LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Alexander, Charles Alan Heathcote 48 M ALI373 Rep 2004-10-12 2004-12-21
RO 2004-12-21 2008-02-01
3 Andrew, Simon Malcolm M AKS596 Rep 2004-05-24 2006-02-22
4 Au, Stephen Wai Ming 區偉明 M AGV321 Rep 2005-09-10
5 Au, Tin Wai 區天偉 AJF371 Rep 2004-05-15 2006-07-06
6 Bacchus, Timothy Mustapha M ADS696 Rep 2003-09-19 2005-10-21
7 Bakst, David S M AGF150 Rep 2004-07-15
8 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
9 Bhutani, Sarabjit Singh AGG965 Rep 2005-05-04 2008-10-06
10 Bihani, Sundeep AKW600 Rep 2004-06-24 2008-03-31
11 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
12 Chan, Alison May Wun Sheung 陳韻湘 F ADZ872 Rep 2005-04-30
13 Chan, Angello Kam Chi 陳錦池 ABN253 Rep 2004-05-21
14 Chan, Gigi Sau Chi 陳秀沚 AJT911 Rep 2004-03-26 2005-09-12
15 Chan, Katherine Ching Yu 陳菁瑜 F ALS696 Rep 2005-02-24 2006-07-21
16 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
17 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
18 Chang, Esther Koon Kwun 張冠羣 F AKI258 Rep 2004-03-31 2005-04-07
19 Chapman, James Richard (SFC:ALS060) M ALS060 Rep 2005-02-07 2008-09-29
20 Chen, Junyu (1965) 陳軍余 40 M AKL748 Rep 2004-04-26 2007-06-19
21 Chen, Scott M AIC497 Rep 2008-09-29
22 Chen, Simon Guomin 陳國敏 38 M ALS062 Rep 2005-02-07 2005-06-20
RO 2005-06-20 2006-06-02
23 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
24 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2006-04-20
25 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
26 Chu, Ian Chi Ho 朱智豪 M AEU609 Rep 2004-06-25 2005-06-02
27 Chu, Wai Ping (SFC:ALI396) 朱惠萍 ALI396 Rep 2004-10-20 2005-05-06
28 Chua, Yu Min AHN068 Rep 2005-08-12
29 Chuang, Mei 莊美 AJK953 Rep 2005-03-31 2006-02-13
30 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
31 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
32 Clark, David John (SFC:AFE954) M AFE954 Rep 2003-06-16
33 Co, Liza Yap AGA423 Rep 2005-04-20
34 Cooper, Kenneth Allen M ACW742 Rep 2003-05-19
35 Corry, Nicolas Daniel M AKP276 Rep 2004-05-17 2006-02-02
36 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
37 Dian, Wei 賃薇 AKU262 Rep 2004-06-11 2005-01-21
Rep 2005-02-08 2005-08-31
38 Dominick, Frank M AEW395 Rep 2003-10-24 2005-02-02
39 Donohugh, William Hugh McGregor 唐威林 M ACM011 Rep 2004-04-15
40 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
41 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
42 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2004-09-13 2006-02-07
43 Freeman, Daniel Marc M AGD976 Rep 2003-07-16
44 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
45 Fung, William Ching Ho 馮正可 24 M ALR680 Rep 2005-02-01 2008-09-29
46 Gaitonde, Ghanashyam Lalji AHE512 Rep 2005-01-17 2008-09-29
47 Gao, Hui (SFC:AKP556) 高暉 AKP556 Rep 2004-05-18 2008-03-18
48 Garrett, Adam Guy Orlebar 蓋首男 M ALQ136 Rep 2005-01-10 2008-09-29
49 Ge, Ning (SFC:ALC812) 葛宁 ALC812 Rep 2004-08-20 2007-11-28
50 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
51 Gordon, Thomas Lee Jr. M ADJ268 Rep 2003-12-01 2004-03-01
52 Gu, Huaiyu 谷懷雨 AGX678 Rep 2004-11-11 2008-09-29
53 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
54 Gvozden, Alexander Robin M ADR449 Rep 2005-01-20 2005-09-20
55 Harris, David Anthony (SFC:ADZ065) M ADZ065 Rep 2003-11-21 2004-02-21
56 Harris, Jonathan Howe M ACA158 Rep 2003-12-09 2005-07-04
57 Hellawell Iii, George Alan M AHL501 Rep 2005-07-20
58 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
59 Hindle, Leon Miller M AIN992 Rep 2008-09-29
60 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
61 Ho, Shanlia Wai Shan 何慧珊 AME228 Rep 2005-06-22 2008-09-29
62 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2003-06-17 2004-04-19
63 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
64 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
65 Hsi, Han Pin 許翰斌 ALH715 Rep 2004-09-27 2007-03-01
66 Hui, Chi Keung (SFC:ALZ728) 許志強 ALZ728 Rep 2005-05-18 2005-09-10
67 Hui, Kei Man 許紀文 AFD213 Rep 2004-09-17 2007-05-01
68 Hui, Serena Siying 許世瑛 F AHC163 Rep 2004-07-30
69 Hussain, Yasmin (SFC:ALF303) ALF303 Rep 2004-09-06 2008-09-29
70 Ireland, Simon John M ALQ283 Rep 2005-01-14 2008-06-02
71 Karoonyavanich, Anuruk AHX011 Rep 2005-10-20
72 Karrim, Anika 畢安妮 AEU182 Rep 2005-01-18 2008-04-26
73 Kaye, Patrick Jon M ALG236 Rep 2004-09-22 2008-09-29
74 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
75 Kim, David Jaemin M AMC260 Rep 2005-06-15 2008-09-29
76 Kim, Ik Soo AHA566 Rep 2004-08-31
77 Kuo, Lun-Hung Reynold 郭倫宏 AIH465 Rep 2003-05-30
78 Kwan, Joyce Po Kuen 關寶娟 F ABC588 Rep 2005-04-25 2007-02-05
79 Kwok, Leung ABA518 Rep 2003-04-23 2004-04-06
80 Lam, Ada Lok Yee 林洛宜 F ACG599 Rep 2003-05-02
Rep 2004-05-14 2007-02-15
81 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
82 Lam, Jimmy Chun Kwok 林振國 M AEY314 Rep 2004-10-19 2005-01-17
83 Lance, Robert Waldo M AEL830 Rep 2003-04-23 2003-06-03
RO 2003-06-03 2006-02-24
84 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
85 Lau, Jasper Kit Yee 劉潔怡 AKV148 Rep 2004-06-21 2004-09-03
86 Lau, Justin Ching Yin 劉正賢 M AJL491 Rep 2005-04-01 2008-09-29
87 Lau, Kenneth (SFC:AFI835) 劉皓之 30 M AFI835 Rep 2006-02-15
88 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
89 Laungani, Neel Vishnu ADQ008 Rep 2004-12-20
RO 2004-12-20 2008-09-29
90 Lee, Annisa Yuen Yee 李婉儀 F ALW388 Rep 2005-04-11 2008-09-29
91 Lee, Chun Wah (SFC:AFR066) 李俊華 AFR066 Rep 2003-11-17
92 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-01-05
RO 2005-01-05 2005-06-16
Rep 2005-06-16 2005-06-29
93 Lee, Jae Young (SFC:AKP354) 李在英 AKP354 Rep 2004-05-17 2005-01-01
94 Lee, Jung Sun 李政宣 AMA047 Rep 2005-05-24 2006-04-27
95 Lee, Myung Won 李明遠 AHK970 Rep 2004-07-20 2007-07-04
96 Lee, Seo Kyong 李瑞景 AFK837 Rep 2004-02-27
97 Lee, Wang Kwong 李泓廣 AFS914 Rep 2004-08-20 2008-09-23
98 Lee, Young Seok (SFC:ALU865) ALU865 Rep 2005-03-17 2008-06-30
99 Leo, Peck Chao 梁弼釗 AJE093 Rep 2003-10-24 2004-02-18
100 Leung, Amy Ming Yee 梁鳴儀 F AEJ623 Rep 2005-10-05
101 Leung, Jenkin Ching Kei 梁正己 41 M AFF887 Rep 2004-08-16 2004-10-13
RO 2004-10-13 2005-07-28
102 Leung, Ka Ho (SFC:AFC564) 梁嘉浩 AFC564 Rep 2005-04-15 2008-09-29
103 Li, Yvonne Yee Yean 李宜然 F AFR270 Rep 2004-06-16 2008-03-11
104 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
105 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
106 Lin, Chao-Hua 林超驊 ALL057 Rep 2004-11-11 2008-09-29
107 Lin, Rex Hsie-Ching AHU911 Rep 2005-04-19 2005-08-18
108 Lin, Stella F ALQ960 Rep 2005-01-26 2005-04-27
109 Lin, Yng-Jyh 林盈志 ALY151 Rep 2005-04-26 2008-09-29
110 Ling, Roy Chung Yee 林中一 M ALQ965 Rep 2005-01-26 2005-09-09
111 Littell, Christopher James M AGM210 Rep 2005-06-08 2006-04-28
112 Liu, Hong (SFC:AKV057) 劉洪 AKV057 Rep 2004-06-16 2005-05-20
113 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
114 Liu, Shao Li 劉曉黎 ABV412 Rep 2004-03-02
115 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
116 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-01-14 2005-10-14
117 Ma, Dongjun (SFC:AME464) 馬東軍 AME464 Rep 2005-06-27 2008-09-29
118 Ma, Yue (SFC:ALB800) 馬越 ALB800 Rep 2004-08-09 2006-07-15
119 Mahadevan, Suresh Ayodya AJB405 Rep 2003-08-06 2005-05-20
120 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
121 Mar, Johnson M ADR669 RO 2008-09-29
122 McCaughey, James Duncan M ALI505 Rep 2004-10-18 2005-04-07
123 McGrath, William Jude 馬格比利 M AFJ442 RO 2005-08-23
124 McKeever, Stephen James M AFH236 Rep 2006-02-07
125 Millea, Timothy Emmett M ALV096 Rep 2005-03-21 2008-09-29
126 Milliken, Peter James M AEO766 Rep 2008-02-01
127 Mohinani, Pradeep AEN512 Rep 2005-05-12 2007-04-13
128 Mou, Alex Xinghai AJB639 Rep 2003-08-15 2004-09-01
129 Myong, Chun Hyong AEN827 Rep 2005-02-02
Rep 2005-02-22 2008-09-29
130 Nath, Nikhil ALW163 Rep 2005-04-06 2007-04-01
131 Ng, Jessica Sze Man 吳詩敏 F AGC561 Rep 2003-06-30
132 Ng, Mei Fun 吳美芬 AAB732 Rep 2003-10-07
133 Ng, Virginia Suk Yin 吳淑燕 F ABV790 Rep 2003-10-13 2004-04-15
134 Ngan, Bronson Lawrence M AGA247 Rep 2005-02-15
135 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
136 O'Connor, Brian Michael M ABG705 RO 2005-06-03
137 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2005-04-27
RO 2005-04-27 2008-09-29
138 Oh, Seung Joo 吳昇宙 ALJ848 Rep 2004-11-01 2005-06-17
139 Page, Keith Emery M AIO977 Rep 2004-07-26 2004-08-25
140 Paine, David L M ADH929 Rep 2008-09-29
141 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
142 Pang, Eric Kwok Lik 彭國力 M ALJ833 Rep 2004-11-01 2008-09-29
143 Park, Sung Wan 朴性玩 ADQ242 Rep 2006-03-26
144 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2003-09-04
Rep 2003-09-10 2004-03-15
RO 2004-03-15 2005-05-05
145 Perrett, Adam Nicholas 龐立德 M AKP035 Rep 2004-05-14 2005-01-10
RO 2005-01-10 2006-04-11
146 Quan, Hong 全弘 AIE773 Rep 2004-05-10
147 Quan, Qiang 全強 32 M AIB369 Rep 2003-10-28
148 Rawat, Abhishek (SFC:ALQ696) M ALQ696 Rep 2005-01-20 2005-03-24
149 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-05-03 2008-09-29
150 Ryoo, Hee Jung 柳希姃 AJF289 Rep 2003-12-09 2004-05-21
151 Sargeant, Pierre Gregory M AJJ630 Rep 2004-01-13 2004-09-03
152 Sheng, Wei-Ting 盛薇庭 AJL418 Rep 2004-04-19 2005-10-05
153 Shin, Ju Young AJD378 Rep 2003-10-13 2006-03-10
154 Siazon, Ken I M ADW357 Rep 2003-05-30
155 Sibia, Ranjeet Singh AHH557 Rep 2004-12-06
156 Sng, Sharon Mei-Yin F AHP734 Rep 2003-07-16
157 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
158 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
159 Sykes, Joel Alexander Hugh M AEX555 Rep 2004-07-15
160 Tai, Ming Zhe 戴明哲 AJF288 Rep 2003-12-09 2004-03-15
161 Tam, Shing Hei 譚成希 AEA201 Rep 2005-04-25 2006-12-27
162 Tan, Bok Chuan 陳木泉 ALF923 Rep 2004-09-16 2006-06-06
163 Tan, Chor Leng AGR041 Rep 2003-10-07
164 Tan, Wei Peng 陳威頻 AFW644 Rep 2004-09-27
165 Tan, Yun Yang 陳韻揚 ALQ958 Rep 2005-01-26 2006-07-29
166 Tang, Wai Yan (SFC:ADN093) 鄧惠因 ADN093 Rep 2004-07-20 2005-05-20
167 Tay, Teck How 鄭德豪 AKV062 Rep 2004-06-15 2008-09-29
168 Thai, Thanh Hung 蔡成雄 36 M ALB240 Rep 2004-08-04 2008-07-01
169 Throsby, Timothy James Osborne 39 M ACT590 Rep 2005-07-12
170 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
171 Tsang, Ka Kin (SFC:ALD602) 曾家健 ALD602 Rep 2004-08-26 2007-08-06
172 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
173 Tweeboom, Norman Lionel M AJE275 Rep 2003-11-25 2004-06-25
174 Uahwatanasakul, Kalaya 余舜茵 ALI359 Rep 2004-10-12 2008-09-13
175 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
176 Ventouras, Alexis 38 M ADS012 Rep 2003-08-06
177 Wai, Plato Pak To 韋百濤 ALW734 Rep 2005-04-21 2008-09-29
178 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
179 Wang, Jun Ping 王君平 ADW638 Rep 2004-04-28
180 Watson, Alan James David 47 M AEE163 Rep 2004-07-08
181 Weidle, Daniel William M ALZ714 Rep 2005-05-18 2007-03-12
182 Wernli, Michelle Suzanne F AIZ368 Rep 2003-06-19 2004-08-31
183 Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 ACN459 Rep 2003-05-12 2005-08-01
184 Wong, Anthony Man Chun 黃文俊 M AJD976 Rep 2004-04-10 2006-08-14
185 Wong, Carolyn Yuk Cheung 黃旭鏘 F AFT958 Rep 2003-05-13 2006-02-20
186 Wong, Chui Shan 黃翠珊 AGN589 Rep 2003-06-30
187 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
188 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
189 Wong, Michael Yu 黃宇 M ADT507 Rep 2005-05-05 2006-07-27
190 Woo, Charles Kun M AHS996 Rep 2003-10-07
191 Woo, Rebecca Heng-yun 吳恆恩 F ABL783 Rep 2005-06-20
192 Wright, Symon Robert M ACG024 Rep 2006-03-20
193 Wu, Frances 胡穎文 F AFW032 Rep 2004-07-28 2008-09-29
194 Wu, Lici Leon Edward 伍禮慈 AJD966 Rep 2003-11-06 2004-06-25
195 Wu, Yat Wai 胡一威 38 M ACW474 Rep 2004-05-18
RO 2004-05-18 2005-05-20
196 Xie, Li (SFC:AME467) 謝犁 AME467 Rep 2005-06-27 2007-12-05
197 Xu, Ping (SFC:ALI016) 徐萍 ALI016 Rep 2004-10-05 2008-09-29
198 Yang, Zhizhong (SFC:ACO050) 楊志中 ACO050 Rep 2004-09-15 2005-10-05
199 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
200 Yeung, Hau Kin 楊孝堅 AIH186 Rep 2005-04-19 2006-07-29
201 Yi, Eun Young AGA807 Rep 2005-05-24 2006-05-02
202 Yong, Fui San ADB186 Rep 2005-03-04 2008-09-29
203 Yoon, Yong Cheul AGW405 Rep 2004-07-21
204 Yu, Choi Yan 余彩欣 AKP037 Rep 2004-05-13 2005-06-22
205 Yu, Janice Man Kiu 茹蔓喬 ADZ441 Rep 2004-02-03
206 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10
207 Zhao, Yu (SFC:AJD965) 趙瑜 AJD965 Rep 2004-02-16 2004-05-10

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