UBS SECURITIES HONG KONG LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Agarwal, Anand (SFC:ASL813) ASL813 Rep 2009-02-25 2015-03-10
2 Arora, Dhruv (SFC:ARG980) ARG980 Rep 2008-07-04 2015-04-30
3 Bansal, Navneet Kumar M ANU797 Rep 2009-05-27 2010-03-25
4 Beshke, Clarence John M ADS271 RO 2010-03-18
5 Bhumiratana, Master Sanu AOB633 Rep 2007-01-12 2016-12-18
6 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2006-01-06 2012-03-29
7 Chan, Andy Kok Heng AFC953 RO 2005-12-29 2011-02-16
8 Chau, Kwok Wai (SFC:ATN585) 周國威 ATN585 Rep 2009-08-11 2016-12-18
9 Cheuk, So Wah 卓素華 ARB609 Rep 2008-05-23 2016-12-18
10 Chiu, Winnie Mo Sze 趙慕詩 F AFT535 Rep 2009-09-28 2010-11-09
11 Combalot, Laurent Benoit Georges M AHC015 RO 2009-05-06 2016-12-18
12 Donovan, James William (SFC:ARA301) M ARA301 Rep 2008-05-09 2014-05-13
13 Fok, Ronald King Man 霍敬文 33 M AGE025 Rep 2016-12-18
14 Galea, Ronald Francis M AUG567 Rep 2009-12-14 2010-03-22
15 Gencarelli, Franco Joseph M AOA885 Rep 2006-10-09 2011-12-31
16 Gupta, Shivam (SFC:APC574) APC574 Rep 2009-08-10 2011-04-02
17 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
18 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2016-12-18
19 Holiday, Edward Richard M ALI600 Rep 2009-08-10 2016-12-18
20 Kansal, Mohit (SFC:ATX900) ATX900 Rep 2009-10-21 2012-03-31
21 Kim, Jung Ho ASM183 Rep 2009-03-05 2013-07-13
22 Kwan, Sing Yuen 關承遠 ABW052 Rep 2016-12-18
23 Kwong, Myron Mann 鄺孟恆 ANR646 Rep 2006-12-14 2016-12-18
24 Lei, Baoxi 雷宝溪 AQA678 Rep 2007-11-23 2012-03-27
25 Lent, Nicholas Alexander M APC030 Rep 2007-06-14 2011-06-28
26 Li, Anita Oi Yan 李靄欣 F AGP627 Rep 2008-08-20 2016-03-16
27 Li, Chun Wai (SFC:AOL205) 李俊蔚 AOL205 Rep 2009-08-28 2016-06-21
28 Li, Jing (SFC:AOV618) 李菁 AOV618 Rep 2007-05-08 2012-12-22
29 Li, Man Wing 李文穎 AJO743 Rep 2005-05-24 2014-10-01
30 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2006-12-14 2016-12-18
31 Liu, Ning (SFC:ASZ222) 劉寧 ASZ222 Rep 2009-05-25 2016-12-18
32 Lu, Hao Feng 呂豪鋒 ARI634 Rep 2009-05-27 2012-11-15
33 McCormick, Neil John M ATX904 Rep 2009-11-11 2010-06-21
34 Moon, Jae Wook 文裁煜 AOU410 Rep 2009-05-27 2014-05-08
35 Myers, Kevin Mitchell M ALB239 RO 2009-03-10 2010-05-14
36 Ng, Eric Peter 吳君豪 M ARO920 Rep 2008-09-12 2012-12-22
37 Ng, Kai Yan 吳啟仁 AAE153 Rep 2012-10-25
38 Ning, Feng Tao AQX333 Rep 2009-07-30 2012-03-17
39 Novak, Alexander Stanley M ATI171 Rep 2009-07-20 2016-12-18
40 Pabari, Shrikesh Dilip AQY822 Rep 2008-05-02 2016-12-18
41 Patterson, Richard John M AFK071 Rep 2009-10-08 2010-11-11
42 Rabinowitz, David M AHW502 Rep 2006-12-14 2010-06-28
43 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 RO 2006-03-10 2014-06-11
44 Rogers, David Andrew (SFC:ATM320) M ATM320 Rep 2009-08-04 2010-06-03
45 Saxvik, Eric Bradley M ACR775 Rep 2008-08-12 2012-04-13
46 Shivalingam, Sanjeevan M ATR492 Rep 2009-09-07 2013-08-22
47 Sui, Voon Keat Kenneth 許文杰 APG897 Rep 2007-07-16 2016-12-18
48 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
49 Sun, Yiqian (SFC:ATV809) 孫逸潜 ATV809 Rep 2009-10-05 2011-04-13
50 Tan, Eric Ming Fung 鄧銘峰 M AJI346 Rep 2009-08-03 2016-12-18
51 Tan, Freddie Kuok Lin ASQ162 Rep 2009-06-01 2016-12-18
52 Thomas, Rebecca Judith F AHC210 Rep 2008-12-19 2016-07-28
53 Tropper, Giselle Natalia AUA249 Rep 2009-11-02 2016-12-18
54 Tse, Kenyon King-yung 謝敬勇 AMF472 Rep 2006-12-14 2016-12-18
55 Wan, Yew Chye 范有財 ADF140 Rep 2006-10-02 2012-02-06
56 Wang, Jiaqi (SFC:AOH836) 王家琦 AOH836 Rep 2006-12-18 2016-12-18
57 Wong, Donald Ho Lun 黃浩麟 M APH272 Rep 2007-07-19 2016-12-18
58 Wong, Schenken 黃尚勤 AQS494 Rep 2008-03-28 2010-03-15
59 Woo, Yik Yuen 胡翊遠 AND666 Rep 2007-06-20 2015-08-07
60 Wu, Shanshan / Sarah 伍珊珊 ATQ890 Rep 2009-09-07 2012-05-05
61 Xia, Yang (SFC:ALN489) 夏阳 ALN489 Rep 2007-05-18 2010-11-11
62 Yeoh, Choo Guan 楊紫源 ANR771 RO 2007-06-15 2010-02-03
63 Yu, Jason Wah Chiu 余華超 M AAD859 Rep 2005-03-24 2011-06-30
64 Yu, Johnny Ching Yan 于正人 M AKO779 Rep 2006-10-18 2016-12-18
65 Yun, Heekyu ATJ399 Rep 2009-07-22 2010-03-07

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