Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chai, Yan 柴妍 | ASG320 | Rep | 2009-01-14 | 2010-01-31 | ||
| 2 | Chan, Andrew Wai Men 陳偉文 | M | AAV478 | Rep | 2013-06-11 | 2013-07-04 | |
| 3 | Chan, Ho Ting (SFC:AWY231) 陳浩庭 | AWY231 | Rep | 2012-06-14 | 2014-04-28 | ||
| 4 | Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 | APQ350 | Rep | 2012-06-14 | 2015-12-25 | ||
| 5 | Chan, Man Fung (SFC:AUE707) 陳文鋒 | AUE707 | Rep | 2012-06-14 | 2013-03-15 | ||
| 6 | Chan, Sze Man (SFC:AIC279) 陳詩敏 | AIC279 | Rep | 2010-07-09 | 2011-10-14 | ||
| 7 | Chan, Tat Shing (SFC:AUS311) 陳達成 | AUS311 | Rep | 2012-06-14 | 2014-05-30 | ||
| 8 | Chang, Jack (SFC:ARS401) | M | ARS401 | Rep | 2008-10-15 | 2009-10-15 | |
| 9 | Chang, Shuo-Fong 張碩峯 | AQE954 | Rep | 2008-02-13 | 2009-05-08 | ||
| 10 | Chang, Wen Hui (SFC:ATW265) 張文慧 | ATW265 | Rep | 2009-09-28 | 2011-10-14 | ||
| 11 | Chang, Yi Chiun 張憶群 | AUZ931 | Rep | 2010-04-12 | 2010-12-03 | ||
| 12 | Chen, Beini (SFC:ASG301) 陳蓓妮 | ASG301 | Rep | 2009-01-14 | 2009-09-01 | ||
| 13 | Chen, Chih Yu (SFC:ARS400) 陳治宇 | ARS400 | Rep | 2008-10-15 | 2009-10-21 | ||
| 14 | Chen, Chih Yung 陳至勇 | 41 | M | ALU756 | RO | 2012-06-28 | 2013-02-16 |
| 15 | Chen, Li-Fong 陳豊丰 | AOX090 | Rep | 2009-04-30 | 2011-10-14 | ||
| 16 | Chen, Xiaoyan (SFC:AVY039) 陳曉燕 | AVY039 | Rep | 2010-09-20 | 2012-04-28 | ||
| 17 | Chen, Zhong Wei 陳仲偉 | AMM502 | Rep | 2009-02-13 | 2009-09-14 | ||
| 18 | Cheng, Charles Yo-chuan 鄭又銓 | M | ALG172 | Rep | 2008-11-14 | 2010-07-01 | |
| 19 | Chiang, Shih-Wei 江仕偉 | AKS603 | RO | 2004-07-02 | 2005-11-15 | ||
| 20 | Cho, Larry Yui Kwan 曹銳焜 | M | ALQ596 | Rep | 2009-11-20 | 2010-05-15 | |
| Rep | 2010-07-02 | 2011-05-23 | |||||
| 21 | Choi, Tak Fai 蔡德輝 | 25 | M | AXT224 | Rep | 2012-06-18 | 2013-03-15 |
| 22 | Chow, Judy Suk Yiu 周淑瑤 | F | AJB049 | Rep | 2012-06-18 | 2014-07-18 | |
| 23 | Chow, Yip Shing 周業城 | AJI197 | Rep | 2012-06-18 | 2019-10-29 | ||
| 24 | Chu, Peter Ka Kit 朱家傑 | M | ACJ314 | Rep | 2012-08-14 | 2014-05-30 | |
| 25 | Ding, Jing Wei 丁經緯 | ASG310 | Rep | 2009-01-20 | 2009-06-09 | ||
| 26 | Dunham, Christopher Mark | M | ANU648 | Rep | 2009-09-17 | 2012-01-19 | |
| RO | 2012-01-19 | 2012-04-26 | |||||
| 27 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2006-01-26 | 2009-01-19 | |
| 28 | Fong, Alen Man Chun 方文俊 | M | AMT934 | Rep | 2012-06-18 | 2013-10-04 | |
| 29 | Fong, Yiu Sing 方耀昇 | BAI829 | Rep | 2012-12-17 | 2013-03-15 | ||
| 30 | Fu, Hsiang Chuan 傅祥銓 | ALR024 | Rep | 2009-01-08 | 2010-06-02 | ||
| 31 | Gin, Kevin Hoey Kwan Hoong 許錕鴻 | M | AVL241 | Rep | 2010-07-07 | 2011-10-14 | |
| 32 | Gu, Lingwei 顧玲蔚 | AVH529 | Rep | 2010-06-08 | 2012-04-28 | ||
| 33 | Hill, Liam Patrick | M | AKI975 | Rep | 2008-10-15 | 2008-12-20 | |
| 34 | Ho, Chit Shing 何捷誠 | BAK776 | Rep | 2012-12-03 | 2017-11-29 | ||
| 35 | Ho, King Hang (SFC:AAF005) 何景行 | AAF005 | Rep | 2010-02-24 | 2010-08-26 | ||
| RO | 2010-08-26 | 2012-09-29 | |||||
| 36 | Ho, Mei Kei 何美琪 | ADZ581 | Rep | 2013-06-17 | 2017-11-29 | ||
| 37 | Hsu, Pei 徐培 | AGF149 | RO | 2004-10-07 | 2004-10-22 | ||
| 38 | Hsu, Yi-Ju 徐怡如 | APK835 | Rep | 2009-02-25 | 2009-10-31 | ||
| 39 | Hu, Xiaoyan (SFC:AVK473) 胡小燕 | AVK473 | Rep | 2010-06-25 | 2012-06-29 | ||
| 40 | Huen, Philip Tak Pan 禤德斌 | M | AUH257 | Rep | 2012-06-18 | 2014-03-28 | |
| 41 | Hung, Michael Siu Chun 洪小駿 | M | AGA524 | Rep | 2011-11-14 | 2012-10-09 | |
| 42 | Jiang, Jun (SFC:AYE728) 蔣鈞 | AYE728 | Rep | 2011-10-04 | 2011-11-08 | ||
| 43 | Kong, Shing Hon 江承翰 | APJ122 | Rep | 2013-07-02 | 2015-09-04 | ||
| 44 | Kung, Te-Yi 孔德儀 | ASW868 | Rep | 2009-04-30 | 2009-10-15 | ||
| 45 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2005-04-28 | 2008-11-25 | ||
| Rep | 2009-11-23 | 2025-06-23 | |||||
| 46 | Kwok, Samuel Ming Sum 郭銘琛 | M | AVL823 | Rep | 2010-07-09 | 2014-07-04 | |
| 47 | Lam, Cheuk Sun 林卓燊 | AXZ771 | Rep | 2012-06-20 | 2013-12-06 | ||
| 48 | Lam, Shun 林順 | AQL493 | Rep | 2012-06-20 | 2013-08-09 | ||
| 49 | Lam, Terence Joe Cho Ying 林祖瀛 | 52 | M | ABW710 | RO | 2004-04-28 | |
| RO | 2012-05-25 | 2013-06-08 | |||||
| 50 | Lau, Pak Sun 劉栢燊 | AMF528 | Rep | 2013-07-19 | 2014-04-24 | ||
| 51 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2010-03-24 | 2018-07-21 | |
| 52 | Lee, Jessica Man Yi 李敏兒 | F | AIU268 | Rep | 2013-08-12 | 2015-07-28 | |
| 53 | Lee, Yin Man (SFC:ARB818) 李彥文 | ARB818 | Rep | 2013-09-16 | |||
| 54 | Lehner, Charles Warren Jr | M | AWI800 | Rep | 2010-11-19 | 2011-06-24 | |
| 55 | Lei, Hei (SFC:AIY110) 李曦 | AIY110 | Rep | 2012-06-20 | 2014-12-12 | ||
| 56 | Leung, Fiona Wing Yee 梁穎怡 | F | AJB647 | Rep | 2012-06-21 | 2012-10-13 | |
| 57 | Leung, Ka Man (SFC:ARW215) 梁嘉文 | ARW215 | Rep | 2012-06-20 | 2018-09-01 | ||
| 58 | Leung, Richard Chi Wing 梁志榮 | M | APZ101 | Rep | 2009-03-13 | 2009-04-17 | |
| 59 | Li, Chiu Yee 李昭儀 | AJY016 | Rep | 2010-04-27 | 2013-03-07 | ||
| 60 | Li, Hongbin (SFC:AYY392) 李洪斌 | AYY392 | Rep | 2012-02-03 | 2012-08-30 | ||
| 61 | Li, Min (SFC:ASU506) 李敏 | ASU506 | Rep | 2009-04-23 | 2012-03-24 | ||
| 62 | Li, Wai Sum 李煒森 | AVA618 | Rep | 2012-06-21 | 2013-12-19 | ||
| 63 | Liang, Cheng Chung 梁正中 | AVS465 | Rep | 2013-02-06 | 2013-09-14 | ||
| 64 | Liang, William Wei Jen 梁維仁 | M | AGU673 | Rep | 2009-08-03 | 2010-03-05 | |
| RO | 2010-03-05 | 2011-09-30 | |||||
| 65 | Lim, Pak Fu 林柏富 | AAV508 | Rep | 2013-09-10 | 2013-10-22 | ||
| RO | 2013-10-22 | 2015-12-17 | |||||
| 66 | Lin, Li Yu (SFC:AHT091) 林麗玉 | AHT091 | Rep | 2004-07-19 | 2008-11-25 | ||
| 67 | Lin, Yen Jie 林彥傑 | ALC987 | Rep | 2004-11-08 | 2005-10-12 | ||
| RO | 2005-10-12 | 2009-02-12 | |||||
| 68 | Lin, Yu Hong 林妤虹 | ATS207 | Rep | 2009-09-11 | 2011-06-02 | ||
| 69 | Liu, Jia (SFC:ASH678) 劉佳 | ASH678 | Rep | 2009-02-18 | 2009-04-10 | ||
| 70 | Liu, Ken Wu 劉耕吾 | M | APQ644 | Rep | 2008-11-17 | 2010-01-31 | |
| 71 | Liu, Mei Shan 廖美珊 | F | ATI925 | Rep | 2009-07-20 | 2010-05-01 | |
| 72 | Liu, Ren (SFC:ASH680) 劉韌 | ASH680 | Rep | 2009-01-16 | 2010-05-22 | ||
| 73 | Liu, Shusheng 劉淑生 | AZJ892 | Rep | 2012-04-26 | 2012-11-28 | ||
| 74 | Liu, Wen-Yu 劉文昱 | ASA033 | Rep | 2009-04-09 | 2009-11-30 | ||
| 75 | Liu, Yi (SFC:ATR118) 劉禕 | ATR118 | Rep | 2009-09-02 | 2011-03-26 | ||
| 76 | Liu, Yixuan (SFC:ATQ883) 劉怡軒 | ATQ883 | Rep | 2009-08-28 | 2012-08-30 | ||
| 77 | Lo, Chih-peng 羅志鵬 | ARE530 | Rep | 2008-07-24 | 2009-02-12 | ||
| RO | 2009-02-12 | 2010-02-09 | |||||
| Rep | 2010-02-09 | 2010-04-01 | |||||
| Rep | 2010-06-10 | 2010-11-03 | |||||
| 78 | Lu, Yiwen (SFC:AYY014) 陆怡雯 | AYY014 | Rep | 2012-02-02 | 2012-07-01 | ||
| 79 | Ma, Vicky V. | F | ASM274 | Rep | 2009-02-27 | 2010-02-26 | |
| 80 | Ma, Xiaowen 馬曉文 | ASG314 | Rep | 2009-01-20 | 2010-04-14 | ||
| 81 | Markovich, Boris | M | ASG330 | Rep | 2009-01-19 | 2009-06-02 | |
| RO | 2009-06-02 | 2010-05-01 | |||||
| 82 | Ming, Ming-Hsia 明明霞 | ATO860 | Rep | 2009-08-24 | 2011-04-07 | ||
| 83 | Ming, Shu (SFC:ASH318) 明舒 | ASH318 | Rep | 2009-01-16 | 2010-04-08 | ||
| 84 | Mok, Chung Ho (SFC:AEU350) 莫頌豪 | AEU350 | Rep | 2012-06-22 | 2013-02-01 | ||
| 85 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2009-09-18 | |||
| 86 | Mui, Kay Boon 梅基本 | AAJ763 | Rep | 2010-11-17 | 2013-06-08 | ||
| 87 | Ng, Ka Fuk 吳嘉福 | ABM509 | Rep | 2009-07-09 | 2011-11-30 | ||
| RO | 2011-11-30 | 2018-08-23 | |||||
| 88 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2013-04-18 | 2015-02-27 | ||
| 89 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2013-07-02 | |||
| 90 | Ng, Man Fai (SFC:BAP096) 吳敏暉 | BAP096 | Rep | 2012-12-06 | 2013-12-11 | ||
| 91 | Nie, Shengshen 聶晟申 | AVL824 | Rep | 2010-07-09 | 2012-04-03 | ||
| 92 | Nissen, Charles Peter Alexander | 29 | M | ASI132 | Rep | 2009-02-25 | 2011-10-21 |
| 93 | Poon, Ka Wing (SFC:ATS954) 潘家榮 | ATS954 | Rep | 2013-05-08 | 2017-10-22 | ||
| 94 | Poon, Ming Pui 潘明培 | M | AAF320 | Rep | 2009-09-02 | 2009-11-02 | |
| RO | 2009-11-02 | 2011-04-21 | |||||
| 95 | Qian, Shenglei 錢晟磊 | ASG325 | Rep | 2009-01-14 | 2011-01-14 | ||
| 96 | Qian, Shoulu 錢守璐 | AXK688 | Rep | 2011-06-10 | 2012-12-01 | ||
| 97 | Shek, Winnie Po Wan 石寶雲 | F | ADY724 | Rep | 2009-10-12 | 2010-12-06 | |
| 98 | Shi, Lin (SFC:AMF516) 石琳 | AMF516 | Rep | 2009-03-02 | 2009-05-11 | ||
| 99 | Shih, Po-Cheng 施伯承 | ARK095 | Rep | 2008-09-04 | 2009-07-17 | ||
| 100 | Sun, Jie (SFC:BBY954) 孫婕 | BBY954 | Rep | 2013-09-27 | 2015-07-10 | ||
| 101 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2009-02-26 | 2010-08-10 | ||
| RO | 2010-08-10 | 2012-03-24 | |||||
| 102 | Tan, Kim Chong 陳金崇 | ANT749 | Rep | 2009-12-03 | 2012-03-24 | ||
| 103 | Tan, Ming Yi 陳銘億 | AVH984 | Rep | 2010-06-09 | 2013-04-10 | ||
| 104 | Tan, Wee Lee (SFC:AQI099) 陳偉利 | AQI099 | Rep | 2010-11-04 | 2011-12-10 | ||
| 105 | Tang, Yuwen (SFC:AZG141) 湯昱文 | AZG141 | Rep | 2012-03-28 | 2012-08-04 | ||
| 106 | Tsai, Chiu Hsun 蔡秋洵 | AQS647 | Rep | 2008-05-05 | 2009-07-16 | ||
| 107 | Tsai, Hsin Yi 蔡心怡 | AXV938 | Rep | 2011-08-12 | 2012-06-18 | ||
| 108 | Tsang, Cheuk Fung 曾卓鋒 | AUS314 | Rep | 2012-07-10 | 2013-09-16 | ||
| 109 | Tsang, Cheuk Lai 曾卓禮 | AGF188 | Rep | 2012-06-26 | 2013-02-21 | ||
| 110 | Tse, Ming Lun 謝銘倫 | AJH258 | Rep | 2012-11-14 | 2015-10-13 | ||
| 111 | Tseng Kuo, Jorge | AQW616 | Rep | 2008-05-21 | 2008-11-11 | ||
| 112 | Tseng Kuo, Juan | AJL228 | Rep | 2008-09-26 | 2009-10-20 | ||
| 113 | Wan, Chi Fai (SFC:AXV581) 尹志輝 | AXV581 | Rep | 2013-11-11 | 2015-03-18 | ||
| 114 | Wan, David Ngar Yin 溫雅言 | 53 | M | ABH754 | RO | 2004-02-06 | 2010-10-01 |
| RO | 2012-06-27 | 2018-03-29 | |||||
| 115 | Wan, Joyce Nga Yee 溫雅怡 | F | AOH920 | Rep | 2010-01-25 | 2015-06-14 | |
| 116 | Wan, Siu Shun 溫紹迅 | AEA214 | RO | 2013-08-08 | 2022-12-31 | ||
| 117 | Wan, Wei (SFC:ASH820) 萬煒 | ASH820 | Rep | 2009-01-20 | 2010-01-31 | ||
| 118 | Wang, Chun-Chieh (SFC:BAL984) 王俊傑 | BAL984 | Rep | 2012-12-13 | 2013-02-15 | ||
| RO | 2013-02-15 | 2016-04-08 | |||||
| 119 | Wang, Cong (SFC:ATW842) 王聰 | ATW842 | Rep | 2009-10-02 | 2011-05-23 | ||
| 120 | Wang, Jiahui (SFC:BAD529) 王佳卉 | BAD529 | Rep | 2012-08-31 | 2015-06-08 | ||
| 121 | Wang, Jin (SFC:AVY040) 王瑾 | AVY040 | Rep | 2010-09-20 | 2012-04-28 | ||
| 122 | Wang, Kuan Jan 王冠然 | AXK690 | Rep | 2011-06-13 | 2012-11-16 | ||
| 123 | Weng, Ming Sung 翁敏松 | BBK140 | Rep | 2013-11-20 | 2015-03-27 | ||
| 124 | Wertheimer, Richard Miles | M | ACT127 | Rep | 2006-05-03 | 2009-01-07 | |
| RO | 2009-01-07 | 2009-09-30 | |||||
| 125 | Wong, Johnny Kin Man 黃建文 | M | ACI033 | Rep | 2009-03-13 | 2012-11-16 | |
| 126 | Wong, Ka Yau 黃嘉佑 | AHL492 | Rep | 2009-12-11 | 2010-03-23 | ||
| 127 | Wong, Kwok Wai (SFC:AOY613) 黃國威 | AOY613 | Rep | 2009-09-02 | 2010-04-25 | ||
| 128 | Wong, Lok Sang 黃樂生 | AFZ880 | Rep | 2012-12-12 | 2013-01-18 | ||
| 129 | Wong, Paula Man Yee 黃雯誼 | F | AQE956 | Rep | 2013-09-05 | 2014-09-12 | |
| 130 | Wong, Siu Wai (SFC:AAY168) 黃瀟慧 | AAY168 | Rep | 2010-07-06 | 2011-09-24 | ||
| 131 | Wong, Wing Keung (SFC:ATL879) 王永強 | ATL879 | Rep | 2013-02-06 | 2013-11-01 | ||
| 132 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2008-10-27 | 2009-08-11 | ||
| RO | 2009-08-11 | 2012-01-01 | |||||
| 133 | Wu, Hung-Ting 吳洪霆 | ARS402 | Rep | 2008-10-15 | 2009-02-20 | ||
| 134 | Wu, Jie (SFC:ASH801) 吳杰 | ASH801 | Rep | 2009-01-16 | 2010-01-31 | ||
| 135 | Wu, Raymond Teh Sen 吳德生 | M | AOL264 | Rep | 2013-01-10 | 2013-03-12 | |
| RO | 2013-03-12 | 2024-05-31 | |||||
| 136 | Wu, Rong (SFC:ASH827) 吳蓉 | ASH827 | Rep | 2009-01-16 | 2012-04-29 | ||
| 137 | Wu, Weimin (SFC:AZK393) 吳偉敏 | AZK393 | Rep | 2013-04-12 | 2014-04-30 | ||
| 138 | Wu, Zheng (SFC:ASH677) 吳正 | ASH677 | Rep | 2009-02-13 | 2009-03-11 | ||
| 139 | Wun, Duncan Wai Yee 溫偉儀 | 49 | M | AAD933 | Rep | 2009-08-28 | 2010-07-13 |
| RO | 2010-07-13 | 2017-05-27 | |||||
| 140 | Xu, Ting (SFC:ASK490) 徐挺 | ASK490 | Rep | 2009-02-09 | 2009-03-11 | ||
| 141 | Yan, Zhixiong (1970) 嚴志雄 | 43 | M | ARI511 | Rep | 2009-02-02 | 2011-09-03 |
| 142 | Yang, Cheng-Yuan 楊鎭源 | AYE730 | Rep | 2011-10-04 | 2012-05-15 | ||
| 143 | Yang, Yeu Shun 楊雨順 | BBK646 | Rep | 2013-06-13 | 2013-07-11 | ||
| RO | 2013-07-11 | 2015-03-27 | |||||
| 144 | Yeung, Kwun Po 楊觀寶 | AVW215 | Rep | 2012-06-27 | |||
| 145 | Young, Ti-Sheng 楊滌生 | ABD503 | Rep | 2009-03-26 | 2009-08-31 | ||
| RO | 2009-08-31 | 2010-03-05 | |||||
| Rep | 2010-03-05 | 2010-04-01 | |||||
| 146 | Yu, Peng (SFC:ASH304) 于芃 | ASH304 | Rep | 2009-02-13 | 2009-03-11 | ||
| 147 | Zhao, Mingyue (SFC:BAE020) 趙明月 | BAE020 | Rep | 2012-09-28 | 2014-09-26 | ||
| 148 | Zhao, Zhenyi 趙振毅 | AVV675 | Rep | 2010-09-02 | 2012-07-01 | ||
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