HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 An, Xuemei 安雪梅 AQU951 Rep 2008-07-08 2010-08-09
2 Ao, Di 敖迪 AUB994 Rep 2009-12-03 2014-05-16
3 Cao, Lin (SFC:AZC152) 曹琳 AZC152 Rep 2012-05-15 2015-12-22
4 Chak, Samuel Ka Fai 翟家輝 M AMX582 Rep 2011-02-11 2011-02-24
RO 2011-02-24 2011-09-01
5 Chan, Amy (SFC:AEY768) 陳安薇 F AEY768 Rep 2011-12-28 2012-02-07
RO 2012-02-07 2012-04-16
6 Chan, Ascar Siu Ling 陳少玲 AVC082 Rep 2014-02-17 2014-05-16
7 Chan, Chun Fung 陳俊峰 ARD430 Rep 2010-11-23 2012-07-06
8 Chan, Hung Ping 陳鴻平 ATG911 Rep 2011-09-30 2011-12-10
9 Chan, Johnnie Bing Hang 陳秉恒 M AGG703 Rep 2012-01-30 2012-09-14
10 Chan, Kwok Dik 陳國迪 AYF149 Rep 2012-01-03 2012-10-19
11 Chan, Lai Ming (SFC:AOD290) 陳麗明 AOD290 Rep 2008-10-03 2009-07-08
12 Chan, Lok Fung (SFC:AUR102) 陳樂峰 AUR102 Rep 2011-12-16 2012-03-01
13 Chan, Pui Lai 陳珮麗 AQX493 Rep 2012-10-17 2013-04-15
14 Chan, Vincent Sai Yee 陳世義 M ABM105 Rep 2010-12-08 2011-01-25
RO 2011-01-25 2012-07-06
15 Chan, Yik Lun 陳奕倫 AOR284 Rep 2011-05-12 2012-09-11
16 Chen, Dan (SFC:BBJ615) 陳丹 BBJ615 Rep 2014-03-18 2015-08-31
17 Chen, Lingshan (SFC:AXG028) 陳玲珊 AXG028 Rep 2011-05-13 2013-01-31
18 Chen, Steve Shuo 陳碩 BDJ257 Rep 2014-04-29 2019-05-08
19 Chen, Wen-Chung 陳文聰 AEB983 Rep 2010-09-13 2010-09-29
RO 2010-09-29 2011-01-14
20 Chen, Ying (SFC:AXC899) 陳瑩 AXC899 Rep 2011-04-19 2013-01-07
21 Chen, Yu (SFC:AQS372) 陳裕 AQS372 Rep 2008-05-30 2013-03-20
RO 2013-03-20 2015-03-31
22 Cheung, Agatha Chau Wan 張秋雲 F BDH663 Rep 2014-04-16 2015-10-13
23 Cheung, Alan Kam Fai 張錦輝 M ANR569 Rep 2014-03-20 2017-04-28
24 Cheung, Chi Shing (SFC:ATY586) 張志成 ATY586 Rep 2013-05-27 2013-10-16
25 Cheung, Fei Chau 張菲洲 AGC679 Rep 2011-09-27 2012-03-30
26 Chu, Jiayi 褚嘉怡 BAH288 Rep 2012-10-05 2014-02-21
27 Chu, Simon Wing Him 朱穎謙 M AVX942 Rep 2010-10-18 2012-06-11
28 Chuang, I-Chu 莊易築 ANW396 Rep 2012-08-14 2012-09-17
RO 2012-09-17 2015-08-17
29 Chung, Ryan Chi Chuen 鍾志銓 M BDV071 Rep 2014-07-18 2020-05-19
30 Ding, Er 丁爾 AWS221 Rep 2011-02-09 2011-05-15
Rep 2014-04-15
31 Ding, Zhiqiang 丁志強 ARR414 Rep 2008-11-27 2011-05-13
32 Du, Qingwen 杜清雯 ATB497 Rep 2010-01-18 2017-11-04
33 Fan, Winndie Mei Ki 范美琪 APO240 Rep 2007-10-05 2011-03-10
34 Fan, Yunfeng 范云凤 AQA838 Rep 2011-02-11 2014-08-27
RO 2014-08-27 2022-08-12
35 Fok, Michael Chi Tat 霍志達 40 M AGH222 Rep 2014-08-12 2014-11-24
RO 2014-11-24 2019-10-28
36 Fong, Mabel Sum Wun 方心媛 AVS888 Rep 2011-06-17 2012-02-01
37 Gu, Mingming (SFC:AXR152) 顧明明 AXR152 Rep 2011-08-10 2012-10-18
38 Guan, Haiyan 關海燕 BBG274 Rep 2013-09-16
39 Guo, Xingyi 郭興義 BEM537 Rep 2014-11-14 2016-04-29
40 Ha, Wilson Ho Yin 夏浩賢 M AVT247 Rep 2010-10-14 2011-05-15
41 Hou, Changjie 侯昶杰 BAG107 Rep 2012-09-27 2018-07-31
42 Hsu, Edward Ming Yu 徐明宇 M ALY375 Rep 2014-02-24 2017-04-28
43 Hu, Yang (SFC:ATX835) 胡楊 ATX835 Rep 2009-11-11 2011-02-07
44 Hu, Yong (SFC:AUZ497) 胡永 AUZ497 Rep 2010-05-27 2015-01-30
45 Huang, Li Min (SFC:AQW347) 黃麗敏 AQW347 Rep 2008-07-08 2016-02-24
46 Huang, Lihua (SFC:ATH748) 黃鸝華 ATH748 Rep 2009-12-30 2014-12-24
47 Huang, Yong (SFC:ATH192) 黃勇 ATH192 Rep 2009-09-02 2010-08-16
48 Hui, Lung Kei 許龍基 APJ521 Rep 2011-09-12 2013-08-14
49 Hung, Chiu Loi 洪超來 AUS181 Rep 2012-02-08 2012-05-07
50 Jiang, Jiwei 姜繼威 AQY202 Rep 2008-07-08 2010-02-25
RO 2010-02-25 2014-05-22
51 Kan, Chi Kin 簡志健 AYX364 Rep 2012-01-30 2012-06-13
52 King, Alex Tat Hung 金達鴻 ABT987 Rep 2011-12-20 2012-04-13
53 Kong, Ming Fai 江明輝 ADZ902 RO 2007-04-04 2009-10-11
54 Kong, William Wai Choi 江偉才 M AUX112 Rep 2012-02-17 2017-05-23
55 Kwong, King Lok 鄺境樂 ATM472 Rep 2012-06-29 2017-06-16
56 Lam, Cheuk Fung (SFC:ADW995) 林卓峯 ADW995 RO 2007-04-04 2011-01-05
Rep 2011-01-05 2011-03-10
57 Lam, Ka Li (SFC:BDX792) 林嘉莉 BDX792 Rep 2014-08-04 2015-09-16
58 Lam, Kai Tin 林佳典 AZH502 Rep 2012-08-29 2015-06-05
59 Lam, Lok Ki 林樂麒 AWI153 Rep 2012-02-13 2012-04-17
60 Lam, Siu Ting (SFC:AVT290) 林少婷 AVT290 Rep 2010-10-14 2015-06-26
61 Lan, Jian (SFC:AVY717) 蘭建 AVY717 Rep 2012-12-05 2017-11-09
62 Lau, Iki Pak Yu 劉柏妤 AQY422 Rep 2009-10-08 2009-11-23
63 Lau, Michael Chi Wai 劉志偉 M AVT372 Rep 2014-03-07 2015-08-11
64 Lau, Tsz Chun 劉子俊 AUL596 Rep 2012-04-02 2012-05-14
65 Lee, Daisy Sze Wai 李思慧 F ATM807 Rep 2011-04-21 2011-08-11
66 Lee, Kai Ming (SFC:AAH316) 李啟明 AAH316 Rep 2011-01-07 2014-04-30
67 Lee, Pui Man (SFC:AQQ430) 李佩雯 AQQ430 Rep 2009-07-15 2009-09-25
68 Lee, Wing Yee (SFC:AJI405) 李泳宜 AJI405 Rep 2012-01-30 2012-04-18
69 Lei, Xiaoyun 雷曉雲 AXL389 Rep 2011-07-05 2014-01-08
70 Leung, Chun Wa (SFC:AJF048) 梁晉華 AJF048 Rep 2010-11-09 2011-05-13
71 Leung, Hon Kuen 梁漢權 ATM775 Rep 2010-12-08 2012-08-20
72 Leung, Pui 梁佩 AEK184 Rep 2011-08-17 2016-03-17
73 Leung, Terence Ho Chi 梁浩智 M APF834 Rep 2014-08-13 2016-06-15
74 Leung, Wing Kei 梁榮基 ABN705 Rep 2012-08-14 2012-09-11
RO 2012-09-11 2018-02-02
75 Li, Fangyong (SFC:BEI816) 李方勇 BEI816 Rep 2014-10-17 2019-02-04
76 Li, Hui (SFC:AYY608) 李輝 AYY608 Rep 2012-03-09 2016-09-05
77 Li, Jamie Chiu 李超 M ACN575 Rep 2012-07-13 2012-08-03
RO 2012-08-03 2015-06-12
78 Li, Xiaowei (SFC:AZB674) 李曉偉 AZB674 Rep 2012-05-02 2013-01-28
79 Li, Zheng (SFC:AQA465) 李崢 AQA465 Rep 2008-01-31 2008-04-10
80 Liang, Haifeng 梁海峰 BEG252 Rep 2014-10-08 2015-09-30
81 Liang, Juntao 梁俊濤 AQC828 Rep 2011-12-15 2014-05-18
82 Liang, Yiming (SFC:AEY432) 梁仡銘 AEY432 Rep 2014-06-04 2014-08-15
RO 2014-08-15 2019-06-09
83 Lim, Irene Siok Cheng 林淑貞 F AOH674 Rep 2014-06-11 2014-08-26
RO 2014-08-26 2018-05-16
84 Lin, Haicheng (SFC:BCU525) 林海成 BCU525 Rep 2014-02-17 2015-06-30
85 Lin, Huayong (SFC:AVR191) 林華勇 AVR191 Rep 2010-10-12 2014-04-17
RO 2014-04-17 2015-06-30
86 Liu, Allen Benjamin M ATS058 Rep 2014-04-15 2017-12-15
87 Liu, Cheng Yi 劉正毅 49 M BBD532 Rep 2013-04-16 2013-07-17
RO 2013-07-17 2015-01-22
88 Liu, Keung (SFC:AQT307) 廖強 AQT307 Rep 2009-11-20 2015-07-03
89 Liu, Na (SFC:BEC575) 劉鈉 BEC575 Rep 2014-09-03 2017-06-30
90 Liu, Taojiang 劉濤江 AZV756 Rep 2014-09-15 2017-01-26
91 Liu, Wanyun 劉萬雲 AUE706 Rep 2009-12-28 2010-06-28
92 Liu, Xiaoou 劉曉鷗 AYZ336 Rep 2012-02-13 2012-04-17
93 Liu, Yuxia (SFC:BAX860) 劉玉霞 BAX860 Rep 2013-07-05 2014-09-22
94 Lok, Paul Suen Hong 駱遜康 M AJB468 Rep 2012-02-28 2012-05-24
95 Lu, Di (SFC:BDA055) 呂迪 28 M BDA055 Rep 2014-03-24 2014-11-27
96 Lu, Rong (SFC:ACB322) 陸戎 ACB322 Rep 2014-03-31 2014-04-29
RO 2014-04-29 2017-04-28
97 Lui, Ching Yan 呂政昕 AXG549 Rep 2012-08-29 2016-06-27
98 Lung, Tak Wing 龍德榮 AAG270 Rep 2009-12-04 2010-12-07
99 Luo, Juan (SFC:AWQ261) 羅娟 AWQ261 Rep 2014-11-25 2015-07-02
100 Ma, Menglong (SFC:BEA929) 馬夢龍 BEA929 Rep 2014-08-20 2017-07-31
101 Man, Kam Fai 文錦輝 ADG019 RO 2009-06-22 2015-03-22
102 Man, Kwok Fai 文國輝 ALP995 Rep 2012-02-29 2012-05-14
103 Mok, Chiu Hung 莫招雄 AOJ448 Rep 2009-10-20 2011-05-09
104 Ng, Chi Fai (SFC:ACR411) 吳梓輝 ACR411 Rep 2014-05-21 2014-08-05
RO 2014-08-05 2017-08-04
105 Ng, Ka Kin (SFC:AUA995) 吳家鍵 AUA995 Rep 2012-09-28 2015-01-23
106 Ng, Ka Ling 吳嘉玲 ANK544 Rep 2007-06-08 2008-09-30
107 Ngan, Wing Ho 顏永豪 40 M AFR720 Rep 2014-03-28 2014-08-05
RO 2014-08-05 2015-06-02
108 Ouyang, Jiejing 歐陽潔靜 BAW613 Rep 2013-03-04 2015-08-14
109 Pak, Chi Wing 白志頴 AGM852 Rep 2010-08-30 2011-09-09
110 Pak, Suet Ho 白雪皓 ARO062 Rep 2011-02-15 2012-12-13
111 Pat, Hon Kit 畢漢杰 BEL620 Rep 2014-11-06 2017-11-24
112 Peng, Lichun 彭立春 33 M AYY611 Rep 2012-03-13 2015-04-10
113 Peng, Mei 彭媚 ATX628 Rep 2009-12-17 2012-02-29
114 Qian, Yifei (SFC:BBD017) 錢燚飛 BBD017 Rep 2014-09-08 2017-08-11
115 Qiu, Shi (SFC:BEF213) 邱實 BEF213 Rep 2014-09-23 2015-06-04
116 Qiu, Yang (SFC:AXD385) 邱陽 AXD385 Rep 2011-05-05 2014-10-31
117 Qiu, Zhengwei 邱正威 ASZ607 Rep 2011-09-06 2014-12-31
118 Ran, Miao 冉淼 BBN537 Rep 2014-01-14 2014-05-16
119 Roy Ghatak, Dhiman BDJ566 Rep 2014-05-05 2016-05-31
120 Sham, Kai Him (SFC:AVN092) 岑啟謙 AVN092 Rep 2011-07-13 2014-12-01
121 Shang, Xiaoting 尚小婷 AUL942 Rep 2012-07-04 2013-02-28
122 Sima, Xuefang 司馬雪放 AQM636 Rep 2008-04-01 2008-09-08
123 Sit, Ka Yun 薛家潤 ANQ894 Rep 2009-07-17 2011-05-15
124 Siu, Sendy So Fun 蕭素芬 ADB652 Rep 2011-02-25 2012-05-30
RO 2012-05-30 2014-09-08
125 So, Ignatius Hon Wai 蘇漢煒 M AMF449 Rep 2010-12-02 2011-06-27
126 Song, Yangzhou 宋洋洲 AOK810 RO 2007-04-04 2013-09-24
127 Sum, Hing Man 岑慶文 ABW145 Rep 2014-12-11 2015-08-28
128 Sun, Lei (SFC:AJD048) 孫磊 45 M AJD048 Rep 2014-03-10 2015-09-18
129 Tang, Hao (SFC:AOL324) 湯浩 AOL324 Rep 2014-04-15 2017-01-13
130 Tang, Xiaolei (SFC:AWS220) 湯小雷 AWS220 Rep 2011-04-21 2016-03-21
131 Tang, Zhi (SFC:AWW136) 唐志 AWW136 Rep 2011-04-21 2016-02-24
132 Tse, Soo Lai 謝素麗 AIC206 Rep 2010-06-10 2011-01-05
133 Tze, Hei 紫曦 AWQ683 Rep 2011-01-19 2011-01-28
134 Wang, Lei (SFC:AZE807) 王磊 AZE807 Rep 2012-07-31 2014-05-16
135 Wang, Qian (SFC:BAU350) 王茜 BAU350 Rep 2013-01-24 2021-05-31
136 Wang, Wei (SFC:ARG951) 王瑋 ARG951 Rep 2012-06-08 2015-07-26
137 Wang, Wenzhou (SFC:ARO923) 王文洲 ARO923 Rep 2012-01-18 2013-09-17
138 Wong, Chin Pang (SFC:AFU569) 黃展鵬 AFU569 Rep 2011-02-07 2011-03-09
RO 2011-03-09 2013-02-01
139 Wong, Chun (SFC:ANL995) 黃俊 M ANL995 Rep 2011-09-12 2012-10-05
140 Wong, Chun Lun 王俊麟 AQE929 Rep 2009-07-15 2016-02-05
141 Wong, Wallace Leung Yiu 黃良堯 BDL642 Rep 2014-07-30 2019-06-11
142 Wong, Yee Hing (SFC:AAF918) 黃綺卿 AAF918 Rep 2009-11-23 2009-12-28
RO 2009-12-28 2011-01-05
143 Woo, Kathin Siu Ling 鄔笑玲 ACL598 Rep 2011-07-11 2014-12-05
144 Wu, Hiu Man 鄔曉敏 AGO828 Rep 2010-12-02 2011-06-27
145 Wu, Qiuru 吳秋如 BCY957 Rep 2014-03-17 2016-07-29
146 Xiao, Lan (SFC:AQP591) 肖蘭 AQP591 Rep 2014-07-03 2015-03-18
147 Xu, Pengbing 徐鵬冰 AWC146 Rep 2012-08-09 2014-11-28
148 Xue, Lan (SFC:ANY095) 薛蘭 49 F ANY095 Rep 2014-03-07 2016-03-11
149 Yang, Shengkang (SFC:AXF785) 楊聖康 AXF785 Rep 2011-05-13 2013-01-07
150 Yang, Shuenn-yuh 楊順裕 AVA597 Rep 2014-04-15 2017-04-19
151 Ye, Zuobin (SFC:AWK611) 葉作斌 AWK611 Rep 2010-12-13 2011-05-05
152 Yeung, On Lit 楊安烈 AQE939 Rep 2010-12-08 2012-09-21
153 Yim, Kevin Ching Wai 嚴政緯 M AMY822 Rep 2012-04-16 2012-05-24
154 Yip, Lee Na 葉莉娜 BBJ191 Rep 2013-05-30 2023-03-03
155 Yu Steiner, Lingzhu 遇玲珠 AZK192 Rep 2014-05-13 2017-02-27
156 Yu, Shek Lun 余石麟 ATQ882 Rep 2011-03-14 2013-05-08
157 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2011-06-20 2012-01-12
158 Yuen, Lai King 袁麗琼 ASU024 Rep 2009-11-16 2011-03-10
159 Zhang, Hua (SFC:BAV650) 張華 BAV650 Rep 2013-02-05 2016-03-18
160 Zhang, Linfeng 章林峰 APF354 Rep 2014-08-25 2014-11-27
RO 2014-11-27 2015-07-22
161 Zhang, Liuqiang 張柳强 AZF767 Rep 2012-05-25 2017-11-08
162 Zhang, Ru (SFC:BBB822) 張如 BBB822 Rep 2013-04-09 2018-04-11
163 Zhang, Xiaosi 張曉思 AWI146 Rep 2010-12-08 2014-05-16
164 Zhang, Yong (SFC:ANI719) 張勇 ANI719 RO 2009-05-25 2014-05-16
165 Zheng, Kaiwen 鄭凱文 BCU977 Rep 2014-01-24 2014-11-27
166 Zheng, Peilin 鄭佩琳 BDE354 Rep 2014-03-25 2015-08-14
167 Zheng, Runze 鄭潤澤 BEJ782 Rep 2014-10-28 2017-07-31
168 Zheng, Xiaobin 鄭曉斌 ASI312 Rep 2009-02-26 2016-03-17
169 Zheng, Yanglei 鄭陽蕾 BCU980 Rep 2014-02-24 2016-11-11
170 Zhou, Fei (SFC:BEM286) 周霏 BEM286 Rep 2014-11-24 2017-07-14
171 Zhu, Ping (SFC:AYW845) 祝萍 AYW845 Rep 2012-04-10 2016-03-21
172 Zou, Wenjing (SFC:BBJ827) 鄒文璟 BBJ827 Rep 2013-07-03 2013-08-22

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