KGI ASIA LIMITED 凱基證券亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	Role	From	Until
1	Bute, Man Kwong 畢文光			Rep	2004-05-07	2005-11-12
2	Chan, Amy Man Yi 陳敏儀		F	Rep	2004-06-28	2006-10-11
3	Chan, Arnold Ming Fai 陳明輝	43	M	RO		2003-09-11
4	Chan, Caren Yuet Lai 陳月麗		F	Rep		2017-10-02
5	Chan, Cedric Ka Lun 陳嘉麟		M	Rep	2004-01-12	2012-10-04
6	Chan, Chui Yin 陳翠妍			Rep		2017-10-02
7	Chan, Danielle Kam Ling 陳錦玲		F	Rep	2004-03-18	2017-10-02
8	Chan, Fiona Man Suen 陳敏璇		F	Rep		2017-10-02
9	Chan, Hung Ang 陳洪鶯			Rep		2017-10-02
10	Chan, Jostein Toi Hing 陳代興			Rep		2005-08-29
11	Chan, Ka Kit (SFC:AED841) 陳家傑			Rep		2003-06-06
12	Chan, Kim Ming (SFC:AEO415) 陳劍鳴			Rep	2004-02-06	2004-04-26
13	Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑			Rep		2008-05-16
14	Chan, Lai Yee (SFC:AFR768) 陳麗薏			Rep		2004-02-25
15	Chan, Nga Yee (SFC:AGJ020) 陳雅兒			Rep		2003-06-03
16	Chan, Patty Pui Ching 陳佩貞		F	Rep		2017-10-02
17	Chan, Phyllis Mee Ling 陳美玲		F	Rep		2017-10-02
18	Chan, Ping Wan 陳秉雲			Rep		2017-10-02
19	Chan, Ping Yip 陳炳業			Rep		2003-06-06
20	Chan, Sai Hung 陳世雄			Rep		2017-10-02
21	Chan, Sau Fong (SFC:AAA568) 陳秀芳			Rep		2015-02-02
22	Chan, Sau Fun 陳秀芬			Rep		2017-10-02
23	Chan, Steve Tsz Chun 陳梓駿		M	Rep	2003-11-27	2004-01-08
24	Chan, Tak Yuen 陳德源			Rep		2017-10-02
25	Chan, Tor 陳舵			Rep		2006-02-06
26	Chan, Vivian Wing Yee 陳穎儀			Rep		2003-07-11
27	Chan, Wai Wa 陳韋華			Rep	2003-12-11	2017-10-02
28	Chan, Wing Nga 陳詠雅			Rep	2004-08-30	2006-07-22
29	Chan, Yiu Kwong (SFC:AED596) 陳耀光			Rep		2006-04-24
30	Chan, Yuk Yee (SFC:AGA569) 陳玉兒			Rep		2017-10-02
31	Chen, Wei Li (SFC:AKU887) 陳偉力			Rep	2004-06-24	2007-03-26
32	Cheng, Chung Han 鄭仲嫺			Rep		2017-10-02
33	Cheng, Colin Wai Hang 鄭偉恒		M	Rep		2017-10-02
34	Cheng, Danny Leung Mau 鄭良茂			Rep		2003-06-03
				Rep	2003-11-14	2017-10-02
35	Cheong, Koi Un 張鉅源			Rep		2003-04-16
36	Cher, Yuen Wa 徐婉華			Rep		2017-10-02
37	Cheung, Hiu Tung (SFC:AEA520) 張曉東			Rep		2004-10-14
38	Cheung, Janee Oi Lei 張愛莉			Rep		2017-10-02
39	Cheung, Yiu Kay 張耀基			Rep		2012-02-06
40	Cho, Wai Fai 曹偉輝			Rep		2017-10-02
41	Choi, Angela Ying Ki 蔡瑛琪		F	Rep		2017-10-02
42	Chong, Ming Man 莊銘文			Rep		2017-10-02
43	Chong, Sze Wai 莊思偉			Rep		2003-06-03
44	Chow, Yeung Tai 周揚泰			Rep		2009-08-05
45	Choy, Kwok Hung 蔡國雄			Rep		2007-05-12
46	Chu, Joanne Wai Han 朱慧嫻		F	Rep		2017-10-02
47	Chu, Ka Ning 朱家寧			Rep		2017-10-02
48	Chu, Kuan Hsun 朱光勳			Rep	2004-06-21	2004-10-11
				RO	2004-10-11	2017-10-02
49	Chua, Chung Kit 蔡忠傑			Rep	2003-12-04	2004-05-11
50	Chua, Tit Hong 蔡鐵康			Rep		2005-05-26
51	Chuang, Ka Chun 莊家俊			Rep	2003-12-29	2004-04-26
52	Chui, Daniel Wing Yiu 崔永耀		M	Rep	2004-10-28	2006-05-13
53	Chung, Hung Ming 鍾宏明			Rep		2004-02-08
54	Chung, Yan Yan 鍾恩恩			Rep	2004-10-07	2017-10-02
55	Fan, Cliff Kuang Cheng 樊光正			Rep	2004-09-22	2005-12-23
56	Fan, Richard Yee Wai 范宜緯		M	Rep		2017-10-02
57	Fan, Steven Yee Ka 范宜稼		M	Rep	2003-09-10	2005-04-02
58	Fong, Franklin Kenneth 方繁堅		M	Rep	2003-12-17	2017-10-02
59	Fong, Samson Kang Wah 方鏡驊			Rep		2003-09-06
				Rep	2004-01-02	2012-04-13
60	Fujita, Hatsumi 藤田初美			Rep		2017-10-02
61	Fung, Cheuk Hong 馮灼康			Rep		2017-10-02
62	Fung, Chui Shan (SFC:AFW088) 馮翠珊			Rep		2017-10-02
63	Fung, Jennifer An Yee 馮安怡		F	Rep		2007-11-05
64	Fung, Rachel Wai Yan 馮慧茵		F	Rep	2004-05-03	2006-05-01
65	Fung, Wing Man (SFC:AEC361) 馮詠文			Rep		2006-02-16
66	Goh, Mi Mi 吳蜜蜜			Rep		2006-06-15
67	Gong, Ngan Ling 江雅齡			Rep		2017-10-02
68	Hang, Hing Hang 幸慶幸			Rep	2004-02-03	2017-10-02
69	Hang, Kai (SFC:ACU896) 幸佳			Rep		2017-08-25
70	Hau, Peng Hao 侯炳孝			Rep		2003-04-16
71	Ho, Kwok Sing 何國昇			Rep	2004-09-20	2005-08-31
72	Ho, Sui Leung 何瑞量			Rep		2017-10-02
73	Ho, Yuet Wah 何月華			Rep	2004-05-04	2017-10-02
74	Hu, Yupeng 胡宇鵬			Rep		2017-10-02
75	Hui, Yat Wing 許日永			Rep		2017-10-02
76	Kam, Stephen Wing Shu 甘永樹		M	Rep		2003-07-01
77	Kau, Isabella Hung Ping 寇鴻萍		F	Rep		2005-01-27
78	King, Christopher Holmes		M	Rep		2007-02-08
79	Ko, Frank Ka Keung 高家強		M	Rep		2017-10-02
80	Koay, Keng Huat			Rep		2003-08-01
81	Kong, Chi Wang (SFC:AAF235) 江志鋐			Rep		2017-10-02
82	Kwan, Addy Chun Fai 關俊輝			Rep		2017-10-02
83	Kwan, Hilda Wai Ling 關慧玲		F	Rep		2011-05-21
84	Kwan, Mee Kuen 關美娟			Rep	2003-05-19	2003-10-14
85	Kwan, Robin Tang Fong 關騰芳			Rep		2009-09-16
86	Kwan, Wai Man (SFC:ACJ105) 關惠文		M	Rep	2004-03-19	2004-08-20
87	Kwok, Ka Yip 郭家業			Rep		2003-06-06
				Rep	2003-09-08	2015-03-25
88	Kwok, Lancy 郭秀雯			Rep		2003-04-10
89	Kwong, Kin Leung 鄺建良			Rep		2017-10-02
90	Kwong, Man Bun 鄺民彬			RO		2017-10-02
91	Lai, Hoi Cheung 黎凱翔			Rep		2017-10-02
92	Lai, Irena Shuk Wing 黎淑穎			Rep	2003-12-11	2015-04-30
93	Lai, Kin Yu 黎健瑜			Rep		2003-05-19
94	Lai, Sau Lai 黎秀麗			Rep		2017-10-02
95	Lai, Stella Ching Ying 賴靖瑩		F	Rep		2004-07-14
96	Lai, Tek Meng 黎迪明			Rep		2003-05-01
97	Lam, Kai San 林啟新			Rep		2017-10-02
98	Lam, Vincent Wai 林緯		M	Rep		2017-10-02
99	Lam, Yee Man 林綺文			Rep		2005-02-23
100	Lam, Yim Ying 林艷影			Rep		2017-10-02
101	Lau, Che Yau 劉致有			Rep		2004-11-20
102	Lau, Ka Fai (SFC:ACY918) 劉嘉輝			Rep		2017-10-02
103	Lau, King Yuen 劉敬元			Rep		2003-12-08
				RO	2003-12-08	2008-06-21
104	Lau, Lynch 劉念慈			Rep		2004-12-24
105	Lau, Tak Chun 柳德真			Rep		2003-06-03
				Rep	2003-08-19	2010-04-24
106	Lau, Timothy Tim Fai 劉添輝		M	Rep		2007-01-01
107	Law, Cho Kin 羅祖堅			Rep		2003-11-12
108	Lee, Bik Wa 李碧華			Rep	2004-03-18	2004-07-21
109	Lee, Chak Ming 李澤銘			Rep	2003-09-22	2004-02-26
110	Lee, Chia-ling (SFC:AKX240) 李佳伶			Rep	2004-07-08	2005-10-10
111	Lee, Geng Rong 李耿融			Rep	2004-02-10	2004-12-01
112	Lee, Gilbert Ka Ho 李家豪		M	Rep	2003-12-29	2009-11-19
113	Lee, Hoi Kam 李開淦			Rep		2006-07-22
114	Lee, Lincoln Yuen Tsu 李元初		M	Rep		2017-10-02
115	Lee, Mickey Wing Tak 李永德		M	Rep	2004-07-02	2004-07-21
116	Lee, Siu Lun (SFC:ABN376) 李兆麟			Rep		2003-06-26
				RO	2003-06-26	2007-10-28
117	Lei, Ka Ian 李嘉茵			Rep		2003-05-01
118	Leung, Charles Kwok Kuen 梁國權		M	Rep		2006-03-01
119	Leung, Hiu Fai (SFC:AGC676) 梁曉暉			Rep		2017-10-02
120	Leung, Hon Chio 梁漢超			Rep		2003-04-16
121	Leung, King Nin 梁景年			Rep		2017-10-02
122	Leung, Venus Lai Ping 梁麗冰		F	Rep		2003-05-01
123	Li, Fong Luen 李訪鑾			Rep		2017-10-02
124	Li, Zhihong (SFC:AGW134) 李志弘			Rep	2004-10-28	2005-03-31
125	Lin, Keung 連強			Rep		2003-08-31
126	Ling, Daisy Yan Ki 凌恩琪		F	Rep		2010-11-06
127	Ling, Kim Keung 凌劍強			Rep		2003-06-26
				RO	2003-06-26	2003-09-01
128	Ling, Ping Hung 凌炳雄			Rep		2004-10-06
129	Liu, James Yan Chee 劉恩賜	34	M	Rep	2004-10-27	2010-09-13
130	Liu, Lau Fung 廖柳峰			Rep		2017-10-02
131	Liu, Nelson Kwong Kin 廖廣健		M	Rep		2017-10-02
132	Lo, Eric Kang Kuen 盧鏡權		M	Rep		2003-05-01
133	Lo, Siu Tsang 羅肇增			Rep		2007-08-13
134	Lui, Hoi Ming 呂鎧名			Rep		2017-10-02
135	Luk, Sum Kiu 陸琛橋			Rep	2003-11-05	2017-10-02
136	Luk, Wing Yan (SFC:AEJ393) 陸穎茵			Rep		2017-10-02
137	Mak, Alan Yung Kee 麥勇奇		M	Rep		2017-10-02
138	Mak, Yin Bun 麥賢彬			Rep		2017-10-02
139	Man, Sheung Ping 萬尚平			Rep		2017-10-02
140	Mok, Yau Kwan 莫游坤			Rep		2017-10-02
141	Ng, Chi Un 吳志源			Rep		2003-05-01
142	Ng, Enrico Ka Wing 吳家榮		M	Rep		2017-10-02
143	Ng, Hay Ping 吳熹平			Rep		2006-05-13
144	Ng, Johnny Ming Tat 吳銘達		M	Rep		2003-09-20
145	Ng, Ka Kit (SFC:ACM397) 吳家傑			Rep		2017-10-02
146	Ng, Kwai Fong 吳桂芳			Rep		2017-10-02
147	Ng, Lana Zoe Wai Lam 吳惠琳		F	Rep		2017-10-02
148	Ng, Miu Seung 伍妙嫦			Rep		2017-10-02
149	Ng, Siu Kwan (SFC:ABN711) 吳少坤			Rep	2004-09-22	2017-10-02
150	Ng, Sze Nam 伍思南			Rep		2003-10-09
151	Ng, Tan Lai 吳丹麗			Rep		2004-10-27
152	Ng, Winnie Wan Yin 伍韻妍		F	Rep		2003-08-17
153	Ng, Yuk Leung 吳玉良			Rep		2017-10-02
154	Ngo, Tong Heng			Rep	2003-11-20	2010-07-01
155	Nip, Wenda Sum Yee 聶心怡			Rep		2005-01-12
156	Niu, Wang-Gu 牛王谷			Rep	2004-10-21	2010-07-27
157	Pang, Helen Wai Yung 彭惠容		F	Rep		2017-10-02
158	Pun, Kin Wa 潘建華	42	M	Rep		2003-04-26
159	Shiu, Eric Wing Lun 蕭永倫		M	Rep		2003-05-31
				Rep	2003-08-01	2006-01-28
160	Shuin, Suk Wai 孫淑慧			Rep		2017-10-02
161	Sin, Patrick 冼立新		M	Rep		2005-04-08
162	Siu, Sandy Siu Yin 蕭小賢			Rep		2017-10-02
163	Siu, Sendy So Fun 蕭素芬			Rep		2005-12-01
164	Siu, Wai Lun 蕭緯綸			Rep		2004-10-06
165	So, Eddie Ka Kui 蘇家駒		M	Rep		2017-10-02
166	So, Jiarong 蘇家榮			Rep	2004-01-08	2004-02-05
167	So, Sau Ying (SFC:AFO368) 蘇秀瑛			Rep		2017-10-02
168	Sparrow, Nicholas Charles		M	Rep		2005-03-03
169	Swanston, David John		M	Rep	2004-01-10	2005-03-04
170	Sze, Lai Wah 史麗華			Rep		2017-10-02
171	Tai, Chi Hong 戴治康			Rep		2003-04-16
172	Tam, Kwok Wai (SFC:AJI032) 譚國威			Rep	2003-12-17	2004-11-02
173	Tam, Matthew Shang Chi 譚尚智		M	Rep		2003-06-06
174	Tang, Chun Wing 鄧駿榮			Rep	2004-01-13	2005-10-29
175	Tang, Marinda Yuen Yi 鄧婉兒			Rep		2003-06-07
176	Tang, Phoebe Yeuk Sze 鄧若詩			Rep		2004-02-07
177	Ting, Wanda Sui Lin 丁瑞蓮		F	Rep	2004-05-03	2004-06-24
178	Tong, Howard (SFC:AAF596) 唐浩活		M	Rep	2003-12-05	2004-06-14
179	Tong, Ka Lin 唐家煉			Rep		2003-04-16
180	Tsang, Hing Fai 曾慶輝			Rep		2017-10-02
181	Tsang, Ming Chi 曾明志			Rep		2005-09-28
182	Tse, Ka Shing 謝家成			Rep		2017-10-02
183	Tse, Wai Kwong (SFC:AAA711) 謝偉光			Rep		2017-10-02
184	Tsun, Rowena Wai Hang 秦緯珩			Rep		2003-11-29
185	Wah, Ka Yin 華家燕			Rep		2003-08-09
186	Wai, Hing Hung 衛慶熊			RO		2005-04-12
187	Wan, Andy Pak Sang 溫柏生			Rep		2016-10-24
188	Wan, Keith Sze Ho 還士豪		M	Rep		2017-10-02
189	Wan, King Fai 溫景輝			Rep	2004-06-25	2017-10-02
190	Wen, Jennifer Wai Ping 溫慧萍		F	Rep		2017-10-02
191	Wong, Betty Siu Ping 黃小萍		F	Rep	2003-08-01	2004-11-01
192	Wong, Ellie Cheuk Kwan 黃綽君		F	Rep		2017-10-02
193	Wong, Fion Wai Yee 黃慧儀			Rep		2017-10-02
194	Wong, Gillian Ka Lun 黃嘉倫		F	Rep		2017-10-02
195	Wong, Ka Ho (SFC:AJB051) 黃嘉豪			Rep	2003-12-17	2004-07-06
196	Wong, Kam Kin 黃錦堅			Rep	2003-12-29	2010-01-07
197	Wong, Man (SFC:ACA538) 王敏			Rep		2017-10-02
198	Wong, Man Ching (SFC:AAA197) 王文正			Rep		2017-10-02
199	Wong, Mei Fung (SFC:AFZ945) 黃美鳳			Rep		2017-10-02
200	Wong, Siu Yung (SFC:AAE033) 王少容			Rep		2015-04-20
201	Wong, Steven Wai Chiu 王偉超		M	Rep	2003-11-14	2004-02-21
202	Wong, Yin Ching (SFC:AET474) 黃燕清			Rep		2017-10-02
203	Woo, Christine Lui Lui 胡蕾蕾	50	F	Rep		2017-10-02
204	Wu, Ka Wan 胡嘉韻			Rep	2003-12-04	2003-12-22
205	Wu, Tuan Wen 吳傳文			Rep	2003-11-14	2005-03-09
206	Yap, Shun Chung (SFC:AAE039) 葉純忠			Rep		2003-04-26
207	Yeung, Fanny King Shan 楊璟珊		F	Rep		2004-06-25
208	Yeung, Hon Fat 楊漢發			Rep		2005-08-19
209	Yeung, Wai Cheung 楊偉祥			Rep		2003-06-06
210	Yim, Marvin Yiu Sun 嚴耀燊		M	Rep	2004-01-08	2017-10-02
211	Yip, Mou Chun 葉謀進			Rep		2006-06-08
212	Yip, Souk Chanh 葉淑真			Rep		2017-10-02
213	Yip, Vernon Yuk Lun 葉玉麟		M	Rep		2017-10-02
214	Yip, Wai Kwong (SFC:AAC423) 葉偉光			Rep		2017-10-02
215	Yoon, Chee Meng 阮綕茗			Rep	2004-10-05	2005-03-30
216	Yuen, Hon Chee 阮漢志			Rep		2017-10-02
217	Yung, Sally Siu Ping 翁少平		F	Rep		2017-10-02
218	Zee, Regent 徐立群			Rep		2013-12-26

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