LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2005 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | AFT275 | Rep | 2008-09-29 | |||
| 2 | Alexander, Charles Alan Heathcote | 48 | M | ALI373 | Rep | 2004-10-12 | 2004-12-21 |
| RO | 2004-12-21 | 2008-02-01 | |||||
| 3 | Andrew, Simon Malcolm | M | AKS596 | Rep | 2004-05-24 | 2006-02-22 | |
| 4 | Au, Stephen Wai Ming 區偉明 | M | AGV321 | Rep | 2005-09-10 | ||
| 5 | Au, Tin Wai 區天偉 | AJF371 | Rep | 2004-05-15 | 2006-07-06 | ||
| 6 | Bacchus, Timothy Mustapha | M | ADS696 | Rep | 2003-09-19 | 2005-10-21 | |
| 7 | Bakst, David S | M | AGF150 | Rep | 2004-07-15 | ||
| 8 | Bhattal, Jasjit Singh | ABT100 | RO | 2008-09-29 | |||
| 9 | Bihani, Sundeep | AKW600 | Rep | 2004-06-24 | 2008-03-31 | ||
| 10 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
| 11 | Chan, Alison May Wun Sheung 陳韻湘 | F | ADZ872 | Rep | 2005-04-30 | ||
| 12 | Chan, Angello Kam Chi 陳錦池 | ABN253 | Rep | 2004-05-21 | |||
| 13 | Chan, Gigi Sau Chi 陳秀沚 | AJT911 | Rep | 2004-03-26 | 2005-09-12 | ||
| 14 | Chan, Katherine Ching Yu 陳菁瑜 | F | ALS696 | Rep | 2005-02-24 | 2006-07-21 | |
| 15 | Chan, Kelvin Chun Kei 陳俊祺 | M | AHY019 | Rep | 2006-04-27 | ||
| 16 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 17 | Chang, Esther Koon Kwun 張冠羣 | F | AKI258 | Rep | 2004-03-31 | 2005-04-07 | |
| 18 | Chapman, James Richard (SFC:ALS060) | M | ALS060 | Rep | 2005-02-07 | 2008-09-29 | |
| 19 | Chen, Junyu (1965) 陳軍余 | 40 | M | AKL748 | Rep | 2004-04-26 | 2007-06-19 |
| 20 | Chen, Scott | M | AIC497 | Rep | 2008-09-29 | ||
| 21 | Chen, Simon Guomin 陳國敏 | 38 | M | ALS062 | Rep | 2005-02-07 | 2005-06-20 |
| 22 | Chen, Wei (SFC:AHC346) 陳蔚 | AHC346 | Rep | 2006-04-10 | |||
| 23 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2006-04-20 | |
| 24 | Cheung, Loretta Lai Man 張麗雯 | F | ADB867 | Rep | 2008-09-29 | ||
| 25 | Chu, Ian Chi Ho 朱智豪 | M | AEU609 | Rep | 2004-06-25 | 2005-06-02 | |
| 26 | Chu, Wai Ping (SFC:ALI396) 朱惠萍 | ALI396 | Rep | 2004-10-20 | 2005-05-06 | ||
| 27 | Chua, Yu Min | AHN068 | Rep | 2005-08-12 | |||
| 28 | Chwei, Mein Sze 徐敏思 | AJK607 | Rep | 2004-02-18 | 2006-04-21 | ||
| 29 | Cielinski, Mark Alan | M | AHC364 | Rep | 2008-09-29 | ||
| 30 | Clark, David John (SFC:AFE954) | M | AFE954 | Rep | 2003-06-16 | ||
| 31 | Co, Liza Yap | AGA423 | Rep | 2005-04-20 | |||
| 32 | Cooper, Kenneth Allen | M | ACW742 | Rep | 2003-05-19 | ||
| 33 | Corry, Nicolas Daniel | M | AKP276 | Rep | 2004-05-17 | 2006-02-02 | |
| 34 | Croft, Ian Richard | M | AJD476 | Rep | 2003-10-13 | 2008-09-29 | |
| 35 | Dian, Wei 賃薇 | AKU262 | Rep | 2004-06-11 | 2005-01-21 | ||
| Rep | 2005-02-08 | 2005-08-31 | |||||
| 36 | Dominick, Frank | M | AEW395 | Rep | 2003-10-24 | 2005-02-02 | |
| 37 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | Rep | 2004-04-15 | ||
| 38 | Dubois-Phillips, Jonathan Edward | M | AJL224 | Rep | 2004-03-09 | 2006-07-01 | |
| 39 | Egliskis, David Walter | M | AJC319 | Rep | 2003-12-08 | 2007-07-07 | |
| 40 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2004-09-13 | 2006-02-07 | |
| 41 | Freeman, Daniel Marc | M | AGD976 | Rep | 2003-07-16 | ||
| 42 | Fung, Eugene Yui Hang 馮睿恆 | M | AJL412 | Rep | 2004-03-15 | 2008-09-13 | |
| 43 | Fung, William Ching Ho 馮正可 | 24 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
| 44 | Gaitonde, Ghanashyam Lalji | AHE512 | Rep | 2005-01-17 | 2008-09-29 | ||
| 45 | Gao, Hui (SFC:AKP556) 高暉 | AKP556 | Rep | 2004-05-18 | 2008-03-18 | ||
| 46 | Garrett, Adam Guy Orlebar 蓋首男 | M | ALQ136 | Rep | 2005-01-10 | 2008-09-29 | |
| 47 | Ge, Ning (SFC:ALC812) 葛宁 | ALC812 | Rep | 2004-08-20 | 2007-11-28 | ||
| 48 | Ghia, Manish Hasmukh | AJL427 | Rep | 2004-02-09 | 2007-03-19 | ||
| 49 | Gordon, Thomas Lee Jr. | M | ADJ268 | Rep | 2003-12-01 | 2004-03-01 | |
| 50 | Gu, Huaiyu 谷懷雨 | AGX678 | Rep | 2004-11-11 | 2008-09-29 | ||
| 51 | Gupta, Ashutosh (SFC:AJE577) | AJE577 | Rep | 2003-11-26 | 2008-09-29 | ||
| 52 | Gvozden, Alexander Robin | M | ADR449 | Rep | 2005-01-20 | 2005-09-20 | |
| 53 | Harris, David Anthony (SFC:ADZ065) | M | ADZ065 | Rep | 2003-11-21 | 2004-02-21 | |
| 54 | Harris, Jonathan Howe | M | ACA158 | Rep | 2003-12-09 | 2005-07-04 | |
| 55 | Hellawell Iii, George Alan | M | AHL501 | Rep | 2005-07-20 | ||
| 56 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
| 57 | Hindle, Leon Miller | M | AIN992 | Rep | 2008-09-29 | ||
| 58 | Ho, Kelvin Teik Chye | M | ADA874 | Rep | 2008-09-29 | ||
| 59 | Ho, Simon Tak Leung 何德亮 | M | AEE170 | Rep | 2003-06-17 | 2004-04-19 | |
| 60 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 61 | Hsi, Han Pin 許翰斌 | ALH715 | Rep | 2004-09-27 | 2007-03-01 | ||
| 62 | Hui, Kei Man 許紀文 | AFD213 | Rep | 2004-09-17 | 2007-05-01 | ||
| 63 | Hui, Serena Siying 許世瑛 | F | AHC163 | Rep | 2004-07-30 | ||
| 64 | Hussain, Yasmin (SFC:ALF303) | ALF303 | Rep | 2004-09-06 | 2008-09-29 | ||
| 65 | Ireland, Simon John | M | ALQ283 | Rep | 2005-01-14 | 2008-06-02 | |
| 66 | Karoonyavanich, Anuruk | AHX011 | Rep | 2005-10-20 | |||
| 67 | Karrim, Anika 畢安妮 | AEU182 | Rep | 2005-01-18 | 2008-04-26 | ||
| 68 | Kaye, Patrick Jon | M | ALG236 | Rep | 2004-09-22 | 2008-09-29 | |
| 69 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| 70 | Kim, Ik Soo | AHA566 | Rep | 2004-08-31 | |||
| 71 | Kuo, Lun-Hung Reynold 郭倫宏 | AIH465 | Rep | 2003-05-30 | |||
| 72 | Kwok, Leung | ABA518 | Rep | 2003-04-23 | 2004-04-06 | ||
| 73 | Lam, Ada Lok Yee 林洛宜 | F | ACG599 | Rep | 2003-05-02 | ||
| Rep | 2004-05-14 | 2007-02-15 | |||||
| 74 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| 75 | Lam, Jimmy Chun Kwok 林振國 | M | AEY314 | Rep | 2004-10-19 | 2005-01-17 | |
| 76 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-06-03 | |
| RO | 2003-06-03 | 2006-02-24 | |||||
| 77 | Lau, Bernard Yu Kwan 劉宇鈞 | M | AFT473 | Rep | 2008-09-29 | ||
| 78 | Lau, Jasper Kit Yee 劉潔怡 | AKV148 | Rep | 2004-06-21 | 2004-09-03 | ||
| 79 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 30 | M | AFI835 | Rep | 2006-02-15 | |
| 80 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2008-09-29 | |||
| 81 | Laungani, Neel Vishnu | ADQ008 | Rep | 2004-12-20 | |||
| RO | 2004-12-20 | 2008-09-29 | |||||
| 82 | Lee, Chun Wah (SFC:AFR066) 李俊華 | AFR066 | Rep | 2003-11-17 | |||
| 83 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-01-05 | ||
| RO | 2005-01-05 | 2005-06-16 | |||||
| 84 | Lee, Jae Young (SFC:AKP354) 李在英 | AKP354 | Rep | 2004-05-17 | 2005-01-01 | ||
| 85 | Lee, Myung Won 李明遠 | AHK970 | Rep | 2004-07-20 | 2007-07-04 | ||
| 86 | Lee, Seo Kyong 李瑞景 | AFK837 | Rep | 2004-02-27 | |||
| 87 | Lee, Wang Kwong 李泓廣 | AFS914 | Rep | 2004-08-20 | 2008-09-23 | ||
| 88 | Leo, Peck Chao 梁弼釗 | AJE093 | Rep | 2003-10-24 | 2004-02-18 | ||
| 89 | Leung, Amy Ming Yee 梁鳴儀 | F | AEJ623 | Rep | 2005-10-05 | ||
| 90 | Leung, Jenkin Ching Kei 梁正己 | 41 | M | AFF887 | Rep | 2004-08-16 | 2004-10-13 |
| RO | 2004-10-13 | 2005-07-28 | |||||
| 91 | Li, Yvonne Yee Yean 李宜然 | F | AFR270 | Rep | 2004-06-16 | 2008-03-11 | |
| 92 | Lim, Edmund Kim San 林金山 | M | AJE583 | Rep | 2003-11-07 | 2008-09-29 | |
| 93 | Lim, Hwee Ghee 林慧儀 | AGK672 | Rep | 2007-10-11 | |||
| 94 | Lin, Chao-Hua 林超驊 | ALL057 | Rep | 2004-11-11 | 2008-09-29 | ||
| 95 | Lin, Stella | F | ALQ960 | Rep | 2005-01-26 | 2005-04-27 | |
| 96 | Ling, Roy Chung Yee 林中一 | M | ALQ965 | Rep | 2005-01-26 | 2005-09-09 | |
| 97 | Liu, Hong (SFC:AKV057) 劉洪 | AKV057 | Rep | 2004-06-16 | 2005-05-20 | ||
| 98 | Liu, Kate Kit Yee 廖潔儀 | F | ACY139 | Rep | 2003-06-16 | 2008-09-29 | |
| 99 | Liu, Shao Li 劉曉黎 | ABV412 | Rep | 2004-03-02 | |||
| 100 | Low, Kenneth Meng Ee | M | AJD749 | Rep | 2003-10-22 | 2006-08-14 | |
| 101 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-01-14 | 2005-10-14 | |
| 102 | Ma, Yue (SFC:ALB800) 馬越 | ALB800 | Rep | 2004-08-09 | 2006-07-15 | ||
| 103 | Mahadevan, Suresh Ayodya | AJB405 | Rep | 2003-08-06 | 2005-05-20 | ||
| 104 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2007-04-10 | ||
| 105 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 106 | McCaughey, James Duncan | M | ALI505 | Rep | 2004-10-18 | 2005-04-07 | |
| 107 | McGrath, William Jude 馬格比利 | M | AFJ442 | RO | 2005-08-23 | ||
| 108 | McKeever, Stephen James | M | AFH236 | Rep | 2006-02-07 | ||
| 109 | Milliken, Peter James | M | AEO766 | Rep | 2008-02-01 | ||
| 110 | Mou, Alex Xinghai | AJB639 | Rep | 2003-08-15 | 2004-09-01 | ||
| 111 | Myong, Chun Hyong | AEN827 | Rep | 2005-02-02 | |||
| Rep | 2005-02-22 | 2008-09-29 | |||||
| 112 | Ng, Jessica Sze Man 吳詩敏 | F | AGC561 | Rep | 2003-06-30 | ||
| 113 | Ng, Mei Fun 吳美芬 | AAB732 | Rep | 2003-10-07 | |||
| 114 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-10-13 | 2004-04-15 | |
| 115 | Ngan, Bronson Lawrence | M | AGA247 | Rep | 2005-02-15 | ||
| 116 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 117 | O'Connor, Brian Michael | M | ABG705 | RO | 2005-06-03 | ||
| 118 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2005-04-27 | |
| 119 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2004-11-01 | 2005-06-17 | ||
| 120 | Page, Keith Emery | M | AIO977 | Rep | 2004-07-26 | 2004-08-25 | |
| 121 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 122 | Pamulapati, Lalit Chandra Choudary | AGD006 | Rep | 2006-07-20 | |||
| 123 | Pang, Eric Kwok Lik 彭國力 | M | ALJ833 | Rep | 2004-11-01 | 2008-09-29 | |
| 124 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2006-03-26 | |||
| 125 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | |||||
| RO | 2004-03-15 | 2005-05-05 | |||||
| 126 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2005-01-10 | |
| RO | 2005-01-10 | 2006-04-11 | |||||
| 127 | Quan, Hong 全弘 | AIE773 | Rep | 2004-05-10 | |||
| 128 | Quan, Qiang 全強 | 32 | M | AIB369 | Rep | 2003-10-28 | |
| 129 | Rawat, Abhishek (SFC:ALQ696) | M | ALQ696 | Rep | 2005-01-20 | 2005-03-24 | |
| 130 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2004-05-03 | 2008-09-29 | |
| 131 | Ryoo, Hee Jung 柳希姃 | AJF289 | Rep | 2003-12-09 | 2004-05-21 | ||
| 132 | Sargeant, Pierre Gregory | M | AJJ630 | Rep | 2004-01-13 | 2004-09-03 | |
| 133 | Sheng, Wei-Ting 盛薇庭 | AJL418 | Rep | 2004-04-19 | 2005-10-05 | ||
| 134 | Shin, Ju Young | AJD378 | Rep | 2003-10-13 | 2006-03-10 | ||
| 135 | Siazon, Ken I | M | ADW357 | Rep | 2003-05-30 | ||
| 136 | Sibia, Ranjeet Singh | AHH557 | Rep | 2004-12-06 | |||
| 137 | Sng, Sharon Mei-Yin | F | AHP734 | Rep | 2003-07-16 | ||
| 138 | Sun, Lu (SFC:AGF426) 孫璐 | AGF426 | Rep | 2007-03-02 | |||
| 139 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 140 | Sykes, Joel Alexander Hugh | M | AEX555 | Rep | 2004-07-15 | ||
| 141 | Tai, Ming Zhe 戴明哲 | AJF288 | Rep | 2003-12-09 | 2004-03-15 | ||
| 142 | Tan, Bok Chuan 陳木泉 | ALF923 | Rep | 2004-09-16 | 2006-06-06 | ||
| 143 | Tan, Chor Leng | AGR041 | Rep | 2003-10-07 | |||
| 144 | Tan, Wei Peng 陳威頻 | AFW644 | Rep | 2004-09-27 | |||
| 145 | Tan, Yun Yang 陳韻揚 | ALQ958 | Rep | 2005-01-26 | 2006-07-29 | ||
| 146 | Tang, Wai Yan (SFC:ADN093) 鄧惠因 | ADN093 | Rep | 2004-07-20 | 2005-05-20 | ||
| 147 | Tay, Teck How 鄭德豪 | AKV062 | Rep | 2004-06-15 | 2008-09-29 | ||
| 148 | Thai, Thanh Hung 蔡成雄 | 36 | M | ALB240 | Rep | 2004-08-04 | 2008-07-01 |
| 149 | Throsby, Timothy James Osborne | 39 | M | ACT590 | Rep | 2005-07-12 | |
| 150 | Tsang, Eric On Bong 曾安邦 | M | AAA072 | Rep | 2006-06-01 | ||
| 151 | Tsang, Ka Kin (SFC:ALD602) 曾家健 | ALD602 | Rep | 2004-08-26 | 2007-08-06 | ||
| 152 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | ADC037 | Rep | 2008-09-29 | |||
| 153 | Tweeboom, Norman Lionel | M | AJE275 | Rep | 2003-11-25 | 2004-06-25 | |
| 154 | Uahwatanasakul, Kalaya 余舜茵 | ALI359 | Rep | 2004-10-12 | 2008-09-13 | ||
| 155 | Upadhyay, Saurabh | AJF328 | Rep | 2003-12-09 | 2008-09-29 | ||
| 156 | Ventouras, Alexis | 38 | M | ADS012 | Rep | 2003-08-06 | |
| 157 | Wang, Fang (SFC:AID230) 王芳 | AID230 | Rep | 2008-09-29 | |||
| 158 | Wang, Jun Ping 王君平 | ADW638 | Rep | 2004-04-28 | |||
| 159 | Watson, Alan James David | 47 | M | AEE163 | Rep | 2004-07-08 | |
| 160 | Wernli, Michelle Suzanne | F | AIZ368 | Rep | 2003-06-19 | 2004-08-31 | |
| 161 | Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 | ACN459 | Rep | 2003-05-12 | 2005-08-01 | ||
| 162 | Wong, Anthony Man Chun 黃文俊 | M | AJD976 | Rep | 2004-04-10 | 2006-08-14 | |
| 163 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | AFT958 | Rep | 2003-05-13 | 2006-02-20 | |
| 164 | Wong, Chui Shan 黃翠珊 | AGN589 | Rep | 2003-06-30 | |||
| 165 | Wong, Edwin Ching Him 黃正謙 | AEB025 | Rep | 2008-09-29 | |||
| 166 | Wong, Marco Chi Duen | M | AFQ741 | Rep | 2008-09-29 | ||
| 167 | Woo, Charles Kun | M | AHS996 | Rep | 2003-10-07 | ||
| 168 | Woo, Rebecca Heng-yun 吳恆恩 | F | ABL783 | Rep | 2005-06-20 | ||
| 169 | Wright, Symon Robert | M | ACG024 | Rep | 2006-03-20 | ||
| 170 | Wu, Frances 胡穎文 | F | AFW032 | Rep | 2004-07-28 | 2008-09-29 | |
| 171 | Wu, Lici Leon Edward 伍禮慈 | AJD966 | Rep | 2003-11-06 | 2004-06-25 | ||
| 172 | Wu, Yat Wai 胡一威 | 38 | M | ACW474 | Rep | 2004-05-18 | |
| RO | 2004-05-18 | 2005-05-20 | |||||
| 173 | Xu, Ping (SFC:ALI016) 徐萍 | ALI016 | Rep | 2004-10-05 | 2008-09-29 | ||
| 174 | Yang, Zhizhong (SFC:ACO050) 楊志中 | ACO050 | Rep | 2004-09-15 | 2005-10-05 | ||
| 175 | Yap, Chin Yee 叶君瑜 | AFR721 | Rep | 2008-03-18 | |||
| 176 | Yoon, Yong Cheul | AGW405 | Rep | 2004-07-21 | |||
| 177 | Yu, Choi Yan 余彩欣 | AKP037 | Rep | 2004-05-13 | 2005-06-22 | ||
| 178 | Yu, Janice Man Kiu 茹蔓喬 | ADZ441 | Rep | 2004-02-03 | |||
| 179 | Yu, Ming Lai 余明麗 | AFU845 | Rep | 2003-08-15 | 2006-04-10 | ||
| 180 | Zhao, Yu (SFC:AJD965) 趙瑜 | AJD965 | Rep | 2004-02-16 | 2004-05-10 | ||
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