BARING ASSET MANAGEMENT (ASIA) LIMITED 霸菱資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Adrogue, Ricardo | BIG054 | Rep | 2016-09-28 | 2016-09-30 | ||
2 | Ang, Eric Tai Yue 洪大裕 | M | ADJ380 | Rep | 2006-04-19 | 2007-04-13 | |
RO | 2007-04-13 | 2007-08-18 | |||||
3 | Argal, Ajay | AXV576 | Rep | 2011-09-02 | 2013-04-16 | ||
RO | 2013-04-16 | 2019-03-31 | |||||
4 | Au, Yu Ching 區裕正 | ABT384 | Rep | 2007-08-14 | 2007-09-11 | ||
RO | 2007-09-11 | 2011-03-01 | |||||
5 | Blake, Jonathan Robert | M | AQI007 | Rep | 2008-01-21 | 2008-02-21 | |
Rep | 2011-03-23 | 2011-03-30 | |||||
6 | Bone, Sydney Maurice | AEN692 | RO | 2004-10-22 | |||
7 | Bromley, Clive William | M | AXY646 | Rep | 2011-08-30 | 2011-09-30 | |
8 | Brown, Scott David (SFC:BIE338) | M | BIE338 | Rep | 2016-09-26 | 2016-10-02 | |
9 | Buckley, James Andrew | M | BGH169 | Rep | 2015-10-13 | 2015-10-17 | |
10 | Chai, Albert Mei Khoon | M | BBK320 | Rep | 2013-06-14 | 2019-11-27 | |
11 | Chan, Chi Chow 陳致洲 | ADY284 | Rep | 2004-10-14 | |||
12 | Chan, Chung Leung (SFC:APH607) 陳頌良 | APH607 | Rep | 2017-08-11 | 2019-10-31 | ||
13 | Chan, Fiona Nga Yee 陳雅儀 | F | ADZ146 | Rep | 2008-05-28 | 2010-03-31 | |
14 | Chan, Henry Yue Hung 陳裕雄 | M | ADB611 | Rep | 2004-09-22 | 2004-09-24 | |
RO | 2004-09-24 | 2010-07-01 | |||||
15 | Chan, Ivy (SFC:AEN139) 陳亭希 | F | AEN139 | Rep | 2007-09-10 | 2015-09-07 | |
RO | 2015-09-07 | ||||||
16 | Chan, Ka Ning 陳加寧 | BAL217 | Rep | 2017-07-20 | 2019-11-12 | ||
17 | Chan, Mo Yan (SFC:BCI303) 陳慕恩 | BCI303 | Rep | 2018-10-22 | 2019-12-12 | ||
18 | Chang, Tat Sean 鄭達成 | ADL512 | Rep | 2012-05-08 | 2012-07-10 | ||
RO | 2012-07-10 | 2018-01-26 | |||||
19 | Chen, Christopher Tu Hsin 陳篤信 | M | AZB705 | Rep | 2017-04-13 | 2018-06-29 | |
20 | Chen, Ji (SFC:ALO251) 陳濟 | ALO251 | Rep | 2010-07-02 | 2015-07-24 | ||
21 | Chen, Pei-Chi (SFC:BNX700) 陳珮綺 | BNX700 | Rep | 2018-12-17 | |||
22 | Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 | AEQ438 | Rep | 2005-08-01 | 2011-08-01 | ||
23 | Cheung, Wai Ho (SFC:BGE658) 張偉豪 | BGE658 | Rep | 2017-08-21 | 2018-11-09 | ||
24 | Chin, Sydney Chung Hin 陳松興 | ANK516 | Rep | 2017-06-07 | 2021-01-20 | ||
25 | Choe, Kyung Ho | BDR804 | Rep | 2017-08-15 | 2023-09-01 | ||
26 | Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 | BDL752 | Rep | 2014-05-21 | 2015-12-15 | ||
27 | Choi, Ka Wing (SFC:BBC960) 蔡嘉穎 | BBC960 | Rep | 2013-04-15 | 2014-05-23 | ||
28 | Choi, Sanghyun (SFC:BGI061) | BGI061 | Rep | 2015-10-14 | 2015-10-17 | ||
29 | Chong, Edmund Yuk Hung 莊鈺洪 | M | AFY849 | Rep | 2015-04-08 | 2017-07-06 | |
RO | 2017-07-06 | 2018-10-12 | |||||
30 | Chong, Kwok Chee 莊國幟 | BAN207 | Rep | 2015-08-14 | 2019-03-31 | ||
31 | Chow, Wai Kwong 周偉光 | ANP432 | Rep | 2018-07-24 | |||
32 | Chun, Chi Tsing 秦梓澄 | AYI856 | Rep | 2018-05-16 | |||
33 | Chung, Franki Ka Fai 鍾家輝 | M | ACW769 | RO | 2007-05-09 | 2009-11-30 | |
34 | Chung, Man Yi 鍾聞怡 | BBZ467 | Rep | 2016-01-19 | 2021-06-13 | ||
35 | Co, Lilian Lai Ling 許麗玲 | F | ADS441 | Rep | 2004-11-16 | ||
RO | 2004-11-16 | 2007-09-04 | |||||
36 | Conn, Adam Howard Joseph | 54 | M | AAZ321 | Rep | 2012-07-03 | 2012-08-03 |
37 | Deng, Hong Wen 鄧鴻文 | AJJ580 | Rep | 2007-09-10 | 2007-10-25 | ||
RO | 2007-10-25 | 2013-08-30 | |||||
38 | Do, Khiem Trong | ADT127 | RO | 2020-12-31 | |||
39 | Downes, Michael James (SFC:BDF595) | M | BDF595 | Rep | 2017-08-14 | 2020-03-31 | |
40 | Fong, Wai Cheong 方偉昌 | AKN196 | Rep | 2004-09-15 | 2018-08-16 | ||
RO | 2018-08-16 | ||||||
41 | Forster, Shane Anthony (SFC:BBB058) | M | BBB058 | Rep | 2017-08-31 | 2018-04-12 | |
RO | 2018-04-12 | ||||||
42 | Fung, Yuen Fun 馮婉芬 | AEX954 | Rep | 2007-02-07 | 2007-05-11 | ||
43 | Fung, Yuen Tsun 馮苑蓁 | AWU399 | Rep | 2011-02-16 | 2012-05-21 | ||
44 | Govan, James Alexander Thomas | M | AXS677 | Rep | 2011-08-19 | 2011-08-26 | |
45 | Henderson, James Alan | M | BID978 | Rep | 2016-09-26 | 2016-10-02 | |
46 | Ho, Anita Hoi Lam 何海琳 | F | AOC914 | Rep | 2008-07-25 | 2008-12-11 | |
Rep | 2015-11-24 | 2016-10-15 | |||||
47 | Hong, Nahyoon 洪那玧 | APD706 | Rep | 2007-06-29 | 2021-10-31 | ||
48 | Horne, Martin Scott (SFC:BNR304) | M | BNR304 | Rep | 2018-11-05 | 2018-11-08 | |
49 | Hsu, Po Hsiang 許博翔 | BHU912 | Rep | 2018-03-06 | 2018-08-10 | ||
50 | Hung, Jacqueline Chi-Ching 孔芷晴 | F | BID986 | Rep | 2016-09-15 | 2018-04-15 | |
51 | Jang, Euishik 張宜植 | BHL123 | Rep | 2018-07-10 | |||
52 | Jiang, Xiaojing 姜曉菁 | AQA848 | Rep | 2010-04-12 | 2017-01-17 | ||
53 | Ke, Lei 柯雷 | AUZ498 | Rep | 2010-04-12 | 2015-03-27 | ||
54 | Keung, Yee Yee Lillian 姜義義 | BNH562 | Rep | 2018-08-09 | |||
55 | Khanapurkar, Kuldeep Vishnukant | BFS299 | Rep | 2015-07-06 | |||
56 | Kim, Jung Kyong | BJW029 | Rep | 2017-07-10 | 2019-01-10 | ||
57 | Kwan, Chi Wang 關子宏 | AGB717 | Rep | 2011-04-04 | 2012-01-02 | ||
58 | Lai, Nicola Ying Xi 賴穎熙 | F | ALY576 | Rep | 2011-01-19 | ||
59 | Lau, Cynthia Chi Wing 劉智穎 | F | BME269 | Rep | 2018-03-08 | ||
60 | Lau, Hing Sang 劉慶生 | ACW763 | Rep | 2003-08-27 | |||
RO | 2003-08-27 | 2004-07-15 | |||||
61 | Lau, Tracy Ho Yee 劉可兒 | F | AOQ704 | Rep | 2017-08-29 | 2018-02-22 | |
RO | 2018-02-22 | 2021-01-22 | |||||
62 | Lau, Victor Wai Tat 劉偉達 | M | APF754 | Rep | 2016-09-30 | 2023-07-28 | |
63 | Laud, Sonja (SFC:BEZ698) | BEZ698 | Rep | 2015-03-02 | 2015-03-06 | ||
Rep | 2015-10-13 | 2015-10-16 | |||||
64 | Lee, Ada Man Wai 李敏慧 | F | AGK783 | Rep | 2003-07-06 | ||
Rep | 2004-11-23 | 2006-04-30 | |||||
65 | Lee, Calista Wuen Nee | F | AWT374 | Rep | 2015-01-06 | 2021-10-31 | |
66 | Lee, Hyung Jin 李烱陳 | ADX373 | Rep | 2004-12-30 | 2015-07-13 | ||
RO | 2015-07-13 | 2019-01-21 | |||||
67 | Lee, Joyce Wing Loy 李詠萊 | F | AGK822 | Rep | 2003-09-01 | ||
68 | Lee, Kai Yang 李凱揚 | AOJ012 | Rep | 2006-12-23 | 2014-08-28 | ||
69 | Lee, Lok Ming 李樂鳴 | BBP703 | Rep | 2017-03-20 | 2021-01-31 | ||
70 | Lee, Tin Wing 李天穎 | AXY953 | Rep | 2016-09-12 | |||
71 | Lee, Vincent Lung Kwong 李龍光 | M | ABM600 | Rep | 2004-02-25 | 2004-06-02 | |
72 | Leung, Alan 梁起麟 | M | AGJ508 | Rep | 2004-08-29 | ||
73 | Leung, Chor Ming 梁礎銘 | AEA299 | Rep | 2004-09-14 | 2004-12-06 | ||
74 | Leung, Hung Piu 梁鴻標 | AJF234 | Rep | 2003-10-29 | 2004-10-12 | ||
75 | Leung, James Wang Kit 梁宏傑 | M | ACC013 | Rep | 2017-07-19 | 2018-12-12 | |
RO | 2018-12-12 | ||||||
76 | Leung, Lap Wai (SFC:ALN045) 梁立偉 | ALN045 | Rep | 2011-07-22 | |||
77 | Leung, Yiu Pan (SFC:ANM031) 梁耀斌 | ANM031 | Rep | 2008-05-27 | 2016-10-01 | ||
78 | Levy, Michael Jonathan | M | BBS858 | Rep | 2013-09-09 | 2013-10-09 | |
79 | Li, James Kong 李剛 | M | AFT405 | Rep | 2014-07-04 | 2014-10-14 | |
RO | 2014-10-14 | 2019-12-09 | |||||
80 | Li, Sek Fu 李錫富 | AAX343 | Rep | 2004-11-09 | |||
RO | 2004-11-09 | 2015-03-03 | |||||
81 | Lian, Daniel Da | M | BCW815 | Rep | 2015-11-04 | 2016-08-24 | |
82 | Lim, Soo Hai | AMR299 | Rep | 2005-11-07 | 2018-09-11 | ||
RO | 2018-09-11 | ||||||
83 | Lin, Ka Ho 連嘉豪 | AMR825 | Rep | 2008-01-31 | 2010-02-24 | ||
84 | Liu, Danqing 劉丹青 | AUZ101 | Rep | 2017-09-07 | |||
85 | Liu, Pok Man 廖博民 | BLL172 | Rep | 2017-11-07 | 2019-05-17 | ||
86 | Liu, Shiyan 劉詩妍 | BLK641 | Rep | 2017-11-17 | 2019-01-31 | ||
87 | Liu, Tiebin 劉鉄彬 | AYI977 | Rep | 2011-11-01 | 2014-12-31 | ||
88 | Liu, Zhaoying 劉兆熒 | AWJ024 | Rep | 2018-06-11 | |||
89 | Lo, Sing 盧勝 | AEM141 | Rep | 2005-03-02 | 2005-05-04 | ||
RO | 2005-05-04 | 2015-11-10 | |||||
90 | Lo, Yim On 盧艷安 | BDW364 | Rep | 2018-05-07 | |||
91 | Lui, Anne 呂安妮 | F | AXO912 | Rep | 2013-08-15 | 2014-09-30 | |
92 | Lui, Mandy Man Lok 雷敏諾 | F | BAI757 | Rep | 2018-11-05 | 2019-02-01 | |
93 | Luo, Laura Ying 羅瑩 | 53 | F | ADJ631 | Rep | 2013-09-12 | 2018-02-28 |
RO | 2018-02-28 | 2019-09-30 | |||||
94 | Mihalick, David Martin | M | BID984 | Rep | 2016-09-28 | 2016-09-30 | |
95 | Morgan, Paul (SFC:BEZ683) | M | BEZ683 | Rep | 2015-04-16 | 2015-04-22 | |
Rep | 2015-10-13 | 2015-10-16 | |||||
96 | Natcharian, Matthew Paul | M | BIG055 | Rep | 2016-09-28 | 2016-09-30 | |
97 | Ng, Colin Chee Kwong 吳志光 | 52 | M | ASY018 | Rep | 2009-12-23 | 2012-08-07 |
98 | Ng, Gerry Joo Yeow 黃祖耀 | 54 | M | ACC976 | Rep | 2004-12-07 | 2005-01-20 |
RO | 2005-01-20 | 2019-12-31 | |||||
99 | Nowak Ii, Laurance Stanley Adam | M | BFE977 | Rep | 2017-08-11 | 2017-11-03 | |
100 | Palmer, William Arnold | M | AYT894 | Rep | 2012-01-12 | 2012-02-12 | |
101 | Park, Chong Hak | BBS864 | Rep | 2013-09-10 | 2013-10-10 | ||
102 | Petronikolos, Athanasios | AWQ219 | Rep | 2011-01-13 | 2011-02-12 | ||
103 | Poon, Eric Chi Lik 潘智力 | M | AJA981 | Rep | 2012-05-21 | 2012-11-14 | |
RO | 2012-11-14 | 2017-12-31 | |||||
104 | Poon, Joanna Ka Yee 潘嘉怡 | F | AGL868 | Rep | 2010-04-12 | 2010-09-16 | |
105 | Richardson, Alan Jack Newman | M | AEI864 | Rep | 2006-11-14 | ||
106 | Rong, Baiding 榮白丁 | AUJ708 | Rep | 2016-08-18 | |||
107 | Scandella, Jean-Louis Patrick | M | AUF111 | Rep | 2015-10-14 | 2015-10-17 | |
Rep | 2016-09-15 | 2016-10-01 | |||||
108 | Scholefield, Timothy | M | BBS865 | Rep | 2013-09-09 | 2013-10-09 | |
109 | Seetoh, Lin Yoke (SFC:AAK414) 司徒蓮玉 | AAK414 | Rep | 2003-08-29 | |||
RO | 2003-08-29 | 2004-10-08 | |||||
110 | Sheng, Bo (SFC:BED007) 盛博 | BED007 | Rep | 2016-11-23 | |||
111 | Shiu, Vivian Pui Kuen 邵佩娟 | AQI992 | Rep | 2016-03-30 | |||
112 | Shroff, Manoj Mahesh | M | AOJ010 | Rep | 2007-01-02 | 2010-06-16 | |
Rep | 2012-03-19 | 2019-12-15 | |||||
113 | Shum, Wai Chun 沈偉俊 | AHJ589 | Rep | 2010-08-02 | 2010-12-20 | ||
RO | 2010-12-20 | 2012-02-01 | |||||
114 | Silver, Benjamin Wolf | M | BIE150 | Rep | 2016-09-28 | 2016-09-30 | |
115 | Simpson, Michael Duff | M | BBS861 | Rep | 2013-09-09 | 2013-10-09 | |
116 | Sit, Wilfred Wing Fai 薛永輝 | M | ACJ160 | Rep | 2004-09-22 | 2004-09-24 | |
RO | 2004-09-24 | 2007-02-18 | |||||
Rep | 2011-05-30 | 2011-07-12 | |||||
RO | 2011-07-12 | 2017-01-24 | |||||
117 | Sitton, Jose Daniel | M | AMI233 | Rep | 2016-09-22 | 2016-10-02 | |
118 | So, Francis Hon Ming 蘇漢明 | M | AAB920 | Rep | 2004-12-15 | ||
RO | 2004-12-15 | 2005-11-18 | |||||
119 | Squire, James St John | M | ABM486 | Rep | 2004-08-31 | ||
120 | Tam, Ernie Chung Ying 譚仲英 | M | ADV123 | Rep | 2003-10-27 | ||
121 | Tam, Zumin Patrick Jr. 譚祖岷 | AEM645 | Rep | 2007-07-19 | 2016-04-24 | ||
122 | Tan, Zhizhi 譚智郅 | AYQ567 | Rep | 2011-12-14 | 2013-03-15 | ||
123 | Tang, Ka Nam 鄧嘉南 | AFM342 | Rep | 2013-05-13 | 2014-01-27 | ||
RO | 2014-01-27 | 2014-04-30 | |||||
124 | Tang, Lin (SFC:AVY842) 唐琳 | AVY842 | Rep | 2010-10-04 | 2014-12-17 | ||
125 | Tsang, Edith Sui Yu 曾瑞如 | F | ALN773 | Rep | 2007-02-08 | 2007-07-06 | |
126 | Tse, Pui Kwan (SFC:AFF231) 謝佩坤 | AFF231 | Rep | 2013-07-12 | 2018-06-27 | ||
127 | Ugurtas, Ecehan | APV617 | Rep | 2007-10-22 | 2007-11-22 | ||
Rep | 2011-01-13 | 2011-02-12 | |||||
Rep | 2012-04-23 | 2012-05-23 | |||||
Rep | 2012-09-27 | 2012-12-27 | |||||
Rep | 2015-10-13 | 2015-10-16 | |||||
128 | Valensise, Marino | BGC385 | Rep | 2016-09-28 | 2016-09-30 | ||
129 | Wang, Guoguang (SFC:AUZ499) 王國光 | AUZ499 | Rep | 2010-04-12 | 2011-04-11 | ||
130 | Wang, Ping (SFC:BIG438) 王平 | BIG438 | Rep | 2018-05-31 | 2021-04-22 | ||
131 | Wang, Xiaoting (SFC:ALU743) 王晓亭 | ALU743 | Rep | 2006-09-18 | 2007-10-23 | ||
132 | Webman, Jerry Allan | M | AOV150 | Rep | 2007-04-23 | 2007-04-27 | |
133 | Weeks, Charles Anthony Jolyon | 53 | M | BIG056 | Rep | 2016-09-28 | 2016-10-02 |
134 | Wei, Zhenghui 韋正輝 | ATY167 | Rep | 2015-04-10 | 2019-09-30 | ||
135 | Wong, Patricia Wai Man 王瑋雯 | F | AEG179 | Rep | 2003-11-10 | 2007-03-17 | |
136 | Wong, Sz Wun 黃偲媛 | BLH222 | Rep | 2017-10-17 | 2021-04-07 | ||
137 | Wu, Hongqi 吳宏奇 | ARD525 | Rep | 2015-08-14 | 2020-04-14 | ||
138 | Yang, Bo (SFC:AWW707) 楊博 | AWW707 | Rep | 2014-06-03 | 2016-05-19 | ||
139 | Ye, Lin (SFC:AOA395) 葉林 | AOA395 | Rep | 2015-08-17 | 2016-04-07 | ||
140 | Yeung, Theresa Ka Man 楊嘉雯 | F | ASH883 | Rep | 2011-10-18 | 2014-10-17 | |
141 | Yip, Sui Lin 葉瑞蓮 | ABN716 | Rep | 2008-02-14 | |||
RO | 2008-02-14 | 2014-06-26 | |||||
142 | Yiu, Wai Yu (SFC:ADT525) 姚惠瑜 | ADT525 | Rep | 2005-08-15 | |||
143 | Yu, Elvin Tin Yau 余天佑 | M | AGK719 | Rep | 2005-05-04 | 2008-12-11 | |
144 | Yu, Pui Man Gabriel 羽沛文 | BBH436 | Rep | 2013-05-20 | 2021-09-24 | ||
145 | Yu, Shuet Ying 余雪凝 | BEN542 | Rep | 2015-01-06 | 2018-01-07 | ||
146 | Yung, Jamie Pui Man 容佩文 | AEH759 | Rep | 2005-05-10 | |||
147 | Yung, Ming Hong | BLH229 | Rep | 2017-10-17 | 2018-04-22 | ||
148 | Zhang, Salinas Meng 張萌 | BNU589 | Rep | 2018-11-19 | |||
149 | Zhang, Yuting (SFC:BBB735) 張雨婷 | BBB735 | Rep | 2014-12-23 | 2021-12-10 | ||
150 | Zhong, Anna Hua | F | AJI712 | Rep | 2007-08-15 | 2007-11-06 | |
RO | 2007-11-06 | 2009-05-06 | |||||
Rep | 2017-08-31 | 2019-08-31 | |||||
151 | Zhou, Qingyi 周清逸 | BGT832 | Rep | 2017-05-15 | 2019-05-02 |
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