Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Alexander, Charles Alan Heathcote | 52 | M | ALI373 | RO | 2009-07-28 | 2010-06-03 |
| 2 | Arai, Fumiko Bonnie 荒井富美子 | AEU155 | Rep | 2005-06-03 | |||
| 3 | Au, Andrew (SFC:AGA691) 歐子健 | M | AGA691 | Rep | 2003-05-29 | ||
| Rep | 2005-01-20 | 2010-03-22 | |||||
| 4 | Auchecorne, Julien Daniel Patrick | M | ANH705 | Rep | 2007-08-15 | 2010-04-08 | |
| 5 | Austin, Gregory Charles | M | AFP266 | Rep | 2004-04-23 | 2008-02-18 | |
| Rep | 2009-09-08 | 2010-02-04 | |||||
| 6 | Babington, Brooke Marie | F | ACP987 | Rep | 2005-02-24 | 2007-02-17 | |
| 7 | Bagnall, Andrew Edward James | M | ADB034 | Rep | 2004-08-21 | ||
| 8 | Brink, Natalie Ann | F | AGL521 | Rep | 2009-11-17 | 2015-01-08 | |
| 9 | Cao, Qi (SFC:ANH530) 操琦 | ANH530 | Rep | 2006-04-24 | 2008-06-19 | ||
| 10 | Carey, Andre' Lionel | M | ADV085 | Rep | 2003-12-22 | 2004-10-04 | |
| 11 | Chai, Denise Sara 蔡龍姬 | F | ADR497 | RO | 2005-06-08 | ||
| 12 | Chan, Catherine Sei Wing 陳思穎 | F | APF689 | Rep | 2007-07-04 | 2010-03-22 | |
| 13 | Chan, Edmund Wai Hung 陳偉雄 | M | AFT585 | Rep | 2006-04-07 | 2008-05-20 | |
| RO | 2008-05-20 | 2009-02-10 | |||||
| 14 | Chan, Eric Kai Wah 陳啟華 | M | AAF083 | RO | 2014-03-29 | ||
| 15 | Chan, Grant 陳國柱 | ACS830 | Rep | 2005-03-21 | 2007-08-17 | ||
| 16 | Chan, John Yui Fung 陳銳峰 | M | ALF650 | Rep | 2006-09-13 | 2010-03-22 | |
| 17 | Chan, Ka Hung (SFC:AOA854) 陳嘉鴻 | AOA854 | Rep | 2006-10-12 | 2010-06-25 | ||
| 18 | Chan, Ka Wang Karen 陳嘉詠 | F | AIH479 | Rep | 2005-03-15 | 2007-04-28 | |
| 19 | Chan, Rebecca Wai Ying (SFC:AMF214) 陳慧瑩 | F | AMF214 | Rep | 2006-05-09 | 2007-03-30 | |
| 20 | Chan, Stephen Shek Kei 陳碩基 | M | AJE088 | Rep | 2005-04-21 | 2006-03-08 | |
| 21 | Chan, Wai Hung (SFC:AHT430) 陳偉雄 | AHT430 | Rep | 2007-05-28 | 2009-02-10 | ||
| 22 | Chang, Alexander Paul 張明波 | M | ALZ627 | Rep | 2005-05-13 | 2006-10-07 | |
| 23 | Chen, Eric Kay 陳柏甫 | M | ANT456 | Rep | 2009-06-26 | 2017-01-31 | |
| 24 | Chen, Lawrence Yung 鄭勇 | M | AHP543 | Rep | 2008-04-25 | 2010-03-22 | |
| 25 | Chen, Michael I-Chun 陳懿群 | M | ALQ824 | Rep | 2005-01-25 | 2009-08-11 | |
| 26 | Chen, Yan (SFC:ALZ159) 陳彥 | ALZ159 | Rep | 2006-09-25 | 2010-03-22 | ||
| 27 | Chen, Zhong Wei 陳仲偉 | AMM502 | Rep | 2006-11-10 | 2007-06-02 | ||
| 28 | Cheng, Ada Tung Ying 鄭東熒 | F | AFX315 | Rep | 2005-03-15 | 2006-09-09 | |
| 29 | Cheng, Kin Man (SFC:AHM208) 鄭健民 | AHM208 | Rep | 2006-04-07 | 2008-07-24 | ||
| RO | 2008-07-24 | 2010-05-07 | |||||
| 30 | Cherian, Ajay Kurian | AGJ562 | Rep | 2006-04-14 | |||
| 31 | Cheung, James Kwok Lung 張國龍 | M | AGW422 | Rep | 2006-10-11 | 2008-09-08 | |
| RO | 2008-09-08 | 2014-07-15 | |||||
| 32 | Cheung, Jamie Tei Sing 莊棣盛 | 39 | M | ADM984 | Rep | 2003-10-02 | 2005-05-04 |
| 33 | Cheung, Kwok Yuen 張國源 | ABT596 | Rep | 2006-09-11 | 2008-06-26 | ||
| 34 | Cheung, Philip Yin Loong 張恩龍 | M | AKY122 | Rep | 2005-11-03 | 2010-07-28 | |
| 35 | Cho, Cheul Soo | APF008 | Rep | 2007-06-27 | 2010-03-22 | ||
| 36 | Chou, Chuk Nam (SFC:AMF746) 周速楠 | M | AMF746 | Rep | 2008-04-11 | 2013-05-17 | |
| 37 | Chou, Jaime Yun Cheng 周運成 | ALH930 | Rep | 2005-12-12 | 2006-08-15 | ||
| 38 | Chu, John Paul Yeong Keng 徐永鏗 | M | ABP357 | Rep | 2004-05-21 | 2004-06-11 | |
| RO | 2004-06-11 | 2015-01-08 | |||||
| 39 | Chun, Angela Ka Yee 秦嘉兒 | F | AFW118 | Rep | 2007-03-12 | 2007-03-24 | |
| 40 | Coleman, Andrew Jonathan | M | ARH649 | Rep | 2009-09-30 | 2014-08-01 | |
| 41 | Coxeter, Simon John | M | AHC472 | Rep | 2004-10-15 | 2006-03-04 | |
| 42 | Douglas, David Archibald | M | AMF013 | Rep | 2009-06-24 | 2009-08-07 | |
| RO | 2009-08-07 | 2013-02-01 | |||||
| 43 | Fan, Cliff Kuang Cheng 樊光正 | ALG179 | Rep | 2006-01-16 | 2006-12-16 | ||
| 44 | Fung, Ka Lun (SFC:AGH854) 馮嘉倫 | AGH854 | Rep | 2004-10-06 | 2006-08-25 | ||
| 45 | Garrick, Jonathan | M | AGM460 | Rep | 2004-11-10 | ||
| 46 | Goldie, Benjamin James | M | AJD455 | Rep | 2003-09-08 | 2004-03-29 | |
| 47 | Gonzalez, Rico Ma. Antonio L. | M | AEQ411 | Rep | 2003-08-26 | ||
| 48 | Griffin, Alistair John Barrie | 42 | M | ABX134 | RO | 2009-09-12 | |
| 49 | Guinness, Christopher Edward Howard | 46 | M | ALJ858 | Rep | 2004-10-28 | 2006-03-24 |
| 50 | Gunn, Magnus | ADC341 | Rep | 2009-07-28 | 2009-09-23 | ||
| RO | 2009-09-23 | 2010-03-22 | |||||
| 51 | Guo, Jin (SFC:APL205) 郭瑾 | 41 | M | APL205 | Rep | 2007-08-20 | 2009-09-23 |
| 52 | Haigh, Martin Jonathan David | 40 | M | ALO254 | Rep | 2004-12-21 | 2010-07-28 |
| 53 | He, Jun (SFC:AFT098) 何軍 | AFT098 | Rep | 2006-08-29 | |||
| 54 | Ho, Brian Pak Chuen 何百全 | 36 | M | APB998 | Rep | 2007-06-12 | 2008-12-09 |
| RO | 2008-12-09 | 2012-08-15 | |||||
| 55 | Ho, Kenneth Shiu Pong 何兆邦 | M | AGK896 | Rep | 2005-06-09 | 2012-03-15 | |
| 56 | Ho, Kit Ling 何潔玲 | ALY890 | Rep | 2005-05-03 | 2010-01-29 | ||
| 57 | Hong, Dae Suk 洪大錫 | AOO559 | Rep | 2007-02-14 | 2010-03-22 | ||
| 58 | Hong, Kwang Pyo (SFC:ATL729) | ATL729 | Rep | 2009-08-10 | 2010-03-22 | ||
| 59 | Hsu, Duff Karman 徐嘉文 | 42 | M | ACJ278 | RO | 2009-06-30 | |
| 60 | Hsu, Joseph Kar Hing 許家興 | 45 | M | AKP772 | Rep | 2006-05-08 | 2007-02-05 |
| RO | 2007-02-05 | 2010-09-10 | |||||
| 61 | Hsu, Philip Kar Yeung 許家揚 | M | ABT051 | Rep | 2010-06-10 | ||
| 62 | Hua, Fengmao 華風茂 | 41 | M | AFJ365 | Rep | 2003-07-23 | |
| 63 | Hui, Ole Hiu Tung 許曉東 | ARR518 | Rep | 2008-09-29 | 2010-03-22 | ||
| 64 | Hung, Shing Ming 洪誠明 | 33 | M | AFU223 | Rep | 2003-12-08 | 2004-04-26 |
| 65 | Hunt, Christopher John (SFC:ACH775) | M | ACH775 | Rep | 2005-07-04 | 2005-09-08 | |
| RO | 2005-09-08 | 2009-01-30 | |||||
| 66 | Huo, Ran (SFC:AOI875) 霍然 | AOI875 | Rep | 2008-07-21 | 2010-03-22 | ||
| 67 | Iu, Jonathan Dominic Wai Ching 姚偉程 | M | AFM843 | Rep | 2003-10-13 | 2004-07-14 | |
| 68 | Kao, Richard 高敬倫 | M | ADR379 | Rep | 2009-06-26 | 2010-02-25 | |
| 69 | Kim, Dae Wook 金大煜 | ALC633 | Rep | 2004-08-16 | 2006-03-04 | ||
| 70 | Kwok, Justin Hoi Chuen 郭凱銓 | M | AME366 | Rep | 2007-05-31 | 2011-10-13 | |
| 71 | Kwong, Derek Ka Lok 鄺家樂 | M | ADR665 | Rep | 2003-05-19 | 2006-06-30 | |
| 72 | Kwong, Wilson Wai Sun 鄺偉信 | 44 | M | ACJ218 | RO | 2003-12-01 | |
| 73 | Lai, Dennis Yiu Cheung 黎耀章 | M | ACS167 | Rep | 2003-05-17 | ||
| 74 | Lai, Teresa Francesca Wing Sze 賴詠詩 | F | AEY359 | Rep | 2003-12-18 | 2004-06-16 | |
| 75 | Lam, Clifford Kwan Mo 林君慕 | ACB420 | Rep | 2005-07-27 | |||
| 76 | Lam, Clive King Kui 林景駒 | M | AME106 | Rep | 2009-12-08 | 2012-04-10 | |
| 77 | Lam, Pui Fan (SFC:AUK448) 林佩芬 | AUK448 | Rep | 2009-12-30 | 2017-01-31 | ||
| 78 | Lau, Abbott Sik Kwong 劉錫光 | AAC963 | Rep | 2015-01-08 | |||
| 79 | Lau, Tony Yik Tung 劉奕彤 | M | ARM315 | Rep | 2009-12-07 | 2015-04-27 | |
| 80 | Law, Siu Cheung 羅肇翔 | ADJ389 | Rep | 2003-08-04 | 2005-01-11 | ||
| 81 | Lee, Sang Me | AKS778 | Rep | 2009-05-18 | 2009-06-25 | ||
| 82 | Leung, Donald Kwok Kit 梁國傑 | M | ALF251 | Rep | 2006-04-18 | 2008-09-30 | |
| RO | 2008-09-30 | 2009-02-10 | |||||
| 83 | Li, Anthony Sze-Long 李思朗 | M | AUK438 | Rep | 2009-12-30 | 2010-07-11 | |
| 84 | Li, Hui (SFC:ATX931) 李輝 | ATX931 | Rep | 2009-10-14 | 2011-04-11 | ||
| 85 | Lloyd, Jonathan Ceri | M | ADG111 | Rep | 2008-05-05 | 2009-03-07 | |
| 86 | Lo, Siu Kit (SFC:AOA396) 羅肇傑 | AOA396 | Rep | 2006-10-05 | 2009-02-10 | ||
| 87 | Lok, Chun Sing 樂震聲 | AOA392 | Rep | 2006-10-05 | 2009-02-10 | ||
| 88 | Lung, Alice Man Han 龍敏嫻 | F | AAV895 | Rep | 2007-03-05 | 2011-03-14 | |
| 89 | Ma, Kenneth Ngai Keung 馬毅強 | 41 | M | ADZ815 | Rep | 2009-09-30 | |
| 90 | Martigny, Florian Armand Julien | 35 | M | AOB599 | Rep | 2006-10-23 | 2013-06-04 |
| 91 | McCartney, John Andrew Gibson | M | AGE883 | Rep | 2004-06-10 | ||
| 92 | McFerran, Jack Howard Egar | M | AIN733 | Rep | 2004-03-01 | ||
| 93 | McKeever, Stephen James | M | AFH236 | Rep | 2009-12-04 | 2013-07-16 | |
| 94 | Meens, Lodewijk Conrard Bernard Joost | M | ALZ935 | Rep | 2009-10-08 | 2010-01-13 | |
| 95 | Mok, Joseph 莫鎧丞 | M | AUG919 | Rep | 2009-12-03 | 2012-03-26 | |
| 96 | Ng, Fanny Ho Man 吳皓敏 | F | AKU292 | Rep | 2007-05-21 | 2009-11-01 | |
| 97 | Ng, Rowena See Wai 吳思煒 | 47 | F | ACH919 | Rep | 2004-05-14 | 2004-06-02 |
| RO | 2004-06-02 | 2006-12-20 | |||||
| 98 | Ng, Stephen Wing Leung 吳永亮 | M | AFQ411 | Rep | 2006-05-20 | ||
| 99 | Ngai, Michael Ming Tak 魏明德 | 42 | M | ACS157 | Rep | 2004-10-06 | |
| RO | 2004-10-06 | 2006-04-17 | |||||
| 100 | O'Brien, Peter Terence Vincent | M | AMB371 | Rep | 2005-06-06 | 2010-03-22 | |
| 101 | Orders, Jonathan Oliver Darcy 奧迪士 | 52 | M | AAK390 | Rep | 2009-10-02 | 2010-01-01 |
| 102 | Ou Yang, Wei 歐陽葳 | ANT909 | Rep | 2008-06-10 | 2010-03-22 | ||
| 103 | Pak, James Jinsung | M | AGL962 | Rep | 2009-06-30 | 2009-09-04 | |
| RO | 2009-09-04 | 2012-07-04 | |||||
| 104 | Pang, Wing Yan (SFC:AQL248) 彭永欣 | AQL248 | Rep | 2008-02-13 | 2012-08-16 | ||
| 105 | Peh, Chong Ghee 白仲儀 | ADV635 | Rep | 2004-02-27 | 2006-06-05 | ||
| 106 | Poulton, Eleanor Jane | F | AKM120 | Rep | 2005-09-13 | 2010-05-19 | |
| 107 | Pu, Jennifer 蒲心怡 | F | AMO548 | Rep | 2009-08-28 | 2010-06-01 | |
| 108 | Pu, Yonghao 浦永灝 | 52 | M | AGI869 | Rep | 2003-09-08 | 2004-06-30 |
| 109 | Quah, Chiang Ming (SFC:AER425) 柯江明 | AER425 | Rep | 2004-07-30 | |||
| 110 | Rhee, Hae Young 李海姈 | ALB698 | Rep | 2005-09-20 | 2006-10-07 | ||
| 111 | See, Shi Hui 施旭輝 | AOJ795 | Rep | 2007-05-04 | 2010-03-22 | ||
| 112 | Seo, Hyunjung 徐弦廷 | ALH874 | Rep | 2004-10-07 | 2006-08-05 | ||
| 113 | Shen, Christopher Guantin 沈冠廷 | M | APQ272 | Rep | 2009-12-10 | 2011-12-02 | |
| 114 | Shi, Guangyuan (SFC:ANK749) 石光遠 | ANK749 | Rep | 2006-05-24 | 2009-08-14 | ||
| 115 | Tam, Chi Kwan 譚志均 | AAF330 | Rep | 2014-03-01 | |||
| 116 | Tan, Alvin Sabino Sy | M | AHC682 | Rep | 2005-01-14 | 2010-03-22 | |
| 117 | Tan, May Siew Boi 陳秀梅 | 54 | F | AAF097 | RO | 2017-02-28 | |
| 118 | Teng, Kai-Ling 鄧凱菱 | ANG458 | Rep | 2007-06-25 | 2010-03-22 | ||
| 119 | Tsang, Hing Yee (SFC:ACB417) 曾慶儀 | ACB417 | Rep | 2003-06-16 | |||
| 120 | Tsang, Jeffrey Hin Jone 曾憲忠 | M | ANF304 | Rep | 2006-03-27 | 2010-03-22 | |
| 121 | Tsang, Tak Chi 曾德芝 | ADV457 | Rep | 2007-06-01 | 2009-02-10 | ||
| 122 | Tsaur, En-hua 曹恩華 | AMJ234 | Rep | 2009-12-03 | 2013-09-23 | ||
| 123 | Tseung, Kenneth Yuk Hei 蔣旭熙 | 44 | M | ACI557 | Rep | 2009-12-01 | 2010-03-30 |
| 124 | Tso, Kevin Key Man 曹繼敏 | M | ADH219 | Rep | 2004-05-10 | 2008-06-30 | |
| 125 | Tsoi, Yiu Ting 蔡耀庭 | 37 | M | AFR339 | Rep | 2004-02-23 | 2006-07-11 |
| 126 | Tsui, Horace Ho 徐豪 | M | AFZ176 | Rep | 2003-04-14 | ||
| 127 | Wang, Xu (SFC:AUB753) 汪旭 | AUB753 | Rep | 2009-11-10 | 2011-07-19 | ||
| 128 | Warr, Alastair Charles | M | AGD632 | Rep | 2009-03-14 | ||
| 129 | Wilkinson, Sasha Michelle | F | AGN143 | Rep | 2006-05-08 | 2008-03-20 | |
| 130 | Wills, Michael David Kenneth | 49 | M | AHQ985 | RO | 2005-03-29 | |
| 131 | Wong, Ming Lok (SFC:AAF339) 黃明樂 | AAF339 | Rep | 2005-07-27 | |||
| 132 | Wong, Oi Kwan 黃愛群 | AAO775 | Rep | 2005-10-05 | |||
| 133 | Wu, Jun Tung 胡震東 | AIT869 | Rep | 2005-03-02 | 2010-03-22 | ||
| 134 | Xu, Xiaohui (SFC:AOA592) 徐曉慧 | AOA592 | Rep | 2009-08-06 | 2015-01-08 | ||
| 135 | Xu, Yan (SFC:AHX553) 許彥 | 37 | M | AHX553 | Rep | 2004-03-01 | |
| Rep | 2007-11-27 | 2010-04-24 | |||||
| 136 | Yang, Guang (SFC:APO056) 楊光 | APO056 | Rep | 2007-08-31 | 2008-06-12 | ||
| 137 | Yang, Huiyan (SFC:ANB375) 楊慧妍 | F | ANB375 | Rep | 2007-08-01 | 2010-03-22 | |
| 138 | Yang, Weizi 楊微子 | AOV058 | Rep | 2009-12-16 | 2012-03-26 | ||
| 139 | Ye, Lin (SFC:AOA395) 葉林 | AOA395 | Rep | 2006-10-05 | 2010-03-22 | ||
| 140 | Yew, Andric Yat On 姚逸安 | 38 | M | AFC591 | Rep | 2003-06-23 | 2007-08-20 |
| RO | 2007-08-20 | 2009-12-30 | |||||
| 141 | Yim, Eric Ying Yee 嚴英宜 | M | AAQ123 | Rep | 2015-01-08 | ||
| 142 | Yu, Glenda Shuk Man 余淑雯 | AKL745 | Rep | 2006-07-19 | 2008-04-02 | ||
| 143 | Yuen, Leslie Hu Tone 袁曉東 | AUJ677 | Rep | 2009-12-23 | 2015-01-08 | ||
| 144 | Zhao, Xin (SFC:AMM491) 趙昕 | AMM491 | Rep | 2006-08-01 | 2010-03-22 | ||
| 145 | Zhu, Derek Clarence You Cheng | M | AJD762 | Rep | 2003-10-02 | 2004-10-01 | |
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