HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bi, Weiwei 畢偉偉 | AQQ490 | Rep | 2015-12-16 | 2017-12-29 | ||
| 2 | Chan, Kwong Yuen (SFC:BGN069) 陳廣源 | BGN069 | Rep | 2015-11-19 | 2018-03-11 | ||
| 3 | Chan, Pui Lai 陳珮麗 | AQX493 | Rep | 2012-10-17 | 2013-04-15 | ||
| 4 | Chang, Ching-Kun 張靖坤 | ALJ991 | Rep | 2015-02-11 | 2015-07-07 | ||
| RO | 2015-07-07 | 2015-12-03 | |||||
| 5 | Chang, Jimmy Tim Fuk 張添福 | M | ACY760 | Rep | 2015-03-30 | 2015-08-20 | |
| RO | 2015-08-20 | 2017-08-21 | |||||
| 6 | Chau, Ling 周凌 | 33 | M | ANU529 | Rep | 2016-07-05 | 2016-12-12 |
| 7 | Chen, Dan (SFC:BBJ615) 陳丹 | BBJ615 | Rep | 2014-08-15 | 2015-08-31 | ||
| 8 | Chen, Jianping (SFC:AUV177) 陳建萍 | AUV177 | Rep | 2016-06-03 | 2017-03-24 | ||
| 9 | Chen, Li (SFC:BGO475) 陳靂 | BGO475 | Rep | 2015-11-23 | 2017-05-31 | ||
| 10 | Chen, Lingshan (SFC:AXG028) 陳玲珊 | AXG028 | Rep | 2011-05-13 | 2013-01-31 | ||
| 11 | Chen, Steve Shuo 陳碩 | BDJ257 | Rep | 2014-04-29 | 2019-05-08 | ||
| 12 | Chen, Wen-Chung 陳文聰 | AEB983 | Rep | 2010-09-13 | 2010-09-29 | ||
| RO | 2010-09-29 | 2011-01-14 | |||||
| 13 | Chen, Yifei (SFC:BIU909) 陳伊菲 | 23 | F | BIU909 | Rep | 2016-12-21 | 2017-04-19 |
| 14 | Chen, Yu (SFC:AQS372) 陳裕 | AQS372 | Rep | 2014-06-09 | 2015-03-31 | ||
| 15 | Cheng, Yeung (SFC:AHG117) 鄭揚 | AHG117 | Rep | 2015-03-10 | 2016-04-20 | ||
| 16 | Cheung, Agatha Chau Wan 張秋雲 | F | BDH663 | Rep | 2014-04-16 | 2015-10-13 | |
| RO | 2015-10-13 | 2018-10-31 | |||||
| 17 | Cheung, Hoi Shan (SFC:ALT754) 張海珊 | ALT754 | Rep | 2015-03-20 | 2015-11-23 | ||
| RO | 2015-11-23 | ||||||
| 18 | Chiang, Hon Fu 張漢夫 | BGM631 | Rep | 2015-11-13 | 2017-11-10 | ||
| 19 | Chu, Hon Kei 朱漢基 | ANA184 | Rep | 2015-09-10 | 2016-01-04 | ||
| RO | 2016-01-04 | 2019-07-12 | |||||
| 20 | Chu, Simon Wing Him 朱穎謙 | M | AVX942 | Rep | 2010-10-18 | 2012-06-11 | |
| 21 | Chuang, I-Chu 莊易築 | ANW396 | Rep | 2012-08-14 | 2012-09-17 | ||
| RO | 2012-09-17 | 2015-08-17 | |||||
| 22 | Chui, Charles Kin Wai 崔堅偉 | M | AYD407 | Rep | 2016-01-19 | 2019-02-22 | |
| 23 | Chung, Jimmy Kin Shun 鍾建舜 | 46 | M | ADK252 | RO | 2015-01-08 | 2016-10-04 |
| 24 | Chung, Ryan Chi Chuen 鍾志銓 | M | BDV071 | Rep | 2014-07-18 | 2020-05-19 | |
| 25 | Ding, Er 丁爾 | AWS221 | Rep | 2014-08-15 | |||
| 26 | Ding, Hanzhi 丁涵之 | ARA149 | Rep | 2016-09-30 | 2016-11-16 | ||
| RO | 2016-11-16 | 2020-05-11 | |||||
| 27 | Fan, Yunfeng 范云凤 | AQA838 | Rep | 2011-02-11 | 2014-08-27 | ||
| RO | 2014-08-27 | 2022-08-12 | |||||
| 28 | Fei, Jingyuan 費靜遠 | BID172 | Rep | 2016-09-05 | 2018-02-09 | ||
| 29 | Fok, Michael Chi Tat 霍志達 | 42 | M | AGH222 | Rep | 2014-08-12 | 2014-11-24 |
| RO | 2014-11-24 | 2019-10-28 | |||||
| 30 | Gao, Hongbo (SFC:BGN516) 高宏博 | BGN516 | Rep | 2015-11-23 | 2018-10-31 | ||
| 31 | Gong, Jie (SFC:BHG354) 龔劼 | BHG354 | Rep | 2016-04-07 | |||
| 32 | Guan, Haiyan 關海燕 | BBG274 | Rep | 2013-09-16 | |||
| 33 | Guo, Xingyi 郭興義 | BEM537 | Rep | 2014-11-14 | 2016-04-29 | ||
| 34 | Guo, Zili 郭自力 | APZ594 | Rep | 2016-10-20 | 2018-04-12 | ||
| 35 | Ho, May Sam 何美心 | F | AEL035 | Rep | 2016-02-25 | 2016-06-17 | |
| RO | 2016-06-17 | 2022-03-16 | |||||
| 36 | Hou, Changjie 侯昶杰 | BAG107 | Rep | 2014-09-01 | 2018-07-31 | ||
| 37 | Hu, Peng (SFC:ARG547) 胡芃 | 40 | M | ARG547 | Rep | 2015-10-09 | 2016-01-22 |
| RO | 2016-01-22 | 2018-06-29 | |||||
| 38 | Hui, Chi Keung (SFC:ALZ728) 許志強 | ALZ728 | Rep | 2016-11-10 | 2017-08-22 | ||
| 39 | Kan, Chi Kin 簡志健 | AYX364 | Rep | 2012-01-30 | 2012-06-13 | ||
| 40 | Kang, Ning (SFC:BIO599) 康寧 | BIO599 | Rep | 2016-11-30 | 2017-10-18 | ||
| 41 | Kong, Kar Wai Thomas 江家衛 | M | BBZ222 | Rep | 2015-12-23 | 2017-08-30 | |
| 42 | Ku, Patrick Kwan 顧琨 | M | AUR318 | Rep | 2015-07-29 | 2017-09-29 | |
| 43 | Kwong, King Lok 鄺境樂 | ATM472 | Rep | 2012-06-29 | 2017-06-16 | ||
| 44 | Lam, Cheuk Fung (SFC:ADW995) 林卓峯 | ADW995 | RO | 2010-04-21 | 2011-01-05 | ||
| Rep | 2011-01-05 | 2011-03-10 | |||||
| 45 | Lam, Kai Tin 林佳典 | AZH502 | Rep | 2014-11-03 | 2015-06-05 | ||
| 46 | Lau, Michael Chi Wai 劉志偉 | M | AVT372 | Rep | 2014-03-07 | 2015-08-11 | |
| RO | 2015-08-11 | 2018-02-12 | |||||
| 47 | Lau, Tin Pui 劉天珮 | BEZ268 | Rep | 2015-02-12 | 2015-11-18 | ||
| 48 | Leung, Chun Wa (SFC:AJF048) 梁晉華 | AJF048 | Rep | 2010-11-09 | 2011-05-13 | ||
| 49 | Leung, Pui 梁佩 | AEK184 | Rep | 2011-08-17 | 2016-03-17 | ||
| 50 | Leung, Terence Ho Chi 梁浩智 | M | APF834 | Rep | 2014-08-13 | 2016-06-15 | |
| 51 | Li, Fangyong (SFC:BEI816) 李方勇 | BEI816 | Rep | 2014-10-17 | 2019-02-04 | ||
| 52 | Li, Jamie Chiu 李超 | M | ACN575 | RO | 2012-10-18 | 2015-06-12 | |
| 53 | Li, Ka Yiu (SFC:AUC295) 李家耀 | AUC295 | Rep | 2016-06-06 | |||
| 54 | Li, Yun (SFC:BIT463) 李沄 | BIT463 | Rep | 2016-12-16 | 2020-07-10 | ||
| 55 | Liang, Haifeng 梁海峰 | BEG252 | Rep | 2014-10-08 | 2015-09-30 | ||
| 56 | Liang, Yiming (SFC:AEY432) 梁仡銘 | AEY432 | Rep | 2014-06-04 | 2014-08-15 | ||
| RO | 2014-08-15 | 2019-06-09 | |||||
| 57 | Lim, Irene Siok Cheng 林淑貞 | F | AOH674 | Rep | 2014-06-11 | 2014-08-26 | |
| RO | 2014-08-26 | 2018-05-16 | |||||
| 58 | Lin, Haicheng (SFC:BCU525) 林海成 | BCU525 | Rep | 2014-02-17 | 2015-06-30 | ||
| 59 | Lin, Hao (SFC:BFE478) 林浩 | BFE478 | Rep | 2015-04-08 | 2017-06-16 | ||
| 60 | Lin, Huayong (SFC:AVR191) 林華勇 | AVR191 | Rep | 2011-05-11 | 2015-06-30 | ||
| 61 | Lin, Shan (SFC:BIR018) 林珊 | BIR018 | Rep | 2016-11-29 | |||
| 62 | Liu, Cheng Yi 劉正毅 | 51 | M | BBD532 | Rep | 2013-04-16 | 2013-07-17 |
| RO | 2013-07-17 | 2015-01-22 | |||||
| 63 | Liu, Na (SFC:BEC575) 劉鈉 | BEC575 | Rep | 2014-09-03 | 2017-06-30 | ||
| 64 | Liu, Taojiang 劉濤江 | AZV756 | Rep | 2014-09-15 | 2017-01-26 | ||
| 65 | Liu, Tiantian (SFC:BGH958) 劉天天 | BGH958 | Rep | 2015-10-07 | 2017-09-29 | ||
| 66 | Liu, Xutong (SFC:BAC151) 劉旭彤 | BAC151 | Rep | 2016-11-11 | 2020-09-07 | ||
| 67 | Liu, Yang (SFC:BBB364) 劉洋 | BBB364 | Rep | 2015-06-30 | 2016-08-09 | ||
| 68 | Liu, Yuxia (SFC:BAX860) 劉玉霞 | BAX860 | Rep | 2013-07-05 | 2014-09-22 | ||
| 69 | Lu, Di (SFC:BDA055) 呂迪 | 30 | M | BDA055 | Rep | 2014-03-24 | 2014-11-27 |
| 70 | Lu, Rong (SFC:ACB322) 陸戎 | ACB322 | Rep | 2014-03-31 | 2014-04-29 | ||
| RO | 2014-04-29 | 2017-04-28 | |||||
| 71 | Lu, Ting (SFC:ANL775) 陸挺 | M | ANL775 | Rep | 2015-05-18 | 2015-12-03 | |
| RO | 2015-12-03 | 2018-05-07 | |||||
| 72 | Lui, Adrian Chun Wing 呂俊穎 | M | BHU859 | Rep | 2016-07-18 | 2018-12-19 | |
| 73 | Luo, Juan (SFC:AWQ261) 羅娟 | AWQ261 | Rep | 2014-11-25 | 2015-07-02 | ||
| 74 | Luo, Yi (SFC:AXZ971) 羅毅 | AXZ971 | Rep | 2015-03-16 | 2017-02-02 | ||
| 75 | Ma, Menglong (SFC:BEA929) 馬夢龍 | BEA929 | Rep | 2014-08-20 | 2017-07-31 | ||
| 76 | Ma, Yuanjing 馬源璟 | BFE452 | Rep | 2015-04-02 | 2018-11-15 | ||
| 77 | Man, Kam Fai 文錦輝 | ADG019 | RO | 2015-01-08 | 2015-03-22 | ||
| 78 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | ACR411 | Rep | 2014-08-21 | 2015-08-07 | ||
| RO | 2015-08-07 | 2017-08-04 | |||||
| 79 | Ngan, Wing Ho 顏永豪 | 42 | M | AFR720 | Rep | 2014-08-21 | 2015-06-02 |
| 80 | Peng, Yu-Min 彭裕旻 | BGE014 | Rep | 2015-09-09 | 2017-08-07 | ||
| 81 | Piao, Zhenzi 朴貞子 | BFU732 | Rep | 2015-07-20 | 2016-04-21 | ||
| 82 | Poon, Joseph Chi Ho 潘之豪 | M | AXG997 | Rep | 2015-06-22 | ||
| 83 | Pun, Hong Hai 潘康海 | 38 | M | AHS951 | Rep | 2015-08-25 | 2015-09-25 |
| 84 | Qian, Yifei (SFC:BBD017) 錢燚飛 | BBD017 | Rep | 2015-05-20 | 2017-08-11 | ||
| 85 | Qin, Qing (SFC:BAH726) 秦晴 | BAH726 | Rep | 2015-11-10 | 2018-10-12 | ||
| 86 | Qiu, Shi (SFC:BEF213) 邱實 | BEF213 | Rep | 2014-09-23 | 2015-06-04 | ||
| 87 | Qiu, Yang (SFC:AXD385) 邱陽 | AXD385 | Rep | 2011-05-05 | 2014-10-31 | ||
| 88 | Ran, Miao 冉淼 | BBN537 | Rep | 2014-01-14 | 2014-05-16 | ||
| 89 | Ren, Jia (SFC:BFD049) 任佳 | BFD049 | Rep | 2015-03-26 | 2018-05-28 | ||
| 90 | Roy Ghatak, Dhiman | BDJ566 | Rep | 2014-05-05 | 2016-05-31 | ||
| 91 | Song, Yangzhou 宋洋洲 | AOK810 | RO | 2010-02-11 | 2013-09-24 | ||
| 92 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-12-11 | 2015-08-28 | ||
| RO | 2015-08-28 | 2020-12-29 | |||||
| 93 | Sun, Lefei 孫樂非 | 38 | M | AXI385 | Rep | 2015-11-10 | 2018-04-30 |
| 94 | Sun, Lei (SFC:AJD048) 孫磊 | 47 | M | AJD048 | Rep | 2014-08-27 | 2015-09-18 |
| 95 | Tang, Hao (SFC:AOL324) 湯浩 | AOL324 | Rep | 2014-04-15 | 2017-01-13 | ||
| 96 | Tang, Xiaolei (SFC:AWS220) 湯小雷 | AWS220 | Rep | 2016-03-22 | 2018-03-22 | ||
| 97 | Tang, Zhi (SFC:AWW136) 唐志 | AWW136 | Rep | 2011-04-21 | 2016-02-24 | ||
| 98 | Tsai, Leo Lieh 蔡洌 | 35 | M | AYK764 | Rep | 2016-10-31 | 2019-01-14 |
| 99 | Tse, Soo Lai 謝素麗 | AIC206 | Rep | 2010-06-10 | 2011-01-05 | ||
| 100 | Tze, Hei 紫曦 | AWQ683 | Rep | 2011-01-19 | 2011-01-28 | ||
| 101 | Wang, Lei (SFC:ATV187) 王磊 | ATV187 | Rep | 2015-11-10 | 2017-04-28 | ||
| 102 | Wang, Qian (SFC:BAU350) 王茜 | BAU350 | Rep | 2013-01-24 | 2021-05-31 | ||
| 103 | Wang, Wei (SFC:ARG951) 王瑋 | ARG951 | Rep | 2012-06-08 | 2015-07-26 | ||
| 104 | Wang, Wenzhou (SFC:ARO923) 王文洲 | ARO923 | Rep | 2012-01-18 | 2013-09-17 | ||
| 105 | Wang, Yumei (SFC:BBY647) 王禹媚 | BBY647 | Rep | 2015-07-10 | 2015-12-31 | ||
| 106 | Wong, Chin Pang (SFC:AFU569) 黃展鵬 | AFU569 | Rep | 2011-02-07 | 2011-03-09 | ||
| RO | 2011-03-09 | 2013-02-01 | |||||
| 107 | Wong, Hoi Ka (SFC:BFK210) 黃凱嘉 | BFK210 | Rep | 2015-05-13 | 2018-04-13 | ||
| 108 | Wong, Isaac James | M | BFE502 | Rep | 2015-04-02 | ||
| 109 | Wong, Wallace Leung Yiu 黃良堯 | BDL642 | Rep | 2014-07-30 | 2019-06-11 | ||
| 110 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | AAF918 | RO | 2010-02-11 | 2011-01-05 | ||
| 111 | Wu, Qiuru 吳秋如 | BCY957 | Rep | 2014-03-17 | 2016-07-29 | ||
| 112 | Xiao, Han (SFC:BIV459) 肖涵 | BIV459 | Rep | 2016-12-28 | 2017-07-07 | ||
| 113 | Xiao, Lan (SFC:AQP591) 肖蘭 | AQP591 | Rep | 2014-07-03 | 2015-03-18 | ||
| RO | 2015-03-18 | 2016-09-30 | |||||
| 114 | Xin, Hai 忻海 | AMC830 | Rep | 2015-05-13 | 2015-07-06 | ||
| RO | 2015-07-06 | 2018-07-20 | |||||
| 115 | Xu, Pengbing 徐鵬冰 | AWC146 | Rep | 2012-08-09 | 2014-11-28 | ||
| 116 | Xu, Shigang 許世剛 | BIH840 | Rep | 2016-10-06 | 2017-11-27 | ||
| 117 | Xu, Sijia (SFC:AYT011) 徐思嘉 | F | AYT011 | Rep | 2016-08-24 | 2018-06-28 | |
| 118 | Xu, Zhan (SFC:AQQ125) 徐湛 | AQQ125 | Rep | 2016-11-22 | |||
| 119 | Xue, Lan (SFC:ANY095) 薛蘭 | 51 | F | ANY095 | Rep | 2014-03-07 | 2016-03-11 |
| 120 | Yang, Shengkang (SFC:AXF785) 楊聖康 | AXF785 | Rep | 2011-05-13 | 2013-01-07 | ||
| 121 | Yang, Shuenn-yuh 楊順裕 | AVA597 | Rep | 2014-04-15 | 2017-04-19 | ||
| 122 | Yang, Xuan (SFC:BHS899) | BHS899 | Rep | 2016-07-06 | 2022-08-12 | ||
| 123 | Yang, Yehui 楊燁輝 | BFZ374 | Rep | 2015-08-10 | 2016-04-18 | ||
| 124 | Ye, Ping (SFC:BFX209) 叶平 | BFX209 | Rep | 2015-07-29 | 2017-06-30 | ||
| 125 | Yiong, Hoi San 楊海山 | AGT132 | Rep | 2015-11-03 | 2016-09-20 | ||
| RO | 2016-09-20 | 2018-01-31 | |||||
| 126 | Yu Steiner, Lingzhu 遇玲珠 | AZK192 | Rep | 2014-05-13 | 2017-02-27 | ||
| 127 | Yu, Liang (SFC:BID601) 郁晾 | BID601 | Rep | 2016-09-12 | 2018-10-24 | ||
| 128 | Yuan, Sheng (SFC:ASI048) 袁胜 | ASI048 | Rep | 2011-06-20 | 2012-01-12 | ||
| 129 | Zhai, Xue 翟雪 | BIB420 | Rep | 2016-08-25 | 2018-09-14 | ||
| 130 | Zhang, Cheng (SFC:BGI389) 章誠 | BGI389 | Rep | 2015-10-09 | 2016-07-29 | ||
| 131 | Zhang, Licong (SFC:BHH175) 張立聰 | BHH175 | Rep | 2016-04-12 | 2017-07-14 | ||
| 132 | Zhang, Linfeng 章林峰 | APF354 | Rep | 2014-08-25 | 2015-07-22 | ||
| 133 | Zhang, Ru (SFC:BBB822) 張如 | BBB822 | Rep | 2013-04-09 | 2018-04-11 | ||
| 134 | Zhang, Xiaosi 張曉思 | AWI146 | Rep | 2010-12-08 | 2014-05-16 | ||
| 135 | Zhang, Yashen 張亞紳 | BGM926 | Rep | 2016-11-28 | 2017-03-17 | ||
| 136 | Zhang, Yu (SFC:AQS656) 張煜 | AQS656 | Rep | 2016-04-21 | 2016-10-17 | ||
| RO | 2016-10-17 | 2018-08-17 | |||||
| 137 | Zhang, Zhihua (SFC:ANB118) 張志華 | ANB118 | Rep | 2016-03-14 | 2018-07-04 | ||
| 138 | Zhao, Hongyan (SFC:BGQ457) 趙洪岩 | BGQ457 | Rep | 2015-12-08 | 2016-08-16 | ||
| RO | 2016-08-16 | 2017-12-09 | |||||
| 139 | Zheng, Jie (SFC:BHS906) 鄭捷 | BHS906 | Rep | 2016-07-06 | 2016-11-28 | ||
| 140 | Zheng, Runze 鄭潤澤 | BEJ782 | Rep | 2014-10-28 | 2017-07-31 | ||
| 141 | Zheng, Yanglei 鄭陽蕾 | BCU980 | Rep | 2014-02-24 | 2016-11-11 | ||
| 142 | Zhou, Fei (SFC:BEM286) 周霏 | BEM286 | Rep | 2014-11-24 | 2017-07-14 | ||
| 143 | Zhou, Francis Bingrong 周冰融 | 32 | M | AVJ543 | Rep | 2015-09-09 | 2016-03-03 |
| 144 | Zhou, Rui (SFC:BHV154) 周睿 | BHV154 | Rep | 2016-07-20 | 2018-10-07 | ||
| 145 | Zhu, Ping (SFC:AYW845) 祝萍 | AYW845 | Rep | 2016-03-22 | |||
| 146 | Zhu, Shengchu 朱聖初 | AUI034 | Rep | 2015-02-09 | 2020-05-29 | ||
| 147 | Zhu, Shirong 朱世融 | AVI743 | Rep | 2015-11-04 | 2017-05-11 | ||
| 148 | Zou, Wenjing (SFC:BBJ827) 鄒文璟 | BBJ827 | Rep | 2013-07-03 | 2013-08-22 | ||
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