HSBC BROKING SECURITIES (ASIA) LIMITED 滙豐金融證券(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Bow, Wai Ling 鮑慧苓 AEJ366 Rep 2016-07-09
2 Chan, Alan Kwok Lun 陳國麟 M ABN588 Rep 2013-12-19
3 Chan, Carter Edward 陳鎮華 AOL346 Rep 2007-01-22 2009-12-19
4 Chan, Cheuk Fung (SFC:AQA569) 陳卓鋒 AQA569 Rep 2007-12-03 2013-12-09
5 Chan, Elen 陳愛蘭 ACB017 Rep 2012-01-01
6 Chan, Hoi Fung (SFC:AHF378) 陳凱峰 AHF378 Rep 2004-03-01
7 Chan, Ka Ki (SFC:AJH032) 陳家祺 AJH032 Rep 2004-01-06 2004-03-31
8 Chan, Kilian Kwan Leong 陳鈞量 AOL329 Rep 2007-01-22 2013-12-23
9 Chan, Micheal Hiu Ming 陳曉銘 M AOL341 Rep 2007-01-22 2012-05-24
10 Chan, Ming Fai (SFC:ACE535) 陳明輝 ACE535 Rep 2009-07-08
11 Chan, Nelson (SFC:AMG999) 陳乃成 M AMG999 Rep 2006-11-03 2013-12-02
12 Chan, Priscillar Mei Ling 陳美玲 F ABZ172 Rep 2021-04-23
13 Chan, Pui Fong (SFC:ANK379) 陳佩芳 ANK379 Rep 2006-06-26 2015-04-30
14 Chan, Samson Chi Shun 陳子舜 M AQD483 Rep 2007-12-14 2011-06-13
15 Chan, Shu Ming 陳樹明 ACB546 Rep 2015-05-16
16 Chan, Tsz Ping (SFC:APM139) 陳梓萍 APM139 Rep 2007-08-24
17 Chan, Wai Suen (SFC:AMH481) 陳偉煊 AMH481 Rep 2005-08-29 2005-10-20
18 Chan, Wang Yip 陳宏業 AIY514 Rep 2004-03-22 2006-04-01
19 Chan, Wing Yan (SFC:AFT912) 陳詠恩 AFT912 Rep 2005-09-05
20 Chan, Yuk Chi (SFC:AGN793) 陳玉芝 AGN793 Rep 2012-01-01
21 Chau, Ka Hang 周嘉恆 AJO080 Rep 2004-03-16 2007-03-10
22 Chen, Chi Hing 陳志興 AJV389 Rep 2005-05-12 2005-10-03
23 Cheng, Duncan Man Yu 鄭文耀 M AGH568 Rep 2013-12-13
24 Cheng, Gordon Man Him 鄭文謙 M ADZ523 Rep 2007-01-20
25 Cheng, Kwan Lun 鄭昆侖 AJD750 Rep 2003-10-18 2005-09-21
26 Cheng, Man Yiu (SFC:AMS463) 鄭文耀 AMS463 Rep 2005-11-17 2006-06-22
Rep 2006-08-21 2006-10-07
27 Cheung, Che Wa 張志華 AAA399 Rep 2003-10-22
28 Cheung, Eva Lai Mui 張麗梅 F ACC390 Rep 2015-07-19
29 Cheung, Ka Lok (SFC:AHJ984) 張家樂 AHJ984 Rep 2005-11-05
30 Cheung, Ka Mei 張家美 AMB387 Rep 2005-06-06 2011-02-09
31 Cheung, Kam Fai (SFC:AAA393) 張錦輝 AAA393 Rep 2013-12-06
32 Cheung, Kwok On 張國安 AAV165 Rep 2013-12-20
33 Cheung, Mang 張萌 AKW755 Rep 2004-07-02 2004-07-15
34 Cheung, Pui Shan (SFC:AJF413) 張珮珊 AJF413 Rep 2003-12-02 2013-12-20
35 Chiu, Kam Fai 趙錦輝 ABR263 Rep 2013-12-19
36 Choi, Ricky Wing Kin 蔡永健 M AJD753 Rep 2003-10-18 2012-02-06
37 Choi, Sai Leung (SFC:ANL940) 蔡世樑 ANL940 Rep 2006-05-30 2007-06-09
38 Chow, Yuk Fong 周玉芳 AFI545 Rep 2012-01-01
39 Chu, Andrew (SFC:AAH245) 朱立年 M AAH245 Rep 2012-11-01
40 Chu, Peter Tak On 朱德安 M AAA363 Rep 2013-12-20
41 Chung, Elizabeth Ching Yee 鍾靜儀 37 F AHC349 Rep 2007-03-17
42 Cruz, Thomas Edward M AAA331 Rep 2011-01-01
43 Fa, Kwan Lun 花軍倫 M AJD751 Rep 2003-10-18 2006-04-08
44 Fan, Kam Ho 范錦濠 AMG966 Rep 2005-07-21 2012-08-19
45 Fong, Ka Ming 方家明 AHR794 Rep 2013-12-13
46 Fong, Tok Cheung 方鐸璋 AOL345 Rep 2007-01-22 2013-12-13
47 Fung, Pak Tung 馮柏棟 AFV917 Rep 2010-02-05
48 Ha, Chun Kit 夏振傑 ALY336 Rep 2005-06-10 2010-10-23
49 Ho, Chun Man (SFC:AKW960) 何俊文 AKW960 Rep 2004-07-08 2005-09-28
50 Ho, Diamond Ho Kei 何浩基 AAJ607 Rep 2021-06-10
51 Ho, Edmund Tak Yiu 何德耀 M AHA804 Rep 2005-01-12 2013-12-17
52 Ho, Frankie Man Kit 何文傑 M ACD412 Rep 2009-11-17
53 Ho, Ka Hang 何嘉恆 ANH116 Rep 2006-06-30 2011-04-27
54 Ho, Rachel Kwok Wai 何國慧 F ACQ370 Rep 2005-08-09
55 Ho, Sammy Kin Wan 何建寰 AAA466 RO 2005-07-21
Rep 2005-07-21 2013-12-23
56 Ho, Yan 何欣 AED207 Rep 2017-11-17
57 Hui, Irene Kar Kay 許稼琪 F AOA082 Rep 2007-01-26 2013-04-22
58 Hui, Ka 許嘉 AQA567 Rep 2007-12-03 2011-01-18
59 Hui, Kai Sing 許啟昇 AKI715 Rep 2004-04-17 2006-03-25
60 Hui, Williamclay Siu Chung 許兆忠 APH594 Rep 2007-07-23 2013-12-13
61 Hung, Chiu Tung 洪顥倫 AGH158 Rep 2013-12-23
62 Hung, Kin Ho (SFC:ALL163) 洪建豪 ALL163 Rep 2004-11-17 2009-12-12
63 Hung, Tin Po 洪天寶 AOL356 Rep 2007-01-22
64 Ip, Judith 葉蔓虹 F AJM736 Rep 2004-02-27 2005-12-20
65 Iu, Raymond Po Yan 姚保仁 M AAC126 Rep 2010-09-01
66 Kar, Benjamin Chung Yin 賈仲然 M APL955 Rep 2007-08-24 2013-12-20
67 Keung, Kenneth Kwok Keung 姜國強 M AAK708 RO 2010-02-01
68 Keung, Yu 姜宇 AOC930 Rep 2006-11-01 2013-03-20
69 Kung, Chi Wai (SFC:AEA291) 龔智威 AEA291 Rep 2005-05-03
70 Kung, Ronnie Chun Hung 龔臻虹 M ABU345 Rep 2010-01-20
71 Kwan, Edward Pak Chung 關百忠 55 M AAA472 RO 2009-11-01
72 Kwok, Chi Hung (SFC:ABW753) 郭熾雄 ABW753 Rep 2006-09-04
RO 2006-09-04 2013-07-08
73 Kwok, Hok Pun 郭學斌 AMI215 Rep 2005-09-28 2021-07-16
74 Kwok, Jim Hing Yip 郭興業 M ANR615 Rep 2006-09-12 2012-08-03
75 Kwok, Man Sze 郭敏詩 AED590 Rep 2012-01-01
76 Kwong, Ocean Hoi Yeung 鄺凱揚 AJH029 Rep 2003-12-15 2005-01-21
77 Kwong, Oi Ting 鄺藹婷 AGE086 Rep 2005-04-07
78 Kwong, Wai Tat 鄺偉達 AKQ252 Rep 2006-06-05 2013-12-20
79 Lai, Franki Ming Kit 黎明傑 M AAA316 Rep 2013-12-05
80 Lai, Kwok Ho (SFC:AHC357) 黎國豪 AHC357 Rep 2010-09-03
81 Lai, Patrick Shun Wai 賴汛維 M AFM737 Rep 2014-03-24
82 Lai, Tak Wah 黎德華 ADP309 Rep 2013-06-29
83 Lam, Calvin Shun Kei 林舜基 M AEU833 Rep 2013-12-19
84 Lam, Chun Wah (SFC:ANU923) 林俊華 ANU923 Rep 2006-08-21
85 Lam, Hiu Lai (SFC:AMB369) 林曉麗 AMB369 Rep 2005-06-30 2010-03-27
86 Lam, July Po Chu 林寶珠 ABI723 Rep
87 Lam, Kin Lung (SFC:ABY167) 林健龍 ABY167 Rep 2013-12-23
88 Lam, Micheal Man Hong 林萬康 M AKQ644 Rep 2004-05-24 2013-12-16
89 Lam, Sandy Wai Man 林慧敏 ANK474 Rep 2006-05-22 2015-01-19
90 Lam, Tak Wing (SFC:AMI378) 林德穎 AMI378 Rep 2005-08-03 2006-10-19
91 Lam, Teddy Fung Chin 林豐展 M APD432 Rep 2007-06-27 2012-08-16
92 Lam, Vincent Wai Lon 林偉聯 M AQA570 Rep 2007-12-03 2008-03-27
93 Lam, Yuk Chun (SFC:ADT630) 林玉珍 ADT630 Rep 2011-04-01
94 Lau, Kin Keung (SFC:ANR334) 劉健強 ANR334 Rep 2006-07-18 2013-03-21
95 Lau, Pak Lun (SFC:AOS338) 劉柏麟 AOS338 Rep 2007-03-22 2007-09-01
96 Law, Chi Weng 羅志榮 AMI216 Rep 2005-08-01 2005-08-17
97 Law, Jennier Wai King 羅慧琼 ACI587 Rep 2020-05-05
98 Law, Ying Chung 羅應中 AOG213 Rep 2006-11-28 2013-12-20
99 Lee, Carol Lok Man 李樂雯 F AQD485 Rep 2007-12-14 2009-03-07
100 Lee, Chun (SFC:AAK357) 李駿 AAK357 Rep 2013-12-23
101 Lee, Ho Yeung 李顥陽 AHV034 Rep 2013-12-18
102 Lee, Patrick Hin Kwong 李憲光 32 M AEM823 Rep 2006-06-03
103 Lee, Victor Wing Kwong 李永光 M AAA306 Rep 2007-09-07
104 Leung, Chi Wa (SFC:AFV224) 梁志華 AFV224 Rep 2006-01-01
105 Leung, Ching (SFC:ALI727) 梁青 ALI727 Rep 2004-10-25 2006-05-31
106 Leung, Denis Ho Yin 梁浩然 AOS619 Rep 2007-03-28 2009-07-10
107 Leung, Elaine Wai Yin 梁偉妍 F ANB176 Rep 2006-02-16
108 Leung, Hung Wah 梁孔華 AAI021 RO 2012-01-14
109 Leung, Man Kit (SFC:ANW505) 梁文傑 ANW505 Rep 2007-04-10 2008-07-23
110 Leung, Matthew Man Hon 梁文翰 M AQD490 Rep 2007-12-14 2013-12-23
111 Leung, Ming Wai (SFC:ALO209) 梁明慧 ALO209 Rep 2004-12-22 2006-05-18
112 Leung, Minutes Ming Sze 梁銘思 AOY772 Rep 2007-05-25 2009-03-10
113 Leung, Siu Lun (SFC:AHU772) 梁兆倫 AHU772 Rep 2013-12-18
114 Leung, Wai Ming (SFC:ACC582) 梁偉明 ACC582 Rep 2010-03-20
115 Leung, Wing Hang (SFC:AQA234) 梁永恆 AQA234 Rep 2007-11-20 2007-12-04
116 Li, Alfred Ching Ming 李正鳴 M AJM287 Rep 2004-02-23 2013-12-23
117 Li, Amy Siu Hung 李小紅 F AAA292 Rep
118 Li, Kum Hing 李錦慶 AAA298 Rep 2013-05-23
119 Li, Kwok Yin 李國賢 AOY769 Rep 2007-05-25 2016-12-20
120 Li, Siu Kin (SFC:AGN394) 李兆堅 AGN394 Rep 2011-04-01
121 Liao, Sheung Mui 廖湘嵋 AIW951 Rep 2003-12-09 2015-02-07
122 Lim, Lawrence Wei On 林偉安 M ANR338 Rep 2006-07-18 2006-09-30
123 Lin, Chi Kwan 連子鈞 AON637 Rep 2007-09-17
124 Ling, Sau Fung 凌秀峰 ALZ735 Rep 2006-03-28 2007-08-04
125 Liu, Elkey Kit Yi 廖潔儀 ACX069 Rep 2012-10-21
126 Liu, Oliver Nam Yuk 廖南育 M AAA284 Rep 2013-12-23
127 Liu, Yuen Shan (SFC:AAM383) 廖婉珊 AAM383 Rep 2014-06-06
128 Lo, Candy Yuen Ting 盧琬婷 F ANR290 Rep 2006-08-31 2010-04-17
129 Lo, Chun Pong (SFC:APZ676) 盧俊邦 APZ676 Rep 2007-11-15 2017-09-06
130 Lo, Derek Chung Fan 盧仲勛 M ANZ629 Rep 2006-09-20 2013-12-18
131 Lo, Johnston 勞樹棠 ANT444 Rep 2006-08-07 2013-12-05
132 Lo, Lawrence Yip Cheong 盧業昌 M AAB613 RO 2008-11-01
133 Lo, Wai Yip 勞偉業 ABV516 Rep 2013-12-20
134 Lo, Yiu Keung 盧耀強 ADU224 Rep 2004-01-01
135 Lui, Brian Chun Kong 雷振江 M AKL706 Rep 2004-04-27 2006-09-01
136 Lui, Jeffrey Se Ho 呂世豪 M AFG174 Rep 2011-04-01
137 Luk, Pak Lam (SFC:AMS491) 陸柏林 AMS491 Rep 2005-11-24 2006-04-21
138 Ma, Johnny Bun Wah 馬斌華 M AES117 Rep 2004-08-24 2004-10-29
139 Ma, Ka Fung (SFC:ABW264) 馬家鳳 ABW264 Rep
140 Ma, Laurence Chi Ho 馬志豪 M AEA532 Rep 2013-12-09
141 Ma, Priscilla Ching Miu 馬清梅 F AAA277 RO 2003-04-30
Rep 2003-04-30 2012-08-20
142 Mak, Kwok Sing (SFC:AEE107) 麥國星 AEE107 Rep
143 Mak, Louisa Ka Lam 麥嘉琳 F AAB991 Rep 2010-07-22
144 Mak, Raymond (SFC:AMF438) 麥偉汶 M AMF438 Rep 2006-02-15 2007-10-13
145 Mak, Siu Lun 麥紹倫 AMV285 Rep 2005-12-22 2012-04-05
146 Mak, Suk Kuen 麥淑娟 ABX091 Rep 2013-08-31
147 Man, Yui Fai 文銳輝 AFB111 Rep 2004-10-11 2005-08-29
148 Mo, Thomas Hin Yee 毛衍懿 M AEP389 Rep 2006-05-17 2011-05-08
149 Mok, Ernest Shiu Wing 莫肇榮 M AOT376 Rep 2007-04-02 2011-09-01
150 Mok, Ka Ying 莫家英 ALW654 Rep 2005-04-15 2013-12-19
151 Mok, Wing Mei Mei 莫美美 ADR888 Rep 2009-11-20
152 Mui, Ruby Pui Yi 梅佩儀 F ABW049 Rep 2007-09-08
153 Ng, Evan Kwun Wa 吳冠樺 M AMP580 Rep 2005-10-26 2013-02-08
154 Ng, Fung Lam 吳鳳霖 ABP956 Rep 2012-10-09
155 Ng, Hong Yeung 吳康陽 AMH291 Rep 2005-07-22 2020-01-17
156 Ng, Ka Lei 吳嘉莉 AEM400 Rep 2007-12-25
157 Ng, Kelly Oi Kit 吳愛潔 F ADU153 Rep 2004-04-27 2014-06-13
158 Ng, Kwok Hung (SFC:AHF840) 吳國雄 AHF840 Rep
159 Ng, Lung Fai 伍龍輝 ADR109 Rep 2006-04-13
160 Ng, Stephen Chi Kwan 吳志坤 M AAZ517 RO 2018-04-30
161 Ng, Sze Man (SFC:AMN571) 吳施敏 AMN571 Rep 2005-09-27 2006-01-07
162 Ng, Wing Yee 吳詠儀 AAA248 Rep 2012-01-01
163 Ng, Yin Ming 吳燕明 AAA241 Rep 2012-01-01
164 Ngan, Hei Chiu 顏希超 AHR145 Rep 2004-04-17 2007-03-17
165 Oey, Ching Tat 黃正達 AHS157 Rep 2006-05-23 2011-05-11
166 Or, Loletta Chui Yin 柯翠賢 F ABW991 Rep 2012-09-13
167 Pang, Cho Kam 彭佐鑑 ALG263 Rep 2006-07-26 2012-11-15
168 Pang, Yuen Ying 彭婉盈 AMB384 Rep 2005-06-30
169 Poon, Candy Ngar Ting 潘雅婷 F AOS620 Rep 2007-03-28 2011-06-03
170 Poon, Henry Kar Kui 潘家駒 M APH595 Rep 2007-07-23 2007-09-15
171 Pun, Lai Chi 潘勵智 ADT746 Rep
172 Shang, Dickson Tat Yan 尚達人 M AAA228 RO 2011-11-01
173 Shek, Man Man 石敏敏 APQ851 Rep 2007-09-18 2013-12-02
174 Shum, Wah Nin 岑華年 AOL348 Rep 2007-01-22 2013-12-06
175 Shum, Winnie Siu Ling 沈小玲 F ACH755 Rep 2007-05-29
176 Sin, Yiu Sang 冼耀生 ACM428 Rep 2010-02-08
177 So, Chak San 蘇澤生 ANR355 Rep 2006-07-18 2013-12-17
178 So, Mei Sin 蘇美倩 AAJ843 Rep 2013-05-31
179 Sze, Pang Kwai 施鵬貴 AGY182 Rep 2013-09-07
180 Tai, Alan Ngar Lun 戴雅麟 M ACB354 Rep 2008-01-24
181 Tam, Jack Kwok Wai 譚國偉 M AAA196 Rep 2014-04-28
182 Tam, Tammy Yee Mee 譚綺薇 F AAA440 RO 2003-04-29
Rep 2003-04-29 2011-02-26
183 Tan, Dennis Tim Hoi 陳添凱 M AIR786 Rep 2014-08-23
184 Tan, Derrick Wie Hon 陳威雄 M AMP203 Rep 2005-10-25 2006-02-25
185 Tan, Pun Shing 陳本勝 AAA187 Rep 2003-06-01
186 Tang, Ariel Wing Shan 鄧穎珊 F AJE399 Rep 2003-10-20 2006-05-09
187 Tang, Cheung Kai 鄧祥佳 AFA428 Rep 2011-07-16
188 To, Chi Chung 杜子聰 AFU839 Rep 2011-04-01
189 To, Man Fai (SFC:AAA174) 杜文輝 AAA174 Rep 2004-04-16
190 To, Morris Man Hung 杜文鴻 AAA167 Rep 2012-01-01
191 To, Winnie Tin Yan 陶天茵 F AJF374 Rep 2003-12-02 2006-12-28
192 Tong, Michael Hing Yuen 唐慶元 58 M AAE077 RO 2014-07-01
193 Tsang, Ching Yu 曾靜如 ACO975 Rep
194 Tse, Joseph 謝祖耀 32 M AKL709 Rep 2004-04-27 2004-06-29
195 Tse, Justin Fai Cho 謝揮礎 M ALI739 Rep 2007-04-10 2013-12-13
196 Tse, Sunny Man Ting 謝文廷 AGO296 Rep 2006-06-17
197 Tsui, Chun Nang 徐駿能 AHA206 Rep 2007-04-10 2013-01-17
198 Tsui, Ho Yee 徐皓皚 AIH171 Rep 2004-06-01
199 Wah, Johnny Wang Ming 華宏銘 M ABB624 Rep 2011-03-24
200 Wang, Hong (SFC:ADY925) 王紅 ADY925 Rep
201 Wong, Aljak Mei Han 黃美嫻 AAU338 Rep 2012-08-03
202 Wong, Billy Ho Fu 黃浩夫 ADZ439 Rep 2013-12-04
203 Wong, Chor Yee 王楚儀 AGK639 Rep 2005-01-11
204 Wong, Joseph Ming Him 王銘謙 M ALS502 Rep 2007-02-13 2007-04-17
205 Wong, Kevin Man Sum 黃文深 M AKW754 Rep 2004-07-02 2005-05-03
206 Wong, Man Kit (SFC:AMP198) 黃文傑 AMP198 Rep 2006-06-01 2010-04-09
207 Wong, Ming Lai (SFC:AMH300) 王銘麗 AMH300 Rep 2005-07-22 2006-05-10
208 Wong, Molly Hoi Yin 黃海燕 AMB388 Rep 2005-06-30 2006-03-28
209 Wong, Po Kit 黃譜傑 AIO070 Rep 2018-10-29
210 Wong, Tommy Chiu Tung 黃照桐 AAA427 RO 2004-01-06
Rep 2004-01-06 2008-08-01
211 Wong, Victor Yun Sang 黃潤生 M ABV746 Rep 2016-01-20
212 Wong, Yuen Kwong 黃遠光 AAJ612 Rep 2009-05-29
213 Wong, Yuen Yee (SFC:AOD315) 黃婉儀 AOD315 Rep 2007-01-19 2014-12-07
214 Wu, Agnes Mang Ching 胡孟青 F AFR298 Rep 2004-12-07 2006-02-01
215 Wu, Alice Kar Ping 胡嘉平 F AAY605 Rep 2011-08-15
216 Yeung, Ho Shing 楊浩昇 AJH027 Rep 2004-01-05 2021-08-31
217 Yeung, Kam Wing (SFC:AAE259) 楊錦榮 AAE259 RO 2003-04-30
Rep 2003-04-30 2006-08-03
RO 2006-08-03 2013-12-23
218 Yeung, Patrick Chun Wai 楊駿瑋 M AKX537 Rep 2004-07-15 2006-11-18
219 Yeung, Wing Hong (SFC:ALI713) 楊永康 ALI713 Rep 2005-06-08 2010-04-01
220 Yip, Chun Lam 葉雋霖 AOL332 Rep 2007-01-22 2013-12-23
221 Yu, Angelina Wai San 余偉珊 F ACN957 Rep
222 Yu, Kwok Fai (SFC:AMV097) 余國輝 AMV097 Rep 2005-12-15 2022-06-03
223 Yue, Edward Man Kin 余文堅 M AAK372 Rep 2013-12-04
224 Yuen, Kwok Hung 袁國雄 ABV109 Rep 2013-12-19
225 Yuen, Peter Richard 袁沛德 M ABA528 Rep 2004-03-22 2004-04-27
226 Yung, Angela Ying Ying 容盈盈 F ADP307 Rep 2013-06-29
227 Yung, Chau Wah 翁就華 ADX537 Rep 2011-04-01

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