SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 西證(香港)證券經紀有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au Yeung, Tsz Bun 歐陽子斌 | Rep | 2007-09-19 | 2015-07-22 | ||
| 2 | Au, Kin Tak (SFC:ANQ975) 區建德 | Rep | 2006-10-05 | 2009-01-13 | ||
| 3 | Chak, Hong Wah 翟康華 | Rep | 2007-04-18 | 2008-04-01 | ||
| 4 | Cham, Nga Yin 湛雅妍 | F | Rep | 2006-05-25 | 2014-09-30 | |
| 5 | Chan, Chi Hang (SFC:AMI009) 陳智恆 | Rep | 2005-08-03 | 2005-09-22 | ||
| 6 | Chan, Chi Shing (SFC:ABE696) 陳志成 | Rep | 2006-09-28 | 2006-12-01 | ||
| 7 | Chan, Fung Chu 陳鳳珠 | Rep | 2007-07-12 | 2010-01-11 | ||
| 8 | Chan, Gee Tsung 陳知晉 | Rep | 2005-07-18 | 2005-08-11 | ||
| 9 | Chan, Ka Pui (SFC:ACY328) 陳嘉珮 | Rep | 2005-10-06 | |||
| Rep | 2006-02-23 | 2009-01-17 | ||||
| 10 | Chan, Kit Fei 陳杰飛 | Rep | 2007-02-16 | 2007-09-01 | ||
| 11 | Chan, Kwok Wah (SFC:ANQ479) 陳國華 | Rep | 2006-07-07 | 2014-07-16 | ||
| 12 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | Rep | 2003-10-03 | 2009-04-01 | ||
| 13 | Chan, Lee Yeung 陳利揚 | RO | 2016-04-30 | |||
| 14 | Chan, Parkson Kong Chung 陳綱頌 | Rep | 2007-09-20 | 2008-11-01 | ||
| 15 | Chan, Percy Pak Hin 陳柏軒 | M | Rep | 2006-10-17 | 2007-02-17 | |
| 16 | Chan, Pui Chi (SFC:ADX371) 陳沛慈 | Rep | 2007-09-27 | 2009-04-25 | ||
| 17 | Chan, Tat Wai (SFC:AFS989) 陳達威 | Rep | 2006-05-07 | |||
| 18 | Chan, Wei Kwun 陳維鈞 | Rep | 2016-09-09 | |||
| 19 | Chan, Wing Yin (SFC:AJG655) 陳永賢 | Rep | 2005-03-02 | 2005-07-28 | ||
| 20 | Chan, Yat Yuen (SFC:AMF310) 陳逸源 | Rep | 2005-07-18 | 2005-08-11 | ||
| 21 | Cheng, Chor Ki 鄭礎祺 | Rep | 2003-06-24 | 2014-08-18 | ||
| 22 | Cheng, Kwo Yeh 鄭戈野 | Rep | 2004-01-14 | 2007-11-01 | ||
| 23 | Cheng, Pak Lun 鄭柏綸 | Rep | 2007-08-02 | 2007-08-17 | ||
| 24 | Cheng, Yik 鄭翊 | Rep | 2006-11-09 | 2007-09-29 | ||
| 25 | Cheung, Chun Wing (SFC:AAK623) 張晉榮 | Rep | 2003-12-06 | 2004-03-18 | ||
| 26 | Cheung, Erica Man Sze 張文詩 | F | Rep | 2005-03-08 | 2008-08-01 | |
| 27 | Cheung, Felix Cheuk Leung 張焯樑 | M | Rep | 2004-03-24 | 2004-04-29 | |
| 28 | Cheung, Ka Lam (SFC:APM096) 張嘉琳 | Rep | 2007-08-28 | 2008-02-07 | ||
| 29 | Cheung, Kevin Ka Ho 張家豪 | M | Rep | 2007-02-12 | 2007-07-27 | |
| 30 | Cheung, Kit Lin 張潔蓮 | Rep | 2005-03-22 | 2005-12-05 | ||
| 31 | Cheung, Scott 張詩傑 | M | Rep | 2004-06-25 | 2004-08-17 | |
| 32 | Cheung, Vancy Wai Ching 張慧菁 | Rep | 2007-08-23 | 2008-07-13 | ||
| 33 | Chim, Wai Kwok 詹偉國 | Rep | 2006-09-11 | 2010-12-31 | ||
| 34 | Chiu, Yu Hin 趙宇軒 | Rep | 2005-03-16 | 2005-06-28 | ||
| 35 | Choi, Sau Wai 蔡秀慧 | Rep | 2004-03-03 | |||
| 36 | Chow, Davy Kwok Yuen 周國遠 | Rep | 2007-09-19 | 2008-05-01 | ||
| 37 | Chow, Eric Wai Tat 鄒偉達 | M | Rep | 2004-05-04 | 2004-06-27 | |
| 38 | Chow, Yin Shan 周燕珊 | F | Rep | 2003-10-17 | 2013-07-01 | |
| 39 | Choy, Chak Wai 蔡澤偉 | Rep | 2003-12-30 | 2008-10-21 | ||
| 40 | Choy, Natalie Yuk Tin 蔡玉鈿 | F | Rep | 2004-05-18 | 2005-02-22 | |
| 41 | Chu, Kwok Kuen 朱國權 | Rep | 2005-06-08 | 2014-08-25 | ||
| 42 | Chu, Lap Yan 朱立仁 | Rep | 2007-09-19 | 2013-05-21 | ||
| 43 | Chu, Wai Chau 朱緯洲 | Rep | 2007-01-10 | 2007-02-07 | ||
| 44 | Chui, Regina Wai Kwok 崔慧幗 | F | Rep | 2005-07-12 | 2006-03-08 | |
| 45 | Chung, Hiu Ying (SFC:APL398) 鍾曉瑩 | Rep | 2007-08-20 | 2008-02-15 | ||
| 46 | Chung, King Yip 鍾敬業 | Rep | 2004-12-29 | 2005-07-19 | ||
| 47 | Chung, Sindy Sin Yu (SFC:AML640) 鍾倩茹 | Rep | 2005-09-13 | 2005-11-16 | ||
| 48 | Fan, Hoi Man 樊海文 | Rep | 2007-08-22 | 2007-08-22 | ||
| 49 | Fok, Victor Ying Wai 霍英偉 | M | Rep | 2005-08-08 | 2006-01-13 | |
| 50 | Fong, Tsz Man 方子文 | Rep | 2007-04-02 | 2008-04-24 | ||
| 51 | Fu, Chung Fat 符松發 | Rep | 2005-07-05 | 2005-10-04 | ||
| 52 | Fung, Kim Chow 馮劍周 | Rep | 2006-10-12 | 2007-03-03 | ||
| 53 | Fung, Sze Yu 馮時裕 | Rep | 2007-06-08 | 2017-01-06 | ||
| 54 | Har, Wai Sang 夏偉生 | Rep | 2007-03-06 | 2012-05-08 | ||
| 55 | Ho, Kin Bor 何建波 | Rep | 2005-11-22 | 2008-10-01 | ||
| 56 | Ho, Shiu Yu 何韶頤 | Rep | 2007-09-19 | 2012-11-01 | ||
| 57 | Ho, Stanley Kei Kon 何奇澣 | M | Rep | 2007-06-28 | 2007-07-26 | |
| 58 | Hui, Rebecca 許碧嘉 | F | Rep | 2007-02-23 | 2008-11-14 | |
| 59 | Hui, Ying Kit (SFC:AHJ467) 許英傑 | Rep | 2005-05-26 | 2006-09-25 | ||
| Rep | 2007-08-13 | 2008-11-01 | ||||
| 60 | Ip, Pui Lan 葉佩蘭 | F | Rep | 2003-09-24 | 2005-05-20 | |
| 61 | Kam, Dickson Chun Wah 甘鎮華 | M | Rep | 2005-06-29 | 2007-01-08 | |
| 62 | Koo, Kit Yi 古潔儀 | Rep | 2007-02-06 | 2007-03-02 | ||
| Rep | 2007-09-05 | 2008-01-14 | ||||
| 63 | Kwok, Stephen Chee King 郭子敬 | M | Rep | 2003-10-23 | 2005-11-01 | |
| 64 | Kwok, Sui Lun 郭瑞麟 | Rep | 2005-10-20 | 2006-03-15 | ||
| 65 | Lai, Kwok Chun 黎國俊 | Rep | 2005-07-13 | 2005-09-21 | ||
| 66 | Lai, Yu Ling 黎悅怜 | Rep | 2007-01-29 | 2007-03-02 | ||
| 67 | Lam, Brian Chun Yip 林俊業 | M | Rep | 2005-01-27 | 2005-09-02 | |
| 68 | Lam, Jeffrey Ho Yeung 林浩揚 | M | Rep | 2005-04-19 | 2006-06-10 | |
| 69 | Lam, Man Chiu (SFC:AOB467) 林文超 | Rep | 2006-10-17 | 2006-12-28 | ||
| 70 | Lam, Mandy Choi Ying 林賽盈 | F | Rep | 2004-04-30 | 2009-02-01 | |
| 71 | Lam, Sheung Lai 林尚禮 | Rep | 2007-09-24 | 2007-11-08 | ||
| 72 | Lam, Tai Lung 林棣濃 | Rep | 2005-05-09 | 2006-01-26 | ||
| 73 | Lam, Wai Ming (SFC:AHA267) 林慧明 | Rep | 2004-04-21 | 2005-10-21 | ||
| 74 | Lau, Danny Man Ming 劉旻明 | Rep | 2005-11-02 | |||
| 75 | Lau, Elaine Yim Ling 劉艷玲 | F | Rep | 2007-03-21 | 2018-09-04 | |
| 76 | Lau, Richard Kwok Kuen 劉國權 | M | Rep | 2006-12-20 | 2007-03-14 | |
| 77 | Lau, Sze Ming 劉思明 | Rep | 2004-09-21 | |||
| 78 | Lau, Wai Ming (SFC:APF153) 劉威明 | Rep | 2007-06-28 | 2007-09-04 | ||
| 79 | Law, Cho Kin 羅祖堅 | Rep | 2003-11-17 | 2004-06-04 | ||
| 80 | Lee, Chi Wing (SFC:AOI909) 李之穎 | Rep | 2006-12-20 | 2007-08-06 | ||
| 81 | Lee, Fu Kuen (SFC:ABP491) 李富權 | Rep | 2005-04-18 | 2009-10-23 | ||
| 82 | Lee, Hung Kwong 李鴻光 | Rep | 2007-03-21 | 2008-06-01 | ||
| 83 | Lee, Man Sze 李文斯 | Rep | 2006-01-20 | 2006-04-20 | ||
| 84 | Lee, Wai Kit (SFC:AEY372) 李偉傑 | Rep | 2003-12-17 | 2014-08-14 | ||
| 85 | Leung, Caesar Shiu Yue 梁兆宇 | Rep | 2005-06-22 | 2006-01-07 | ||
| 86 | Leung, Chin Pang (SFC:AFO524) 梁展鵬 | M | Rep | 2003-10-02 | 2005-09-22 | |
| 87 | Leung, Judy Hoi Yan 梁凱恩 | F | Rep | 2003-06-12 | 2005-02-04 | |
| 88 | Li, Chi Hong (SFC:AMJ927) 李志航 | Rep | 2005-08-24 | 2016-08-10 | ||
| 89 | Li, Ka Fai (SFC:AHQ396) 李家輝 | Rep | 2004-08-12 | |||
| 90 | Li, Shing 李誠 | Rep | 2004-07-14 | 2004-11-10 | ||
| 91 | Ling, Miu Kai 凌妙佳 | Rep | 2004-07-28 | 2005-01-07 | ||
| 92 | Lit, Yuk Ping 列玉萍 | Rep | 2007-06-11 | 2007-09-01 | ||
| 93 | Liu, Ka Po (SFC:AOM985) 廖嘉寶 | Rep | 2007-02-03 | 2007-12-29 | ||
| 94 | Liu, Oi Yee 廖靄兒 | Rep | 2007-03-14 | 2019-01-05 | ||
| 95 | Ma, Chin Man 馬展文 | Rep | 2007-01-09 | 2007-01-19 | ||
| 96 | Ma, Cho Hong 馬祖匡 | Rep | 2006-03-27 | 2007-02-09 | ||
| 97 | Ma, Kevin Chun Wai 馬振威 | M | Rep | 2006-07-17 | 2006-08-21 | |
| 98 | Mak, Agnes Wing Shun 麥頴遜 | F | Rep | 2006-11-15 | 2006-11-18 | |
| Rep | 2007-05-14 | 2007-10-12 | ||||
| 99 | Mak, Kit Ying (SFC:AEP598) 麥潔英 | Rep | 2007-07-19 | 2007-08-29 | ||
| 100 | Mok, Kit Ling 莫潔玲 | Rep | 2005-04-13 | 2006-08-07 | ||
| 101 | Mui, Benny Lap Bun 梅立斌 | M | Rep | 2007-08-16 | 2008-03-10 | |
| 102 | Mung, Chi Kin 蒙賜健 | Rep | 2007-03-14 | 2008-05-05 | ||
| 103 | Mung, Siu Cho 蒙紹祖 | Rep | 2007-09-19 | 2008-04-03 | ||
| 104 | Ng, Johnny Sze Yan 伍時欣 | M | Rep | 2007-07-09 | ||
| 105 | Ng, Kenneth Chun Tak 吳進德 | M | Rep | 2007-05-18 | 2017-11-01 | |
| 106 | Ng, Mike Yat Ming 吳一鳴 | M | Rep | 2005-09-20 | 2007-02-23 | |
| 107 | Ng, Tin Wai (SFC:ALR014) 伍鈿瑋 | Rep | 2005-01-31 | 2005-06-28 | ||
| 108 | Ngan, Man Wing 顏敏穎 | Rep | 2005-01-21 | 2005-04-14 | ||
| 109 | Pang, Ching Lok 彭正樂 | Rep | 2003-04-16 | 2003-07-17 | ||
| 110 | Pao, Lik 鮑力 | Rep | 2007-12-20 | |||
| 111 | Poon, Dixon Tit Chu 潘鐵柱 | M | Rep | 2013-08-01 | ||
| 112 | Poon, Lung Sang 潘龍生 | Rep | 2004-04-16 | 2004-05-03 | ||
| 113 | Poon, Vincent Jun U 潘君宇 | M | Rep | 2007-08-17 | 2007-10-25 | |
| 114 | Pun, Hau Wai 潘巧惠 | Rep | 2005-01-17 | 2006-06-14 | ||
| 115 | Pun, Tit Shan 潘鐵珊 | 47 | M | RO | 2008-01-01 | |
| 116 | Shung, Kwok Yin 宋國彥 | Rep | 2003-12-04 | |||
| 117 | Siu, Helfen Hi Kin 蕭起健 | Rep | 2003-10-16 | 2008-02-20 | ||
| 118 | Siu, Wai Yip 蕭偉業 | Rep | 2007-04-04 | 2007-05-15 | ||
| 119 | So, Bowie Chi Kit 蘇子傑 | M | Rep | 2004-01-09 | 2009-06-01 | |
| 120 | Su, Kun (SFC:APB743) 苏崑 | Rep | 2007-06-08 | 2008-07-19 | ||
| 121 | Tam, Hin Fai 譚顯輝 | Rep | 2006-11-03 | 2007-01-03 | ||
| 122 | Tam, Kam Fung (SFC:AFE354) 譚金鳳 | Rep | 2003-10-02 | 2004-03-18 | ||
| 123 | Tang, Lai Hing 鄧麗馨 | Rep | 2006-10-16 | 2007-04-16 | ||
| 124 | Tang, Wing To 鄧榮滔 | Rep | 2006-02-24 | 2006-09-01 | ||
| 125 | Ting, Ngai 丁嵬 | Rep | 2005-06-17 | 2006-09-01 | ||
| Rep | 2007-05-08 | 2007-11-14 | ||||
| 126 | Ting, Sau Min 丁秀棉 | Rep | 2003-06-13 | 2004-02-05 | ||
| 127 | To, Perry Ho Ting 杜浩霆 | M | Rep | 2005-03-16 | 2006-10-17 | |
| 128 | Tong, Johnson Shing 唐誠 | M | Rep | 2006-10-20 | 2007-07-16 | |
| 129 | Tong, Sze Yin 唐詩妍 | Rep | 2007-08-09 | 2007-10-16 | ||
| 130 | Tsang, Hing Wa (SFC:AOS654) 曾慶華 | Rep | 2007-03-26 | 2007-04-20 | ||
| 131 | Tsang, Lisa Wing Ying 曾永瑩 | F | Rep | 2004-04-21 | 2005-04-04 | |
| 132 | Tsang, Timothy Chi Kong 曾志剛 | M | Rep | 2007-06-27 | 2007-10-19 | |
| 133 | Tsoi, Yuen Hoi 蔡元開 | M | Rep | 2003-12-18 | 2005-02-04 | |
| 134 | Tsui, Susanne Cherie 徐海宇 | Rep | 2007-09-19 | 2009-01-01 | ||
| 135 | Wan, Mark Chuck Pui 溫灼培 | M | Rep | 2005-05-19 | ||
| 136 | Wong, Archie Hak Chi 王克志 | Rep | 2007-07-23 | 2007-09-12 | ||
| 137 | Wong, Chung Wai (SFC:AGM503) 黃頌偉 | Rep | 2004-10-28 | 2005-09-09 | ||
| 138 | Wong, Hoi Ki (SFC:AJO046) 黃海祺 | Rep | 2004-03-15 | 2005-09-21 | ||
| 139 | Wong, Jackson Chi Yeung 黃志陽 | M | Rep | 2014-08-31 | ||
| 140 | Wong, Kenneth Chin Pang 黃展鵬 | M | Rep | 2003-06-24 | 2005-10-06 | |
| 141 | Wong, Kim Fun 黃劍芬 | Rep | 2005-01-20 | 2006-03-16 | ||
| 142 | Wong, Man Suen 黃汶瑄 | F | Rep | 2006-01-24 | 2006-02-07 | |
| 143 | Wong, Pui Cheung 黃佩璋 | Rep | 2005-06-14 | 2008-02-01 | ||
| 144 | Wong, Siu Kai (SFC:AIY516) 黃兆佳 | Rep | 2003-06-16 | 2003-08-08 | ||
| 145 | Wong, Suk Mei (SFC:APA236) 黃淑媚 | Rep | 2007-05-28 | 2007-06-05 | ||
| 146 | Wong, Tat Wai 黃達威 | Rep | 2006-01-18 | 2006-02-08 | ||
| 147 | Wong, Wai Yip (SFC:APJ410) 黃偉業 | Rep | 2007-08-08 | 2008-05-01 | ||
| 148 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | Rep | 2006-02-24 | 2006-06-01 | ||
| 149 | Wong, Yi Fung 黃宜豐 | Rep | 2007-03-06 | 2008-12-01 | ||
| 150 | Wu, Wai Lun 胡偉倫 | Rep | 2007-05-31 | 2007-12-23 | ||
| 151 | Yam, Chin Pang (SFC:ANL963) 任展鵬 | Rep | 2006-05-29 | 2006-09-20 | ||
| 152 | Yeung, Chi Yung (SFC:AMC935) 楊智勇 | Rep | 2005-06-17 | 2005-10-28 | ||
| 153 | Yeung, Ching (SFC:ALW845) 楊靜 | Rep | 2005-04-21 | 2014-07-31 | ||
| 154 | Yeung, Man Choi 楊文彩 | Rep | 2007-01-17 | 2007-01-23 | ||
| 155 | Yeung, Tsz Kin 楊梓健 | Rep | 2007-04-02 | 2007-11-24 | ||
| 156 | Ying, Chien Huang 英建煌 | Rep | 2005-03-22 | 2008-03-06 | ||
| 157 | Yip, Emily Wing Man 葉詠雯 | F | Rep | 2004-05-18 | 2004-07-06 | |
| 158 | Yip, Kai Chi (SFC:AEK796) 葉啟志 | Rep | 2007-09-19 | 2008-05-29 | ||
| 159 | Yip, Kelvin Lai Sang 葉勵生 | M | Rep | 2007-03-30 | 2008-09-17 | |
| 160 | Yip, Lai Mei 葉麗薇 | Rep | 2017-03-31 | |||
| 161 | Yip, Shek Hung 葉錫洪 | Rep | 2005-04-21 | 2005-05-19 | ||
| 162 | Yiu, Chung Shun 姚忠信 | Rep | 2007-02-27 | 2007-03-13 | ||
| 163 | Yiu, Kwing Sum 姚炯深 | 35 | M | Rep | 2006-10-12 | 2006-12-01 |
| 164 | Yu, Grace Ka Yan 余嘉欣 | F | Rep | 2006-05-22 | 2007-08-27 | |
| 165 | Yu, Ray Wai Yip 俞偉業 | M | Rep | 2006-10-20 | 2006-11-14 | |
| 166 | Yue, Wing Man (SFC:AOE779) 俞穎文 | Rep | 2006-11-28 | 2008-02-07 |
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