DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012		 ⚥ Role From Until
1 Abbas, Asad (SFC:AIP440) Rep 2003-04-09 2004-01-08
2 Albrecht, Frank Oliver M Rep 2004-01-08
3 Alexander, Michael Lewis M Rep 2004-01-08
4 Alexander, Sean Philip 白影子 M Rep 2004-01-08
5 Ang, Bee Leng Rep 2004-01-08
6 Apabhai, Mohammed Zuned M Rep 2004-01-08
7 Arrowsmith, Natalie Jane F Rep 2003-07-15
8 Au, Alan Chun Kwok (SFC:AMS416) 歐振國 40 M Rep 2012-03-05 2012-11-28
9 Bai, Xue (SFC:AOK741) 柏雪 Rep 2012-03-05 2013-04-29
10 Bertrand, Caroline F Rep 2004-01-08
11 Cai, Henry Hongping 蔡洪平 58 M Rep 2012-03-05 2015-02-28
12 Cai, Yunyun 蔡芸芸 Rep 2012-07-26 2013-09-07
13 Cao, Ziling 曹子靈 Rep 2012-05-10 2013-11-20
14 Chak, Alan Wing Kai 翟永基 M Rep 2003-09-22
15 Chakravorty, Ananda Rep 2012-03-05 2017-10-23
16 Chan, Terry Yick Kei 陳奕祺 33 M Rep 2012-03-05 2015-01-21
17 Chan, Wai Ling (SFC:ABS687) 陳慧玲 Rep 2003-05-05 2004-01-08
18 Chang, Hui Na 張惠娜 Rep 2004-01-08
19 Chaplow, Richard Simon M Rep 2004-01-08
20 Chau, Kenneth Yiu Man 周耀文 M Rep 2004-01-08
21 Chen, Florence Ting-Wan 陳亭菀 F Rep 2012-03-05 2012-09-11
22 Chen, King 陳勍 Rep 2012-04-23 2014-03-27
23 Chen, Lan (SFC:AHD684) 陳嵐 Rep 2012-03-26 2017-05-25
24 Chen, Ming Hong (SFC:AYQ740) 陳明宏 Rep 2012-03-05 2015-05-01
25 Chen, Scott M Rep 2012-03-05 2013-12-17
26 Chen, Wei Hua (SFC:AZL826) 陳韋樺 Rep 2012-05-16 2012-09-05
27 Chen, Yi (SFC:ANM687) 陳藝 Rep 2012-03-05 2016-01-07
28 Chen, Ying Ying (SFC:AVR832) Rep 2012-03-05 2013-06-28
29 Cheng, Miu Ling 鄭妙玲 Rep 2003-10-29
30 Cheung, Lee Na 張莉娜 Rep 2003-05-05 2004-01-08
31 Cheung, Yeung (SFC:ARH242) 張洋 Rep 2012-03-05 2014-04-23
32 Chiang, Ming Zuei 江明叡 Rep 2004-01-08
33 Chiang, Tung-Cheng 江東成 Rep 2012-05-04 2014-05-30
34 Chong, Chyi Yiing Rep 2004-01-08
35 Chu, Peter M Rep 2004-01-08
36 Chue, Chee Tang Rep 2004-01-08
37 Chung, Jeffrey Jin Wook M Rep 2004-01-08
38 Chung, Ji Young Rep 2004-01-08
39 Chuy Kon, Alejandro Jose M Rep 2004-01-08
40 Cong, Yu (SFC:AYV770) 叢郁 Rep 2012-03-05 2014-08-09
41 Crosbie-Walsh, Gordon Michael M Rep 2004-01-08
42 Dai, Songsong 戴嵩松 Rep 2012-03-05 2014-04-19
43 Dong, Ke 董珂 Rep 2012-10-19 2014-09-06
44 Du, Chao (SFC:AUM373) 杜超 Rep 2012-03-05 2015-09-09
45 Emerson, Nathan Devereux M Rep 2003-06-01
46 Fan, Jacqueline Sik Ling 范惜玲 F Rep 2004-01-08
47 Fan, Peng (1982) 樊鵬 30 M Rep 2012-03-05 2016-05-16
48 Fan, Shaoli 范少立 Rep 2012-03-05 2023-06-29
49 Fan, Ying (SFC:AZN142) 范瑩 Rep 2012-05-22 2012-09-05
50 Fennell, Nicholas Peter (SFC:ADA865) M RO 2003-06-12
51 Ford, Melvyn Guy M Rep 2003-10-27
52 Forman, Claes Henrik Rep 2012-11-09 2015-05-01
53 Freitas, Joshua Lawrence M Rep 2012-03-05 2012-05-31
54 Fu, Qiang (SFC:AYV780) 富強 Rep 2012-03-05 2015-02-03
55 Fu, Qiang (SFC:AZK544) 傅強 Rep 2012-05-04 2014-08-30
56 Fung, Peter Yuk Kuen 馮旭乾 M Rep 2003-04-25
57 Gao, Yi (SFC:AYR064) 高屹 Rep 2012-03-15 2012-05-01
58 Goodwin, Hannah Victoria 47 F Rep 2004-01-08
59 Gu, Dechun 顧德純 Rep 2012-03-05 2023-09-25
60 Gu, Qian (SFC:AYV781) 顧騫 Rep 2012-03-05 2012-11-28
61 Guo, Rui (SFC:AGO591) 郭睿 Rep 2012-03-05 2015-08-01
62 Gupta, Piyush (SFC:AYY894) Rep 2012-03-05 2013-05-01
63 Han, William Wei-Lee M Rep 2003-10-15
64 Harris, Stephen Paul (1953) 59 M RO 2004-01-08
65 He, Fang (SFC:ALW209) 何方 Rep 2012-03-30 2012-10-31
66 He, Xinyi 賀歆懿 Rep 2012-08-21 2014-04-15
67 Hil, Jeffery Chi Yung 許志勇 M RO 2004-01-08
68 Ho, Chak Kie 何澤基 Rep 2004-01-08
69 Ho, John Yan Ho 何恩浩 M Rep 2012-03-05 2012-09-05
70 Hoong, Yik Luen 洪逸倫 Rep 2003-04-17
71 Hu, Frank Han Shen 胡翰紳 M Rep 2012-03-05 2012-09-06
72 Hu, Xianwei 胡宪偉 Rep 2012-06-27 2012-12-18
73 Huang, Jingying (SFC:BAI752) 黃晶瑩 Rep 2012-10-22 2021-05-25
74 Hui, Ho Kuen 許浩權 Rep 2004-01-08
75 Jaycock, Ian Richard M Rep 2004-01-08
76 Jiang, Lidong 姜禮東 Rep 2012-03-05 2012-03-10
77 Jiang, Shun Rep 2012-03-05 2015-06-09
78 Jiang, Yuxi 江瑜希 Rep 2012-03-05 2012-09-19
79 Jin, Yedan 金燁丹 Rep 2012-03-05 2013-01-07
80 Joo, Jihyun Katherine 朱祉泫 Rep 2012-04-24 2020-03-30
81 Kaman, Yashraj Rep 2012-03-05 2015-08-04
82 Kang, Ji Won 姜智元 Rep 2012-07-11 2013-09-14
83 Kapur, Kanak Kamal 卡普尓金心 Rep 2004-01-08
84 Khanna, Punit Rep 2004-01-08
85 Kim, Yong Chan 金容賛 Rep 2004-01-08
86 King, Hubert Duncan 金汶椿 M Rep 2004-01-08
87 Kong, Rita Yan Yee 江欣兒 Rep 2004-01-08
88 Koo, Kevin Hung Yuan 顧弘源 44 M Rep 2004-01-08
89 Kwok, Dickie Tak Kei 郭德祺 Rep 2004-01-08
90 Lai, King Chi 黎敬之 Rep 2012-03-05 2013-07-29
91 Lally, Harprit Singh Rep 2004-01-08
92 Lam, Fong Chun 林方進 Rep 2012-03-05 2015-10-24
93 Lau, Alexander Yen Hou 劉恩浩 M Rep 2004-01-08
94 Lau, Karen Ga Yun 劉家欣 F Rep 2004-01-08
95 Law, Ernest Kwan Hon 羅君瀚 M Rep 2004-01-08
96 Lee, Chun Wang (SFC:ADJ624) 李俊宏 Rep 2003-04-30 2004-01-08
97 Lee, Danny Yiu Fai 李耀輝 Rep 2012-03-05 2012-05-03
RO 2012-05-03 2012-06-30
98 Lee, Felix Ka Chung 李家聰 M Rep 2012-03-05 2014-05-05
99 Lee, Jacob Chi Hin 李志軒 30 M Rep 2012-03-05 2012-06-09
100 Lee, Jenny (SFC:AYR794) F Rep 2012-03-05 2013-07-20
101 Lee, Sang Chul 李尚哲 Rep 2012-03-05 2014-01-01
102 Lee, Wai Yin (SFC:AYW252) 李偉賢 Rep 2012-03-05 2014-07-29
103 Lee, Yi Ling (SFC:AYW253) 李怡羚 Rep 2012-03-05 2012-11-28
104 Lee, Youn Wen Rep 2004-01-08
105 Li, Annette Ka Pui 李嘉珮 F Rep 2004-01-08
106 Li, Dan (SFC:AZZ109) 李丹 Rep 2012-07-30 2012-09-05
107 Li, Delin 李德林 Rep 2012-05-22 2013-09-28
108 Li, Elsy Chun 李雋 40 F Rep 2012-03-05 2014-08-13
109 Li, Ester Joyse Sau Han 李秀嫻 F Rep 2004-01-08
110 Li, Hui (SFC:ATX931) 李輝 Rep 2012-03-05 2012-06-07
111 Li, Nelson Siu Sing 李紹成 M Rep 2004-01-08
112 Li, Ruishen 李銳深 Rep 2012-03-05 2018-04-13
113 Li, Sandi Yuen Shan 李苑姍 Rep 2012-10-16 2014-12-03
114 Li, Sandy Pak Lin 李白蓮 Rep 2004-01-08
115 Li, Shulu 李書路 Rep 2012-03-05 2016-08-23
116 Li, Xiang Betty F Rep 2012-03-21 2019-08-13
117 Li, Xiaochen (SFC:AZN141) 李小沉 Rep 2012-05-22 2018-02-19
118 Li, Xiaozhou (SFC:AYQ734) 李曉舟 Rep 2012-03-05 2014-11-19
119 Li, Yichen (SFC:AOM502) 李一晨 Rep 2012-03-05 2016-03-01
120 Li, Zemin (SFC:ACN988) 李則旻 Rep 2012-05-24 2012-06-02
121 Li, Zhifa 李志法 Rep 2012-03-05 2012-09-08
122 Liang, Lehui 梁樂慧 F Rep 2012-05-10 2014-09-27
123 Liang, Yibo 良宜波 Rep 2012-03-05 2013-06-28
124 Liedtke, Boris Nikolaj M Rep 2004-01-08
125 Lien, Vincent Wai Sun 連維新 M Rep 2012-03-05 2016-02-13
126 Lim, Catherine Ai Nar 林愛娜 F Rep 2003-07-27
127 Lim, Keong Loui (SFC:BAC528) Rep 2012-08-29 2012-09-29
128 Liu, Hiu Lau 廖曉柳 Rep 2012-03-29 2013-10-12
129 Liu, Sum Ching 廖心澄 Rep 2004-01-08
130 Liu, Vicente Chao 劉敬文 Rep 2012-03-05 2012-11-28
131 Liu, Yewei 劉業偉 Rep 2012-05-17 2015-09-26
132 Liu, Zidi 劉子迪 Rep 2012-09-21 2012-12-22
133 Lo, Ricky Chi Wa 羅志華 M Rep 2004-01-08
134 Long, Tien Ian 龍田淵 39 M RO 2012-03-26 2014-06-14
135 Lu, Amanda Xiao Qiang 路小薔 57 F Rep 2012-03-05 2012-04-01
136 Lu, Gloria Yi 陸奕 42 F Rep 2003-09-17 2004-01-08
137 Lui, Eugene Yik Hei 呂奕希 23 M Rep 2012-06-20 2014-04-18
138 Lui, Gregory Sieu Weng M Rep 2004-01-08
139 Luu, James Chi Cuong M Rep 2012-04-12
140 Ma, Jun (SFC:AZS737) 馬駿 Rep 2012-06-20 2015-06-15
141 Ma, Weiji 馬維驥 Rep 2012-03-05 2014-06-18
142 Maloy, Andrew Chong Kwan 馬卓均 M Rep 2012-03-05 2013-03-09
143 Miller, Daniel Owen 但米勒 M RO 2004-01-08
144 Morton, Peter Douglas M Rep 2012-03-05 2015-05-19
145 Naraghi, Dariush Dmitrii Rep 2012-03-20 2015-07-31
146 Narain, Ravi Rep 2004-01-08
147 Neo, Chye Lian Rep 2004-01-08
148 Ng, Ka Hing (SFC:ACU882) 伍家興 Rep 2004-01-08
149 Ng, Karen Ka Ki 吳嘉琪 F Rep 2012-03-05 2012-11-28
150 Ng, Wilson Chi Hin 吳智軒 M Rep 2012-03-05 2014-04-18
151 Ngie, Chuen Shun 倪傳順 RO 2012-03-02 2020-06-30
152 Nichol, William Stewart M Rep 2012-03-05 2016-06-01
153 Nichols, David (SFC:AGJ649) M Rep 2004-01-08
154 Norris, Jeremy Anthony (SFC:ABM977) M Rep 2004-01-08
155 Nourse, William Arthur Thomas 41 M Rep 2012-03-05 2015-01-26
156 Pachl, Franz Michael M Rep 2003-06-25
157 Pandit, Ashok M RO 2012-03-02 2014-11-19
158 Pang, Bo (SFC:AZJ761) 龐博 Rep 2012-04-26 2015-12-17
159 Pankhurst, Mark Patrick 潘馬克 M Rep 2012-03-05 2015-08-04
160 Peter, Edouard Fernen RO 2004-01-08
161 Plakidis, Panayiotis Rep 2012-04-12 2013-06-21
162 Primhak, Warren Lee 48 M RO 2004-01-08
163 Qi, Yanqiao Rep 2012-08-21 2014-03-25
164 Qian, Jing (SFC:AUE544) 錢菁 RO 2012-03-02 2014-05-03
165 Qian, Mengya 錢夢婭 Rep 2012-03-05 2014-04-24
166 Qin, Jing (SFC:AGN786) 秦靖 Rep 2012-03-05 2013-02-09
167 Rangwala, Abbas Asgarali Rep 2012-03-05 2016-11-15
168 Rodriguez Torres, Joaquin Alberto C. M Rep 2012-03-05 2016-06-01
169 Roth, Gunther James M Rep 2012-03-29 2014-04-01
170 Sang, Jie 桑潔 Rep 2012-03-05 2015-07-22
171 Sanghi, Keshav Krishna Rep 2003-09-01
172 See, Buay Lan Rep 2004-01-08
173 Shaw, Natalie Ann F Rep 2003-06-25
174 Shen, Lyon Li Ang 沈歷昂 Rep 2003-07-10
175 Sheng, Li (SFC:AYQ992) 盛莉 Rep 2012-03-05 2014-07-19
176 Silveira, Ashley Rep 2003-09-01
177 Sim, Gun Rep 2012-05-09 2015-10-13
178 Sim, Sharon Anne Soo Yee F Rep 2004-01-08
179 Smaller, Daniel Scott M Rep 2004-01-08
180 Soon, Sher Rene Rep 2012-03-05 2014-01-09
181 Soong, Eik Hung 宋奕衡 Rep 2012-11-09 2014-07-26
182 Su, Meixi 蘇美西 Rep 2012-04-23 2013-08-27
183 Sue, Kenneth (SFC:AEL989) 蘇其暉 M Rep 2004-01-08
184 Summerfield, David Angus M Rep 2003-06-26
185 Sun, Qianhui (SFC:AQQ124) 孫千慧 Rep 2012-03-05 2012-09-05
186 Sun, Richard Li-Ren 孫立人 M Rep 2012-03-05 2012-09-06
187 Sun, Ying (SFC:AYR793) 孫穎 Rep 2012-04-16 2012-06-14
188 Sun, Yuan (SFC:BAK298) 孫原 Rep 2012-11-19 2014-02-15
189 Szeto, Carissa Carol 司徒加樂 F Rep 2003-05-14 2004-01-08
190 Tan, Guat Cheng Maureen F Rep 2004-01-08
191 Tan, Jushin Kenneth M Rep 2004-01-08
192 Tay, Mei Yuen Rep 2004-01-08
193 Taylor, Andrew Nicholas (SFC:AYQ758) M Rep 2012-03-05 2014-12-31
194 To, Hei Man 杜曦民 Rep 2012-05-10 2014-01-31
195 Tsang, Yee Mai 曾綺薇 Rep 2004-01-08
196 Tse, Benjamin Bun 謝彬 M Rep 2004-01-08
197 Tse, Jonathan Chung Hin 謝仲軒 M Rep 2012-03-05 2018-06-29
198 Wang, Conan 汪可楠 Rep 2012-03-05 2012-03-06
199 Wang, Eliza Yizhou 王一舟 F Rep 2012-10-17 2013-09-05
200 Wang, Jiliang 王紀亮 Rep 2012-03-05 2015-07-13
201 Wang, Jin (SFC:AZQ194) 汪今 Rep 2012-06-01 2014-04-05
202 Wang, Kai (SFC:AYR791) 王凱 Rep 2012-04-24 2023-06-29
203 Wang, Rowena 王允慧 F RO 2012-03-02 2021-06-16
204 Wang, Sinan 王思南 Rep 2012-03-05 2012-03-10
205 Wang, Xiaobin (SFC:ARG381) 王小賓 Rep 2012-03-05 2014-04-14
206 Wang, Zai Liang 王在亮 Rep 2012-06-11 2018-09-11
207 Whitfield, Charles Bernard Francis 查韋斐 M Rep 2004-01-08
208 Wijaya, Annie F Rep 2004-01-08
209 Wong, Elsie Hoi See 黃凱詩 F Rep 2012-03-05 2019-09-02
210 Wong, Ka Hong 黃家康 Rep 2004-01-08
211 Wong, Kenneth Kin 黃健 M RO 2003-09-23
212 Wong, Kin Chung (SFC:AJD184) 黃健聰 Rep 2012-03-05 2012-03-13
213 Wong, Shun Leung 王舜樑 Rep 2012-03-05 2014-06-21
214 Woo, Janet Fong Fong 胡渢渢 F Rep 2004-01-08
215 Woo, Lam Hay 胡林熙 Rep 2004-01-08
216 Woo, Mei Wah 吳美華 Rep 2004-01-08
217 Wu, Isabella Ke 吳柯 F Rep 2004-01-08
218 Wu, Pengfei (SFC:ANW510) 吳鵬飛 Rep 2012-03-05 2014-04-18
219 Wu, Qiong (SFC:AYY899) 吳窮 Rep 2012-03-05
220 Wu, Tzu Wen 吳子文 Rep 2012-03-05 2014-04-26
221 Wu, Xiaoning (SFC:AZV947) 吳曉凝 Rep 2012-07-10 2012-12-06
222 Wu, Xiaopin 吳曉蘋 39 F Rep 2012-03-05 2018-08-15
223 Wu, Yan (SFC:AOR640) 胡昕 Rep 2012-03-05 2013-04-20
224 Xu, Yang (SFC:AYR801) 許揚 Rep 2012-04-16 2021-03-15
225 Xue, Shirley Rui 薛睿 28 F Rep 2012-03-05 2017-06-30
226 Yang, Heidi Hoi Ti 楊凱蒂 42 F RO 2012-03-07 2019-08-30
227 Yang, Stanley Hongshiung 楊鴻祥 M Rep 2012-03-05 2013-03-09
228 Yang, Yang (SFC:AVK963) 楊陽 Rep 2012-03-05 2013-11-06
229 Yang, Yiqing (SFC:BAF498) 楊一清 Rep 2012-09-25 2012-09-29
230 Yang, Yuwen (SFC:AYR049) 楊毓文 Rep 2012-03-05 2012-04-14
231 Yau, Sheung Kam 邱湘琴 Rep 2004-01-08
232 Yau, Tony Kwok Wing 邱國榮 38 M RO 2012-03-02 2016-12-07
233 Ye, Lin (SFC:AVT190) 葉林 Rep 2012-07-30 2018-06-29
234 Ye, Yixiu 葉怡秀 Rep 2012-03-05 2015-03-27
235 Yeoh, Wee Khee David 姚崇照 M Rep 2004-01-08
236 Yip, Byron 葉家豪 M Rep 2012-03-05 2015-11-07
237 Yoon, Jerry Chan 尹燦 M Rep 2004-01-08
238 Yu, Hiu To 余曉濤 Rep 2012-03-05 2012-06-15
239 Yu, Jun (SFC:AYX056) 于鈞 Rep 2012-03-05 2013-08-01
240 Yu, Lan (SFC:AZX328) 喻嵐 Rep 2012-07-19 2014-01-18
241 Yu, Min (SFC:AQW376) 于敏 28 M Rep 2012-05-04 2014-08-30
242 Yuan, Quanwei 袁泉衛 34 M Rep 2012-03-05 2014-03-11
243 Zhang, Anzhi 張安志 41 M RO 2012-03-02 2018-07-05
244 Zhang, Jin (SFC:BAK692) 張金 Rep 2012-11-06 2014-05-27
245 Zhang, Kun (SFC:AYR057) 張鯤 Rep 2012-03-05 2015-05-14
246 Zhang, Kun (SFC:AYX057) 張堃 29 M Rep 2012-03-05 2013-03-23
247 Zhang, Su Juan (SFC:AZZ112) 章素娟 Rep 2012-07-30 2014-08-21
248 Zhang, Wenjin (SFC:BAK706) 張雯瑾 Rep 2012-11-07 2018-07-01
249 Zhang, Zhisong 張志嵩 Rep 2012-03-05 2014-05-01
250 Zhao, Hanqing (SFC:AZU987) 趙漢青 Rep 2012-07-04 2013-01-19
251 Zhao, Yu (SFC:AWL739) 趙宇 Rep 2012-03-15 2014-07-01
252 Zheng, Xiaolin (SFC:AVL538) 鄭小林 Rep 2012-09-12 2014-08-23
253 Zhou, Bo (SFC:AUA987) 周博 Rep 2012-03-05 2013-08-20
254 Zhou, Peng (SFC:AUS211) 周鵬 35 M Rep 2012-03-05 2014-06-14
255 Zhou, Yizi 周懿子 Rep 2012-03-05 2014-09-06
256 Zhou, Zhi (SFC:AKU303) 周知 Rep 2012-03-05 2012-10-16
257 Zhu, Binjie 朱斌杰 Rep 2012-03-05 2015-06-05
258 Zhu, Jielun 朱杰倫 Rep 2012-03-05 2012-08-07
RO 2012-08-07 2015-09-24
259 Zhu, Xiaomin (SFC:AYQ743) 朱曉敏 Rep 2012-03-05 2014-08-01

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