BARING ASSET MANAGEMENT (ASIA) LIMITED 霸菱資產管理(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
SFC ID Role From Until
1 Adrogue, Ricardo BIG054 Rep 2016-09-28 2016-09-30
2 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2006-04-19 2007-04-13
RO 2007-04-13 2007-08-18
3 Argal, Ajay AXV576 Rep 2011-09-02 2013-04-16
RO 2013-04-16 2019-03-31
4 Au, Yu Ching 區裕正 ABT384 Rep 2007-08-14 2007-09-11
RO 2007-09-11 2011-03-01
5 Blake, Jonathan Robert M AQI007 Rep 2008-01-21 2008-02-21
Rep 2011-03-23 2011-03-30
6 Bone, Sydney Maurice AEN692 RO 2004-10-22
7 Bromley, Clive William M AXY646 Rep 2011-08-30 2011-09-30
8 Brown, Scott David (SFC:BIE338) M BIE338 Rep 2016-09-26 2016-10-02
9 Buckley, James Andrew M BGH169 Rep 2015-10-13 2015-10-17
10 Chai, Albert Mei Khoon M BBK320 Rep 2013-06-14 2019-11-27
11 Chan, Chi Chow 陳致洲 ADY284 Rep 2004-10-14
12 Chan, Chung Leung (SFC:APH607) 陳頌良 APH607 Rep 2017-08-11 2019-10-31
13 Chan, Fiona Nga Yee 陳雅儀 F ADZ146 Rep 2008-05-28 2010-03-31
14 Chan, Henry Yue Hung 陳裕雄 M ADB611 Rep 2004-09-22 2004-09-24
RO 2004-09-24 2010-07-01
15 Chan, Ivy (SFC:AEN139) 陳亭希 F AEN139 Rep 2007-09-10 2015-09-07
RO 2015-09-07
16 Chan, Ka Ning 陳加寧 BAL217 Rep 2017-07-20 2019-11-12
17 Chan, Mo Yan (SFC:BCI303) 陳慕恩 BCI303 Rep 2018-10-22 2019-12-12
18 Chang, Tat Sean 鄭達成 ADL512 Rep 2012-05-08 2012-07-10
RO 2012-07-10 2018-01-26
19 Chen, Christopher Tu Hsin 陳篤信 M AZB705 Rep 2017-04-13 2018-06-29
20 Chen, Ji (SFC:ALO251) 陳濟 ALO251 Rep 2010-07-02 2015-07-24
21 Chen, Pei-Chi (SFC:BNX700) 陳珮綺 BNX700 Rep 2018-12-17
22 Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 AEQ438 Rep 2005-08-01 2011-08-01
23 Cheung, Wai Ho (SFC:BGE658) 張偉豪 BGE658 Rep 2017-08-21 2018-11-09
24 Chin, Sydney Chung Hin 陳松興 ANK516 Rep 2017-06-07 2021-01-20
25 Choe, Kyung Ho BDR804 Rep 2017-08-15 2023-09-01
26 Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 BDL752 Rep 2014-05-21 2015-12-15
27 Choi, Ka Wing (SFC:BBC960) 蔡嘉穎 BBC960 Rep 2013-04-15 2014-05-23
28 Choi, Sanghyun (SFC:BGI061) BGI061 Rep 2015-10-14 2015-10-17
29 Chong, Edmund Yuk Hung 莊鈺洪 M AFY849 Rep 2015-04-08 2017-07-06
RO 2017-07-06 2018-10-12
30 Chong, Kwok Chee 莊國幟 BAN207 Rep 2015-08-14 2019-03-31
31 Chow, Wai Kwong 周偉光 ANP432 Rep 2018-07-24
32 Chun, Chi Tsing 秦梓澄 AYI856 Rep 2018-05-16
33 Chung, Franki Ka Fai 鍾家輝 M ACW769 RO 2007-05-09 2009-11-30
34 Chung, Man Yi 鍾聞怡 BBZ467 Rep 2016-01-19 2021-06-13
35 Co, Lilian Lai Ling 許麗玲 F ADS441 Rep 2004-11-16
RO 2004-11-16 2007-09-04
36 Conn, Adam Howard Joseph 54 M AAZ321 Rep 2012-07-03 2012-08-03
37 Deng, Hong Wen 鄧鴻文 AJJ580 Rep 2007-09-10 2007-10-25
RO 2007-10-25 2013-08-30
38 Do, Khiem Trong ADT127 RO 2020-12-31
39 Downes, Michael James (SFC:BDF595) M BDF595 Rep 2017-08-14 2020-03-31
40 Fong, Wai Cheong 方偉昌 AKN196 Rep 2004-09-15 2018-08-16
RO 2018-08-16
41 Forster, Shane Anthony (SFC:BBB058) M BBB058 Rep 2017-08-31 2018-04-12
RO 2018-04-12
42 Fung, Yuen Fun 馮婉芬 AEX954 Rep 2007-02-07 2007-05-11
43 Fung, Yuen Tsun 馮苑蓁 AWU399 Rep 2011-02-16 2012-05-21
44 Govan, James Alexander Thomas M AXS677 Rep 2011-08-19 2011-08-26
45 Henderson, James Alan M BID978 Rep 2016-09-26 2016-10-02
46 Ho, Anita Hoi Lam 何海琳 F AOC914 Rep 2008-07-25 2008-12-11
Rep 2015-11-24 2016-10-15
47 Hong, Nahyoon 洪那玧 APD706 Rep 2007-06-29 2021-10-31
48 Horne, Martin Scott (SFC:BNR304) M BNR304 Rep 2018-11-05 2018-11-08
49 Hsu, Po Hsiang 許博翔 BHU912 Rep 2018-03-06 2018-08-10
50 Hung, Jacqueline Chi-Ching 孔芷晴 F BID986 Rep 2016-09-15 2018-04-15
51 Jang, Euishik 張宜植 BHL123 Rep 2018-07-10
52 Jiang, Xiaojing 姜曉菁 AQA848 Rep 2010-04-12 2017-01-17
53 Ke, Lei 柯雷 AUZ498 Rep 2010-04-12 2015-03-27
54 Keung, Yee Yee Lillian 姜義義 BNH562 Rep 2018-08-09
55 Khanapurkar, Kuldeep Vishnukant BFS299 Rep 2015-07-06
56 Kim, Jung Kyong BJW029 Rep 2017-07-10 2019-01-10
57 Kwan, Chi Wang 關子宏 AGB717 Rep 2011-04-04 2012-01-02
58 Lai, Nicola Ying Xi 賴穎熙 F ALY576 Rep 2011-01-19
59 Lau, Cynthia Chi Wing 劉智穎 F BME269 Rep 2018-03-08
60 Lau, Hing Sang 劉慶生 ACW763 Rep 2003-08-27
RO 2003-08-27 2004-07-15
61 Lau, Tracy Ho Yee 劉可兒 F AOQ704 Rep 2017-08-29 2018-02-22
RO 2018-02-22 2021-01-22
62 Lau, Victor Wai Tat 劉偉達 M APF754 Rep 2016-09-30 2023-07-28
63 Laud, Sonja (SFC:BEZ698) BEZ698 Rep 2015-03-02 2015-03-06
Rep 2015-10-13 2015-10-16
64 Lee, Ada Man Wai 李敏慧 F AGK783 Rep 2003-07-06
Rep 2004-11-23 2006-04-30
65 Lee, Calista Wuen Nee F AWT374 Rep 2015-01-06 2021-10-31
66 Lee, Hyung Jin 李烱陳 ADX373 Rep 2004-12-30 2015-07-13
RO 2015-07-13 2019-01-21
67 Lee, Joyce Wing Loy 李詠萊 F AGK822 Rep 2003-09-01
68 Lee, Kai Yang 李凱揚 AOJ012 Rep 2006-12-23 2014-08-28
69 Lee, Lok Ming 李樂鳴 BBP703 Rep 2017-03-20 2021-01-31
70 Lee, Tin Wing 李天穎 AXY953 Rep 2016-09-12
71 Lee, Vincent Lung Kwong 李龍光 M ABM600 Rep 2004-02-25 2004-06-02
72 Leung, Alan 梁起麟 M AGJ508 Rep 2004-08-29
73 Leung, Chor Ming 梁礎銘 AEA299 Rep 2004-09-14 2004-12-06
74 Leung, Hung Piu 梁鴻標 AJF234 Rep 2003-10-29 2004-10-12
75 Leung, James Wang Kit 梁宏傑 M ACC013 Rep 2017-07-19 2018-12-12
RO 2018-12-12
76 Leung, Lap Wai (SFC:ALN045) 梁立偉 ALN045 Rep 2011-07-22
77 Leung, Yiu Pan (SFC:ANM031) 梁耀斌 ANM031 Rep 2008-05-27 2016-10-01
78 Levy, Michael Jonathan M BBS858 Rep 2013-09-09 2013-10-09
79 Li, James Kong 李剛 M AFT405 Rep 2014-07-04 2014-10-14
RO 2014-10-14 2019-12-09
80 Li, Sek Fu 李錫富 AAX343 Rep 2004-11-09
RO 2004-11-09 2015-03-03
81 Lian, Daniel Da M BCW815 Rep 2015-11-04 2016-08-24
82 Lim, Soo Hai AMR299 Rep 2005-11-07 2018-09-11
RO 2018-09-11
83 Lin, Ka Ho 連嘉豪 AMR825 Rep 2008-01-31 2010-02-24
84 Liu, Danqing 劉丹青 AUZ101 Rep 2017-09-07
85 Liu, Pok Man 廖博民 BLL172 Rep 2017-11-07 2019-05-17
86 Liu, Shiyan 劉詩妍 BLK641 Rep 2017-11-17 2019-01-31
87 Liu, Tiebin 劉鉄彬 AYI977 Rep 2011-11-01 2014-12-31
88 Liu, Zhaoying 劉兆熒 AWJ024 Rep 2018-06-11
89 Lo, Sing 盧勝 AEM141 Rep 2005-03-02 2005-05-04
RO 2005-05-04 2015-11-10
90 Lo, Yim On 盧艷安 BDW364 Rep 2018-05-07
91 Lui, Anne 呂安妮 F AXO912 Rep 2013-08-15 2014-09-30
92 Lui, Mandy Man Lok 雷敏諾 F BAI757 Rep 2018-11-05 2019-02-01
93 Luo, Laura Ying 羅瑩 53 F ADJ631 Rep 2013-09-12 2018-02-28
RO 2018-02-28 2019-09-30
94 Mihalick, David Martin M BID984 Rep 2016-09-28 2016-09-30
95 Morgan, Paul (SFC:BEZ683) M BEZ683 Rep 2015-04-16 2015-04-22
Rep 2015-10-13 2015-10-16
96 Natcharian, Matthew Paul M BIG055 Rep 2016-09-28 2016-09-30
97 Ng, Colin Chee Kwong 吳志光 52 M ASY018 Rep 2009-12-23 2012-08-07
98 Ng, Gerry Joo Yeow 黃祖耀 54 M ACC976 Rep 2004-12-07 2005-01-20
RO 2005-01-20 2019-12-31
99 Nowak Ii, Laurance Stanley Adam M BFE977 Rep 2017-08-11 2017-11-03
100 Palmer, William Arnold M AYT894 Rep 2012-01-12 2012-02-12
101 Park, Chong Hak BBS864 Rep 2013-09-10 2013-10-10
102 Petronikolos, Athanasios AWQ219 Rep 2011-01-13 2011-02-12
103 Poon, Eric Chi Lik 潘智力 M AJA981 Rep 2012-05-21 2012-11-14
RO 2012-11-14 2017-12-31
104 Poon, Joanna Ka Yee 潘嘉怡 F AGL868 Rep 2010-04-12 2010-09-16
105 Richardson, Alan Jack Newman M AEI864 Rep 2006-11-14
106 Rong, Baiding 榮白丁 AUJ708 Rep 2016-08-18
107 Scandella, Jean-Louis Patrick M AUF111 Rep 2015-10-14 2015-10-17
Rep 2016-09-15 2016-10-01
108 Scholefield, Timothy M BBS865 Rep 2013-09-09 2013-10-09
109 Seetoh, Lin Yoke (SFC:AAK414) 司徒蓮玉 AAK414 Rep 2003-08-29
RO 2003-08-29 2004-10-08
110 Sheng, Bo (SFC:BED007) 盛博 BED007 Rep 2016-11-23
111 Shiu, Vivian Pui Kuen 邵佩娟 AQI992 Rep 2016-03-30
112 Shroff, Manoj Mahesh M AOJ010 Rep 2007-01-02 2010-06-16
Rep 2012-03-19 2019-12-15
113 Shum, Wai Chun 沈偉俊 AHJ589 Rep 2010-08-02 2010-12-20
RO 2010-12-20 2012-02-01
114 Silver, Benjamin Wolf M BIE150 Rep 2016-09-28 2016-09-30
115 Simpson, Michael Duff M BBS861 Rep 2013-09-09 2013-10-09
116 Sit, Wilfred Wing Fai 薛永輝 M ACJ160 Rep 2004-09-22 2004-09-24
RO 2004-09-24 2007-02-18
Rep 2011-05-30 2011-07-12
RO 2011-07-12 2017-01-24
117 Sitton, Jose Daniel M AMI233 Rep 2016-09-22 2016-10-02
118 So, Francis Hon Ming 蘇漢明 M AAB920 Rep 2004-12-15
RO 2004-12-15 2005-11-18
119 Squire, James St John M ABM486 Rep 2004-08-31
120 Tam, Ernie Chung Ying 譚仲英 M ADV123 Rep 2003-10-27
121 Tam, Zumin Patrick Jr. 譚祖岷 AEM645 Rep 2007-07-19 2016-04-24
122 Tan, Zhizhi 譚智郅 AYQ567 Rep 2011-12-14 2013-03-15
123 Tang, Ka Nam 鄧嘉南 AFM342 Rep 2013-05-13 2014-01-27
RO 2014-01-27 2014-04-30
124 Tang, Lin (SFC:AVY842) 唐琳 AVY842 Rep 2010-10-04 2014-12-17
125 Tsang, Edith Sui Yu 曾瑞如 F ALN773 Rep 2007-02-08 2007-07-06
126 Tse, Pui Kwan (SFC:AFF231) 謝佩坤 AFF231 Rep 2013-07-12 2018-06-27
127 Ugurtas, Ecehan APV617 Rep 2007-10-22 2007-11-22
Rep 2011-01-13 2011-02-12
Rep 2012-04-23 2012-05-23
Rep 2012-09-27 2012-12-27
Rep 2015-10-13 2015-10-16
128 Valensise, Marino BGC385 Rep 2016-09-28 2016-09-30
129 Wang, Guoguang (SFC:AUZ499) 王國光 AUZ499 Rep 2010-04-12 2011-04-11
130 Wang, Ping (SFC:BIG438) 王平 BIG438 Rep 2018-05-31 2021-04-22
131 Wang, Xiaoting (SFC:ALU743) 王晓亭 ALU743 Rep 2006-09-18 2007-10-23
132 Webman, Jerry Allan M AOV150 Rep 2007-04-23 2007-04-27
133 Weeks, Charles Anthony Jolyon 53 M BIG056 Rep 2016-09-28 2016-10-02
134 Wei, Zhenghui 韋正輝 ATY167 Rep 2015-04-10 2019-09-30
135 Wong, Patricia Wai Man 王瑋雯 F AEG179 Rep 2003-11-10 2007-03-17
136 Wong, Sz Wun 黃偲媛 BLH222 Rep 2017-10-17 2021-04-07
137 Wu, Hongqi 吳宏奇 ARD525 Rep 2015-08-14 2020-04-14
138 Yang, Bo (SFC:AWW707) 楊博 AWW707 Rep 2014-06-03 2016-05-19
139 Ye, Lin (SFC:AOA395) 葉林 AOA395 Rep 2015-08-17 2016-04-07
140 Yeung, Theresa Ka Man 楊嘉雯 F ASH883 Rep 2011-10-18 2014-10-17
141 Yip, Sui Lin 葉瑞蓮 ABN716 Rep 2008-02-14
RO 2008-02-14 2014-06-26
142 Yiu, Wai Yu (SFC:ADT525) 姚惠瑜 ADT525 Rep 2005-08-15
143 Yu, Elvin Tin Yau 余天佑 M AGK719 Rep 2005-05-04 2008-12-11
144 Yu, Pui Man Gabriel 羽沛文 BBH436 Rep 2013-05-20 2021-09-24
145 Yu, Shuet Ying 余雪凝 BEN542 Rep 2015-01-06 2018-01-07
146 Yung, Jamie Pui Man 容佩文 AEH759 Rep 2005-05-10
147 Yung, Ming Hong BLH229 Rep 2017-10-17 2018-04-22
148 Zhang, Salinas Meng 張萌 BNU589 Rep 2018-11-19
149 Zhang, Yuting (SFC:BBB735) 張雨婷 BBB735 Rep 2014-12-23 2021-12-10
150 Zhong, Anna Hua F AJI712 Rep 2007-08-15 2007-11-06
RO 2007-11-06 2009-05-06
Rep 2017-08-31 2019-08-31
151 Zhou, Qingyi 周清逸 BGT832 Rep 2017-05-15 2019-05-02

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