BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Ai, Haiqing 艾海青 APR820 Rep 2007-09-27 2011-11-18
2 Au-Yeung, Sin Kwan 歐陽倩君 ASW469 Rep 2009-04-23 2011-11-18
3 Baillie, Samuel Jeremy M AOU472 Rep 2007-04-10 2011-06-17
4 Barker, Robert Edward Thomas M ACA728 Rep 2006-09-11 2018-03-07
5 Barry, Matthieu Francois Marie M AOL436 Rep 2007-06-12 2017-06-15
6 Bertet, Alain Jean-Philippe ATS633 Rep 2009-09-17 2010-03-08
7 Besson, Florent AUI988 Rep 2009-12-17 2014-07-21
8 Biette, Benjamin Gerard Philippe M ATO827 Rep 2009-08-31 2016-05-10
9 Bloud, Valery Laurent Gregory M ALH710 Rep 2009-01-23 2019-07-26
10 Boubee, Pascal Frederic M ATS148 Rep 2009-09-10 2015-08-21
11 Buriot, Yves Bruno Auguste M ATD948 Rep 2009-06-19 2019-10-04
12 Champagne, Jean-Marc Beaugrand 向君浩 AKJ299 Rep 2007-06-12 2011-04-29
13 Chan, Christopher Wing Kok 陳穎珏 M ATW449 Rep 2009-10-02 2015-06-30
14 Chan, Dennis Kwok Leung 陳國樑 M AEO546 Rep 2010-05-11
15 Chan, Dominic Chi Ming 陳志銘 M ADC344 Rep 2008-07-14 2019-07-04
16 Chan, Lap Man (SFC:AGN575) 陳立民 AGN575 Rep 2007-09-04 2012-10-12
17 Chan, Man Fong (SFC:AQA622) 陳姻希 F AQA622 Rep 2007-11-19 2011-06-30
18 Chan, Wa Ming 陳華明 ACJ230 Rep 2006-06-01
19 Chang, Ching-Kun 張靖坤 ALJ991 Rep 2009-08-26 2010-07-23
20 Chang, Michael (SFC:ALA654) M ALA654 Rep 2009-07-15 2010-08-21
21 Chaoui, Karim Mohamed Jean M ATH690 Rep 2009-07-06 2010-04-27
22 Chen, Huanming (SFC:AIU879) 陳睆明 AIU879 Rep 2004-09-23 2013-03-20
23 Chen, Qiuping (SFC:ATN566) 陳邱萍 ATN566 Rep 2009-08-21 2015-06-26
24 Chen, Shu-Lin 陳淑玲 AUD565 Rep 2009-11-17 2010-04-21
25 Chen, Wei Li (SFC:AKU887) 陳偉力 AKU887 Rep 2009-01-07 2015-05-08
26 Chen, Xingdong 陳興動 AGM486 Rep 2021-09-24
27 Chen, Zhong Wei 陳仲偉 AMM502 Rep 2009-09-25 2012-04-11
28 Cheng, Samuel Yan Lap 鄭恩立 M AAW137 Rep 2008-08-26 2012-10-12
29 Cheng, Stanley Hsing-i M AUE093 Rep 2009-11-23 2012-05-18
30 Cheung, Kwok Yuen 張國源 ABT596 Rep 2009-06-04 2011-01-01
31 Cheung, Sylvia Siu Ling 張少齡 F AIZ781 Rep 2004-12-20 2024-05-03
32 Chiong, Sai Lung 張世龍 AHM814 Rep 2007-08-17 2010-04-01
33 Chiu, Krystal Yu Pui 趙汝珮 F ALN581 Rep 2007-06-18 2013-10-17
34 Cho, Kelvin Kwong Lun 曹廣麟 31 M AHT594 Rep 2008-09-30 2010-07-14
35 Choi, Hyung Wook 崔亨旭 AQO335 Rep 2009-10-12 2010-07-23
36 Chu, Henry Cheuk Hin 朱卓軒 M AUC315 Rep 2009-11-05 2015-12-03
37 Chu, Wayne Wing Kar 朱永嘉 M AHO643 Rep 2006-05-24 2010-10-15
38 Chung, Wai Shing (SFC:AMF222) 鍾偉成 AMF222 Rep 2008-05-16 2010-04-02
39 Cooper, Kenneth Allen M ACW742 Rep 2008-12-18 2010-07-09
40 Cui, Fan (SFC:AQR519) 崔帆 AQR519 Rep 2008-03-20 2011-08-16
41 Cutts, William Andrew M ACX993 Rep 2009-10-21 2011-12-02
42 Cuzol, Nicolas M AQY368 Rep 2008-04-30 2010-08-11
43 Desmarest, Vincent Benjamin Thierry M ARM867 Rep 2008-08-15 2018-01-16
44 Ding, Ying (SFC:AOP076) 丁莹 AOP076 Rep 2007-02-16 2013-04-01
45 Dujardin, Guillaume Nicolas M AUJ687 Rep 2009-12-24 2022-06-02
46 Faure, Stephane AQR524 Rep 2008-03-20 2010-08-28
47 Feschet, Boris Xavier M AMK015 Rep 2007-05-25 2010-12-03
48 Fitoussi, Patrick Kelifa M ASF398 Rep 2009-01-07 2010-01-15
49 Frahi, Karim ATO829 Rep 2009-08-31
50 Gao, Jiangfeng 高劍鋒 AQS811 Rep 2008-03-28 2010-05-07
51 Gilbert, Laurent Luc AKI922 Rep 2007-09-14 2011-08-04
52 Grey, Kathleen Maree ATL480 Rep 2009-07-27 2011-11-21
53 Grivel, Shino Anne (SFC:ATI110) F ATI110 Rep 2009-07-14 2012-01-31
54 Hao, Zhiwei (SFC:APU608) 郝志偉 APU608 Rep 2007-10-11 2010-08-02
55 Harris, Jonathan Howe M ACA158 RO 2006-12-27 2012-09-06
56 Hetherington, John Charles 夏嶺東 M ABN564 Rep 2008-07-22 2010-09-10
57 Ho, Sai Man (SFC:AFE069) 何世文 AFE069 Rep 2006-04-03 2011-11-18
58 Holloway, Christopher James (SFC:ANQ300) M ANQ300 Rep 2007-11-22 2010-09-01
59 Hung, Ngar Kit 洪雅潔 ADO331 Rep 2007-09-04 2016-11-04
60 Hwang Ys, Jonathan M AGF429 Rep 2009-02-09 2011-11-21
61 In, Weiyee 殷維一 AUD689 Rep 2009-11-17 2013-12-13
62 Ip, Florence Hiu Man 葉曉雯 F AIZ577 Rep 2006-04-27 2010-08-14
63 Jessner, Gregory M ATR236 Rep 2009-09-23 2016-07-19
64 Kasten, Olaf AGG322 Rep 2009-05-22 2010-06-05
65 Keung, Man Sang 姜民生 AAD287 Rep 2011-11-18
66 Kido, Tadashi 城戶証 ASZ388 Rep 2009-06-29 2011-11-18
67 Ko, Silvia 高思雯 F APQ588 Rep 2007-09-18 2010-05-01
68 Kong, Hon Ming 江漢明 AFC648 Rep 2012-11-29
69 Kuang, Michelle Xia 匡霞 F AML239 Rep 2006-09-07 2012-07-31
70 Kuo-Tsing-Jen, Nicolas Guillaume Stephane M ARN751 Rep 2008-08-27 2010-01-02
71 Kwan, Sze Man 關思敏 ANN401 Rep 2006-06-21 2010-09-23
72 Lam, Nancy Man Wai 林文慧 F ANO998 Rep 2006-06-26 2010-06-29
73 Law, Margaret Chi Yee 羅紫宜 F ANC153 Rep 2006-02-27 2010-04-02
74 Lee, Chun Ming (SFC:AME417) 李振銘 AME417 Rep 2009-11-17 2015-07-17
75 Lee, Wai Kei 李偉基 AGE853 Rep 2007-05-25 2015-06-12
76 Lee, Winner Sze Yui 李詩蕊 AFJ239 Rep 2017-05-04
77 Leung, Hugo Pak Hon (1968) 梁柏瀚 41 M ABX165 RO
78 Leung, Lok Yan (SFC:ATX315) 梁樂欣 ATX315 Rep 2009-10-08 2010-02-20
79 Leung, Richard Tak Wah 梁德驊 M AQR039 Rep 2008-03-12 2017-08-04
80 Li, Tingting (SFC:ARI573) 李婷婷 ARI573 Rep 2008-07-21 2014-05-21
81 Li, Xiaoli (SFC:ALY129) 李曉麗 ALY129 Rep 2009-06-01 2012-04-11
82 Limouzi, Quentin Gregoire (SFC:ARW177) M ARW177 Rep 2008-11-20 2011-02-09
83 Lin, Alen Cheng-Yi 林政毅 ANW411 Rep 2009-07-15 2016-04-28
84 Littell, Christopher James M AGM210 Rep 2008-12-18 2016-06-15
85 Liu, Jia (SFC:APO197) 劉佳 APO197 Rep 2007-09-04 2014-04-24
86 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2009-09-28
87 Liu, Wei (SFC:ALG199) 劉煒 ALG199 Rep 2008-08-20 2010-06-01
88 Loyer, Leonard Benoit Julien Emile M AUD564 Rep 2009-11-17 2011-03-31
89 Lucido, Lorenzo Giuseppe M APZ506 Rep 2009-02-19 2013-03-14
90 Lui, Wai Ming (SFC:AEX466) 呂偉明 AEX466 Rep 2004-08-09 2015-09-30
91 Luk, Pik Shan 陸碧珊 AIC800 Rep 2004-12-20 2014-03-28
92 Ma, Junrui 馬隽睿 ARR894 Rep 2008-10-06 2010-06-23
93 Mailleux, Sebastien Andre Paul M ASQ093 Rep 2009-03-31 2017-08-29
94 Mak, Carol Michele Kar Wai 麥嘉慧 F ABX294 Rep 2009-07-20 2011-11-21
95 Man, Henry (SFC:AMS055) 文子威 M AMS055 Rep 2005-11-09 2013-04-15
96 Maugino, Herve Cedric Stephane M ATO808 Rep 2009-08-20 2010-09-25
97 McDonnell, Clive James M ACV271 Rep 2007-06-18 2011-07-29
98 Meng, Yuan (SFC:AIH602) 孟原 AIH602 Rep 2011-05-01
99 Miller, Daniel Owen 但米勒 M ACU447 Rep 2009-09-10 2013-09-23
100 Moldovan, Jonathan M ASZ094 Rep 2009-05-15 2013-07-31
101 Musetti, Robert Cesare M AAZ177 Rep 2009-07-02 2015-04-01
102 Narain, Jayesh Suresh M AQX336 Rep 2008-04-23 2013-05-31
103 Ng, Bernard Chee Leung 吳子樑 M APV582 Rep 2007-10-15 2014-08-27
104 Ng, Sze Ho 吳思浩 AFI898 Rep 2005-04-21 2016-04-29
105 Pablo, Gerardo Gonzalez 巴布羅 M AFZ873 Rep 2006-07-17 2010-05-01
106 Rageau, Patrice Frederic M AMK424 Rep 2009-07-13 2019-02-12
107 Remington, Miles Christian M ABI138 RO 2004-12-03 2012-08-31
108 Rousseau, Pierre Charles Gislain 46 M AHL124 RO 2006-09-19 2018-06-30
109 Salmon, Raphael Francis Rene M ARO864 Rep 2008-09-09 2013-03-25
110 Sanft, Erwin Ralph 歐文 39 M AED179 Rep 2007-05-02 2012-10-05
111 Saubestre, Paul Frederic Henri M AHD374 RO 2008-11-24 2013-02-18
112 Shaha, Sourabh Sharashchandra ANX921 Rep 2007-07-27 2011-06-13
113 Shimamori, Michiko 島守倫子 ATE242 Rep 2009-06-29 2011-05-09
114 Sonnenberg, Nicholas Matthew M AUI264 Rep 2009-12-15 2010-09-20
115 Sun, Derrick 孫裕文 M APY600 Rep 2007-11-06 2012-06-08
116 Ta, Francois M AQZ652 Rep 2008-05-07 2022-05-31
117 Tam, Josiah Chung Fai 譚仲暉 M AIH357 Rep 2008-05-15 2019-05-08
118 Tan, Gee Meng AHK745 Rep 2006-06-05 2010-08-31
119 Thibault, Emmanuel Marie Philippe Daniel M ATW114 Rep 2009-10-05 2023-01-03
120 Thorburn, Mark Alexander M AAS209 Rep 2008-07-15 2010-11-25
121 Tian, Xiaolei 田小磊 ARS482 Rep 2008-10-15 2021-11-15
122 Tompkins, John G M ANK430 Rep 2009-11-17 2010-11-05
123 Trinh, Nicholas Hung 鄭雄評 M ACL231 Rep 2005-04-07 2013-05-24
124 Trivedi, Anshul ASK045 Rep 2009-02-05 2014-01-30
125 Tsai, Chien-Kuo 蔡建國 ALA691 Rep 2009-09-08 2011-04-27
126 Tung, Kenneth Yiu Kei 董耀基 M AQS812 Rep 2008-03-28 2011-11-18
127 Walters, Andrew James (SFC:AOT505) M AOT505 Rep 2009-07-02 2014-03-31
128 Wang, Li-Ting 王俐婷 ANO992 Rep 2006-06-26 2010-06-26
129 Wang, Shou Jen 王壽仁 APY531 Rep 2007-11-02 2010-03-26
130 Wang, Shuai (SFC:AOH868) 王帥 AOH868 Rep 2007-07-17 2011-07-26
131 Wang, Yingchu 王穎初 ARL276 Rep 2008-08-07 2023-03-30
132 Way, Bradley J M AOD728 Rep 2008-08-12 2011-09-23
133 Wong, Alan (SFC:APD362) 黃亞倫 M APD362 Rep 2009-06-23 2010-06-18
134 Wong, Anthony Chun Tung 黃俊東 M AQJ979 Rep 2008-01-28 2014-08-08
135 Wong, Christopher Sze Tung 王世楝 M AEA664 Rep 2004-12-20 2012-10-18
136 Wong, Kwok Keung (SFC:ACC472) 汪國強 ACC472 Rep 2011-05-27
137 Wong, Kwong Man (SFC:AHW146) 黃鄺文 AHW146 Rep 2006-05-15
138 Wong, Timothy Tin Wai 黃天維 M AFS526 Rep 2008-12-19 2014-04-14
139 Wong, Weng Tong 黃榮東 ARI934 Rep 2008-07-28
140 Woo, Herman Hon Man 胡瀚文 M AGN338 Rep 2007-04-11 2011-01-19
141 Yang, Nancy Wen 楊海雯 F AJC937 Rep 2008-07-28 2011-07-15
142 Yang, Qianqian 楊倩倩 ATD760 Rep 2009-06-26 2011-09-06
143 Yeung, Jack Yuhin 楊宇恆 M APG568 Rep 2007-07-17 2012-07-09
144 Yin, He 尹賀 AJM689 Rep 2007-07-25 2010-02-03
145 Yip, Fung 葉豐 ALZ665 Rep 2007-05-25 2016-04-25
146 Yip, Shun Man 葉舜文 AOY468 Rep 2007-05-21 2011-05-27
147 Yuen, William 袁家樂 M ARN485 Rep 2008-08-20 2011-11-18
148 Yung, Sai Kuen 翁世權 AIH349 Rep 2006-05-25 2010-03-30
149 Zee, Chi Ming 徐啟敏 AFT051 Rep 2007-05-08 2011-11-18
150 Zhang, Jin (SFC:ANG412) 張瑾 ANG412 Rep 2007-10-03 2018-05-15
151 Zhou, Ying (SFC:ARR377) 周瑩 ARR377 Rep 2008-10-02 2011-09-01

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