SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Zou, Yuanhui 鄒渊慧 | Rep | 2016-10-05 | 2018-04-29 | ||
| 2 | Zhu, Dawen 朱達文 | Rep | 2011-10-10 | 2012-10-17 | ||
| 3 | Zheng, Liuting 鄭枊婷 | Rep | 2012-01-17 | 2013-05-01 | ||
| 4 | Zhang, Zhijie (SFC:BBB359) 章智杰 | Rep | 2016-09-15 | 2017-05-24 | ||
| RO | 2017-05-24 | 2018-09-10 | ||||
| 5 | Zhang, Tao (SFC:BNN675) 張濤 | Rep | 2018-10-16 | 2019-06-21 | ||
| 6 | Zhang, Cheng (SFC:AYM141) 章程 | Rep | 2011-11-17 | 2013-09-01 | ||
| 7 | Zhan, Congcong 詹聰聰 | Rep | 2018-02-20 | 2020-12-26 | ||
| 8 | Yue, Wei (SFC:ANY425) 岳巍 | Rep | 2019-01-24 | 2019-04-04 | ||
| 9 | Yuan, Yingjun 袁穎君 | Rep | 2011-02-11 | 2012-11-30 | ||
| 10 | Yuan, Minjie 袁敏婕 | Rep | 2017-04-07 | 2017-10-19 | ||
| 11 | Yu, Adrian 虞玖龍 | M | Rep | 2015-12-23 | 2018-06-15 | |
| 12 | Ying, Nian Kang 應年康 | RO | 2012-03-10 | |||
| 13 | Yeung, Yat Chuen 楊日泉 | 37 | M | Rep | 2010-07-30 | 2011-10-04 |
| Rep | 2014-04-22 | 2014-09-24 | ||||
| 14 | Yeung, Tsun Yin 楊俊賢 | Rep | 2009-11-09 | 2011-06-04 | ||
| 15 | Yeung, Ka Lai 楊嘉麗 | Rep | 2014-11-10 | 2015-12-31 | ||
| 16 | Yen, Chanan 霍震南 | 40 | M | Rep | 2012-01-04 | 2012-03-20 |
| 17 | Yao, Peirong 要佩蓉 | Rep | 2019-01-24 | 2020-07-20 | ||
| 18 | Xian, Yi 鮮壹 | Rep | 2010-02-08 | 2011-07-23 | ||
| 19 | Wu, Steven Sheung Chi 胡尚智 | M | Rep | 2014-06-05 | 2015-07-14 | |
| 20 | Wong, Wai Leung (SFC:AFW562) 黃偉亮 | Rep | 2004-09-13 | |||
| 21 | Wong, Siu On 黃兆安 | Rep | 2016-03-11 | 2017-09-21 | ||
| 22 | Wong, Margaret Wan Men 黃蘊文 | 35 | F | Rep | 2008-07-08 | 2008-10-07 |
| 23 | Wong, Kwok Chu (SFC:AQV376) 黃國柱 | Rep | 2011-11-14 | 2013-10-02 | ||
| 24 | Wong, Kenneth Kar Fung 黃嘉豐 | M | Rep | 2010-11-02 | 2010-11-02 | |
| 25 | Wong, Ka Man (SFC:AXQ083) 黃嘉敏 | Rep | 2011-08-04 | 2011-10-20 | ||
| 26 | Wong, Chung (SFC:AZM828) 黃翀 | Rep | 2012-06-04 | 2014-06-12 | ||
| 27 | Wong, Chor Ming 黃礎銘 | Rep | 2013-07-31 | 2014-06-27 | ||
| 28 | Wang, Wei (SFC:AQA975) 王蔚 | Rep | 2007-11-28 | |||
| 29 | Wang, Shengnan (SFC:BGL389) 王盛男 | Rep | 2015-11-09 | 2021-03-31 | ||
| 30 | Wang, Difeng 王迪风 | Rep | 2008-12-29 | 2022-10-18 | ||
| 31 | Wan, Joseph Jason 尹宸賢 | 47 | M | Rep | 2013-07-19 | 2013-11-18 |
| 32 | Wai, Kwai Fong 韋桂芳 | Rep | 2014-06-09 | 2020-06-24 | ||
| 33 | Wah, Pui Shan 華佩珊 | Rep | 2013-11-29 | 2014-01-07 | ||
| 34 | Tsang, Wing Ngai 曾永毅 | Rep | 2013-10-02 | 2013-11-04 | ||
| 35 | Tsang, Hin Cheung (SFC:AEE952) 曾衍祥 | Rep | 2006-06-28 | |||
| 36 | Tong, Wai Ho 唐煒皓 | Rep | 2012-11-20 | 2013-12-18 | ||
| 37 | Ting, Willis Kay Loong 丁基龍 | 57 | M | RO | 2006-10-04 | 2022-05-31 |
| 38 | Tam, Kok Ching 譚覺靖 | Rep | 2016-07-27 | 2019-06-30 | ||
| 39 | Tam, Carmen Ka Heng 譚嘉恒 | F | Rep | 2010-07-07 | 2010-08-28 | |
| Rep | 2012-02-06 | 2013-04-15 | ||||
| 40 | So, Bernadette Nga Ting 蘇雅婷 | F | Rep | 2016-07-20 | 2019-04-30 | |
| 41 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | Rep | 2003-04-09 | |||
| 42 | Shyu, Alexander 徐秉聖 | M | Rep | 2011-09-05 | 2011-12-06 | |
| 43 | Shu, Tony 徐成東 | M | Rep | 2007-07-24 | 2007-12-29 | |
| 44 | Shiraishi, Kazuma | Rep | 2011-12-01 | 2013-07-08 | ||
| 45 | Shin, Chuck Yin 單婥然 | 45 | F | Rep | 2006-08-11 | 2007-06-01 |
| 46 | Shih, Shun Ching 施順情 | Rep | 2003-06-24 | |||
| Rep | 2004-03-15 | 2005-11-16 | ||||
| 47 | Shih, Ichi 施怡琪 | Rep | 2012-01-10 | 2012-02-11 | ||
| 48 | Shi, Weihua 史韋華 | Rep | 2014-12-08 | 2015-12-10 | ||
| 49 | Shi, Han (SFC:BMW912) 石瀚 | Rep | 2018-05-28 | 2021-09-26 | ||
| 50 | Qiu, Yizhou (SFC:BJP012) 邱一舟 | RO | 2018-04-17 | 2021-06-12 | ||
| 51 | Pang, Ka Po 彭家寶 | Rep | 2015-08-05 | 2017-12-28 | ||
| 52 | Pan, Longhao 潘龍浩 | Rep | 2016-09-15 | 2016-12-01 | ||
| 53 | Ozorio, Gertrude Marion 柯家如 | Rep | 2011-08-29 | 2012-10-19 | ||
| 54 | Ng, Wai Yu (SFC:AGJ184) 吳惠如 | Rep | 2004-03-31 | 2005-07-24 | ||
| 55 | Ng, Kai Him 吳啟謙 | Rep | 2010-09-21 | 2013-04-17 | ||
| 56 | Ng, Chung (SFC:BEW671) 伍聰 | Rep | 2016-11-25 | 2018-12-18 | ||
| 57 | Ng, Carole 吳家惠 | F | Rep | 2018-05-03 | 2021-06-12 | |
| 58 | Mou, Shuk Han 繆淑嫻 | Rep | 2005-01-26 | 2005-09-21 | ||
| 59 | Matsuda, Minoru | Rep | 2011-11-17 | 2016-09-26 | ||
| 60 | Man, Yuk Fai (SFC:BEC792) 萬煜輝 | Rep | 2014-09-19 | 2017-10-15 | ||
| 61 | Man, Chun Wai (SFC:BJE593) 文俊偉 | Rep | 2017-03-10 | 2020-10-20 | ||
| 62 | Lock, Ivy Pik Shan 駱碧珊 | F | Rep | 2008-05-29 | 2009-05-11 | |
| 63 | Lo, Hiu Lam 盧曉琳 | Rep | 2013-05-07 | 2017-10-19 | ||
| RO | 2017-10-19 | 2018-08-31 | ||||
| 64 | Liu, Weiqi 劉韡祺 | Rep | 2006-11-01 | 2011-06-14 | ||
| 65 | Liu, Hiu Lau 廖曉柳 | Rep | 2004-01-01 | |||
| 66 | Lin, Qimin 林綺敏 | Rep | 2018-01-30 | 2021-10-30 | ||
| 67 | Li, Ying (SFC:ART807) 李穎 | Rep | 2008-11-20 | 2009-07-24 | ||
| 68 | Li, Na (SFC:BNJ843) 李娜 | Rep | 2018-08-17 | 2021-09-17 | ||
| 69 | Li, Jingbo (SFC:BBT321) 李靜波 | Rep | 2013-09-09 | 2017-06-16 | ||
| 70 | Li, Jialu (SFC:AQM112) 李佳潞 | Rep | 2008-03-06 | 2010-07-05 | ||
| 71 | Leung, Mathew Chi-Hang 梁智恒 | M | Rep | 2015-07-31 | 2018-07-02 | |
| 72 | Leung, Man Ho (SFC:AMF525) 梁文豪 | 38 | M | Rep | 2013-07-19 | 2013-11-18 |
| 73 | Leung, Donald Kwok Kit 梁國傑 | M | Rep | 2018-12-17 | 2019-08-13 | |
| 74 | Leung, Derek An Loy 梁晏來 | M | Rep | 2008-08-11 | ||
| 75 | Leung, Chun Fai (SFC:BJQ475) 梁晉暉 | Rep | 2017-07-03 | |||
| 76 | Lee, Simon Siu Ming 李紹明 | M | RO | 2006-06-16 | ||
| 77 | Lee, Mei Shan 李美珊 | Rep | 2014-11-10 | 2015-10-01 | ||
| 78 | Lee, Hoi Yan (SFC:AXZ043) 李凱恩 | 35 | M | Rep | 2011-08-30 | 2014-02-24 |
| 79 | Lee, Eric Hing Cheung 李慶翔 | 51 | M | Rep | 2004-02-23 | |
| RO | 2004-02-23 | 2006-06-16 | ||||
| 80 | Law, Wing Kit 羅永傑 | 33 | M | Rep | 2015-03-31 | 2017-02-20 |
| 81 | Lau, William Jing Yeung 劉正揚 | 38 | M | Rep | 2008-02-04 | 2008-04-22 |
| 82 | Lau, Wai Chun (SFC:ACY158) 劉偉駿 | Rep | 2005-12-21 | 2006-06-01 | ||
| 83 | Lau, Patricio Pak Ho 劉珀豪 | M | Rep | 2014-05-07 | 2016-03-25 | |
| 84 | Lam, Wai Tong 林瑋瑭 | 39 | M | Rep | 2007-11-19 | 2010-05-31 |
| Rep | 2011-08-02 | 2012-09-01 | ||||
| 85 | Lam, Ka Wing (SFC:BMI348) 林家詠 | Rep | 2018-02-13 | 2020-03-23 | ||
| 86 | Lam, Hiram Long Hin 林朗軒 | Rep | 2013-08-05 | 2013-11-19 | ||
| 87 | Kwan, Hidulf Chun Yee 關振義 | 47 | M | Rep | 2008-08-11 | 2008-11-01 |
| 88 | Kwan, Freddie Wai Kuen 關偉權 | 56 | RO | 2006-06-23 | 2014-08-01 | |
| 89 | Kong, Lorraine Li Yi 龔立儀 | F | Rep | 2011-10-17 | 2011-11-19 | |
| 90 | Ko, Wilson Wai Shun 高偉舜 | 50 | M | Rep | 2010-04-01 | 2010-07-01 |
| 91 | Kan, Nik Hung Joseph 簡力行 | Rep | 2016-03-01 | 2017-09-29 | ||
| 92 | Kan, Arthur Tsz Yan 簡子欣 | M | Rep | 2014-11-10 | 2015-01-30 | |
| RO | 2015-01-30 | 2015-08-12 | ||||
| 93 | Jiang, Bo (SFC:ANN409) 蔣波 | Rep | 2006-06-21 | 2017-12-15 | ||
| 94 | Ito, Ikuo | Rep | 2011-11-30 | 2012-07-05 | ||
| 95 | Ip, Shu Wai 葉書瑋 | Rep | 2011-08-29 | 2012-12-01 | ||
| 96 | Ip, Mun Lam 葉滿林 | Rep | 2013-07-10 | 2015-02-19 | ||
| 97 | Hung, Hing Man (SFC:AIH325) 孔慶文 | Rep | 2004-03-02 | |||
| 98 | Huang, Yue (SFC:BDA207) 黃玥 | Rep | 2014-03-07 | 2016-04-16 | ||
| Rep | 2018-08-02 | 2021-02-05 | ||||
| 99 | Huang, Liwen (SFC:AWU004) 黃麗雯 | Rep | 2016-10-14 | 2017-01-12 | ||
| 100 | Hsu, Shirley Sui-Wei 許穗煒 | F | Rep | 2010-12-01 | 2011-12-01 | |
| 101 | Ho, Susanna Shuk Yi 何淑儀 | F | Rep | 2004-06-28 | 2005-07-08 | |
| 102 | Ho, Chin Fei 何展飛 | Rep | 2018-02-13 | 2021-07-16 | ||
| 103 | He, Zheng (SFC:APC123) 何正 | Rep | 2019-02-21 | 2019-10-01 | ||
| 104 | He, Tian (SFC:BBR112) 賀添 | Rep | 2019-02-25 | 2019-04-24 | ||
| 105 | He, Fei (SFC:AXS174) 賀斐 | Rep | 2011-07-27 | 2011-12-22 | ||
| 106 | Guo, Tao (SFC:BIJ839) 郭濤 | Rep | 2016-10-24 | 2017-06-14 | ||
| 107 | Guo, Chun (1964-05-17) 郭純 | 55 | M | RO | 2022-06-07 | |
| 108 | Fu, Xingyi 傅幸藝 | 57 | RO | 2007-06-06 | 2016-03-05 | |
| 109 | Fou, Shuwa Bruce 傅旭華 | Rep | 2014-06-10 | 2015-09-12 | ||
| 110 | Fong, Hiu Fai 方曉暉 | Rep | 2017-02-08 | 2018-12-06 | ||
| 111 | Chu, Sing Wai 朱聖瑋 | Rep | 2010-03-05 | 2010-03-12 | ||
| 112 | Chow, Kitty Man Yee 周敏儀 | F | Rep | 2011-02-11 | 2011-07-27 | |
| 113 | Chiu, Man Sum 趙文深 | Rep | 2015-12-07 | 2017-08-06 | ||
| 114 | Chiu, Chun Pong (SFC:AFY720) 趙振邦 | Rep | 2006-06-01 | |||
| 115 | Cheung, Wai Lik 張偉力 | Rep | 2006-02-07 | 2008-07-21 | ||
| Rep | 2008-12-16 | 2009-10-26 | ||||
| 116 | Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯 | F | Rep | 2011-05-03 | 2011-06-20 | |
| RO | 2011-06-20 | 2014-02-12 | ||||
| 117 | Cheng, Terence Tak Him 鄭德謙 | M | Rep | 2011-12-19 | 2017-11-19 | |
| 118 | Cheng, Nicole Chung Yan 鄭仲殷 | F | Rep | 2014-06-03 | 2016-06-25 | |
| 119 | Cheng, Hudson Chun Fai 鄭俊輝 | Rep | 2018-02-09 | 2019-07-19 | ||
| 120 | Chau, Tanny Suk Bing 周淑冰 | F | Rep | 2006-08-22 | 2006-10-13 | |
| RO | 2006-10-13 | 2014-03-17 | ||||
| 121 | Chang, Aaron Zai Yuen 張世炫 | M | Rep | 2012-05-28 | 2014-04-14 | |
| 122 | Chan, Ying Wai (SFC:AUC919) 陳英偉 | Rep | 2011-08-03 | 2015-09-21 | ||
| RO | 2015-09-21 | 2017-05-20 | ||||
| 123 | Chan, Wai Hung (SFC:AHT430) 陳偉雄 | Rep | 2009-06-05 | 2009-09-23 | ||
| RO | 2009-09-23 | 2022-04-30 | ||||
| 124 | Chan, Sunny Tit Leung 陳鐵樑 | M | Rep | 2004-02-23 | ||
| RO | 2004-02-23 | 2005-06-14 | ||||
| Rep | 2014-03-13 | 2016-05-20 | ||||
| RO | 2016-05-20 | 2019-09-16 | ||||
| 125 | Au-Yeung, Yan Lun 歐陽欣麟 | Rep | 2016-09-05 | 2016-11-22 | ||
| RO | 2016-11-22 | 2019-04-30 |
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