
32 Cheung, Hei Choi 張喜財 Rep 2004-10-18
33 Cheung, Ming Hung (SFC:ARD601) 張銘洪 Rep 2008-07-25
34 Cheung, Wing Sze (SFC:ALW944) 張穎思 Rep 2005-05-18 2022-07-09
35 Chiang, Peter Sze Kit 蔣詩傑 M Rep 2012-06-29
36 Chik, Chuk Nor 戚竹娜 Rep 2003-09-19 2022-07-31
37 Chin, Owen Pak Kin 錢栢堅 M Rep 2007-07-18 2008-05-01
38 Ching, Chun Kit 程俊傑 Rep 2007-10-15 2007-12-11
39 Chiu, Hsih Chien 丘世健 Rep 2012-06-29 2012-10-04
RO 2012-10-04 2014-07-01
40 Chu, Yin Man (SFC:ABS053) 朱賢文 Rep
41 Chu, Ying (SFC:AXP797) 朱瑩 Rep 2011-07-12
42 Chui, Wai Fong 徐惠芳 Rep 2012-11-01 2022-08-14
43 Chui, Yu Wing 徐汝榮 Rep 2006-11-13 2020-09-18
44 Cui, Fanye 崔凡葉 Rep 2012-01-13 2012-12-31
45 Dai, Bo 代波 Rep 2012-04-13 2016-08-11
46 Dai, Huiwei 戴惠偉 Rep 2007-11-22
47 Dai, Zuxiang 戴祖祥 Rep 2003-11-26 2006-10-27
48 Deng, Jingjing (SFC:AVS660) 鄧京晶 Rep 2010-09-09 2012-10-27
49 Du, Yizhong 杜毅忠 Rep 2007-06-25 2007-12-04
50 Fan, Chi Wai 樊志煒 Rep 2012-09-20 2020-06-19
51 Feng, Arthur Jing Keung 馮正強 M Rep 2003-06-16 2009-09-26
52 Feng, Dandan 馮丹丹 Rep 2005-02-07 2010-11-04
53 Fok, Chi Cheung Allen 霍智祥 Rep 2011-08-30 2015-09-20
54 Fung, Wai Man (SFC:ARW739) 馮慧敏 Rep 2009-12-10 2010-06-15
55 Gu, Qiaoyi 古喬藝 Rep 2010-05-03 2016-08-31
56 Gui, Qiongyan 桂琼嫣 Rep 2008-11-14 2020-07-31
57 Guo, Yong (SFC:AXS906) 郭勇 Rep 2011-07-29
58 Han, Wenyuan 韓文苑 Rep 2007-12-31
59 Hao, Yun (SFC:AVI199) 郝運 Rep 2010-06-14 2013-11-18
60 He, Jun (SFC:AUR969) 何鈞 Rep 2010-11-12 2023-10-31
61 He, Zheng (SFC:APC123) 何正 Rep 2008-03-06 2008-10-10
62 Ho, Kin Bor 何建波 Rep 2008-10-03 2010-02-17
63 Hon, Kin Chung 韓建中 Rep 2008-06-02
64 Hu, Yicong 胡怡聰 Rep 2011-04-27 2011-08-08
65 Huang, Luyao (SFC:AQR396) 黃路遙 Rep 2009-10-14 2017-05-20
66 Huang, Pei Shan 黃佩珊 Rep 2012-08-23 2013-05-01
67 Huang, Yanming 黃燕銘 Rep 2012-10-05
68 Hudson, Noah John M Rep 2010-09-30 2016-08-15
69 Hui, Yu Cheung 許宇翔 Rep 2006-01-16
70 Hung, Kwong Ngai 洪岡藝 Rep 2011-06-01 2012-07-11
71 Jiang, Lawrence M Rep 2017-02-14
72 Jiang, Lu (SFC:ARU865) 姜璐 Rep 2008-12-09 2019-10-25
73 Jiang, Xuxiao 江旭曉 Rep 2009-09-02 2012-09-01
74 Jiao, Ying (SFC:AQS661) 焦穎 Rep 2008-07-09 2023-10-20
75 Kan, Pinky Lai Ping 簡麗萍 Rep 2004-09-10 2006-11-11
Rep 2009-09-11
76 Ke, Yele 柯燁樂 31 F Rep 2007-12-31 2010-10-06
77 Kong, Yuan 孔原 Rep 2012-08-15
78 Kwan, Danny Tin Hung 關天鴻 Rep 2003-06-06
79 Kwan, Lok Sing 關樂聲 Rep 2007-05-02 2007-06-23
80 Kwok, Keung (SFC:AED064) 郭強 Rep 2014-08-06
81 Kwok, Yat Sing 郭日昇 Rep 2010-10-22 2016-08-06
82 Lai, Kai Hung 黎啟雄 Rep 2021-10-28
83 Lai, Maureen 黎傲雪 F Rep 2010-03-22 2020-05-22
84 Lai, Pak Kin 黎柏堅 Rep 2012-06-04 2018-08-16
85 Lam, Chi Lun 林子麟 Rep 2012-04-02
86 Lam, Chi Yuen (SFC:AEV066) 林志遠 Rep 2007-04-26
87 Lam, Chuen (SFC:ARN384) 林泉 Rep 2008-08-18 2016-05-03
88 Lam, Chui Wah 林翠嘩 Rep 2007-09-20 2008-08-21
89 Lam, On Tai (SFC:ANY493) 林安媞 Rep 2006-09-20 2007-08-18
90 Lam, Sin Yee (SFC:ARA636) 林倩而 Rep 2012-06-21 2016-01-15
91 Lam, Tsz Wing 林子榮 Rep 2005-07-18 2009-06-01
92 Lam, Yuen Hei (SFC:AXF651) 林婉琋 Rep 2011-04-28 2014-07-24
93 Lau, Alberto Chi Yuen 劉志遠 M Rep 2006-06-30
94 Lau, Carmela Yin Mei 劉燕薇 F Rep 2004-01-30
95 Lau, Hon (SFC:AGR037) 劉侃 Rep 2004-04-19
96 Lau, Mei 劉薇 Rep 2007-08-16
97 Lau, Ying (SFC:AGB977) 劉營 Rep 2009-07-01
Rep 2011-06-07 2024-04-01
98 Law, Ka Po 羅嘉寶 Rep 2004-03-18 2004-06-08
Rep 2007-06-12 2007-08-14
99 Law, Spencer Wing Fai 羅榮輝 M RO 2012-04-30 2013-04-30
100 Lee, Barry Chan Pong 李燦邦 M Rep 2012-07-05 2013-04-05
101 Lee, Benedict Chun Yin 李俊賢 M Rep 2009-11-05
102 Lee, Eric Ming Chuan 李明權 51 M RO 2021-02-07
103 Lei, Qiang (SFC:AOI913) 雷強 Rep 2012-03-22 2016-08-15
104 Lei, Zhongren 雷忠仁 Rep 2012-09-07 2012-11-20
105 Leung, Chi On (SFC:ADA866) 梁志安 Rep 2007-05-03
106 Leung, Chor Ming 梁礎銘 Rep 2012-09-03 2021-09-03
107 Leung, Chun Pui 梁俊培 Rep 2011-07-04
108 Leung, Kam Yiu 梁錦耀 Rep 2008-10-11
109 Leung, Kevin Koon Yip 梁冠業 M Rep 2012-09-04 2014-04-28
110 Leung, Wai Nang 梁偉能 Rep 2006-01-01
111 Li, Guangjie 李光杰 44 M RO 2008-06-23 2018-07-06
112 Li, Jamie Chiu 李超 M Rep 2008-01-12
113 Li, Jean Tan 李丹 Rep 2008-01-15 2020-02-19
114 Li, Jia You Leo 李珈佑 M Rep 2011-09-07 2013-09-08
115 Li, Wei (SFC:AVE819) 李偉 Rep 2010-06-09 2013-08-01
116 Li, Wen (SFC:APD353) 李雯 Rep 2007-06-25 2022-10-30
117 Li, Zhun (SFC:AQM198) 李准 Rep 2008-02-05 2011-08-20
118 Lian, Kai 連凱 Rep 2003-09-23 2008-08-01
119 Liang, Jianwen 梁劍文 Rep 2010-02-11 2011-07-09
120 Lin, Shijia 林世嘉 Rep 2010-03-19 2011-08-08
121 Liu, Baoman Rep 2009-07-28 2017-09-09
122 Liu, Gu 劉谷 Rep 2003-11-19 2014-02-27
123 Liu, Po Wen 劉博文 Rep 2012-06-04 2015-05-01
124 Lo, Kai Pong (SFC:ATB616) 盧啟邦 Rep 2010-11-09 2011-01-15
125 Lo, Wilson Kwong Shun 羅廣信 39 M Rep 2008-11-03 2021-12-19
126 Lou, Simon Wing Chung 羅永頌 M Rep 2018-06-15
127 Lu, Lu (SFC:AKX339) 呂露 Rep 2004-08-26
128 Lui, David 雷昌年 M RO 2004-03-30
Rep 2004-04-06 2011-04-16
129 Lui, Hung Kik 呂鴻極 Rep 2012-03-29 2020-08-12
130 Lui, Wai Hung 雷偉雄 Rep 2010-05-28 2010-10-13
131 Luk, Yiu Tong 陸耀棠 Rep 2004-12-13 2014-01-03
132 Luo, Jing (SFC:ANK801) 羅景 Rep 2006-06-01 2007-09-05
133 Luo, Lei (SFC:AOJ150) 羅磊 Rep 2007-01-02 2009-06-19
134 Luo, Lei (SFC:AQF573) 羅磊 Rep 2008-01-02 2012-12-12
135 Luo, Weicheng (SFC:BAP838) 羅偉成 Rep 2012-12-19 2020-07-31
136 Mak, Winnie (SFC:AAI867) 麥婉儀 F Rep 2003-11-08 2021-02-15
137 Meng, Hao (SFC:AZW133) 孟昊 Rep 2012-07-11 2015-12-05
138 Ng, Betty Shuet Lin 吳雪蓮 F Rep 2005-06-23
139 Ng, Chi Fai (SFC:AQJ964) 吳志暉 Rep 2008-02-26 2019-01-01
140 Ng, Fung On 吳鳳安 Rep 2010-09-09 2014-07-23
141 Ng, Kei Chi 吳琦熾 Rep 2004-12-13 2008-09-08
Rep 2009-03-11
142 Ng, Suet Man 吳雪雯 Rep 2020-08-31
143 Pan, Ming (SFC:ADU474) 潘明 M Rep 2006-02-01 2007-11-23
RO 2007-11-23 2011-04-01
144 Pan, Youdian 潘有典 Rep 2005-01-12
145 Peng, Gangxiang 彭港祥 Rep 2010-03-01 2013-12-25
146 Rao, Xiuxian 饒秀嫻 Rep 2008-12-09 2019-10-25
147 San To, Hok Kwan 申屠學軍 M Rep 2006-03-07
148 Shen, Bowen 沈博文 M Rep 2011-03-04 2013-06-18
149 Shen, Yue (SFC:AIH410) 沈悅 Rep
150 Sheng, Hua 盛驊 Rep 2011-10-14 2014-06-16
151 Shiu, Annie Nga Yan 邵雅恩 F Rep 2004-10-11 2018-05-10
152 Shum, Christ Chi Kau 岑智球 Rep 2007-03-29
153 Song, Ran (SFC:AXH307) 宋然 Rep 2011-05-16 2015-12-12
154 Sun, Fengqiang 孫鳳強 Rep 2010-09-20 2014-07-25
155 Sun, Lingxiao 孫凌霄 Rep 2011-07-27 2012-12-01
156 Sun, Wei (SFC:AJE358) 孫巍 Rep 2003-11-21 2004-05-20
157 Sun, Yi Lam 孫意琳 Rep 2005-11-16 2020-11-23
158 Tai, Ming Kong 戴銘光 Rep 2012-10-15
159 Tam, Kwok Leung (SFC:AFT103) 譚國樑 Rep 2003-12-30
160 Tan, Chi Wai 陳志偉 Rep 2008-01-16 2011-02-18
161 Tan, Jessica Margarida 陳曉彤 F Rep 2011-03-22 2011-06-01
162 Tang, Sai Keung 鄧世強 Rep 2011-05-19 2014-11-21
163 Tang, Siu Kei (SFC:AGR034) 鄧兆基 Rep 2010-05-05
164 Tao, Hui 陶滙 Rep 2006-03-20 2007-11-02
165 Tong, William Wai Tak 唐偉德 M Rep 2006-07-03 2006-11-11
166 Tse, Shing Chi (SFC:BAK932) 謝承志 Rep 2012-11-05 2012-11-06
167 Tsim, Billy Tak Piu 詹德標 Rep 2010-08-10 2011-08-23
168 Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光 Rep 2008-09-22
169 Tsui, Simon Hok Man 崔學民 M Rep 2006-04-21 2022-01-09
170 Tu, Lingfei 涂凌飛 Rep 2009-05-27 2009-09-28
171 Tung, Corona Wing Fong 董詠芳 Rep
172 Tung, Shun 董淳 45 F Rep 2009-05-18
173 Wai, Lai Man (SFC:AFU670) 衛麗雯 Rep 2007-02-01
174 Wang, Gang (SFC:AGN326) 王剛 Rep 2004-02-05
175 Wang, Han (SFC:AQJ963) 王晗 Rep 2008-01-30 2010-05-15
176 Wang, Lin (SFC:AOR269) 王琳 Rep 2007-03-12 2010-02-22
177 Wang, Nai (SFC:APF192) 王鼐 Rep 2007-07-03 2010-06-15
178 Wang, Qinglu 王慶魯 Rep 2012-11-05 2017-05-02
179 Wang, Xinyuan (SFC:AQA458) 王昕媛 Rep 2009-05-07 2020-01-29
180 Wang, Ya Ya 王婭婭 Rep 2008-09-30 2016-10-03
181 Wang, Yifei (SFC:ATE786) 王翼飛 Rep 2009-06-22 2015-04-02
182 Wong, Anthony (SFC:AFU754) 黃嘉賢 M Rep 2008-11-03 2023-01-30
183 Wong, Bryan Pui Yuen 黃沛源 M Rep 2012-10-15
184 Wong, Chi Ching (SFC:AGJ939) 黃智清 Rep 2004-04-17
185 Wong, Ka Wai (SFC:AVH850) 黃家瑋 Rep 2010-06-25
186 Wong, Kit (SFC:AFV257) 黃杰 Rep 2007-12-04
187 Wong, Ming Chi Ming 王志明 41 M Rep 2005-01-17
188 Wong, Pik Shan (SFC:AYQ357) 黃碧珊 Rep 2011-12-12 2017-10-14
189 Wong, Shu Sing 王樹昇 Rep 2008-05-21 2008-10-25
190 Wong, Stella Hoi Ying 王海盈 F Rep 2003-05-14
191 Wong, Sze Man (SFC:AQS231) 黃詩敏 Rep 2010-06-09 2011-08-08
192 Wong, Tin Lai 黃天禮 Rep 2005-12-23
193 Wong, Tung Ching 王冬青 41 M Rep 2004-09-10
RO 2004-09-10 2023-07-10
194 Wong, Wai Fong (SFC:AFK470) 黃惠芳 Rep 2003-08-19 2016-07-12
195 Wong, Wai Lun (SFC:ALQ942) 黃偉麟 Rep 2010-09-17 2020-06-03
196 Wu, Hongjian 吳洪健 Rep 2005-04-07
197 Wu, Nanzi 伍南紫 Rep 2008-07-25 2009-05-12
198 Wu, Qiong (SFC:AOE681) 吳穹 Rep 2006-11-20
199 Wu, Xianfeng (SFC:AJE853) 吳險峰 Rep 2003-11-27 2007-04-18
200 Wu, Yichao (SFC:AVI107) 吳逸超 Rep 2010-06-25 2017-01-01
201 Wu, Yuan (SFC:APR218) 吳元 Rep 2007-09-21 2007-10-16
202 Xia, Lichuan 夏立傳 49 M Rep 2006-07-04 2006-09-06
203 Xiao, Bo (SFC:AVQ568) 蕭波 Rep 2010-08-24 2011-06-09
204 Xie, Jun (SFC:AOB779) 謝俊 Rep 2007-10-15 2017-11-23
205 Xie, Lulu 解露露 Rep 2007-08-23 2012-12-01
206 Xu, Shihuan 徐世環 Rep 2009-11-26 2010-12-31
207 Xu, Zhi Cheng 許智程 Rep 2011-02-14 2014-12-22
208 Yang, Dong (SFC:APR493) 楊棟 Rep 2007-09-27 2010-06-04
209 Yang, Mei (SFC:APS291) 楊媚 Rep 2007-09-28 2011-07-01
210 Yang, Xi (SFC:AQW339) 楊曦 Rep 2008-07-09 2019-10-25
211 Yao, Yao (SFC:ALK994) 姚嶢 Rep 2004-11-11 2010-08-07
212 Yau, Deirdre 邱迪怡 F RO 2004-03-30
Rep 2004-04-06 2021-01-31
213 Ye, Lingyun 叶凌云 Rep 2004-03-13 2004-11-16
214 Yeung, Henry Kai Ho 楊繼灝 M Rep 2003-04-25
215 Yeung, Pui Yan 楊佩恩 Rep 2012-08-29 2014-07-01
216 Yeung, Tze Fung 楊子峰 Rep 2010-01-19 2012-05-22
RO 2012-05-22
217 Yeung, Wai Cheung 楊偉祥 Rep 2006-02-17 2022-09-30
218 Yim, Fung 閻峰 49 M RO 2015-07-28
219 Yim, Man Yee 嚴敏儀 Rep 2003-11-19 2004-05-18
Rep 2004-08-31 2006-01-28
220 Yim, Siu Cheung 閻紹樟 Rep 2003-05-06
221 Yin, Raymond Lung 殷龍 M Rep 2008-12-01 2011-01-22
222 Yip, Bun Bun 葉濱濱 Rep 2012-05-16 2013-12-09
223 Yip, Chin Hong 葉展航 Rep 2007-09-13
224 Yu, Daisy Wing Yi 余穎怡 F Rep 2005-12-29
225 Yu, Kwan Fei 虞珺斐 Rep 2005-04-28 2021-09-09
226 Yu, Lifeng (SFC:AYA736) 余立峰 Rep 2011-09-12 2016-05-07
227 Yu, Terry Yam Hung 余欽雄 Rep 2012-07-05 2013-04-05
228 Yuen, Siu Lok 元兆洛 Rep 2008-01-18 2008-04-14
229 Zhang, Lingyun (SFC:AJC735) 張凌云 Rep 2003-09-24 2004-07-07
Rep 2004-09-23
230 Zhang, Qiming (SFC:AMF576) 張启明 Rep 2005-07-20 2008-09-27
231 Zhang, Sijun (SFC:AHK260) 張嗣君 Rep
232 Zhang, Wenxian (SFC:AJC736) 張文先 Rep 2003-09-24 2007-11-24
233 Zhao, Rui (SFC:ATI408) 趙睿 Rep 2009-09-25 2017-08-12
234 Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 Rep 2003-11-24 2004-03-11
235 Zheng, Dong (SFC:ALB404) 鄭棟 Rep 2004-09-23 2006-01-10
236 Zhu, Hui (SFC:AJE475) 朱惠 Rep 2003-11-27 2004-05-26
237 Zhu, Qizhi 朱奇志 Rep 2003-05-07
RO 2003-05-07 2009-06-01
238 Zhuang, Jin (SFC:AZT481) 庄進 Rep 2012-06-26 2016-11-17
239 Zhuang, Zhenglin 庄征琳 Rep 2010-05-13 2011-09-30

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