MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Akaishi, Osamu AHM633 Rep 2007-07-24 2012-02-03
2 Antos, James R M AIR845 Rep 2009-10-12 2015-12-14
3 Arculli, Kim Melanie F AAA119 Rep 2010-11-16 2011-07-25
4 Armenio, John Paul M ATC548 RO 2009-07-10 2011-12-05
5 Atkinson, Neil David M AVL149 Rep 2010-07-22 2017-07-04
6 Au, Wai Ting (SFC:AWU293) 區慧婷 AWU293 Rep 2011-02-17 2012-02-24
7 Awanohara, Naoko 栗野原名緒子 AWE541 Rep 2010-11-02 2014-10-28
8 Calderwood, Christopher John Robertson M AVL142 RO 2010-11-24 2012-06-22
9 Chan, Elgin Hiang Wei 曾憲偉 AOV932 Rep 2010-06-23 2018-12-05
10 Chan, Pedro Carlos Siu Lun 陳小倫 M AIR798 Rep 2010-10-25 2012-02-03
11 Chan, Shui King 陳瑞經 AVT441 Rep 2010-08-27 2014-06-13
12 Chan, Stephen Shek Kei 陳碩基 M AJE088 Rep 2006-09-15 2015-04-28
13 Chang, Ioi Tim 曾銳添 ADZ296 Rep 2011-01-10 2012-09-12
14 Chen, Alan Bing M AEH768 RO 2010-06-14 2014-03-10
15 Chen, Fan (SFC:AHR857) 陳凡 AHR857 Rep 2006-09-06 2013-01-15
16 Cheng, Dickson 鄭迪舜 42 M AGP527 RO 2008-12-16 2016-08-12
17 Cheung, Andrew Wai Kit 張偉傑 M AFR469 Rep 2009-12-01 2013-11-09
18 Cheung, Cherry Chi Wing 張芷穎 F AWO028 Rep 2010-12-24 2015-11-30
19 Cho, Ichio 張一歐 AWE957 Rep 2010-11-05 2017-04-07
20 Chu, Yiu Ming (SFC:AVK659) 朱耀明 AVK659 Rep 2010-06-30 2012-09-12
21 Fang, Hong (SFC:ALY689) 方紅 ALY689 Rep 2011-04-18 2012-01-13
22 Fogarty, John Gerard (SFC:AEN447) M AEN447 Rep 2011-03-23 2012-01-11
23 Fok, Jennet Mei Shan 霍美珊 AOD478 Rep 2006-11-09 2012-05-11
24 Fong, Ada Wai Yin 方慧賢 F AMU659 Rep 2007-02-12 2015-04-15
25 Galvin, Donal Joseph M AOK745 RO 2010-07-13 2013-08-13
26 Hakamata, Tadashi 袴田正 ARE200 Rep 2009-05-07 2012-10-11
27 Harris, David Anthony (SFC:ADZ065) M ADZ065 Rep 2009-09-21 2012-07-19
28 Hasegawa, Toshio APO905 Rep 2007-09-05 2011-11-30
29 Jin, Maomao 金毛毛 AXH078 Rep 2011-05-17 2011-12-01
30 Kamoi, Satoshi M AVA226 Rep 2010-04-15 2012-12-07
31 Kanetomo, Mei 金友盟 ALZ432 Rep 2009-05-07 2013-03-30
32 Kao, Ying Tung 郭楹楝 ABF327 Rep 2014-06-16
33 Kavanagh, Ruvann John M ARW149 Rep 2011-04-26 2019-09-17
34 Kawauchi, Eijiro AST137 RO 2010-11-10 2015-04-28
35 Kayama, Hitoshi 香山仁 AHQ974 RO 2009-01-05 2015-03-23
36 Kim, Ivy Kang F AUQ300 Rep 2011-05-03 2014-05-15
37 Kim, Jong Kuk 金鍾局 AFC107 Rep 2011-01-17 2012-07-20
38 Kim, Ki Soo AFJ899 Rep 2010-11-23 2015-09-11
39 Kim, Simon Dae-Oun M AUV167 Rep 2010-05-04 2011-08-25
40 Kovacs, Joseph James 喬科維 M AWI763 Rep 2010-11-23 2012-02-27
41 Kurasako, Hideaki 倉迫英嘉 APN840 RO 2010-08-10 2011-11-30
42 Kwok, Chi Wai (SFC:ANA838) 郭志偉 ANA838 Rep 2011-03-29 2013-06-21
43 Lau, Kelvin Siu Ki 劉紹基 M AAW465 RO 2009-03-03 2016-05-24
44 Lee, Simmy Sze Ming 李斯明 AQD343 Rep 2011-04-13 2013-07-19
45 Lee, Yick Chung 李易聰 AEE525 Rep 2011-03-16 2012-03-23
46 Leung, Hoi Lam (SFC:ATW750) 梁凱琳 ATW750 Rep 2009-10-05 2013-01-25
47 Leung, Wai Nam 梁偉南 AGH932 RO 2008-11-03 2016-06-22
48 Li, Jixiang (SFC:APW452) APW452 Rep 2010-05-17 2011-09-07
49 Li, Man Wai (SFC:AFU096) 李文偉 AFU096 RO 2010-11-16 2013-01-15
50 Li, Muzhi 李牧之 AQU539 Rep 2010-06-22 2012-02-01
51 Li, Wenjie (SFC:AUY931) AUY931 Rep 2010-03-30 2012-01-31
52 Li, Zhenyu (SFC:AKN225) 李震宇 AKN225 Rep 2011-01-11 2013-10-16
53 Loo, Brian Yat Fung 盧一峰 M ACA940 RO 2007-02-26 2011-09-27
54 Luk, Yin Wang 陸彥泓 AMS602 Rep 2010-12-15 2017-12-06
55 Ma, Adeline 馬雅蓮 F AEM553 Rep 2010-07-15 2012-02-24
56 Matsunaga, Seiichi ALN981 Rep 2006-03-31 2014-02-07
57 McWilliam, Paul David (SFC:ATR977) M ATR977 Rep 2011-03-23 2011-11-15
58 Meng, Jincong 孟謹聰 AUN915 Rep 2010-01-26 2011-11-30
59 Miyazaki, Nami 宮崎奈美 AWW845 Rep 2011-03-04 2012-09-15
60 Monk, Philip David M AVV242 Rep 2010-09-03 2011-06-10
61 Ng, Alyssa Sui Wa 伍瑞華 F AEE670 Rep 2010-01-07 2013-03-08
62 Ng, King Chuen (SFC:AQQ505) 吳景荃 AQQ505 Rep 2010-07-16 2013-01-25
63 Nomoto, Masayuki AXA146 Rep 2011-03-23 2012-08-09
64 Otani, Tomono 大谷知乃 AIT881 Rep 2007-07-31 2020-11-26
65 Park, Charles Chansik M AME470 Rep 2010-08-16 2014-05-14
66 Pau, Cheuk Yao 鮑卓堯 APS724 Rep 2011-05-06 2013-07-19
67 Pereira, Kevin Edmond M AML699 RO 2011-01-13 2014-07-09
68 Ro, Shih-Hao Howard 羅時豪 AXH743 Rep 2011-05-20 2013-01-07
69 Roberts, Christopher Fenton 羅弼時 M AAD528 RO 2010-03-01 2012-02-27
70 Ruddick, Matthew M AKI367 Rep 2007-06-11 2011-09-28
71 Sato, Teruyuki ARW179 RO 2009-09-03 2014-01-30
72 See, Eric Wee Phing 施威斌 M AQU543 Rep 2010-03-09 2014-08-11
73 Shen, Jian Guang 沈建光 APV792 Rep 2010-05-11 2012-09-18
74 Shimada, Shunsuke AUH908 Rep 2009-12-08 2014-03-31
75 Shimomura, Hiroyo AEK091 Rep 2006-04-25 2012-09-12
76 Shiraishi, Yoshihisa 白石殊久 ATN188 Rep 2009-08-06 2013-03-31
77 Shuto, Takashi AUT376 Rep 2010-02-23 2015-04-10
78 Suehiro, Taiji AEU775 Rep 2011-05-16 2011-09-12
79 Sugibuchi, Hitoshi AFV308 Rep 2014-10-10
80 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
81 Tamaki, So 玉木壯 ARN489 Rep 2008-09-01 2013-03-28
82 Tan, Jennette May 譚茹櫻 F AWX573 Rep 2011-03-08 2011-12-12
83 Tanaka, Eiji 田中榮治 AQY208 Rep 2010-08-18 2014-09-07
84 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2010-10-21 2013-02-10
85 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2010-02-01 2017-10-17
86 Tanujaya Tjioeng, Johny AWN206 Rep 2010-12-23 2011-08-12
87 Terai, Fumi AQS809 Rep 2008-05-26 2013-11-29
88 Tsang, Chi Kit 曾志傑 30 M ANU401 Rep 2006-10-13 2015-01-30
89 Tse, Sze Ming 謝思明 ALR679 Rep 2009-01-13 2014-10-29
90 Tsoi, Ting Sze 蔡婷思 ABS481 Rep 2010-07-15 2012-02-27
91 Von Etzdorf, Maximillian Rudiger M ARR915 Rep 2010-07-28 2012-03-16
92 Weng, Li-Tien 翁立典 AJJ273 Rep 2004-02-17 2012-02-02
93 White, Mark Anthony (SFC:ALI517) M ALI517 Rep 2010-08-10 2012-11-30
94 Wong, Benny Wing Pan 黃穎斌 M AQO246 Rep 2008-02-28 2020-07-30
95 Wong, Chun Ho (SFC:AUW995) 王俊浩 AUW995 Rep 2010-03-19 2011-08-05
96 Woo, Patrick Chi Wang 胡志宏 M AEL364 Rep 2011-03-15 2011-06-07
97 Wu, Yin Lun ABG704 Rep 2010-05-27 2012-01-12
98 Yap, Chih Yee AJB201 Rep 2010-07-19 2011-08-09
99 Yau, Hiu Na 邱曉娜 APY321 Rep 2007-11-19 2014-06-13
100 Yim, Christopher Seeching 嚴司政 M AWP270 Rep 2011-01-05 2015-08-23
101 Yoshida, Kengo 吉田劍悟 AVP035 Rep 2010-08-02 2018-10-31
102 Zhan, Tao (SFC:AQZ719) 詹濤 AQZ719 Rep 2009-10-29 2012-04-11
103 Zhang, Hao (SFC:AVM134) 張昊 AVM134 Rep 2011-04-29 2011-06-20
104 Zhang, Jielong 張杰龍 29 M ASH720 Rep 2009-01-15 2011-07-19

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