BARING ASSET MANAGEMENT (ASIA) LIMITED 霸菱資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Adrogue, Ricardo | Rep | 2016-09-28 | 2016-09-30 | ||
| 2 | Ang, Eric Tai Yue 洪大裕 | M | Rep | 2006-04-19 | 2007-04-13 | |
| RO | 2007-04-13 | 2007-08-18 | ||||
| 3 | Argal, Ajay | Rep | 2011-09-02 | 2013-04-16 | ||
| RO | 2013-04-16 | 2019-03-31 | ||||
| 4 | Au, Yu Ching 區裕正 | Rep | 2007-08-14 | 2007-09-11 | ||
| RO | 2007-09-11 | 2011-03-01 | ||||
| 5 | Blake, Jonathan Robert | M | Rep | 2008-01-21 | 2008-02-21 | |
| Rep | 2011-03-23 | 2011-03-30 | ||||
| 6 | Bone, Sydney Maurice | RO | 2004-10-22 | |||
| 7 | Bromley, Clive William | M | Rep | 2011-08-30 | 2011-09-30 | |
| 8 | Brown, Scott David (SFC:BIE338) | M | Rep | 2016-09-26 | 2016-10-02 | |
| 9 | Buckley, James Andrew | M | Rep | 2015-10-13 | 2015-10-17 | |
| 10 | Chai, Albert Mei Khoon | M | Rep | 2013-06-14 | 2019-11-27 | |
| 11 | Chan, Chi Chow 陳致洲 | Rep | 2004-10-14 | |||
| 12 | Chan, Chung Leung (SFC:APH607) 陳頌良 | Rep | 2017-08-11 | 2019-10-31 | ||
| 13 | Chan, Fiona Nga Yee 陳雅儀 | F | Rep | 2008-05-28 | 2010-03-31 | |
| 14 | Chan, Henry Yue Hung 陳裕雄 | M | Rep | 2004-09-22 | 2004-09-24 | |
| RO | 2004-09-24 | 2010-07-01 | ||||
| 15 | Chan, Ivy (SFC:AEN139) 陳亭希 | F | Rep | 2007-09-10 | 2015-09-07 | |
| RO | 2015-09-07 | |||||
| 16 | Chan, Ka Ning 陳加寧 | Rep | 2017-07-20 | 2019-11-12 | ||
| 17 | Chan, Mo Yan (SFC:BCI303) 陳慕恩 | Rep | 2018-10-22 | 2019-12-12 | ||
| 18 | Chang, Tat Sean 鄭達成 | Rep | 2012-05-08 | 2012-07-10 | ||
| RO | 2012-07-10 | 2018-01-26 | ||||
| 19 | Chen, Christopher Tu Hsin 陳篤信 | M | Rep | 2017-04-13 | 2018-06-29 | |
| 20 | Chen, Ji (SFC:ALO251) 陳濟 | Rep | 2010-07-02 | 2015-07-24 | ||
| 21 | Chen, Pei-Chi 陳珮綺 | Rep | 2018-12-17 | |||
| 22 | Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 | Rep | 2005-08-01 | 2011-08-01 | ||
| 23 | Cheung, Wai Ho (SFC:BGE658) 張偉豪 | Rep | 2017-08-21 | 2018-11-09 | ||
| 24 | Chin, Sydney Chung Hin 陳松興 | Rep | 2017-06-07 | 2021-01-20 | ||
| 25 | Choe, Kyung Ho | Rep | 2017-08-15 | 2023-09-01 | ||
| 26 | Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 | Rep | 2014-05-21 | 2015-12-15 | ||
| 27 | Choi, Ka Wing (SFC:BBC960) 蔡嘉穎 | Rep | 2013-04-15 | 2014-05-23 | ||
| 28 | Choi, Sanghyun (SFC:BGI061) | Rep | 2015-10-14 | 2015-10-17 | ||
| 29 | Chong, Edmund Yuk Hung 莊鈺洪 | M | Rep | 2015-04-08 | 2017-07-06 | |
| RO | 2017-07-06 | 2018-10-12 | ||||
| 30 | Chong, Kwok Chee 莊國幟 | Rep | 2015-08-14 | 2019-03-31 | ||
| 31 | Chow, Wai Kwong 周偉光 | Rep | 2018-07-24 | |||
| 32 | Chun, Chi Tsing 秦梓澄 | Rep | 2018-05-16 | |||
| 33 | Chung, Franki Ka Fai 鍾家輝 | M | RO | 2007-05-09 | 2009-11-30 | |
| 34 | Chung, Man Yi 鍾聞怡 | Rep | 2016-01-19 | 2021-06-13 | ||
| 35 | Co, Lilian Lai Ling 許麗玲 | F | Rep | 2004-11-16 | ||
| RO | 2004-11-16 | 2007-09-04 | ||||
| 36 | Conn, Adam Howard Joseph | 55 | M | Rep | 2012-07-03 | 2012-08-03 |
| 37 | Deng, Hong Wen 鄧鴻文 | Rep | 2007-09-10 | 2007-10-25 | ||
| RO | 2007-10-25 | 2013-08-30 | ||||
| 38 | Do, Khiem Trong | RO | 2020-12-31 | |||
| 39 | Downes, Michael James (SFC:BDF595) | M | Rep | 2017-08-14 | 2020-03-31 | |
| 40 | Fong, Wai Cheong 方偉昌 | Rep | 2004-09-15 | 2018-08-16 | ||
| RO | 2018-08-16 | |||||
| 41 | Forster, Shane Anthony (SFC:BBB058) | M | Rep | 2017-08-31 | 2018-04-12 | |
| RO | 2018-04-12 | |||||
| 42 | Fu, Yu (SFC:BOE212) 傅鈺 | Rep | 2019-03-05 | 2020-11-20 | ||
| 43 | Fung, Yuen Fun 馮婉芬 | Rep | 2007-02-07 | 2007-05-11 | ||
| 44 | Fung, Yuen Tsun 馮苑蓁 | Rep | 2011-02-16 | 2012-05-21 | ||
| 45 | Govan, James Alexander Thomas | M | Rep | 2011-08-19 | 2011-08-26 | |
| 46 | Henderson, James Alan | M | Rep | 2016-09-26 | 2016-10-02 | |
| 47 | Ho, Anita Hoi Lam 何海琳 | F | Rep | 2008-07-25 | 2008-12-11 | |
| Rep | 2015-11-24 | 2016-10-15 | ||||
| 48 | Hong, Nahyoon 洪那玧 | Rep | 2007-06-29 | 2021-10-31 | ||
| 49 | Horne, Martin Scott (SFC:BNR304) | M | Rep | 2018-11-05 | 2018-11-08 | |
| Rep | 2019-01-11 | 2019-01-15 | ||||
| 50 | Hsu, Po Hsiang 許博翔 | Rep | 2018-03-06 | 2018-08-10 | ||
| 51 | Hung, Jacqueline Chi-Ching 孔芷晴 | F | Rep | 2016-09-15 | 2018-04-15 | |
| 52 | Jang, Euishik 張宜植 | Rep | 2018-07-10 | |||
| 53 | Jiang, Xiaojing 姜曉菁 | Rep | 2010-04-12 | 2017-01-17 | ||
| 54 | Ke, Lei 柯雷 | Rep | 2010-04-12 | 2015-03-27 | ||
| 55 | Keung, Yee Yee Lillian 姜義義 | Rep | 2018-08-09 | |||
| 56 | Khanapurkar, Kuldeep Vishnukant | Rep | 2015-07-06 | |||
| 57 | Kim, Jung Kyong | Rep | 2017-07-10 | 2019-01-10 | ||
| 58 | Kwan, Chi Wang 關子宏 | Rep | 2011-04-04 | 2012-01-02 | ||
| 59 | Lai, Nicola Ying Xi 賴穎熙 | F | Rep | 2011-01-19 | ||
| 60 | Lam, Chi Ho (SFC:BEX631) 林子豪 | Rep | 2019-04-25 | |||
| 61 | Lam, Hoi Kay Kate 林凱琪 | Rep | 2019-02-26 | |||
| 62 | Lau, Cynthia Chi Wing 劉智穎 | F | Rep | 2018-03-08 | ||
| 63 | Lau, Hing Sang 劉慶生 | Rep | 2003-08-27 | |||
| RO | 2003-08-27 | 2004-07-15 | ||||
| 64 | Lau, Tracy Ho Yee 劉可兒 | F | Rep | 2017-08-29 | 2018-02-22 | |
| RO | 2018-02-22 | 2021-01-22 | ||||
| 65 | Lau, Victor Wai Tat 劉偉達 | M | Rep | 2016-09-30 | 2023-07-28 | |
| 66 | Lau, Yun Mei (SFC:BNV579) 劉潤美 | Rep | 2019-03-20 | 2020-04-07 | ||
| 67 | Laud, Sonja (SFC:BEZ698) | Rep | 2015-03-02 | 2015-03-06 | ||
| Rep | 2015-10-13 | 2015-10-16 | ||||
| 68 | Lee, Ada Man Wai 李敏慧 | F | Rep | 2003-07-06 | ||
| Rep | 2004-11-23 | 2006-04-30 | ||||
| 69 | Lee, Calista Wuen Nee | F | Rep | 2015-01-06 | 2021-10-31 | |
| 70 | Lee, Hyung Jin 李烱陳 | Rep | 2004-12-30 | 2015-07-13 | ||
| RO | 2015-07-13 | 2019-01-21 | ||||
| 71 | Lee, Joyce Wing Loy 李詠萊 | F | Rep | 2003-09-01 | ||
| 72 | Lee, Kai Yang 李凱揚 | Rep | 2006-12-23 | 2014-08-28 | ||
| 73 | Lee, Lok Ming 李樂鳴 | Rep | 2017-03-20 | 2021-01-31 | ||
| 74 | Lee, Tin Wing 李天穎 | Rep | 2016-09-12 | |||
| 75 | Lee, Vincent Lung Kwong 李龍光 | M | Rep | 2004-02-25 | 2004-06-02 | |
| 76 | Leung, Alan 梁起麟 | M | Rep | 2004-08-29 | ||
| 77 | Leung, Chor Ming 梁礎銘 | Rep | 2004-09-14 | 2004-12-06 | ||
| 78 | Leung, Hung Piu 梁鴻標 | Rep | 2003-10-29 | 2004-10-12 | ||
| 79 | Leung, James Wang Kit 梁宏傑 | M | Rep | 2017-07-19 | 2018-12-12 | |
| RO | 2018-12-12 | |||||
| 80 | Leung, Lap Wai (SFC:ALN045) 梁立偉 | Rep | 2011-07-22 | |||
| 81 | Leung, Yiu Pan (SFC:ANM031) 梁耀斌 | Rep | 2008-05-27 | 2016-10-01 | ||
| 82 | Levy, Michael Jonathan | M | Rep | 2013-09-09 | 2013-10-09 | |
| 83 | Li, James Kong 李剛 | M | Rep | 2014-07-04 | 2014-10-14 | |
| RO | 2014-10-14 | 2019-12-09 | ||||
| 84 | Li, Sek Fu 李錫富 | Rep | 2004-11-09 | |||
| RO | 2004-11-09 | 2015-03-03 | ||||
| 85 | Lian, Daniel Da | M | Rep | 2015-11-04 | 2016-08-24 | |
| 86 | Lim, Soo Hai | Rep | 2005-11-07 | 2018-09-11 | ||
| RO | 2018-09-11 | |||||
| 87 | Lin, Ka Ho 連嘉豪 | Rep | 2008-01-31 | 2010-02-24 | ||
| 88 | Liu, Danqing 劉丹青 | Rep | 2017-09-07 | |||
| 89 | Liu, Pok Man 廖博民 | Rep | 2017-11-07 | 2019-05-17 | ||
| 90 | Liu, Shiyan 劉詩妍 | Rep | 2017-11-17 | 2019-01-31 | ||
| 91 | Liu, Tiebin 劉鉄彬 | Rep | 2011-11-01 | 2014-12-31 | ||
| 92 | Liu, Zhaoying 劉兆熒 | Rep | 2018-06-11 | |||
| 93 | Lo, Sing 盧勝 | Rep | 2005-03-02 | 2005-05-04 | ||
| RO | 2005-05-04 | 2015-11-10 | ||||
| 94 | Lo, Yim On 盧艷安 | Rep | 2018-05-07 | |||
| 95 | Lui, Anne 呂安妮 | F | Rep | 2013-08-15 | 2014-09-30 | |
| 96 | Lui, Mandy Man Lok 雷敏諾 | F | Rep | 2018-11-05 | 2019-02-01 | |
| RO | 2019-02-01 | 2023-08-01 | ||||
| 97 | Luo, Laura Ying 羅瑩 | 54 | F | Rep | 2013-09-12 | 2018-02-28 |
| RO | 2018-02-28 | 2019-09-30 | ||||
| 98 | Mihalick, David Martin | M | Rep | 2016-09-28 | 2016-09-30 | |
| 99 | Morgan, Paul (SFC:BEZ683) | M | Rep | 2015-04-16 | 2015-04-22 | |
| Rep | 2015-10-13 | 2015-10-16 | ||||
| 100 | Natcharian, Matthew Paul | M | Rep | 2016-09-28 | 2016-09-30 | |
| 101 | Ng, Colin Chee Kwong 吳志光 | 53 | M | Rep | 2009-12-23 | 2012-08-07 |
| 102 | Ng, Gerry Joo Yeow 黃祖耀 | 55 | M | Rep | 2004-12-07 | 2005-01-20 |
| RO | 2005-01-20 | 2019-12-31 | ||||
| 103 | Nowak Ii, Laurance Stanley Adam | M | Rep | 2017-08-11 | 2017-11-03 | |
| 104 | Palmer, William Arnold | M | Rep | 2012-01-12 | 2012-02-12 | |
| 105 | Park, Chong Hak | Rep | 2013-09-10 | 2013-10-10 | ||
| 106 | Petronikolos, Athanasios | Rep | 2011-01-13 | 2011-02-12 | ||
| 107 | Poon, Eric Chi Lik 潘智力 | M | Rep | 2012-05-21 | 2012-11-14 | |
| RO | 2012-11-14 | 2017-12-31 | ||||
| 108 | Poon, Joanna Ka Yee 潘嘉怡 | F | Rep | 2010-04-12 | 2010-09-16 | |
| 109 | Richardson, Alan Jack Newman | M | Rep | 2006-11-14 | ||
| 110 | Rong, Baiding 榮白丁 | Rep | 2016-08-18 | |||
| 111 | Scandella, Jean-Louis Patrick | M | Rep | 2015-10-14 | 2015-10-17 | |
| Rep | 2016-09-15 | 2016-10-01 | ||||
| 112 | Schauer, Adam Michael | M | Rep | 2019-05-10 | 2019-05-17 | |
| 113 | Scholefield, Timothy | M | Rep | 2013-09-09 | 2013-10-09 | |
| 114 | Seetoh, Lin Yoke (SFC:AAK414) 司徒蓮玉 | Rep | 2003-08-29 | |||
| RO | 2003-08-29 | 2004-10-08 | ||||
| 115 | Senkpiel, Mark Douglas | M | Rep | 2019-02-19 | 2019-02-22 | |
| 116 | Shek, Stanley Wing Yin 石穎賢 | M | Rep | 2019-01-25 | 2020-04-17 | |
| 117 | Sheng, Bo (SFC:BED007) 盛博 | Rep | 2016-11-23 | |||
| 118 | Shiu, Vivian Pui Kuen 邵佩娟 | Rep | 2016-03-30 | |||
| 119 | Shroff, Manoj Mahesh | M | Rep | 2007-01-02 | 2010-06-16 | |
| Rep | 2012-03-19 | 2019-12-15 | ||||
| 120 | Shum, Wai Chun 沈偉俊 | Rep | 2010-08-02 | 2010-12-20 | ||
| RO | 2010-12-20 | 2012-02-01 | ||||
| 121 | Silver, Benjamin Wolf | M | Rep | 2016-09-28 | 2016-09-30 | |
| 122 | Simpson, Michael Duff | M | Rep | 2013-09-09 | 2013-10-09 | |
| 123 | Sit, Wilfred Wing Fai 薛永輝 | M | Rep | 2004-09-22 | 2004-09-24 | |
| RO | 2004-09-24 | 2007-02-18 | ||||
| Rep | 2011-05-30 | 2011-07-12 | ||||
| RO | 2011-07-12 | 2017-01-24 | ||||
| 124 | Sitton, Jose Daniel | M | Rep | 2016-09-22 | 2016-10-02 | |
| 125 | So, Francis Hon Ming 蘇漢明 | M | Rep | 2004-12-15 | ||
| RO | 2004-12-15 | 2005-11-18 | ||||
| 126 | Squire, James St John | M | Rep | 2004-08-31 | ||
| 127 | Tam, Ernie Chung Ying 譚仲英 | M | Rep | 2003-10-27 | ||
| 128 | Tam, Zumin Patrick Jr. 譚祖岷 | Rep | 2007-07-19 | 2016-04-24 | ||
| 129 | Tan, Zhizhi 譚智郅 | Rep | 2011-12-14 | 2013-03-15 | ||
| 130 | Tang, Ka Nam 鄧嘉南 | Rep | 2013-05-13 | 2014-01-27 | ||
| RO | 2014-01-27 | 2014-04-30 | ||||
| 131 | Tang, Lin (SFC:AVY842) 唐琳 | Rep | 2010-10-04 | 2014-12-17 | ||
| 132 | Tsang, Edith Sui Yu 曾瑞如 | F | Rep | 2007-02-08 | 2007-07-06 | |
| 133 | Tse, Pui Kwan (SFC:AFF231) 謝佩坤 | Rep | 2013-07-12 | 2018-06-27 | ||
| 134 | Ugurtas, Ecehan | Rep | 2007-10-22 | 2007-11-22 | ||
| Rep | 2011-01-13 | 2011-02-12 | ||||
| Rep | 2012-04-23 | 2012-05-23 | ||||
| Rep | 2012-09-27 | 2012-12-27 | ||||
| Rep | 2015-10-13 | 2015-10-16 | ||||
| 135 | Valensise, Marino | Rep | 2016-09-28 | 2016-09-30 | ||
| 136 | Wang, Aiqian (SFC:BOB754) 汪愛倩 | Rep | 2019-02-11 | 2019-07-16 | ||
| 137 | Wang, Guoguang (SFC:AUZ499) 王國光 | Rep | 2010-04-12 | 2011-04-11 | ||
| 138 | Wang, Ping (SFC:BIG438) 王平 | Rep | 2018-05-31 | 2021-04-22 | ||
| 139 | Wang, Xiaoting (SFC:ALU743) 王晓亭 | Rep | 2006-09-18 | 2007-10-23 | ||
| 140 | Webman, Jerry Allan | M | Rep | 2007-04-23 | 2007-04-27 | |
| 141 | Weeks, Charles Anthony Jolyon | 54 | M | Rep | 2016-09-28 | 2016-10-02 |
| 142 | Wei, Zhenghui 韋正輝 | Rep | 2015-04-10 | 2019-09-30 | ||
| 143 | Wong, Patricia Wai Man 王瑋雯 | F | Rep | 2003-11-10 | 2007-03-17 | |
| 144 | Wong, Sz Wun 黃偲媛 | Rep | 2017-10-17 | 2021-04-07 | ||
| 145 | Wu, Hongqi 吳宏奇 | Rep | 2015-08-14 | 2020-04-14 | ||
| 146 | Yang, Bo (SFC:AWW707) 楊博 | Rep | 2014-06-03 | 2016-05-19 | ||
| 147 | Ye, Lin (SFC:AOA395) 葉林 | Rep | 2015-08-17 | 2016-04-07 | ||
| 148 | Yeung, Theresa Ka Man 楊嘉雯 | F | Rep | 2011-10-18 | 2014-10-17 | |
| 149 | Yip, Sui Lin 葉瑞蓮 | Rep | 2008-02-14 | |||
| RO | 2008-02-14 | 2014-06-26 | ||||
| 150 | Yiu, Wai Yu (SFC:ADT525) 姚惠瑜 | Rep | 2005-08-15 | |||
| 151 | Yu, Elvin Tin Yau 余天佑 | M | Rep | 2005-05-04 | 2008-12-11 | |
| 152 | Yu, Pui Man Gabriel 羽沛文 | Rep | 2013-05-20 | 2021-09-24 | ||
| 153 | Yu, Shuet Ying 余雪凝 | Rep | 2015-01-06 | 2018-01-07 | ||
| 154 | Yung, Jamie Pui Man 容佩文 | Rep | 2005-05-10 | |||
| 155 | Yung, Ming Hong | Rep | 2017-10-17 | 2018-04-22 | ||
| 156 | Zhang, Salinas Meng 張萌 | Rep | 2018-11-19 | |||
| 157 | Zhang, Yuting (SFC:BBB735) 張雨婷 | Rep | 2014-12-23 | 2021-12-10 | ||
| 158 | Zhong, Anna Hua | F | Rep | 2007-08-15 | 2007-11-06 | |
| RO | 2007-11-06 | 2009-05-06 | ||||
| Rep | 2017-08-31 | 2019-08-31 | ||||
| 159 | Zhou, Qingyi 周清逸 | Rep | 2017-05-15 | 2019-05-02 |
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