DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | AIP440 | Rep | 2003-04-09 | 2009-10-22 | ||
| 2 | Albrecht, Frank Oliver | M | AEZ487 | Rep | 2004-04-17 | ||
| 3 | Alexander, Michael Lewis | M | AGR372 | Rep | 2004-04-16 | ||
| 4 | Alexander, Sean Philip 白影子 | M | AHA619 | Rep | 2006-02-28 | ||
| 5 | Ang, Bee Leng | AGE134 | Rep | 2008-06-05 | |||
| 6 | Apabhai, Mohammed Zuned | M | AHC475 | Rep | 2004-04-16 | ||
| 7 | Arculli, Kim Melanie | F | AAA119 | Rep | 2004-03-05 | 2005-05-25 | |
| 8 | Arrowsmith, Natalie Jane | F | AIG958 | Rep | 2003-07-15 | ||
| 9 | Bertrand, Caroline | F | ADV127 | Rep | 2005-03-04 | ||
| 10 | Bhammer, Vishal Mahendra Kumar | M | AHF765 | Rep | 2004-02-02 | 2005-05-25 | |
| 11 | Boyle, James Joseph (SFC:AZC785) | M | AZC785 | Rep | 2016-07-15 | 2017-01-05 | |
| RO | 2017-01-05 | 2018-07-16 | |||||
| 12 | Brown, Anthony George (SFC:APU473) | M | APU473 | RO | 2010-05-17 | 2013-08-01 | |
| 13 | Bugel, Michael Bartus | M | ABQ525 | Rep | 2010-08-17 | 2012-06-13 | |
| 14 | Byrne, Anthony John (SFC:AXT652) | M | AXT652 | Rep | 2011-08-10 | 2017-06-15 | |
| 15 | Chak, Alan Wing Kai 翟永基 | M | ADB786 | Rep | 2003-09-22 | ||
| 16 | Chan, Chieh-Mi (SFC:ALU162) | ALU162 | RO | 2005-11-22 | 2009-04-02 | ||
| Rep | 2009-04-02 | 2009-07-01 | |||||
| 17 | Chan, Pui Ching (SFC:AGN555) 陳佩貞 | AGN555 | Rep | 2005-01-25 | 2006-04-10 | ||
| 18 | Chan, Wai Ling (SFC:ABS687) 陳慧玲 | ABS687 | Rep | 2003-05-05 | 2004-02-02 | ||
| 19 | Chang, Hui Na 張惠娜 | AEU332 | Rep | 2004-04-16 | |||
| 20 | Chaplow, Richard Simon | M | ABE464 | Rep | 2004-03-19 | ||
| 21 | Chau, Kenneth Yiu Man 周耀文 | M | AGV336 | Rep | 2004-04-17 | ||
| 22 | Cheng, Miu Ling 鄭妙玲 | AFC781 | Rep | 2003-10-29 | |||
| 23 | Cheung, Ka Che 張家熾 | AFX502 | Rep | 2005-07-27 | 2009-06-24 | ||
| 24 | Cheung, Lee Na 張莉娜 | AIU376 | Rep | 2003-05-05 | 2004-02-02 | ||
| 25 | Chiang, Ming Zuei 江明叡 | ADY323 | Rep | 2004-04-16 | |||
| 26 | Choi, Soyun 崔少臙 | AYI864 | Rep | 2016-06-24 | 2018-11-23 | ||
| 27 | Chong, Chyi Yiing | AFY704 | Rep | 2006-04-05 | |||
| 28 | Chow, Anson Tsun Ho 周進浩 | AQG809 | Rep | 2009-03-05 | 2013-02-01 | ||
| 29 | Chu, Peter | M | AIR824 | Rep | 2004-04-07 | ||
| 30 | Chue, Chee Tang | AFC278 | Rep | 2004-04-16 | |||
| 31 | Chung, Jeffrey Jin Wook | M | AEA620 | Rep | 2014-04-10 | ||
| 32 | Chung, Ji Young | AGV338 | Rep | 2011-10-07 | |||
| 33 | Chuy Kon, Alejandro Jose | M | AIB976 | Rep | 2004-04-16 | ||
| 34 | Cohen-Addad, Nicolas Paul | M | AHR321 | Rep | 2017-06-20 | 2017-12-12 | |
| RO | 2017-12-12 | 2018-10-14 | |||||
| 35 | Cook, Stuart Harrington | M | AAC359 | Rep | 2011-06-07 | 2015-02-03 | |
| 36 | Crosbie-Walsh, Gordon Michael | M | ACD934 | Rep | 2006-07-31 | ||
| 37 | Cunha, Luiz Marcelo | AWZ798 | Rep | 2012-03-23 | 2012-12-07 | ||
| 38 | Davis, Mark James (SFC:AQC318) | M | AQC318 | RO | 2009-10-09 | 2012-10-25 | |
| Rep | 2012-10-25 | 2014-08-09 | |||||
| 39 | Davison, Nathan Luke | M | AUD693 | Rep | 2009-11-27 | 2010-04-19 | |
| RO | 2010-04-19 | 2011-02-09 | |||||
| 40 | Ding, Ka Po 丁嘉寶 | AZQ089 | Rep | 2012-06-05 | 2013-02-01 | ||
| 41 | Donald, John Christopher | M | AQG468 | Rep | 2013-12-02 | 2014-11-27 | |
| 42 | Ebert, Robert James | M | AVF581 | Rep | 2010-05-20 | 2010-10-15 | |
| RO | 2010-10-15 | 2015-06-09 | |||||
| RO | 2015-10-09 | 2016-07-01 | |||||
| 43 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2003-06-01 | ||
| 44 | Fan, Jacqueline Sik Ling 范惜玲 | F | ADH472 | Rep | 2004-04-16 | ||
| 45 | Fang, Chih-Shang 方至善 | AFV353 | Rep | 2007-04-11 | 2007-11-16 | ||
| 46 | Fennell, Nicholas Peter (SFC:ADA865) | M | ADA865 | RO | 2003-06-12 | ||
| 47 | Ford, Melvyn Guy | M | AGX675 | Rep | 2003-10-27 | ||
| 48 | Fung, Peter Yuk Kuen 馮旭乾 | M | AIU326 | Rep | 2003-04-25 | ||
| 49 | Goodwin, Hannah Victoria | 56 | F | ACI718 | Rep | 2004-04-17 | |
| 50 | Gu, Lingwei 顧玲蔚 | AVH529 | Rep | 2012-06-19 | 2015-02-06 | ||
| 51 | Han, William Wei-Lee | M | AHF798 | Rep | 2003-10-15 | ||
| 52 | Harris, Stephen Paul (1953) | 68 | M | AGO825 | RO | 2005-08-12 | |
| 53 | Heng, Kia Mui 王加媚 | AJB996 | Rep | 2004-02-02 | 2008-06-02 | ||
| 54 | Hesse, Nicolas Jean Georges | M | AOD300 | Rep | 2016-07-04 | 2016-08-26 | |
| 55 | Hil, Jeffery Chi Yung 許志勇 | M | AAJ464 | RO | 2004-01-08 | ||
| 56 | Ho, Chak Kie 何澤基 | AEC938 | Rep | 2004-04-17 | |||
| 57 | Hon, Kenneth Sau Yee 韓守義 | M | AJI837 | RO | 2011-06-02 | 2012-03-21 | |
| 58 | Honegger, Ricardo | AIJ129 | RO | 2005-05-31 | 2006-01-01 | ||
| 59 | Hoong, Yik Luen 洪逸倫 | ADY095 | Rep | 2003-04-17 | |||
| Rep | 2004-02-02 | 2009-01-01 | |||||
| 60 | Hosie, Neil Cameron | M | AHQ348 | RO | 2009-05-13 | 2017-03-31 | |
| 61 | Hui, Ho Kuen 許浩權 | AGB889 | Rep | 2004-04-17 | |||
| 62 | Jaycock, Ian Richard | M | AFX745 | Rep | 2004-01-08 | ||
| 63 | Johnson, Donald Joseph | M | AZH721 | Rep | 2012-04-16 | 2019-11-12 | |
| 64 | Joshi, Dixit Aswin | AXC431 | Rep | 2011-04-04 | 2012-02-29 | ||
| RO | 2012-02-29 | 2016-02-01 | |||||
| 65 | Kapur, Kanak Kamal 卡普尓金心 | AGL150 | Rep | 2004-04-17 | |||
| 66 | Key, John Richard | M | AOZ142 | RO | 2018-12-13 | 2019-12-03 | |
| 67 | Khanna, Punit | ACE500 | Rep | 2008-12-12 | |||
| 68 | Kim, So Yeon | AMM348 | Rep | 2012-06-14 | 2013-02-01 | ||
| 69 | Kim, Yong Chan 金容賛 | AIH348 | Rep | 2004-04-16 | |||
| 70 | King, Hubert Duncan 金汶椿 | M | AES843 | Rep | 2015-06-08 | ||
| 71 | Kong, Rita Yan Yee 江欣兒 | AES247 | Rep | 2004-04-16 | |||
| 72 | Koo, Kevin Hung Yuan 顧弘源 | 53 | M | AFE094 | Rep | 2004-04-16 | |
| 73 | Kwok, Dickie Tak Kei 郭德祺 | AHL733 | Rep | 2004-04-16 | |||
| 74 | Lally, Harprit Singh | AHQ837 | Rep | 2005-02-14 | |||
| 75 | Lau, Alexander Yen Hou 劉恩浩 | M | AFM190 | Rep | 2004-04-17 | ||
| 76 | Lau, Karen Ga Yun 劉家欣 | F | AIC041 | Rep | 2004-04-16 | ||
| 77 | Law, Ernest Kwan Hon 羅君瀚 | M | AFT604 | Rep | 2004-04-17 | ||
| 78 | Law, Kin Fat 羅建發 | 53 | M | ABL850 | Rep | 2011-06-10 | 2012-09-05 |
| 79 | Lee, Chun Wang (SFC:ADJ624) 李俊宏 | ADJ624 | Rep | 2003-04-30 | 2004-02-02 | ||
| 80 | Lee, Gregory Joseph | M | APD818 | RO | 2012-02-13 | 2014-05-16 | |
| 81 | Lee, Youn Wen | AHA183 | Rep | 2004-04-17 | |||
| 82 | Leung, Hung Kwong (SFC:ARF550) 梁雄光 | ARF550 | Rep | 2008-06-20 | 2010-11-12 | ||
| 83 | Li, Annette Ka Pui 李嘉珮 | F | ADU559 | Rep | 2004-02-01 | ||
| 84 | Li, Ester Joyse Sau Han 李秀嫻 | F | AAV369 | Rep | 2006-07-10 | ||
| 85 | Li, Nelson Siu Sing 李紹成 | M | AAI318 | Rep | 2009-06-13 | ||
| 86 | Li, Sandy Pak Lin 李白蓮 | AFF227 | Rep | 2006-07-10 | |||
| 87 | Liedtke, Boris Nikolaj | M | AEP413 | Rep | 2004-04-16 | ||
| 88 | Lim, Catherine Ai Nar 林愛娜 | F | AIJ815 | Rep | 2003-07-27 | ||
| 89 | Ling, Anne Kin Shun 林建純 | F | ACX120 | Rep | 2004-11-30 | 2007-11-07 | |
| 90 | Liu, Sum Ching 廖心澄 | ACC217 | Rep | 2005-01-07 | |||
| 91 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2004-04-16 | ||
| 92 | Lonergan, Phillip Edward | M | ATB486 | Rep | 2009-05-25 | 2010-02-02 | |
| RO | 2010-02-02 | 2010-08-02 | |||||
| Rep | 2010-08-02 | 2011-08-23 | |||||
| 93 | Lu, Gloria Yi 陸奕 | 51 | F | ADA784 | Rep | 2004-02-02 | 2007-08-01 |
| 94 | Lui, Gregory Sieu Weng | M | AHA185 | Rep | 2009-03-12 | ||
| 95 | Ma, Sin Chi 馬善智 | 47 | M | AFQ486 | RO | 2010-04-20 | 2012-01-06 |
| 96 | MacCarthy, Denis (SFC:AGK114) | AGK114 | RO | 2009-03-27 | 2009-12-11 | ||
| 97 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | ADK738 | Rep | 2005-04-04 | 2005-07-22 | |
| 98 | Michalik, Thorsten | AJK533 | Rep | 2005-05-18 | 2006-03-01 | ||
| 99 | Miller, Daniel Owen 但米勒 | M | ACU447 | RO | 2004-01-08 | ||
| RO | 2005-05-27 | 2009-02-28 | |||||
| 100 | Min, Brett Jae | M | AJD743 | Rep | 2003-09-19 | 2005-10-10 | |
| 101 | Mirpuri, Joseph Gul 梅培理 | M | AFP510 | Rep | 2005-07-21 | 2007-03-12 | |
| 102 | Mizoguchi, Hironori | AHL612 | Rep | 2004-04-13 | 2008-12-05 | ||
| 103 | Montanari, Marco | M | ATI145 | Rep | 2009-07-08 | 2013-02-01 | |
| 104 | Moreira, Nicholas Hubert | M | ADT374 | Rep | 2011-12-16 | 2019-12-03 | |
| 105 | Murphy, David James (SFC:AFG800) | M | AFG800 | Rep | 2009-09-14 | 2010-04-28 | |
| RO | 2010-04-28 | 2011-09-09 | |||||
| 106 | Narain, Ravi | AAG780 | Rep | 2010-03-24 | |||
| 107 | Navlakha, Nilesh | M | AYI936 | RO | 2015-12-02 | 2019-01-20 | |
| 108 | Neo, Chye Lian | AFE956 | Rep | 2004-04-17 | |||
| 109 | Ng, Agnes Wing Sum 吳詠芯 | F | AGK088 | Rep | 2004-10-14 | 2005-03-14 | |
| 110 | Ng, Ka Hing (SFC:ACU882) 伍家興 | ACU882 | Rep | 2004-04-16 | |||
| 111 | Nichols, David (SFC:AGJ649) | M | AGJ649 | Rep | 2006-08-11 | ||
| 112 | Nolan, Brian Patrick | M | ADN955 | RO | 2003-06-01 | ||
| 113 | Norris, Jeremy Anthony (SFC:ABM977) | M | ABM977 | Rep | 2004-04-16 | ||
| 114 | Oyson, Michaelangelo De Los Reyes | AJA485 | Rep | 2003-10-24 | 2010-11-11 | ||
| 115 | Pachl, Franz Michael | M | AHS154 | Rep | 2003-06-25 | ||
| 116 | Peter, Edouard Fernen | AGO822 | RO | 2005-08-12 | |||
| 117 | Prebola, Scott Thomas | M | AXS797 | Rep | 2011-08-02 | 2015-01-26 | |
| 118 | Press, Matthew (SFC:ATI127) | M | ATI127 | Rep | 2009-10-08 | 2010-08-13 | |
| RO | 2010-08-13 | 2011-08-23 | |||||
| Rep | 2011-09-16 | 2012-07-31 | |||||
| 119 | Primhak, Warren Lee | 57 | M | ADV313 | RO | 2004-01-08 | |
| 120 | Ripoll, Remy Jacques Michel | 46 | M | BGC777 | Rep | 2015-09-02 | 2016-04-14 |
| RO | 2016-04-14 | 2017-08-07 | |||||
| 121 | Roos, Murray Daniel Remarque | 46 | M | AOX773 | RO | 2009-08-17 | 2010-02-17 |
| 122 | Sanchez, Marlon Mikhail | M | ADJ822 | RO | 2011-01-04 | 2019-12-03 | |
| 123 | Sanghi, Keshav Krishna | ACR753 | Rep | 2003-09-01 | |||
| 124 | Sebti, Noreddine Ali | ARJ195 | Rep | 2008-07-24 | 2008-11-18 | ||
| RO | 2008-11-18 | 2009-06-01 | |||||
| 125 | See, Buay Lan | AHA574 | Rep | 2004-01-27 | |||
| 126 | Shah, Priyesh Shantilal | ARF530 | Rep | 2008-06-23 | 2014-12-31 | ||
| 127 | Shaw, Natalie Ann | F | AGB890 | Rep | 2003-06-25 | ||
| 128 | Shen, Lyon Li Ang 沈歷昂 | AIB112 | Rep | 2003-07-10 | |||
| 129 | Silveira, Ashley | ADC285 | Rep | 2003-09-01 | |||
| 130 | Sim, Sharon Anne Soo Yee | F | AGH852 | Rep | 2005-07-22 | ||
| 131 | Smaller, Daniel Scott | M | AHF355 | Rep | 2005-06-09 | ||
| 132 | Sue, Kenneth (SFC:AEL989) 蘇其暉 | M | AEL989 | Rep | 2004-04-17 | ||
| 133 | Suen, Ming Chit 孫明哲 | ADC059 | Rep | 2004-03-30 | 2010-08-14 | ||
| 134 | Summerfield, David Angus | M | AEP603 | Rep | 2003-06-26 | ||
| 135 | Szeto, Carissa Carol 司徒加樂 | F | AIU527 | Rep | 2003-05-14 | 2007-11-07 | |
| 136 | Tan, Guat Cheng Maureen | F | AEX047 | Rep | 2008-02-22 | ||
| 137 | Tan, Jushin Kenneth | M | AEX674 | Rep | 2004-04-16 | ||
| 138 | Tang, Shuk Wai 鄧淑慧 | AZQ964 | Rep | 2012-06-12 | 2012-08-11 | ||
| 139 | Tay, Mei Yuen | AHC197 | Rep | 2004-04-16 | |||
| 140 | Tsang, Ka Li 曾嘉莉 | AIB690 | Rep | 2005-05-18 | 2012-01-10 | ||
| 141 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2004-04-17 | |||
| 142 | Tse, Benjamin Bun 謝彬 | M | ACL001 | Rep | 2004-04-16 | ||
| 143 | Welch, Thomas Andrew | M | ALD194 | RO | 2009-08-17 | 2010-05-21 | |
| 144 | Whitfield, Charles Bernard Francis 查韋斐 | M | AGL896 | Rep | 2004-04-16 | ||
| 145 | Wijaya, Annie | F | AHI788 | Rep | 2004-04-17 | ||
| 146 | Wilson, Murray John | M | ARJ081 | Rep | 2010-06-24 | 2012-07-17 | |
| RO | 2012-07-17 | 2017-08-31 | |||||
| 147 | Wong, Ka Hong 黃家康 | AIH625 | Rep | 2004-04-16 | |||
| 148 | Wong, Kenneth Kin 黃健 | M | ACB812 | RO | 2003-09-23 | ||
| 149 | Wong, Paul Sek Ming 黃錫明 | M | AAV864 | Rep | 2010-09-09 | 2014-05-26 | |
| RO | 2014-05-26 | 2018-05-09 | |||||
| 150 | Wong, Tsz Kin (SFC:ALA499) 王子健 | ALA499 | Rep | 2005-05-18 | 2013-02-01 | ||
| 151 | Woo, Janet Fong Fong 胡渢渢 | F | AEM866 | Rep | 2004-04-16 | ||
| 152 | Woo, Lam Hay 胡林熙 | AAB005 | Rep | 2004-04-16 | |||
| 153 | Woo, Mei Wah 吳美華 | ADB589 | Rep | 2004-04-17 | |||
| 154 | Wu, Isabella Ke 吳柯 | F | ACK248 | Rep | 2004-04-16 | ||
| 155 | Wu, Shanshan / Sarah 伍珊珊 | ATQ890 | Rep | 2012-07-09 | 2016-03-22 | ||
| 156 | Yang, Yu (SFC:ALD507) 楊煜 | ALD507 | Rep | 2004-08-25 | 2005-03-29 | ||
| 157 | Yau, Sheung Kam 邱湘琴 | ADJ799 | Rep | 2004-04-16 | |||
| 158 | Yeoh, Wee Khee David 姚崇照 | M | AIB930 | Rep | 2004-04-17 | ||
| 159 | Yoon, Jerry Chan 尹燦 | M | AHA576 | Rep | 2004-04-01 | ||
| 160 | Zhang, Zhoubo 張洲博 | BHR997 | Rep | 2016-06-27 | 2018-04-23 | ||
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