UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2006-07-01
2 Au, Eva Sin Yee 區善宜 F ADV071 Rep 2003-09-08 2008-10-04
3 Basham, Caroline Charlotte F AFU065 Rep 2004-08-17
4 Beshke, Clarence John M ADS271 RO 2010-10-15
5 Blackburn, Andrew James (SFC:AJE473) M AJE473 Rep 2003-09-29 2003-12-10
6 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
7 Brown, Marcus William Ross (SFC:AGH930) M AGH930 Rep 2003-06-25
8 Burnett, Peter William (SFC:ADX522) 43 M ADX522 RO 2003-06-25
9 Cavatoni, Joseph Roland M AFY750 Rep 2003-10-02 2009-04-20
10 Chan Yeung, Virginia Mo Bik 陳楊慕碧 ADY936 Rep 2006-05-26
11 Chan, Amy Yuen Han 陳婉嫻 F ADY964 Rep 2008-08-28
12 Chan, Andy Kok Heng AFC953 Rep 2010-05-20
13 Chan, Mark Man Wai 陳孟為 M ABR486 Rep 2003-04-09
14 Chan, Vincent Cheong Wa 陳昌華 M ACA303 Rep 2004-04-29
15 Chan, Winnie (SFC:AFD453) 陳韻妮 F AFD453 Rep 2003-06-25
16 Chang, Walter 陳華德 M ABT445 Rep 2004-04-21
17 Cheng, James Vincent M AIC014 Rep 2004-04-29
18 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2005-05-20
19 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2016-07-19
20 Chi, Alex Lai Hoi 朱禮開 AED013 Rep 2003-10-31 2004-03-08
21 Chia, Tse Ern AFO306 Rep 2004-03-26
22 Chin, Michael Jaewuk M ACZ609 Rep 2006-09-04
23 Chow, Siu Han 周笑嫻 ADX152 Rep 2003-06-25
24 Chung, Rex Richard Kyuchang M AEI990 Rep 2003-06-25
25 Chung, Suk Moon 鄭碩紋 AEK432 Rep 2004-06-03
26 Cin, Chang Sik AHM834 Rep 2018-12-29
27 Clifford, Timothy Edward M AFH048 Rep 2004-08-07
28 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
29 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
30 Cox, Carrie Bigelow F ADR668 Rep 2004-04-15
31 Dowie, Mark Peter Louden 42 M ADC078 RO 2004-04-01
32 Easterbrook, Trevor Stephen M AGX021 Rep 2004-02-23
33 Fang, Dongming 房東明 AFE991 Rep 2007-12-08
34 Fisher, Jocelyn Howard M AFB130 Rep 2004-03-15
35 Fok, Ronald King Man 霍敬文 26 M AGE025 Rep 2018-05-04
36 Gaw, Christina 吳燕安 31 F ACS896 Rep 2008-06-14
37 Ghag, Arvinderpal AIB940 Rep 2004-04-27
38 Gooding, Nial Dennis Henry 劉國誠 44 M ABS538 Rep 2010-03-19
39 Henley, Robert Alexander M AHR011 Rep 2006-04-01
40 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
41 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-05-07
42 Ho, Stanley Yaun 何仁 M AGA624 Rep 2003-06-25
43 Ho, Tat Shing 何達成 AHA554 Rep 2003-08-21
44 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
45 Ho, Yuk (SFC:AJC804) 何旭 AJC804 Rep 2003-08-06 2006-03-03
46 Holland, John Michael Morgan 40 M AFR867 RO 2003-11-11
47 Hoong, Chris Cheong Thard 孔祥達 35 M ACB773 Rep 2003-05-15
48 Hosie, Neil Cameron M AHQ348 Rep 2004-05-28
49 Houssian, Iven ADQ120 Rep 2004-07-06
50 Hsu, Karen Chia Lin 徐嘉琳 F ACO622 Rep 2004-02-23
51 Hu, Joy Lan Ya 胡嵐雅 AFV219 Rep 2003-09-30 2009-04-15
52 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2006-03-04
53 Hunt, Christopher James Andrews M AHR004 Rep 2011-07-27
54 Jacobson, John Brennan M ACV752 Rep 2003-09-02
RO 2003-09-02 2006-04-03
55 Jeong, Joseph Chu M AEY997 Rep 2003-07-29
56 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2005-03-21
57 Johnston, Richard William M AET370 Rep 2004-04-14
58 Khoo, Chiew Cheng 邱秋清 AEJ606 Rep 2005-03-24
59 Kim, Susan Eun F AIB938 Rep 2008-05-07
60 Kuan, Shu Shin 關素馨 AET363 Rep 2004-03-12
61 Kwan, Sing Yuen 關承遠 ABW052 Rep
62 Lai, Paul Wai Tsun 賴維津 M AED148 Rep 2004-07-01
63 Lai, Wing Yi 黎詠儀 AED789 Rep 2003-05-30
64 Lam, Cynthia Wan Yee 林蘊怡 F AHV111 Rep 2003-12-30 2005-09-03
65 Lam, Hu Yang 林曉陽 ADU633 Rep 2006-09-16
66 Lam, Vanessa Yuk Yee 林玉儀 F AID483 Rep 2006-08-26
67 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-06-08
68 Lau, Patricia Yan Ki 劉恩琪 24 F AIH455 Rep 2003-06-25
69 Law, Wendy Wing Chi 羅穎芝 F AHS272 Rep 2005-06-13
70 Lee, Chris C AGX022 Rep 2003-07-29
71 Lee, Christopher Fai Man 李輝敏 37 M ACW239 Rep 2010-03-22
72 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
73 Lee, Simon Chun Kit 李俊傑 27 M AHA361 Rep 2009-04-22
74 Lee, Won Jong AFU204 Rep 2010-07-05
75 Leong, Vui Ling 梁偉靈 AEB584 Rep 2006-03-01
76 Leung, Mary Ka Yan 梁家恩 F AEJ838 Rep 2003-06-25
77 Liew, Yew Wah AET878 Rep 2004-04-28
78 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
79 Look, Andrew 陸東 38 M ACO365 Rep 2005-03-24
80 Lu, Jia (SFC:AJD748) 路嘉 AJD748 Rep 2003-09-16 2003-10-17
81 Luk, Terence (SFC:AGI503) 陸凱賢 M AGI503 Rep 2006-01-28
82 Ma, Kwun Yea 馬君意 AEF918 Rep 2005-03-24
83 Mackinnon, Charles Harold Hugh M AFX083 Rep 2003-04-10
84 McQueen, Lee Michael M ACR744 Rep 2004-01-09
85 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
86 Mizoguchi, Hironori AHL612 Rep 2004-03-12
87 Mou, Newman Siu Bun 繆肇彬 ABL554 Rep 2006-06-15
88 Ng, Diana Tze Chiew 黃紫秋 F ADX263 Rep 2004-10-20
89 Ng, Hooi Chong 黃慧聰 35 M ADH384 Rep 2003-04-30
90 Norris, Richard (SFC:AHG719) M AHG719 Rep 2004-05-18
91 Ollerenshaw, Simon Gerald M AHD912 Rep 2003-06-25
92 Orgill, Bradley Wayne M ACR853 RO 2005-03-24
93 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2009-04-08
94 Park, Min AFA670 Rep 2004-07-29
95 Patel, Jinesh Kiran AFQ415 Rep 2006-06-24
96 Pecot III, Charles Matthew 43 M AHA548 Rep 2005-04-27
97 Pickstone, Julian Charles (SFC:AFT961) M AFT961 Rep 2008-01-25
98 Po, Alice Wai Sze 保慧思 F ADU277 Rep 2005-03-24
99 Poon, Jenny 潘珍妮 F AHR022 Rep 2003-05-24
100 Poon, Ming Pui 潘明培 M AAF320 RO 2005-03-30
101 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2010-10-15
102 Robertson, Simon Montague M AGI097 Rep 2010-04-09
103 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-05-16
104 Saunders, Scott Antony M ADC081 RO 2005-05-20
105 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13
106 Shieh, Ingrid AHA547 Rep 2004-04-29
107 Sim, Colin Ching Wern M AGN521 Rep 2007-06-14
108 Sinclair, Andrew Mark (SFC:AGP545) M AGP545 Rep 2004-04-18
109 Stutsman, Andrea Jean F AGF487 Rep 2006-05-01
110 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
111 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
112 Sun, Lucy Shin Su 孫心樹 F AFE095 Rep 2003-05-15 2005-06-15
113 Sun, Steven John 孫常勝 46 M ACR153 Rep 2003-06-25
114 Tan, Lien Seng AFK584 Rep 2005-03-21
115 Tan, Yew Boon 陳友文 AFS647 Rep 2004-05-04
116 Taylor, Christopher Michael (SFC:AEC940) M AEC940 Rep 2003-04-15
117 Thomas, Rebecca Judith F AHC210 Rep 2004-05-13
118 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-04-10
119 Tse, Shirley Sze Wan 謝詩韻 F AFU564 Rep 2005-03-24
120 Tsui, Charles King 徐勁 M AGB114 Rep 2003-11-04
121 Wan, Li (SFC:AHD514) 萬里 AHD514 Rep 2004-03-08
122 Wan, Ming Sun 尹明山 30 M AGW059 Rep 2004-02-26
123 Wee, Liang Sin AHK048 Rep 2003-05-30
124 West, Colin Thomas M AFZ863 RO 2003-06-25
125 Williams, Mark Fraser M AGJ433 Rep 2003-06-25
126 Williams, Sian Elizabeth (SFC:ADT132) F ADT132 Rep 2004-05-28
127 Wong, Constance 黃子欣 F ABR876 Rep 2008-05-24
128 Wong, Ronald Kwok Kit 黃國傑 M AEW968 Rep 2003-06-18
129 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
130 Wu, Chi Wai (SFC:AIQ683) 胡志威 AIQ683 Rep 2011-10-24
131 Wu, James Yun M AGN747 Rep 2009-05-13
132 Xiao, Qing (SFC:AFE509) 肖清 AFE509 Rep 2003-06-25
133 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2009-12-03
134 Yoon, Chi Won ACN181 Rep 2003-09-15
RO 2003-09-15 2005-06-09
135 Yu, Jason Wah Chiu 余華超 M AAD859 RO 2005-03-24
136 Yuen, Nicole Shuk Kam 袁淑琴 41 F ACH708 RO 2005-03-24
137 Yung, Tak Man (SFC:AHK660) 翁德敏 AHK660 Rep 2014-06-10
138 Zhang, Ning (SFC:AGD246) 張宁 35 M AGD246 Rep 2004-03-11

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